victoria a roberts financial disclosure report for 2010

8/3/2019 Victoria A Roberts Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethics .in Government Act of 1978(5 U.S.C. app. 101-111)

1. Person R eport ing (las t name, f i rs t , middle ini t ia l)R O B E R T S , V I C T O R I A A .

4. Ti t l e (Ar t i c le 111 judges ind ica te ac t ive o r sen io r s t a tus ;magistrate judges indicate full- or part- t ime)U . S . D I ST R I C T J U D G E

7 . C h a m b e r s o r O f f i c e A d d r e s sU N I T E D S T A T E S D I S T R I C T C O U R T2 3 1 W . LA F A Y E T T E B L V D R O O M 1 2 3D E T R O I T , M I . 4 8 2 2 6

2. Cour t o r Organ iza t ionE A S T E R N D I S T R I C T O F M I C H IG A N

3. Date of Repor t05/15/2011

5a . Repor t Type (check appropr ia te type )] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is of the informat ion conta ined in this Repor t and anymodi f ica t ions pe r ta in ing the re to , i t i s , in my o p in ion , in comp l iancewith app l icab le laws and regu lat ions.

6. Repor t ing Per iod01/01/2010

to12/31/2010

R e v i e w i n g O f f i c e r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box fo r each par t where you have n o repor tab le in format io t~ S ign on las t page .

I . P O S I T I O N S . (R e p o ~ n g individual only; see pp. 9-13 of filing instructions.)~] (No rep o r tab l e p o s i t io ns .)O NE

P O S I T I O N NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . ( R e p o m n g i n d i v i d u n t o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~] NONE (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPO RTPage 2 of 9

N a m e o f P e r s on R e p o r t i n gR O B E R T S , V I C T O R I A A .

D a t e o f R e p o r t05/ 15 / 2011

III. N O N - I N V E S T M E N T I N C O M E . (Reporting indiv idual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

[] (No rep o r tab l e inco m e . )ONE non-investmentDATE SOURCE AND TYPE I N C O M E

( y o u r s , n o t s p o u s e s )1. 2010 U N I V E R S I T Y O F M I C H I G A N P A Y R O L L O F F I C E - S A L A R Y $17,650.002. 2010 S O B L E & R O W E - C O L L E C T I O N O F A M O U N T F O R P A S T $49,167.00S E R V I C E S3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married daring any portion of the reportingyear, complete this sectior~(Dollar amount not required except for honoraria.)

~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.

3.

4.

I V . R E I M B U R S E M E N T S - - ~ a n s p o n a n o n , I o d g l n ~ ,I o o d , e n , e n a ln m e n ~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)~-~ NONE (No reportable reimbursements.)

SOURCE DATES LOCATIONU NIV E R S IT Y O F JU LY 23-24, 201 0 M A C K I N A C I S L A N D ,M ICHIG A N M ICHIG A N

3.4.5.

PURPOSEE D U C A T I O N A LS E M I N A R / P R O G R A M

ITEMS PAID OR PROVIDEDTRANSPORTATION AND FOOD


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 9Nam e o f P e r so n Rep o r t i n g

R O B E R T S , V I C T O R I A A .Date o f Repor t

05/15/2011

V . G I F T S . a n c l . d e s t h o s e t o s p o ~ e a . d dependent ch i ldren; see p p . 2 8 - 3 1 offiling instructions.)N O N E ( N o repor tab le gi f ts .)

S O U R C E D E SC R I P T I O N1 .2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a .c l a d e s th o s e o l sp o m e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 2 - 3 3 of filing i n s t r u c t i o ns.)N O N E ( N o repor tab le l iabi l i t ies . )

C R E D I T O R D E SC R I P T I O N1 .2.3.4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 9

N a m e o f P e r s on R e p o r t i n gROBERTS, V I C T O R I A A .

Date o f Repor t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a l . e , ~ o . s a c t i o . s a ~ a ~ d e s th o s e o y s p o u s e a . d del~endent children; see p p . 3 4 - 6 0 of fillng ins truct ions . )[] NONE(N o repor tab le income, asse ts , or t ransac t ions . )

1 . S I M O N E R O A D , L . L .C , W a y n e C o u n t y M I C R e n t K W

2. J U D Y C I R C L E , L . L . C ., W a y n e C o u n t y M I B R e n t K W

3. F A I R V I E W D R I V E , L . L C ., W a y n e C o u n t y C R e n t K WM I

4. D O V E R R O A D , L .L . C , W a y n e C o u n t y M I D R e n t K W5. B U R G E R R O A D , L .L . C , W a y n e C o u n t y M I C R e n t K W

6. D E A R B O R N H E I G H T S , L .L . C , W a y n e B R e n t K WC o u n t y M I7. P A L M E R R O A D , L . L .C , W a y n e C o u n t y M I B R e n t K W

8. K N O L S O N R O A D , L . L .C , W a y n e C o u n t y B R e n t K WM I9. J P M O R G A N I . R . A . o J A N U S F U N D A D i v i d e n d

1 0 . J P M O R G A N I . R . A . - J A N U S T W E N T Y A D i v i d e n dF U N D1 l. J P M O R G A N I . R .A . - J A N U S V E N T U R E A D i v i d e n dF U N D1 2 . J P M O R G A N I . R . A . - A I M A D i v i d e n d K TC O N S T E L L A T I O N F U N D1 3 . I . R . A . - B A N K O F A M E R I C A o C D S A In teres t K T1 4 . J P M O R G A N C H A S E - SAVI NGS A In teres t K T

1 5 . J P M O R G A N - JA N U S F U N D A D i v i d e n d

1 6 . J P M O R G A N - J A N U S T W E N T Y F U N D A D i v i d e n d

1 7 . J P M O R G A N - J A N U S V E N T U R E F U N D A D i v i d e n d

S E E P A R T V I I I

S E E P A R T V I I IS E E P A R T V I I I

SEE PART VIIISEE PART VIIISEE PART VIII

1 . In co m e Ga i n C o d es : : A =$1,000 or less B =$1.001 - $2.500~Se e C o l u mn s B 1 a n d D 4 ) F =$50,001 - $100,000 G =$100.001 - $1.000.000

2 . Va l ue C o d es J = $15.D 00 or less K = $1 5.001 - $50.000( S ee C o l um n s C I an d D3 ) N =$250.001 - $500.000 O =$500.001 - $1.000.000

P3 =$25,000.001 - $50,000.0003. V a l u e M e t ho d C o d e s Q = A p p ra i sa l R =C o s t f Rea l E s t a t e On l y)

( S ee C o l um n C 2 ) U = B o o k V a l u e V =Ot h e r

C =$2.501 - $5.000HI =$1.000.001 - $5,000.000L =$50.001 - $100,000PI =$1,000,001 - $5.000.000P4 =More than $50.000.000S = A s s a s s me n tW = Es t i ma t e d

D = $5.001 - $15,000H2 ~More than $5.000.000M =$100.00t - $250.000P2 =$5,000,001 - $25.000.000T =C ash M ar ke t

E =$15,D01 - $50.000


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N a m e o f P e r s o n R e p o r t in gROBERTS, VICTORIA A.

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fdlng instructions.)~ NONE income, assets, or transactions.)N o reportable

1 8 . D A I M L E R A G - C O M M O N S T O C K A D i v i d e n d J T1 9 . A N N A R B O R T R A I L A S S O C . , L . L. C ., C R e n t K W ."Way ne C ou nty M I20 . M O R G A N S T A N L E Y S M IT H B A R N E Y

I.R.A.:21 . - AIM CH AR T ER FU ND A D i v i d e n d S E E P A R T V I I I

22 . - A I M C O N S T E L L A T I O N F U N D C L A S S A D i v i d e n d S E E P A R T V I I IA23 . -AIM INTERNATIONAL GROWTH A D i v i d e n d S E E P A R T V I I 1F U N D C L A S S A24 . - J O H N H A N C O C K S M A L L C A P A D i v i d e n d S E E P A R T V I I IG R O W T H F D A25 . - M F S G R O W T H F U N D C L A S S A A D i v i d e n d S E E P A R T V I I I26 . - F R A N K L I N M U T U A L S H A R E S F U N D A D i v i d e n d S E E P A R T V I I IC L A S S A2 7. - SM A L LC A P W O R L D F U ND C LA S S A A D i v i d e n d S E E P A R T V I I I2 8. - T EM P LE T O N D E V EL O PI NG M A R K ET S A D i v i d e n d S E E P A R T V I I IT R U S T C L A S S A29 . - W A S H I N G T O N M U T U A L I N V E S T O R S A D i v i d e n d S E E P A R T V I I IF U N D C L A S S A30 . - W E S T E R N A S S E T M O N E Y M A R K E T A D i v i d e n d S E E P A R T V I I IF U N D31 . J P M O R G A N C H A S E - CHECKING A Interes t J T32 . A M E R I C A N I N T E R N A T I O NA L G R O U P , A D i v i d e n d J T So l dINC . - C OM M ON STOC K (part)33 . R E N T A L H O U S E - D E T R O I T , M I. A R e n t M W

03/03/10 J A

34 . M E R R I L L L Y NC H - J A N U S F U N D A D i v i d e n d J S E E P A R T V I I I

(S ee Co lu mn s B I a nd D 4) F ~$ 50 ,0 0! - $!0 0,0 002 . Va l ue C o d es J = $1 5, 000 o r l e s s

( S ee C o l um n s C 1 an d D3 ) N =$250,001 - $500.000P3 =$25,000,001 - $50,000,0003. V a l u e M e t ho d C o d e s Q = A p p ra i sa l( S ee C o l um n C 2 ) U = B o o k V a l u e

B =$ 1 , 0 0 1-$ 2 .5 0 0G ~ $ 10 0 , 0 0 1-$ 1 , 0 0 0 0 0 0K =$15,001- $50.000O=$500.001 - $1,000.000R -~2ost (Real Esta te Only)V =Ot h e r

C : $ 2 . 5 0 1 - $ 5 ; 0 0 0 : D=$5,001 - $15,000H! =$ L 0 0 0 , 0 0 i - S S i 0 0 0 , 0 0 0 H2 =More than $5,000,000.....~ ~ , 5 o i ~ o i ~ ~ = $ 1 o o , o o i : $ ~ s o , o o oP I = $ 1 i 0 0 0 1 0 0 i - $ 5 i 0 0 0 ,~ : P 2 ~ $ 5 i 0 0 0 ; 0 0 1 . - $ 2 5 ~ 0 0 0 ,0 0P 4 = M 0 ~ e t h a n $ 5 0 1~ i 0 0 oS = A s s e ~ S h ~ e n t T=C~h MarketW = Es t i ma t e d

E =$ 15 , 0 0 1-$ 5 0 ,0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 6 of 9

N a m e o f P e r s o n R e p o r t i n gR O B E R T S , V I C T O R I A A .

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l n e , ~ r u n s n c t i o .s a n c l u d e s t h o s e o l s p o u s e a n d dependent children; see p p . 3 4 - 6 0 o f f i l i n g instructions.)D NONE(No reportable income, assets, or transactions.)

35 . M E R R I L L L YN C H - J A N U S T W E N T Y A D i v i d e n d K T S E E P A R T V I IIFUND36. M E R R I L L L Y N C H - J A N U S V E N T U R E A D i v i d e n d K T S E E P A R T V I IIFUND37 . M ERRILL LYNC H - I . R . A. :38 . - A I M C H A R T E R F U N D A D i v i d e n d So l d 11/15/10 K A S E E P A R T V I II

39 . - A I M C O N S T E L L A T I O N F U N D C L A S S A D i v i d e n d S o ld 1 1 /1 5 /1 0 , K A S E E P A R T V I IIA4 0. - A IM IN TE R NA T IO N AL G R O W TH A D i v i d e n d So l d 11/15/10 ! K D S E E P A R T V I IIF U N D C L A S S A41 . - J O H N H A N C O C K S M A L L C A P A D i v i d e n d So l d 11/15/10 K A S E E P A R T V I IIG R O W T H F D A4 2. - MF S G R O WT H F UN D CL AS S A A D i v i d e n d S o l d 11/15/10 K D S E E P A R T V I II43 . - F R A N K L I N M U T U A L S H A R E S F U N D A D iv id e n d S o ld 11/15/10 K A S E E P A R T V I IIC L A S S A4 4. - SM A LL CA P W OR L D FU N D CL AS S A A D i v i d e n d S o l d 11/15/10 K D S E E P A R T V I II45 . - T E M P L E T O N D E V E L O P I N G M A R K E T S A D i v i d e n d So l d 11/15/10 K D S E E P A R T V I IIT R U S T C L A S S A4 6. - W AS HI NG T O N M U T UA L I NV E ST O R S A D i v i d e n d S o l d 1 1 /1 5 /1 0 K A S E E P A R T V I IIF U N D C L A S S A4 7. - WE ST E R N A S SE T MO N EY MA R K ET A D i v i d e n d S o l d 1 1 /1 5 /1 0 J A S E E P A R T V I IIFUND48. - JA NU S FU ND A D i v i d e n d S o l d 1 1 /1 5 /1 0 K A S E E P A R T V I II49 . - J A N U S T W E N T Y F U N D A D i v i d e n d So l d 11/15/10 L A S E E P A R T V I II50 . - J A N U S V E N T U R E F U N D A D iv id e n d S o ld 11/15/10 K A S E E P A R T V I II51 . - A M E R I C A N C E N T U R Y D I V E R S I D 1 E D A D i v i d e n d K T B uy 11/16/10 KBO N D F U N D

l n c 0me G a i n C o d e s : A = $ 1 ~ 0 0 0 o r i ~ g s ~ ~$ i iO O l - $ 2 ;5 0 0 c =$2~501 - $5,000 o = $5~001 - $1 Lo o o E =$15,001- SSO,000( S e e C o l u m n s B I a n d D 4 ) F--$50~001 r $100~000 G ~$100,00! ~ $1,000~000 H I =$ 1,0 09 ,0 01 : - $5 ,0 00 ,0 00 H 2 =M or e th an $ 5, 00 0, 00 0 :

( S e e C o f u m n s C l a n d D 3 ) N = $250 001 - $~00 000 0 ~ S S 0 0 0 0 1 - $ i O0 0 0 0 0 PI ~$1 000 00i - ::::p 3 = $ 2 L 0 0 0 . 0 0 1 : $ 5 0 ~ 0 0 0 1 0 0 0 p 4 = M 0re t ha , $50 , 000.0003. V a l u e M e t ho d C o d e s Q-A rasa R = C o s t (R e a l Es t a t e O n Y) S =A~smeni T --C ash M ~ r k~ t- pp( S ee C o h un n C 2 ) U =B o o k Va l ue V - - O t h e r W = Es t i ma t e d : :


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FINANCIAL DISCLOSURE REPOR TPage 7 of 9

N a m e o f P e r s o n R e p o r t i n gROBERTS, V I C T O R I A A .

D a t e o f R e p o r t05/15/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v , lu e , ~ , ~ c t io ~ a n e l u d e s t h o s e o f s p o u s e ~nd dependent children; see p p . 3 4 - 6 0 o f f i l ing in s truc tions .)D NO N E ( N o reportable income, assets, or transactions.)

D esc r i p t i o ~ ~ f ~i ~ : :: ~ h ~ 6 m ~ d u f ih ~ G ~ O S ~ : ~ i ~ ~ ~ T~i~ ~ ~i~ ~(induding t~ ~) ~ r e p o s in g

52 . - B L A C K R O C K G L O B A L A L L O C A T I O N A D i v i d e n d K TFUND53 . - D E L A W A R E D I V E R S I F IE D I N C O M E B D i v i d e n d K TFUND54 . - F IR S T E A G L E G L O B A L C L A S S I A D i v i d e n d K T55 . - F R A N K L I N M U T U A L G L O B A L A D i v i d e n d K TD I S C O V E R Y F U N D56 . - IN G C O R P O R A T E L E A D E R S T R U S T A D i v i d e n d K TFUND57 . - I V Y A S S E T S T R A T E G Y F U N D C L A S S I A D i v i d e n d K T58 . - J O H N H A N C O C K L A R G E C A P E Q U I T Y A D i v i d e n d K TF U N D C L A S S I59 . - L E G G M A S O N C L E A R B R I D G E A D i v i d e n d K TA P P R E C I A T I O N F U N D I60 . - O P P E N H E I M E R D E V E L O P I N G A D i v i d e n d K TM A R K E T S F U N D C L A S S Y61 . - P E R M A N E N T P O R T F O L I O F U N D A D i v i d e n d K T62 . - R S P A R T N E R S F U N D C L A S S Y A D i v i d e n d K T63 . -TEM P LETON GLOB AL B OND FUND A D i v i d e n d K T

B uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11/16/10 KB uy 11116/10 KB uy 1 1 /1 6 /1 0 .K

2. V a lu e C o d e ~ J = $1 5.000 O r less K =$15,001, $50,000(SeeC .....C 1 a n d D 3) N =$250~0oi : $500 000 O = $500 00i - s i 000 ,000

P3 =$251000.001 : $50i000,0003. V a l u e M e t ho d C o d e s Q =AppraiSal R -~2ost (REal Esta te Only) S = A S s e g ~ m e n~ : : :

( S ee C o l um n C 2 ) U = B o o k ~ a i ~ v = O t h e r w ~ E st i m a t ~ d : :: ..... i


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D a t e o f R e p o r t05/15/2011

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (lndicatepartofrepor~)D U R I N G 2 0 1 0 C E R T A I N IN V E S T M E N T S W E R E T R A N S F E R R E D F R O M J P M O R G A N T O M E R R I L L LY N C H A S F O L LO W S :L I N E S 9, 1 0 A N D 1 1 P R E V I O U S L Y H E L D B Y JP M O R G A N W E R E T R A N S F E R R E D T O M E R R I L L L Y NC H D U R I N G 2 0 1 0 . T H E S E I N V E S T M E N T S A R EN O W R E P O R T E D O N L I N E S 48 , 4 9 A N D 5 0 . T H E S E I N V E S T M E N T S W E R E S U B S E Q U E N T L Y S O L D D U R I N G 2 0 1 0 .L I N E S 1 5 , 1 6 A N D 1 7 P R E V I O U S L Y H E L D B Y J P M O R G A N W E R E T R A N S F E R R E D T O M E R R I L L L Y N C H D U R I N G 2 0 1 0 . T H E S E I N V E S T M E N T SA R E N O W R E P O R T E D O N L I N E S 3 4 , 35 A N D 3 6 .L I N E S 2 1 , 22 , 2 3, 2 4 , 2 5 , 26 , 2 7, 2 8 , 29 A N D 3 0 P R E V I O U S L Y H E L D B Y J P M O R G A N W E R E T R A N S F E R R E D T O M E R R I L L L Y N C H D U R I N G 2 0 1 0 .T H E S E I N V E S T M E N T S A R E N O W R E P O R T E D O N L I N E S 3 8 , 3 9, 4 0 , 4 1 , 4 2, 4 3, 4 4 , 4 5 , 46 A N D 4 7 . T H E S E I N V E S T M E N T S W E R E S U B S E Q U E N T L YS O L D D U R I N G 2 0 1 0.


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IX. CERTIFICATION.

D a t e o f R e p o r t05/15/2011

I certify that al l informat ion given ab ove (including informa tion pertaining to my spouse and m inor or dependent chi ldren , if any) isaccurate , true , and comple te to the be s t o f my knowledge and be l i e f , and that any in formation not repor ted was wi thhe ld because i t m et app l i cab l e s ta tu toryprovis ions permitting non-disclosure.I fur ther cer t i fy that earned income from outs ide emp loyment and h onorar ia and the accep tance of gi f ts wh ich have been repor ted are incompliance with t he pr ovis ions of 5 U.S.C. app. 501 et. seq. , 5 U.S.C. 7353, and Judicial Conference regulations.

Signat ur e: S[ VICTORIA A. ROBERTS

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministra tive Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

victoria a roberts financial disclosure report for 2010

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