walter j gex iii financial disclosure report for 2010

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  • 8/3/2019 Walter J Gex III Financial Disclosure Report for 2010

    1/11

    AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 20 10Report Required by the Ethics

    in Government Act of 1978(5 U .S.C. app..~.~101-111)

    I . P e r s o n R e p o r t i n g ( la s t n a m e , f ir s t , m i d d l e i n i t ia l )Gex Il l , Walter J .

    4. Ti t le (Art icle I I I judges indicate act ive o r senior s tatus;magistrate judges indicate full- or part-t ime)

    United States Senior Distr ict Judge

    7. Chambers or Office Address2012 15 th S t .Sui te 572Gulfpor t , MS 39501

    2. Court or Organiza t ionUSDC/MSSD

    3. Date of Report5/13/2011

    5a. Repor t Type (check ap propr iate t )~e)L _ ] Nomination, D a t e[] Initial [] Annual [] Final5b. [ ] A m e n d e d R e p o r t8. O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s , I n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

    Revie~Jng Off icer Date

    6. Repor t ing Per iod01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . ( R e p o r t i n g individual only; see pp. 9- 13 of f i l ing instruct ions.)~ (No reportable positions.)ONE

    POSITION

    2.

    3.

    4.

    5.

    NAME OF ORG ANIZATION/ENTITY

    I 1 . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)N O N E (No reportable agreements.)

    DATEI.

    2.

    3.

    PARTIES AND TERM S

  • 8/3/2019 Walter J Gex III Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 2 o f 11

    N a m e o f P e r s o n R e p o r t in gGex I ll , Wa l t e r J .

    D a t e o f R e p o r t5/13/2011

    1 1 I . N O N - I N V E S T M E N T I N C O M E . m e p o . i . g i .d i v i d . .i a .d s p o u s e ~ s e e p p . i7-24 of filing i n s t r u c t i o n s . )A. Filers Non-Investm ent Incom e

    ~ (No repor tab le incom e . )ONE n o n - i n v e s t m e n tDATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOME( your s . no t s pous e s )

    B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were ma rried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)~ -~ (No reportable income.)ONE non-investment

    DATE SOURCE AND TYPEI. 20 10 U nited Sta tes C ou rts /Sa la ry

    2.3.4.

    I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment.(Includes those to spouse aod depe ndent children; see pp. 25-27 of filing instructions.)

    N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

    I.2.3.4.5.

    PURPOSE ITEMS PAID OR PROVIDED

  • 8/3/2019 Walter J Gex III Financial Disclosure Report for 2010

    3/11

    Ia m e o f P e r s o n R e p o r t i n ga g eF I N A N C I A L 3 o f 1 1 D I S C L O S U R E R E P O R T I e x l l l, W a l t e r J .V . G I F T S . a n c l . ,u s , h o s e , o s r o .s o . .d d e , e n d e n , chi ldren; see p p . 2 8 - 3 1 of f i l i n g i n s t r u c ti on s . )~ N O N E ( N o rep o r t a b le g i f t s. )

    SOURCE DESCRIPTIONI.2.

    3.

    4.5.

    D a t e o f R e p o r t5/13/201 I

    VALUE

    V I . L I A B I L I T I E S . a n a u d e s t h o s e o l s p o ~ s o ~ n , ~ d ~ p ~ n d ~ n t children; see pp. 3 2 - 3 3 of filing instructions.)~ NONE ( N o reportab le l iabi l i ti es .)

    CREDITOR

    I. Whitney National Bank

    2.3.

    4.5.

    Visa accountDESCRIPTION VALUECODE

    J

  • 8/3/2019 Walter J Gex III Financial Disclosure Report for 2010

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  • 8/3/2019 Walter J Gex III Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 5 o f 11

    N a m e o f P e r s o n Report ingGex III, Walter J.

    D a t e o f R e p o r t5/13/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions ( Includes those of spouse and dependent children; see pp. 34.60 of fil ing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

    (~) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,exempt from p rior disclosure Code I d i v . , r e n t ,( A - H ) o r i n t .)

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)V alue V alueC o d e 2 M e t h o d

    (J-P) C o d e 3( Q - W )

    T y p e ( e . g . ,buy , se l l ,r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o t a i n g p e r i o d

    (2) (3) (4 )D a t e V al ue Gain

    mm/dd/yy C o d e 2 Code 1(J-P) (A -H)

    (5 )Identity ofbuyer/seller(if private

    W a n s a c t i o n )

    1 8 .

    1 9 .

    20 .

    21 .22 .23 .

    24 .

    25 .26 .

    27 .

    28 .

    29 .30 .

    31 .

    32 .

    33 .34 .

    Parce l I , For res t Co. , MS - le ss than 5%minera l in te res tPa rce l 2 , For res t Co. , MS - le ss than 5%minera l in te res tPa rce l 3 , For res t Co. , MS - le ss than 5%minera l in te res tPa rce l 4 , For res t Co. , MS - le ss than 5%minera l in te res tPa rce l I , George Co. , MS - le ss than 5%minera l in te res tPa rce l 2 , George Co. , M S - le ss than 5%minera l in te res tPa rce l 3 , George Co. , M S - le ss than 5%minera l in te res tPa rce l 4 , George Co. , M S - le ss than 5%minera l in te res tPa rce l 5 , George Co. , M S - le ss than 5%minera l in te res tPa rce l 6 , George Co. , M S - le ss than 5%minera l in te res tPa rce l 7 , George Co. , MS - le ss than 5%minera l in te res tP a r c e l I, G r e e n e C o . , M S 9 . 1 4 3 5 % m i n e ra linterestParce l 2 , Greene Co. , MS 9 .1435% m inera linterestParce l 3 , Greene Co. , MS 9 .1435% m inera li n t e r e s tParce l 4 , Greene Co. , MS 9 .1435% m inera linterestParce l I , Hancock Co. , MS 25% minera linterestParce l 2 , Hancock Co. , MS 25% m inera linterest

    N o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n e

    A RoyaltyA Royalty

    J

    JJJJJJJJJJJJ

    J

    JJ

    WWWWWWWWWWWWWWW

    WW

    I . Income Gain Codes : A =$1.000 or less B =$1,001 * 52,500 C =$2,501 - $5,000 D =55.001 - 515,000(S~ze Colunms BI and D4) F 550 . 001 - 5100 . 000 G =5100,001 - 51,000,000 H I = $1 ,0 00 .0 01 * $ 5, 00 0. 00 0 H 2 = M or e t ha n 5 5, 00 0, 00 0

    2 . Value Codes J =515.000 or less K =515,001 - 550.00 0 L = 550,001 - $100.000 M =5100,001 - $250,000(S ee Co lum ns CI an d D 31 N $ 250 .0 01 - 5 50 0,0 00 O =$ 500.001 - $1,000,000 P I = $1 . 000 ,001 " $5 ,000 , 00 0 P2 =$ 5,000,001 " $25,000.0~O

    P3 $25.000.001 - $ 50,000.000 p4 =More than $50,000,0003. Value Method Codes Q =Ap p ra i sa l R =Cost (Real Estate Only) S =Au~s s mc nt T =Cash M arke t(See Column C2) U =Book Value V = O t h e r W =Eslim;Jlcd

    E =515.001 - 550,000

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    FINANCIAL DISCLOSURE REPORTP a g e 6 o f 1 1

    N a m e o f P e r s o n R e p o r t in gGex ! !1 , Wa l t e r&

    D a t e o f R e p o r t5113/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ,alue, transactions ( Includes those of spouse and dependent children; see pp. 34-60 of fil ing instructions.)--] N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d0) (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e . g . ,

    e x e m p t f ro m p r io r d i s c l o s u re Code I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)

    V alue V alueC o d e 2 M e t h o d(J -P ) C o d e 3( Q - W )

    O)T y p e ( e . g . ,b u y , s e l l ,r e d em p t io n )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

    D a t e Va l u e Gainm m /dd /y y C ode 2 Code I

    (J-P) (A-H)I d e n t i t y o f

    buyer/seller( i f p r i v a t et r a n s a c t i o n )

    35 .36 .

    37 .38 .39 .40 .41 .42 .43 .44 .45 .46 .47 .48 .49 .

    50 .51 .

    Parce l 3 , Hancock Co. , MS 25% minera l A Royaltyinterest WParce l 4 , Hancock Co. , MS 25% minera l A Royaltyinterest w

    Parce l 5 , Hancock Co. , MS 25% minera l A Royaltyinterest

    WParce l 6 , Hancock Co. , MS 25% minera l A Royaltyinterest WParce l 7 , Hancock Co. , MS 25% minera linterest A Royalty WParce l 8 , Hancock Co. , MS 25% minera l A Royaltyinterest WParce l 9 , Hancock Co. , MS 25% minera linterest A Royalty WParce l 10 , Hancock Co. , MS 25% minera l A Royaltyinterest WP arcel I, Harriso n Co ., M S 9 .14 3 5 % m in era l N oneinterest WParce l 2 , Harr ison Co. , MS 9 .1435% m inera l N o n einterest WParcel I , Jackson Co . , MS 9 .1435% m inera linterest N o n e WParce l 2 , J ackson Co. , MS 9 .1435% minera linterest N o n e WParce l 3 , J ackson Co. , MS 9 .1435% minera linterest N o n e

    w

    Parce l 4 , J ackson Co. , MS 9 .1435% minera l N o n einterest WParce l 5 , J ackson Co. , MS 9 .1435% minera linterest N o n e W

    P ar ce l 6 , J acks on Co . , MS 9 .143 5% m ine r a linterest N o n e WParce l 7 , J ackson Co. , MS 9 .1435% minera linterest N o n e w

    I . Income Gain Codes : A =$ 1,000 or less B =$ 1.001 - $2,500 C =$2 ,501 - $5 ,000 D =$5,001 - $15,000(See Columns B I and [M ) F =$50.001 - $10~,000 G $100 ,001 - $1 . 09 0 ,000 HI =$1,000,001 - $5,000,000 H2 =More than $5,000,000

    2 . V alue Codes J = $15,000 or less K =$ I 5 ,001 - $50.000 L =$50.001 - $100,000 M -$ 100,001 - $250.000{Sce Columns C I and D3 ) N =$ 250.0(11 - $500,000 O =$50~.001 - $1,000,000 PI =$ | ,000 ,001 - $ 5 ,09 0 ,000 P2 =$5,000,001 - $25,000,000

    P3 =$25.000.0~1 - $50.0~0.009 P4 =More than $50.000,0003 . Value M ethod Codes Q =Appraisal R =Cost (Real Estate Only) S =A sscssmcnl T =Cash M arke t(See Column C2) U =Book Value V = O t h e r W =E st imated

    E =$15,001 - $50,000

  • 8/3/2019 Walter J Gex III Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 7 o f 11

    N a m e o f P e r so n R e p o r t i n gGex I ll , Wa l t e r J .

    D a t e o f R e p o r t5/13/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - inco,~,, ,a lae, transact ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 of f i l ing instruct ion~)N O N E (No reportable income, assets, or transactions.)

    A. [3.D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(2 )

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g .,e x e m p t f ro m p r io r d i s c l o s u re C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

    Gross value at e n do f r e p o r t i n g p e r i o d(i) (~)V alue V alueC o d e 2 M e t h o d

    (J-P) C o d e 3( Q - W )

    T y p e ( e . g . ,b u y , s e l l,r e d e m p t i o n )

    T r a n s a c t io n s d u r i n g r e p o r l i n g p e r i o d

    (2) (3) (4)D a t e Value G a i nm m / dd / y y C o de 2 C o d e I

    (J-P) ( A -H)Identity of

    buyer/seller(if private

    transaction)

    52 .53 .

    54 .

    55 .56 .

    57 .

    58 .

    59 .60 .

    61 .

    62 .

    63 .64 .

    65 .

    66 .

    67 .68 .

    Parce l 8 , J ackson Co. , MS 9 .1435 % m inera linterestParce l 9 , J ackson Co. , MS 9 .1435% m inera linterestParce l 10 , Jackson Co. , M S 9 .1435%minera l in te res tPa rce l I I , J ackson Co. , M S 9 .1435%minera l in te res tPa rce l 12 , Jackson Co. , M S 9 .1435%m inera l in te res tPa rce l 13 , Jackson Co. , M S 9 .1435%m inera l in te res tPa rce l 14 , Jackson Co. , M S 9 .1435%minera l in te res tPa rce l 15 , Jackson Co. , M S 9 .1435%minera l in te res tPa rce l 16 , Jackson Co. , M S 9 .1435%minera l in te res tP a r c e l I, L a m a r C o . , MS 9 . 1 4 3 5 % m i n e ra linterestP a r c e l 2 , L a m a r C o . , M S 9 . 1 4 3 5 % m i n e ra linterestP a r c e l 3 , L a m a r C o . , M S 9 . 1 4 3 5 % m i n e ra linterestP a r c e l 4 , L a m a r C o . , M S 9 . 1 4 3 5 % m i n e ra linterestMar ion Co. , MS 9 .1435% m inera l in te res t

    N o n e

    N o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n eN o n e

    A Royalty

    J

    JJJJJJJJJJJJJ

    WWWWWWWWWWWWWW

    Parce l I , Pea r l Rive r Co. , M S 9 .1435%minera l in te res tPa rce l 2 , Pea r l Rive r Co. , MS 9 .1435%minera l in te res tPa rce l 3 , Pea r l Rive r Co. , MS 9 .1435%minera l in te res t

    N o n e

    N o n eN o n e

    J

    J

    J

    W

    wW

    I . Income Gain Codes : A :$1,000 or less B =$1,001 - $2,500 C =S2,501 - S5.000 D :$5,001 - $15,000(See Columns B I and 134) F :$ 50 ,001 - $ 109 ,000 G :$100,001 - $ 1,000,009 H I = $ 1, 00 0, 00 1 - $ 5, 00 0, 00 0 H2 :M o re th an $ 5. 00 0, 00 0

    2 . Value Codes J :$ I 5,000 or less K :$15,001 - $50,000 L ~$50.001 - $100,000 M = $100 ,~0 | - $250 . 0~0(See C o lum ns C I and D 3) N -$250,001 - $ 500 .000 O -$500.0~1 - $ 1,000.000 PI ~$1,000.001 - $5.000,090 P2 =$5,000.091 - $25,000.000

    P3 -$25.000.0~1 - $50.0~0,00~ P4 =More than $50.000,0003. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =A sscssmcnl T =Cash M arke t( s e e C olumn C 2) U =Book Value V = O l h c r W =E st imated

    E :$15.001 - $50.000

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    FINANCIAL DISCLOSURE REPORTPage 8 o f 11

    N a m e o f P e r s o n R e p o r t in gGex 111 , Wal ter&

    D a t e o f R e p o r t5/13/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n co m e, v a l ue, t ra n sa c t i o n s ( I n c l ud es t h o se o f sp o use a n d d ep en d en t ch i l d ren ; see p p . 34 -60 o f f i l i n g in s t ruc t i o n s . )N O N E (No reportable income, assets, or transactions.)

    Description of Assets Income during(including trust assets) reporting period

    (t) (2)Place "(X)" after each asset Amount Type (e.g.,

    exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

    Gross value at endof reporting period(I) (2)

    V al ue Va l u eCode 2 Method

    (J-P) Code 3(Q-W)

    (])Type (e.g.,buy, sell,

    redemption)

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (2) (3) (4)D a t e Va l u e Gain

    m m /d d/y y C ode 2 Code I( J - P ) (A-H)

    (5 )Identity of

    buyer/seller(if private

    t r a n s a c t i o n )

    69 .

    70 .71 .

    72 .

    73 .74 .

    75 .76 .

    77 .78 .

    79 .80 .

    81 .

    82 .

    83 .

    84 .85 .

    Parcel I , Per ry Co . , MS 9 .1435% m inera l N o n einterestP arcel 2 , P e rry C o ., M S 9 .1 43 5 % m in era l N on einterestParcel 3 , P erry C o., M S 9 .1 43 5% minera l N oneinterestParce l 4 , Pe r ry Co. , MS 9 .1435% m inera l N o n einterestParce l 5 , Pe r ry Co. , MS 9 .1435% m inera l N o n einterestParcel l , S tone Co . , MS 9 .1435% minera l N o n einterestP arcel 2 , S to n e C o ., M S 9 .1 4 35 % m in era l N on einterestParce l 3 , Stone Co. , MS 9 .1435% minera l N o n einterestP arcel 4 , S to n e C o ., M S 9 .1 4 35 % m in era l N oneinterestParce l 5 , Stone Co. , MS 9 .1435% minera l N o n einterestP arcel 6 , S to n e C o ., M S 9 .1 4 35 % m in era l N oneinterestParce l 7 , Stone Co. , MS 9 .1435% minera l N o n einterestLonglea f Pa r tne r s Fund ( IRA) C Distr ibutionLonglea f Pa r tne r s Fund ( IRA)Superconduc tor Technologies ( IRA) N o n e

    Shady Acres Partnership N o n eGulf Coast Pa r tne r s , LTD N o n e

    J W

    J W

    J WJ W

    J W

    J W

    J W

    J W

    J W

    J W

    J W

    J W

    K T

    N o n e K TT

    WL W

    1. Income Gain Codes: A =$1,000 or less B = $1,001 - $ 2.500 C = $2 ,501 - $ 5,000 D =$5.001 - $15.000(See Columns B I and D4) F =$50,001 - $ 100.000 G = $ 10 0.0 01 - $ 1.0 00.0 00 H 1 - $ 1.0 00,0 01 - $ 5,0 00 .0 00 H2 =More than S 5,000.00~

    2. V alue CO d ~ J =$15,0(10 or less K =$15.001 - $50.000 L =$50,001 - $100,000 M =$100.001 - $250.000(Se e C olumns C I a nd D3) N =$250,001 - $500.000 O =$500.001 - $1.000,000 PI =$1.00~,001 - $5,000,090 P2 =$5.000.001 - $ 25.000.000

    P3 $25,000.001 - $50,009.000 P4 M ore than $50 ,000 . 0003 . Value M ethod Codes Q =Ap p ra i sal R =Cost (Real Estate O01y) S =As~ct, smcnt T =Cash M arkc t

    [S ee C olum n C 2) U = B ook V alue V = O t h e r W =E sl imalcd

    E =$15.001 - S50,000

  • 8/3/2019 Walter J Gex III Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 9 o f 11

    N a m e o f P e r s o n R e p o r t in gGex 111 , \Valter J.

    Date of Report5/13/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)N O N E ( N o reportable income, assets, or transactions.)

    A. B. C. D.Description of Assets Income during Gross value at end Tmnsactions during reporting period(including trust assets) rep orting p eriod of rep orting p eriod

    (I ) ( 2 ) ( 1 ) (2 ) (I ) (2) (3) [ (4) (5 )Place "(X)" after each asset A mount T yp e (e.g., V alue V alue Type (e.g., D a t e Value [ Gain Identity of

    exempt from prior diselosure Code I div.,rent, C o d e 2 Method buy, sell, mrnldd/yy Code2 [ Code 1 buyer /sel ler(A-H) orint.) (J-P) Code 3 redemption) (J-P) [ (A-H) (if privatet transaction)Q-W) I

    86 . W h i m ey Na t l B a nk , G u lf p or t, M S A Dividend Sold 01/20/10 K D

    87. Paul M ilam Develo p m ent, Inc . No ne J W

    88. Rex La nd , Inc . No ne K W

    89. Tri-County Hun ting & Fishing Club None M W90 . A d a m N o n e J91 . Ha n co ck B a n k H o l d in g Co . A Dividend K T

    9 2. G B C La n d s, LL C ( H a n co c k Co . M S) D R e n t M W

    I . Income Gain Codes : A =$ 1,000 or less B =$1,001 - $2,500 C =$2,501 - $ 5 ,000 D =$5,001 - $15,000(See Colunms B I and 194) F =$50.001 - $100.000 G =$100,001 - $1,000,000 H I = $ 1. 0~ O, 00 1 - $5 ,0 00 ,0 00 H2 = M or e th an $ 5, 00 0, 00 0

    2. V alue Codes J = $15.000 or less K =$15.001 - $50.00~ L $50.1)01 - $100.000 M =$100,001 - $250,000(Se e C olunms C I a nd D3) N =$250 .001 -$ 500,000 O $500 ,001 - $1 .00O .00O PI =$1.000.001 - $5.000,~O0 P2 =$5,000,001 -$25.000.000

    P3 =$25.000.001 - $50.000.000 P4 =More Ihan $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real E~tale Only) S = A s ~ s sm c n t T C a s h M a r k e t(Sce C o lu mn C 2 ) U = B o o k V a l u e V - O t h e r W =E st imated

    E =$15 ,0 I - $50 ,000

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    FINANCIAL DISCLOSURE REPORTPage 10 o f 11

    N a m e o f P e r so n R e p o v l in gGex !1 1 , W al te r J .

    Date of Reporl5/13/2011

    V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (in,ticate part of report.)VII. N um ber 81 : MCI W or ldCom ( former ly Skyte l ) was once l i s ted in my IRA account . I t has been a wor th less s tock for over a decade , and s ince Ste ife lN icolaus r ecent acquis it ion of UBS, m y former b rokerage f i rm , I have not not iced the s tock l i s ted in my IRA. A s the s tock has been dropped f rom m y por t fo l io , Iwi l l no longer l i s t th is s tock in fu ture repor ts . The s tock had no va lue , and I r ece ived no funds f rom the b rokerage f i rm for th is s tock .

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    FINANCIAL DISCLOSURE REPORTPage 11 of I1

    N a m e o f P e r s o n R e p o r t i n gGex 111, Wal t er J .

    Date of Report5/13/2011

    IX. CERT IFICATION.! c e r ti fy t ha t a ll i n fo rma t i on g i ve n a b ov e ( i nc l ud i ng i n fo rma t i on pe r t a i n i ng t o m y spouse a n d m i nor o r de pe nde n t c h i l d re n , if a ny ) i s

    a c c ura t e , t rue , a nd c om p l e t e t o t he b e s t o f m y know l e dge a nd b e l i e f , a nd t ha t a ny i n fo rma t i on no t r e por t e d wa s w i t hhe l d b e c a use i t me t a pp l i c a b l e s t a t u t o ryp rov i s i ons pe rm i t ti ng non-d i sc l osure .I fu r t he r c e r ti fy t ha t e a rne d i nc om e f rom o u t s i de e mp l o )a ne n t a nd hono ra r i a a nd t he a c c e p t a nc e o f g i f t s whi c h ha ve b e e n re por t e d a re i nc o m p l i a n c e ~ i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s.

    Signatu re: S/Wa lter J . Gex III

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I MI N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

    C o m m i t te e o n F in a n c ia l D is c lo su r eAd m inis t ra t ive Off ice o f the United S ta tes Cour tsSui te 2-301O n e C o lu m bu s C i r c le , N . E .Wa s h in g to n , D . C . 2 0 5 4 4