john f walter financial disclosure report for 2009

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  • 8/3/2019 John F Walter Financial Disclosure Report for 2009

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    A o t o I FINANCIAL DI .SCLOS URE RE PORT R e ~ r t R e q u i r e d b y t h e E t h i c xI in Government ,4ct of 1978R o y . J / 2 ~ 1 0 FOR CALENDAR YEAR 2009 0 u . s .c , a p p . l O 1 - 1 1 1 )I . P e r ~ n R e p o t l i n g ( l a s t n a m e , t i r s t , m i d d l e i n i t i a l ) 2 . C o u r l o r O r g a n i z a t io n 3 . D a l e o f R e p o r lWaiter , John F. U.S. District Court, C D - C A 5111/2010

    4. Title (Article III j adg~ indica te ae tlve or senio r s ta tus ; Sa . Rcper~ Type (check a pprol~ ia lc type) 6. Repel l lng Per iodmagiswale judges indicate r id|- nr part-lime)[] Nomination, Date 01101/2009U.S. District Jud ge - Active [] Initial ~ Annual F-] F i n a l to12t31/20095h. [] Amended Report

    7. Chamber~ or Office Address 8. On the bas is of the information conta ined in this Report and an)modificalions pertaining thereto, It is, in my opinion, in complianceU.S. District Cour! with applicable laws and regulations.312 N, Spring St.LOS Angeles, CA 900t 2 Reviewing Officer Da te

    I ~ V I P O R T A N T N O T E S : The instructions accompanyh~g this form must be followe~ Com plete ull parts,checking the NONE box for each parl where you have no reportable informatio~ Sigm on I~! page.

    I . P O S I T I O N S . ~,~o,i.~ ~.~,~..t o.t~,; ,,eN O N E (No reportable positions.)

    POSITION NAME OFO R G A N I Z A T I O N / E N T I T Y1.

    I 1 . A G R E E M E N T S . (Reporting indlvldual only: see pp. 14-16of filing instructions.)[~] N O N E (No reportable agreements.)

    D A T E PART1 ES AND TE1 LMS

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    F I N A N C IA L D I S C L O S U R E R E P O R T ,~ame of Person Reparling Da,e of ReportPag e 2 of 9 w a ~ t e r, J o h n F . 5 /I 1 / 2 0 1 0

    l lI. N ON-INV ESTM ENT INCOM E. (Repo.l.gA. Filers Non-Investment Income

    NONE (No reportable non-investment incom e.)DATE S O U R C E A N D T Y P E I N C O M E

    (yours, not spouses)

    I.2.3.4.

    B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - if you were married during an)portion t~f the reporting .,ear, complete thi~ secgior~(Dollar amount ~ot requ~red except for honoraria.)

    N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

    1.

    2.

    3.

    4.

    I V . R E IM B U R S E M E N T S(Imlude.~ ~hos~ to spo~e and dependent children; ~ee pp. 25-27 of filing

    N O N E (No reportable reimbursements.)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR P R O V I D E D

    I.2.3.4.

    5.

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    Name of Person Reporting Date of Reporta g e F I N A N C I A L 3 o f 9 D I S C L O S U R E R E P O R T IWaller, John F. 5 / 1 1 / 2 0 1 0~ N O N E (No reportable g~s.)

    SO~CE DESCRI P TI ON1.2.3.4.5.

    [~] N O N E (No reportable liabifities,)C R E D IT O R D E SC R IPT IO N VALUE CODE

    I,2.3.4.

    5,

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    F I N A N C IA L D I SC L O S U R E R E P O R TP a g e 4 of 9 Walter, John F. 5/11~010VII. INVESTM ENTS and TRUSTS - i.~o.~,

    ~ NONE ~o reportable income, ~sets, or transactions.)........................................................... ~ c. - o. " ...............Descr ipt ion of A~ts Imo~ daring Gross value at end Tmn~cfions during re~ing pefi~

    (incl~ing t~st as~ts) , ~ing ~ri~ of re~ing" ki; ~ ~ " ~ ~ -~ ~ ~ o~ ~ ...... ~~ ..........Place "(X)~ a~r ~h ~t A~unt Ty~ (e.g.. Va~u Value

    ~mpt from pr~ flisclosurc C~e 1 div. . ~nt . C~c 2 M~th~ buy, ~il, ~ mm/d~yy [ Code 2 C~ I buyed~llcr(A-H) or ir a .) O-P) Code 3 redem ption ) ~ (J-P) {A-H) (if private( Q - W ) t ~ t r ansaction)

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    Name of Person gel)offing Date of Rep~rF IN A N C I A L D I S C L O S U R E R E P O R T]

    Page 5 of 9 W aller, John F. S/I I~0t0VII. INVESTME NTS and TRUSTS - ~o,,. ~a~. ,~ .... ,~,,,~ (l~ lu~s those o f spouse and dependent children; ~e~ NONE (No reportable income, assets, or transactions,)............ ~. ................... B ." C. D.Dcsc~pli~ of As~Is In.me during Gross vatuc at end T~nsactions during rc~a~ng period

    { i~l~ing tms~ ~sc~) rc~ing ~ri~ of ~i~g period(I) ~ 12) (I) (2 ) (D (2) ~ (3) (n) (5)

    Place"(X)"a~cr~ch~l ]Am~nl ~ T~{cg. Value : V al~ T ypc~c.g... D ate Vah~ Gain Idcnti~ofexempt ~pri~ di~losur Code I~ div., real C~e , ~, M e t h o d b u y . . ~ 1 1 . "mm/d~yy C~c 2 Code I ~yedsdler

    (A-H) ~ or ira.) (J-P) Co~3 ~mpfion) 0-P) (A-tt) (if private~ :. ( Q - W ) : t r~ct ion)

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    F I N A N C IA L D I S C L O S U R E R E P O R T N,,, ,e of Pe,snn R eport ing Date of ReportPag e 6 of 9 W alter, Zohrt F. 5 / 1 1 t 2 0 1 0

    ~ [.IncomeGainCod~: A=$l.000orless B=SI,{~I.S2.5t~, (-$2.5~ -SS.I~

    ...................................................

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    FIN A N C IA L D ISC L OSU R E R E POR TPag e 7 of 9 w ~ , te r , J o h n F , 5 1 1 1 t 2 0 | 0VII. I N V E S T M E N T S a n d T R U S T S -o,c,,,.e....t,,~. ,...~e,~o..~ (Includes ~ho~ of spa ...... d ~penden, children: .~e pp. 34-~ of filing ins~rut~.)~ N ONE (No reportable income, assets, or transactions.).................. A. .............. ~ " B . C, D .Income during Gross value a t end Tmn~ct ioas dur ing ~ ing pcf i~e~ripdon of A~s ~

    , rc~ing period o~ rc ~ iag ~ r iodincluding 1 ~ s ~ ~ t s ) ~ ,,~ t~) : ~2] ~I) ~2) O~ ~2) (3~ ~4~ (5 )Pl~ "(X)" after each ~set ~ A m m m l T y p e ( c , g ,, V alue V alue Ty~ l .g., D a l e Value Gain ldenli~ of~empt from prior disclosam ; C o d e I d i v . , t o n i , C~e 2 M e l h o d b u y , ~ 1 1 . . m~ddfyy C(~e 2 C o d e 1 buycr/~llcri [A-H) : ori~t,) { J - P ) Code3 r e d e m p t i o n ) (J-P) t A - I I ) (ifpfi~atc

    ~ ( Q - W ) t r a n s a c t i o n )

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    FINANCIAL DISCLOSURE RE PORT I Nameo f Person Rcpor~ing DateofRepor2Page 8 of 9

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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    N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFIN A N C IA L D ISC L O SU R E R E PO R TPag e 9 of 9 ~ l t e r , J o b n v . 5 / i 1 / 2 0 1 0IX . C E R T IFIC A T IO N .

    ! certify that all information given abov e (including information pertaining to my s pouse and minor or dependent children, if any) isaccura te, true, and complete to the best of my knowledg e and belief, and that any information not reported was withheld becau se it met applicable statutoryprovisions permitting non-d isclosure.i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 50I el. seq., 5 U ~;.C. 7353 , and J ud icial Conference regu lations.

    NOTE: ANY INDIVIDUAL ~ UBJ ECT TO CIVILAND CRIM INAL SANCTIONS (5 U.S.C. app.

    FILING INSTRUCTIONSMail s igned o r igina l and 3 addi t iona l copies to:

    Comm it tee on F inancia l DisclosureAdminis t ra t ive Office 0f the Un i ted Sta tes Cour tsSuite 2-301One Co lumbus Circle , N.E .W ashington , D.C. 20544