john r padova financial disclosure report for 2009

8/3/2019 John R Padova Financial Disclosure Report for 2009

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o 1 o I FINANCIAL DISCLOSURE REPORT R e p t , r ~ R e q u i r e d b y th e E t h i c sin Government Act ofl9781 / 2 o o [ FOR CALENDAR YEAR 2009 : 5 u . s . c , a p p . k ~ " l o I - 1 1 1 )| . Person Report ing (|~,st name, f i r~, mlddl inih~l) 2. Cour t o r Orga o iza t lo~ 3, D~t~ of ReportPADOVA, JOHN R. EASTERN DISTRICT OF PA 05/3/2010

4. Title (Ar{icl 111 judges indicate active or senior status: 5a. Repo rt Type (check appropria te tyge ) 6, Repo rting Pe riodmagistrate judges indicate .~ul]-o~ part-time)~-~ Nomination. Date 01/01,2009

SENIOR DtSTILICTCOURTJUDGE [] Initial [] Annual [] Final to12/31/20095h. [] AmendedReport

7. Cb~tmbers o r Off ice Address 8. On Ihe bas is of the information con ta ined in th is Report and anymod ifica t ions per la ining there to, i t i s , in my opin ion , in compliance17613 (3.S. COURTHOUSE with appl icable laws and regulat ions .601 MARKET STREETPH1LADELPHIA, PA ~9106 Reviewing Officer Date

IMPO RTANT NOTE S: 1"he instructions accompanying this form m ust be folh,.,ed. Complete atl parts ,checking the NO~NrE box for each part whare you have no reportable information. Sign on last page.

I. P O S I T I O N S . : ~ , ~ , o , , i ~ g individual only see pp. 9-13 Offilt.g instructions.)[[[~] N O N E (No reportable t~ositions.)

POSITION NAME ,OF ORGANIZATION/ENTITY1 Member of Patient Advocate Board Kimmel Cancer Center

2. Member of Advisory Board Regin~ Academies

: :

>

1 1 . A G R E E M E N T S . :n,?,,,~,# individual only: Sep p . 1 4 - 1 6 o/fillng ins~uclions.)~ N O N E (No reportable agreements.)DATE PARTIES AND TE~S

I.


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F INANCIAL DIS CL O S URE RE P O RTIag e 2 of 1 l P A D O V A . J O H N R . 0 5 / 3 / 2 0 1 0

1 1 1 .. N O N - IN V E S T M E N T I N C O M E . (Reporting [tld~vidual and sp .... ; see pp. 17-24 of filing instructions.)A. Fliers Non-lnvestment Income

NONE (No reportable non-investment income,DATE SOURCE AND TYPg INCOME(yours, not spouses)

I.2.3.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anr portion o./the reporttng year, complete thi~"(Dollar arnourn not required exeept fi~r honoraria.)

[~ NONE (No reportable non-investment income.)DATE SOU RCE AND TYPE

t2.3.

I V , R E IM B U R S E M E N T S . .. .. ~o~ ,~ ,~o~ . to~gi~g, /oo~, ~, ,~,~i~~ l n h ~ d e s t h o s e t o s p o u s e a n d d~,p~ndenl c h i l d r e n , s e e p p 2 ~ - 2 7 0 [ f ! l i ~ g

~ reportable reimbursements,)ONE~URCE DATES LOCATION PU~OSE ITEMS PAID OR PROVIDED

I N.Y Intel lectual Prope~ M27/ 2009 - New York, NY An nual dinner an d program ~rans~flation. cab. tips, hotel, meals fort .aw Assoc.. Inc 3/28/2~9 Judge2.3.4.5.


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F INANCIAL DIS CL O S URE RE P O RT N .... fP .....Reporting[

Date of ReporlPage 3 of 1 1 PADOVA, J O H N R . 0 5 / 3 / 2 0 1 0

V . G I F T S . a n c t u a e s , ~ o ~ ~ o ~ p . . . . . .. d dependent c h i l d r ...... p p . 2 8 - 3 1 of filing i n s t r u c t i o n s . )[ NONE (No reportable g(fis.)

SOURCE DESCRIPTION V A L U E

2

345

VI. LIABILITIES. ,l,ct~a~~ N O N E ( N o reportable liabilities.)C REDITQR DESCRIPTIO N VALUE CODE

12.3 .4.5


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FINANCIAL DISCLOSURE REPORTPage 4 of 1 l P A D O V A , J O H N R . 0 5 / 3 / 2 0 1 0

N O N E (No reportable income, assets, or transactionsJ

D e s c r i p t i o n o f A s ~ t s l a o m e d u r m g ( ] r o s s v a l u e( i n c lu d i n g l ~ l S l a s s e t s ) re~mg per iod o f r c p o a i n g p e r i o d(o - 12) ~) (~) O) .... (~) (~) (~) ...... ~) .....

P l a c e " ( X ) " a f t e r e a c h a s s e ~ A ~ z ~ o o ~ l Fy~e x e m p t f r o m p r i o r d is c l o su r e ~ C~e I d i v ,, m n h C~2 blc~ b u y , ~ 1 1 , . m m / d ~ /y y C o d e 2 C~e ! buyedscllcr( A - H ) or eL) ( J - P ) C o d e 3 r c d e m p l i o n ) : ( J - P ) ( A - H ) ~ ( i f p r i v a t e

I. VKM PA QUALITY MUN TR~ A Interest J T2. PNC BANK CHKG~ A Interest J T3. A~ M. PA~VA, I~ PN(~ A Interest K T4. Fed Pa Mun M.M. -RBC M.M, Fund A In te res t J T MM Opened (Hmauer

5. Dreyfus Pa M.M.~ A Interest J T (Janney)

6. Boston Capital~ 17 A In te res t J T

7. Bank Chkg & Sav.~ Citizens Bank A In l J T

8, PA Econ. Dev. Fin. G& B 12-1-30 A Interes! J T9. Exelon B Dividend l. T

t 0 . USAA Say-Act A Interest K T CashI I. Boston Cap Set 23 A Dividend J T!2 . Boston Cap SER 15 & 18~ A Interest J T

1 3 . IMS/DLJSC/PhiIa Inv. RETIRE. PLAN E Div & Inl PI TACCI.J PADOVA IRA]4 . - ACM Matt. Dollar Inc. Fund B Dividend Merged 09/29,09(with line 17)1 5 . - Pershing Gov Act-ram A Dividend N T1 6 . - ACM Govt. Sec. Fund-name B Dividend K Tchange-Alliance Bernstein Income

change-Alliance Bernstein Global


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F I N A N C I A L D I S C L O S U R E R E P O R T ] ~ a ~ o , P ~ r s o , , ~ e p o ~ i n ~Page 6 of I 1 [ PADOVA, JOHN R. 0 5 / 3 / 2 0 t 0V I 1.1 N VESTMENTS a n d TRUSTS -- i ........ ~ , ,r ..... .ons (lnl.d$ those ofspo .....d dep.d., children; .~ee p p , 3 4 ~ 0 0 f f i l i ~ g~ NONE (No reportable income, assets, or transactions.)

.............. ~. ..... B - - C " . . . . D .................Description of Assc[s [nco~ne dur ing ( ] r o s s value al cn~ Transactions during reporting(including In,St assets) rc~nn8 ~n~ or reposing period(I) (2) il) ~2) ~ I~ (~) 13) (4)P l a c e " ( X ) " a f te r c a c h a s s t A m o u n t Ty~ (c.g, V a lu e V a lu e T y p e ( c g . , D e w V a l u e G a i n l d ~ n t i l ye x e m p t f r o m p r i o r d i~ l o s u r c i C o d e 1 die. rcnl [ C o d e 2 Melh~ buy. sell .m~d~yy C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r m z ) ( J . P ) C~e 3 r ~ d e m p t , o n ) ( J - P ) ~ A - H ) ~ i f p d v a t

( Q - W ) t r a n s a m i o r

35. - Baffick Gold Co~. IRA [ None Sold 1 2 ! 1 0 / 0 9 ~ L EI3 6 . - General Eleclfic 1RA A Dividend K T3 7 . - Public Service Enter (IlL, X) (7 I n t e r e s t L "1" Bu y 1 ) 7 / 2 9 / 0 9 L3 8 . Fid. Adv. Sr I I Gro Opty Fd. B A Dividend J T

3 9 . Pumam lnv Fds - Gro B A Dividend J r~ , 0 . Berks Cry Pa M.A, - Phocbe~ A I n t e r e s t .1 T41. New Jersey Econ Dev 10/23 A Interest J T42. Evergreen Money Mkt 9 -now W ells Fargo A Dividend J T

ii. iN ....3, Erie Co. H.A.- Marys~ E l I n t e r e s t Sold 0 8 . , 1 7 / 0 9 K44. Louisiana Loc. Oovt . St . James~ B Interest Sold I 1 / 0 2 / 0 9 K45. Vanguard Pa L/I" Tax Ex Fund D I n t e r e s t M T46. Vangua rd M/M, IRA A Di~idend M i"4 7 . Vanguard B tM - IR.A D Dividend M T ]48. Vangua rd 500 - IRA4 9 . American Century!~ A Die.tend K l5 0 . Ohio State En v. 5/I/29~ B I n t e r e s t K I

51 PNC Bank Sav.~ & Ckgi~ A I n t e r e s t 1 , T


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N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r ~F I N A N C I A L D I SC L OSU R E R E P OR T[ PADOVA. JOHN R.

05/3/2010ag e 7 of l 1

V I I . I N V E S T M E N T S a n d T R U S T S - i~ . . . . . . . , , ~ . , . . . . ao. , n,a~,~,~o~ of~o~ ~,d ~, , ,~, , , .~a~,, ,**m. ~4-~0~ N O N E (No reportable income assets, or transactions.)

...... A. B C .Oncluding trust assets) repo~ng ~rit~ of reposing

~) (2) tl) (2) o) (2) O) ~4) .P l a c e " [ X ) " a t / o r e a c h a s s e l ; A m o u n t F y p c ( c g . , Value V a l u e Ty~ (e.g., D a l e Value G a i ne x e m p t f r o m p r i o r d is c l o s u r e C~e I dry rent. C~e 2 Me~ b u y . s e ll . m m . d ~ y y C~e 2 C~e I buyer/seller(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H)( Q - W ) t~nsacnon}

5 2 . Allegheny Co. Pa. USX -5.6 RFDG B I n t e r o s t Sold I 1/24/~ K5 3 . Allegheny Co. Pa,-South H ills 8.625 None J T5 4 , NJ "Econ l)ev - Seashore 4-1-3t B I n t e r e s t K T5 5 . Allegheny Co. Pa IDA 6-6~ A Interest J T5 6 . Allegheny Co. PA. IDM. USX 5.5 A Interest Sold I 1 / 2 4 / 0 9 J

5 7 . Del. Co. Pa. Auth. Cabrini~ B Interest K T5 8 . Nuveen Select~ B Interest K T5 9 , Pa. St. Tpk. Comn O I~ B Interest K T6 0 . P A S t R e t ~ 1 s t S e t . 4 .5 ~ { ~ : ~ ~ A Interest J T61. PA St Go - 5.0~ A I n t e r e s t J T6 2 . Stroudsberg. PA -"~ 0,~,~, A I n t e r e s t J T6 3 . Econom y, PA - 5.0~ 8 Interest K T6 4 . Mtgy. Co. IDA Ret, 5.250 B I n t e r e s t K T

6 5 . Union Co. Hosp. - 51) I 3 I n t e r e s t K 1"6 6 . Lancaste r PA Ser A. 4 5% A I n t e r e s t Sold 05/04/09 K6 7 . Lehigh Co PIDA 9/I/29 ~ A Interest J T

6 8 , Lehigh Co PIDA 9/1;29 I A I n t e r e s t Sold 10/26/09 J


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N a m e of Person R e p o S i n g ] D m t e o f R e p or tI N A N C I A L D I S C L O S U R E R E P O R TPage 8 of I 1 P A D O V A . 3 O H N R.

~ O 5 1 3 / 2 0 1 0V I 1. INVESTMENTS a n d TRUSTS -~ .. . . . . . . . ~,. ,, ..... ~ o ~ n , ~ , ~ , ~ , ~ , ~ o z . ~ . .. .. ~d,~,,a,,,~*U~,~

~ N O N E (No reportable income, assets, or transactions.)

Dcscriplion of Asse~ Income during ~ross value a~ end T~nsacfions durh~g rc~mng ~riod(including l~sl assels) ~ reining pertod of repo~in~ peri~~ ~1) ~2) O) (2) ~P l a c e " ( X ) " a f t e r e a c h a s s e l .Amount Ty~ (e.g., ~ Value Value T ) ~ e l e . g ., D a t e Value Gain I d e n t i t y o fe x e m p t f ~ m p r i o r d is c lo s u r e ~ , C ~ e I " d i v . . r e n L C ~ t e 2 M e t h o d b u y . s e l l . m r ~ d ~ t y y- ( A - H ) o r m r . ) t J - P ) C~e ] e d e m p l ~ o n l ~J-P) (A-H) ( i f p r i v a t e. (Q-~q I r a n ~ c t l o n )

6 9 . Upper St. Clai r Tw 7-25~.~ Interest Sold 07/22/09 K7 0 . Eaton Vance- Fx rag. (Global ) Div idend L 1

7 1 . Puerto Rico 7/I/42 Interest K T7 2 . Nuveen PA ~rem nc Dividend K T7 3 . Nuveen PA Invt QF~ Dividend K T7 4 . Van Kem pen Amer PA Mun. Inc ~ Dividend K T7 5 . Federated Govt Res MM~ Dividend K T

7 6 , Sayre PA Hea lth Serv 12/I/3t Interest K T7 7 , Chester C o . PA H&E-Jeff Interest K T7 8 . " Eaton Vance TIM Interest K T

.,7 9 . Eaton Vance T M~ Interest J T8 0 . California St G/O 9/I/36 Interest K T8 1 , 8iackrock Intl. Growth and Inc lmst D~vidend K T8 2 . Phila. Pa 4.5% 7/I/33 Childrens Interest Sold 1 0 / 2 6 , / 0 9 K8 3 . Pa. St. Univ Ser A 8/I 5/36 I n t e r e s t S o l d 10/26/09 K8 4 . Vanguard GNMA Fund I n t e r e s t K T8 5 . PA St. HEF Rev. REDG.LrNIV Interest K T


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FINANCIAL DISCLOSURE REPORT ,~ .... fP ..... R e p o r t i n g [ D a l e o f R e p o aPage 9 of 1 1 PADOVA, J O H N R.

]0 5 / 3 / 2 0 1 0

VII. INVESTM ENTS and TRUSTS - ~ ......... r u e , tr ..... tions (Includes those of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o / f i l i n g i n s t r u c t i o n ~ , )N O N E (No reportable income, assets, or transactions.)

D e s c r i p l io n o f A s s e t s I n c o m e d u r i n g i G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o i q i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) : . r e p o r t i n g p e r i o d r o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t , T y p e ( ~ g . t, Value V a l u e T y p e ( e g , Da e : Value i Ga n ~ I d e n t i t y o f ,e x e m p t f r o m p f f o r d is c l o s u re i C o d e I div. rent i C o d e 2 M e t h o d buy, se , !mrn/dd!yy , Code 2 i Code buyer/seller t A d.|) o r i n t . ) i ( J - P ) I Code3 [ r e d e m p t i o n ) I (J-P) I(A-H ) I ( i f p r i v a t e

8 6 . Geisonger PA H.A. B Interest K T8 7 . Mtgy Co. PA H E. Arcadia B Interest K T8 8 . PA Auth I.D. Cuhural Phila. C Interest K T8 9 . Phila PA Wtr Rev Set B B Interest K T9 0 . Pue~o Rico Co. Set B B Interest K T

9 1 . Mtgy Co. PA SerC 12/31 t3 Interest K T92. Beaver County PA 11/15/3Q~ A Interest K T Bu y 01/9/09 K93. State PSBS PA 3/I/29 A Interest K T Buy 05/I 1/09 K9 4 . Det County PA RFDG Neumann A Interest J T Bu y i 1 2 / 1 6 / 0 9 J

9 5 . Nebraska Ed! Fin A Interest K T Buy 08/01/09 K9 6 . Puerto Rico-Set C 7/1/19 A Interest ,I T Bu y 03/05/09 J9 7 . Del County PA-Ncumann A Interest K T Bu y 1 2 / 0 6 / 0 9 K

9 8 . PA St. Tpk 12/I/41 5.3% A Interest K T Bu y 1 / 2 4 / 0 9 K9 9 . Puerto Rico Set Q 7/I;37 A Interest L T Bu y 1 0 / 2 6 / 0 9 L

Income Gain Codes A =$1.000 or less B =$1.001 . $2.i0~1 C =$2,.~01 - $5,000 D =$5,001 - $15,000 E ~$13.001 $50.O00Columns B I imd 1)4) F ~$50.001 . $100.000 G = $ 1 O O . O 0 1 $ 1 . 0 0 0 , 0 ~ 0 Ill =$1,000.0OI - $5.000.IRR) 1t2 =More t han $5.000.1)O0


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FINANCIAL DISCLOSURE REPORT N .... fP .....Reporting I D,,. of RepPage 1 0 of 1 1 P A D O V A . J O H N R.I 0 5 / 3 / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~t,,dica,e,,ar, o~Re~,o,,J


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FINA1NCIAL DISCLOSURE REPORT iN .... re ..... ~ . p o ~ i ~ t ~ . , . o f R e p o ~Page 1 1 of ll[ P A D O V A , J O H N R .

0 5 , 3 , 2 0 t 0IX. CERTIFICATION.

I certify that all information given above (inc luding information pe rtaining to my spouse a nd minor or dep enden t chihlren, if any) isaccurate, t rue, and complete to the best of my knowledge and bel ief, and that any informat ion not reported was wi thheld because i t met appl icable statutoryprovisions permi t t ing non-disclosure.I fur ther cer t i~ that earned income from ou tside employment and honorar ia and the acceptance of gi l t s which have been reported are incom pliance with the provisions o f 5 U.S.C. app. 501 et. seq., 5 [).S.C. 7353, and Jud icial Conference re gulations.

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W l] SE SUBJECT TO CIVILAND CRI~,~INAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail s~gned original and 3 additional cop~es to:

Committee o~ Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Co lumbus Circle, N.F..Washington, D.C. 20544

john r padova financial disclosure report for 2009

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