john a nordberg financial disclosure report for 2009

8/3/2019 John A Nordberg Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/john-a-nordberg-financial-disclosure-report-for-2009 1/13

A O 1 0 t FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y th e EthicsI in Government Act of 1978Rev. 1/2010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. ~§ 10/-I l J)

I. Person R eporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

Nordberg, John A. Northern District of Illinois 7/7/2010

4. Title (Article Ill judges indicate active or senior status; So. Report Type (check appropriate type) 6. Repoaing Periodmagistrate judge~ indicate full- or part-time)

[] Nomination, Date 01/01/2009U.S. District Judge Senior

[] Initial [] Annual [] Final to

12/31/20095b. [] Amended Repor~

7. Chambers or Off ice Address 8. On the basis of the information contained in this Report and anymodif icat ions pertaining there to, it is , in my opinion, in compliance

Chambers tg86 with appllcablelaws and regulations.

219 South Dearborn Street

Chicago, lllinois 60604-1706Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on lastpage.

1 . P O S I T I O N S . ~por, l .g ~ndividual only; see pp. 9-13 of filing instructions.)

[---] N O N E (No reportable positions.)

POSITION NAMI~ OF ORGAN IZATION/ENTITY

1. Trustee - non-paid Trust # I

I1. AGREEMENTS. (Reporti,,g in~ti~,idual only; See l,p . 14-16 of filing i, ,slructions.)

N O N E (No reportable agreements.)

D A T E PARTIE~ A~ ~RMS ~ ....

1.

2.



F INAN CIAL DISCLO SURE REP O RT

I Name o[ Person Report ing .

Do t e o f Re por t

of 13 Nordberg~ J o h n A . 7 / 7 / 2 0 1 0

I ll . N O N - I N V E S T M E N T I N C O M E . (Repor~inglndividuolandspouse;seepp. 17-24oSfiting instructions.)

A. Filer’s Non-Investment Incom e

[] N O N E ( N o r e p o r t a b l e no n - inv e s t m e nt i nc o m e . )

D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e ’ s )

I.

2.

3.

4.

B . S p o u s e ’ s N o n - l n v e s t m e n t l n c o m e - i f y o u w e r e married during any portion of the report ing year, complete this section.

(Dollar amount not required except for honorctrio.)

NONE (No r e p o r t a b le no n- i nv e s t m e nt i nc o m e . )

D A T E S O U R C E A N D T Y P E

I.

2.

3.

4.

IV. REIMBURSEMENTS -

(Includes those to spouse and dependent ckildren; see pp. 25-27 of filing instructions.)

N O N E (No repor table re imbursements .)

s S _ Q _ ! J _ K . C ~ D A T E ~ LOCATION PURPOSE I T E M S P A I D O R P R O V I D E D

1.

2.

3 .

4.

5 .



P a g e F I N A N C I A L 3 o f 1 3 D IS C L O S U R E R E P O R T I N o r d b e r g , J o h n a . DateofReport7/7/20

V. GIFTS. a.c~e~

NON E (No r~portable g~s.)

SOUR~ DESC~TION VAL~

I.

2.

3 .

4.

5 .

V 1 . L I A B I L I T I E S . a , c ~ d e s t ~ o ~ o f s p . . .. .. d dependent children; see p p . 3 2 - 3 3 o f f il i n g i n s t r u c t io n s . )

N O N E ( N o reportable liabilities.)

CRE DI T O R DESCRIPTION

1.

2.

3 .

4.

5 .



FINANCIAL DISCLOSURE REPORT r ~ a m e o f P e ~ s o , a ~ p o ~ i n g

of 1 3 N o r d b er g , J o h n A , 7 / 7 / 2 0 1 0

VII. INVESTMENTS and TRU STS - ~ ....... ~, ~-~ a ~ , , ~ , ~

NONE ~o reportable income, assets, or ~ansactions.)

A B. C~ D.De~ription of A~e~ l~come dung Gr~ value at end Tm~ctions ~ng r~ing

(including I~st ~se~) [ reporting ~d~ of reposing p~od

(0 ~2) O) I ~2)P l a c e " ( X ) " a f t e r ~ c h a s ~ t A m o u n t T~ (e.g., Value

]

Val~ :e x e m p t f r o m p r i o r d i sc l o s u r e C~e I div., ~k C o d e 2 Me~ b u y , ~ 1 1 , m~d~ Code 2 ~[ C~e I b u y e ~ l s e l l e ~

( A - H ) o r i n t . ) ( J - P ) C o d e 3 re~mplion) ( J P ) ( A - H ) ( i f p r i v a t e(Q’~ t r a n s a c t i o n )

1. M yl~ La bs , In c. C .S . None L

2, Valspar Corp. C.S. D Dividend N T

3. Sprint Nextel Corp. C.S. None J T

4. Waste Management C.S. A Dividend J T

Dreyfus W.W.D.M.M.F. A Dividend J T

6. Fidelity Select Health M.F. A Dividend L T

7. Nicholas M.F. A Distribution J T

: 8 . Nicholas I1 M.F. A Distribution L T

! 9 , Nicholas Ltd. M.F. A Distribution J T

1 0 . T.R. Price Int’l Disc. M.F. A Distribution K T

1 1 . T.R. Price lnt’l Stk. M.F. A Distribution K T

1 2 . T.R. Price Sci-Tech. M.F. None K T

13. Columbia Mid-Cap Growth F. C Distribution M T

1 4 . American Century Ultra M.F. B Dividend N T

1 5 . Fidelity Div. Growth M.F. IRA D Distribution M T Sold 12/31/09 K Redemption MRD(part)

1 6 . Illinois Judges’ Retir. Pension E Distribution N W

1 7 . AIM H ealth Sciens F. A Distribution J T



FI N A N C I A L D I S C LOS U R E R EPOR T I N .... fPerson Reporting DateofRel~ lr t

of 1 3

] Nordberg, John A.7 / 7 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ n e o , ~ . , ~ t . . , t r a n s a c l i o n s ( I n c l u d e s ~se o f spo~e a~d dependent children; set ~. 34-60 of f i ling instructions.)

~ONE ~O reportable income, assets, or transactions.)

~scfiption of A~ets :: Income during T~nsactions during re~ing ~hod

(including t~st assets) [ ~o~ing ~ o f r e p o o i n g p e r i o d

~ I d e n t i t y o fe x e m p t f r o m p f i o ~ d i s c l o s u r e C~e I div., r~t, C~e 2

/ Me~ b u y , ~ 1 1 , m ~ 1 C~ 2 j C~e 1 ~ b u y e f f s e l l e r:~A - H ) o r i r a . ) ( J - P ) [ C~e3 r~emption)

] (J-P) (A-~( i f p r i v a t e

i[ (Q-~

~i t r ~ s a c t i o n )

1 8 . U.S. Banco~C.S. A Dividend K T

1 9 . Gabelli Global Telecomm. F. A Distribution K T

2 0 . Alhel C.S.A Dividend K T

2 1 . Tr~st #1 - See VIII C Royalty J W

2 2 . ComCast Corp. New Class A C.S. A Dividend J T

2 3 . W ells Fargo Co.. A Dividend K T

2 4 . W ells Fargo Common Stock Mutual Fund None L T

: 2 5 ° Pfizer Corp. C.S. A Dividend J T

2 6 . Charles SchwabM.M.F. A Interest J T

2 7 . Janus Overseas M.F. A Dividend K T

2 8 . Paychex C.S. A Dividend K T

2 9 . General Dynamics A Dividend K T

3 0 . AT&T Corp. B Dividend K T

3 1 . Western Union Co. A Dividend J T

32 Spousal Investments

3 3 . AT&T Corp. B Dividend K T

3 4 . DeVry Inc, C.S. A Dividend K T

1. h~come Gain Cod~s: A ~$1,000 or less B =St,001 - $2.500 C =$2,501 - $5.000 D =$ 5,001 . $15,000 E =$I 5,001 - $50,000

2. Value Codes t =$|5,0~0 or tess K =$15,001 - 550,000 L =$50,001 - $100,000 M =$10O,0Oi - $250.~00

i P3 -$25 ,000,001 - $5 0,000,000 1’4 ~Mom than $50,009,000

l~(See C01uma C2) O =B~ok V~lve V --Other W =Estimated



F IN A N C IA L D IS C L O S U R E R E P O R T N , ~ e o f P e r s o n R e p o r t i n gDate of Report

of 13 N o r d b e rg , J o h n A , 7/7/2010

VII. INVESTMENTS and TRUSTS -

N O N E ( N o repo r ta b le income, a ssets , o r t ra nsa ctions . )

A. 13. C . D.D e s c r i p ti o n o f A s s e ls I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r t ~ , o n i n g p e r i o d o f r e p o r t i n g p e r i o d

0) (~) -~--- (~) (1) ( ~ ) ( 3 ) [ ( 4 ) (5)P l a c e " ( X ) " a t ~ . e r e a c h a s s e l A m o u n t T y p e ( e ,g . , Value [ V a l u e " T y p e ( e , g ., D a t e Value Gain I d e n t i t y o f

e x e m p t f r o m p r i o r d i sc l o s e r¢ C o d e I d i v . , r e n t . C o d e 2 [ M e t ho d b u y , s e l l, mm/dd/yy i Code 2 C o d e I b u y e r l s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r l v a t e

{ Q - W )’ i

l r a n s a c t i o n )

i 3 5 . CenmryTel Inc. (formerly Embarq Corp.) A Dividend J T

! 3 6 . Diamond H ill Pint Trends None J T

37. Johnson & Johnson C.S.C Dividend M T

3 8 . Kilroy Realty C.S. A Dividend K T

3 9 . Eli Lilly & Co. C.S. A Dividend J T

40. M.G.I.C.C.S. A Dividend J T

41. Mylan Labs None J T Sold 04114/09 J(part)

42.Sold 07109/09 J(part)

4 3 . B u y 0 8 / ’ 1 2 / 0 9 J

( ~ d ’ l )44. Northern Trust C.S, A Dividend J T

45 Paychex Inc. C.S. A Dividend J T Bu y 08/12/09 J( a d d ’ l )

46. Sprin~Nextel Corp. None J T

:4 7. W i nd str ea m C.S . A " Dividend J T

48 . Columbia Acorn lnt’l F. A Dividend K T

49. Evergreen M.M. Trust A Dividend J T

5 0 . Nicholas F. B Dividend M T

5 I . Berkshire Hathaway C1. B None J T Sold 07/09/09 J( p a r t )

Income Gai~ Codes: A =$ 1,000 or less B =$|,00I - $2,500 C =$2,50~ - $ 5,0(KI D =$5,001 - $15,000 E =$15,001 - $50,00~



N a m e o f P e r so n R e p o r ti n gF I N A N C IA L D I S C L O S U R E R E P O R T

[ N o r d b e rg , J o h n A .

D a t e o f R e p o r ~

of 13 7 / 7 / 2 o t 0

V I I. IN V E S T M E N T S a nd T R U S T S - ;,co,~, ~a~,,, , , . . . . ~ o ~ s a , d ~ d ~ , h o ~ e o/~, . . . . . d ~,~,~ ~,~U ,~ ~,. ~4-~0 o/,~ti~g ~,~,,~,io.~

NONE (No reportable income, assets, or transactions.)

A. B, C. D.D e s c r i p t i o n o f A s s e t s i Income during G r o s s v a l u e a t e n d T r a n s a c t i o n s d ~ r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) [_ reporting period o f r e p o r t i n g p e r i o d

[~ (2) (l) I (2) (1 ) (2) (3)] (~) ($ )

P l a c e " ( X ) " a f t e r e a c h a s s e t I A ~ m o u n t ] T y p e ( e . g ., Value I V a l u e T y p e ( e . g . , Date ] V alue ] Gain I d e n t i t y o fexemptl’rumpriordiscl ..... !Code! i d i v . , r e n t , Code2 M e t h o d buy, sell,

nmffdddyy!Code2 [Codelb u y e r / s e l l e r

( A - I T ) o r i n t . ) ! ( . I - P )

C o d e ( Q _ W . ) !3

r o d e m p l i o n )

(J’P) LI(A-H) .....

( i f p r i v m e t i o n )

5 2 . M& I Bank Baird M.M.F. A Interest ,] T

! 5 3 . Charles Schwab M.M.F. A Interest J T

5 4 . Chase Bank Checking A Interest J T

5 5 . Fidelity Div. Growth IRA C Distribution L T Part. Redemp 1 2 / 3 1 / 0 9 J

5 6 . Gabelli Global Tetecom M.F. A Distribution J T

5 7 . W ells Fargo Co. C Distribution L T

5 8 . W ells Fargo Common Stock Mutual Fund A Dividend L T

5 9 . Capital Fed. Fint. C.S. A Dividend Sold 07/09/09 J( p a c t )

6 0 , Capital Fed. Finl. C.S. A Dividend Sold 08~5109 J

6!. Charter Fin. Corp. West C.S. A Dividend Sold 0 7 1 0 9 / 0 9 J

6 2 . Investors Bancorp None Sold 08/26/09 J

6 3 . Stamps.corn None Sold 0 7 / 0 9 1 0 9 J~ (part)

6 4 . Stamps.corn None Sold 11/04/09 J

6 5 . Adobe None Sold 0 7 1 0 9 1 0 9 J(part)

6 6 . Adobe None Sold I 0 1 1 3 / 0 9 J

6 7 . Brown-Fomran Corp CI. B A Dividend J T Buy 08/12/09 J(add’l)

6 8 . Canadian Superior Energy Inc. None Sold 01/13/09 J



N ar ae o f Pe r son R e p or t in g [

P a g eF I N A N C I A L 8 o f 1 3 D I S C L O S U R E R E P O R T N o r d b e r g , J o h n A.[ D a t e 7 / 7 / 2 0 i 0 o f R e p o r t

V I I. I W V ’ E S T M E N T S a n d T R U S T S - in c o m e . ~ a ~ , , , , ~ , ~ , c a o , s a n c t , d e $ t~ o ~ , o I ~ o ~ ~ ~ , n a e ~ t ~ e , ; ~ e ~ ~ . ~ 4 - ~ 0 o I , ~ , g instruction~.)


A . :: B. C. i D.Description of Assets Income during Gross value a~ ~nd i

Transactions during red, offing period( i n c l u d i n g I r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r l i n g p e r i o d

i

" (I) (2 ) (1 ) [ (2 ) [ (1 ) (2) ~ (3) (4) ~ (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t I A r a o u n t I T y p e ( e . g ., Value Value

I

T y p e ( e . g ., D a t e Value Gain/ I d e n t i t y o fe x e m p t f r o m p r i o r d i ~ lo s u r e Code 1 I d i v . . r e n t . C o d e 2 M e t h o d b u y , s e l l, mnddd/yy C o d e 2 C o d e I buyer/seller

i ( A - H ) : " [o r i n t . ) ( l - P )

Code(Q.W)3I

r e d e m p l i o n )

( J P ) i (A-H) transaclion)(if private

! 6 9 . Eaton Vance Corp. A Dividend J T Bu y 08/12/09 J

i (add’l)

7 0 . Fastenal Company A Dividend J T

7 I, Fiserv Inc.None J T

72. Johnson Controls lnc A Dividend Sold 0 5 / 1 2 1 0 9

7 3 . Markel Corp. None J T Sold 0 7 / 0 9 1 0 9 J( p r o )

7 4 . Markel Corp. None J T Bu y 08/!2/09 J(~d’l)

"~5. Sigma Aldrich Corp, A Dividend J T Buy 08/12/09 J

(~d’~)

76. Winn Dixie Stores Inc. None J T Sold 07/09/09( p a n )

77. Wirm Dixie Stores, Inc. None Sold 10/28/09 J

7 8 . Market Vectors ETF TR. Gold Miners Fund None Sold 06/11/09 J

7 9 . Pr0shares Trust Short S&P 500 None Sold 05/05i09 J

8 0 . Preshares Trust Shah Russell 2000 None Sold 0 5 / 0 5 1 0 9 J

8 t. Rydex Inverse Russell 2000 None Sold 05/05/09 K

8 2 . Rydex Inverse S&P 500 None Sold 0 5 1 0 5 1 0 9 K

83. Chevron Corp. C.S. A Dividend J T Bu y 8 1 1 8 1 0 9 J

8 4 . Cimarex Energy Co. A Dividend Sold 0 7 / 0 9 1 0 9 J(ran)

8 5 . Cimarex Energy Co. A Dividend Bu y 08/12/09 J(add’I)

I. Income Gain Codes: A =$1.000 o~ ~ess B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,0el - $ 50.000(See Cohmms BI and D4) F =$50,001 - $100,000 G =$100,001 -$1,000J330 H! = $1,~ ,0~1 - $5 ,000,0~0 H2 =M o~ Iban $5,000,090

2. V alue Codes J =$15,0~0 or less K =$15,00 [ - $50,000 L --$50,00 t - $ 100,000 M =$100.001 - $250,000

(See C0iumr~ CI and D3) N =$250,0~1 - $509,000 O =$500,0~1 -

P3 =$25,00~ ,~01 - $50,tx)0,000 P4 =More than $50.000,00011 ~. Value Melhod Codes Q =Apgraisal R =Cost (Real Estate Only) S =~t "f =C~h Market

(See Column C2) U -Book Value V =Other W



Ia m e o f P e r s o n R e p o r t i n g

F I N A N C I A L p a g e 9 o f 1 3 D I S C L O S U R E R E P O R T ] N o r d b e r g , J o h n A .Dale7/712010of Re

VII . INVES T M ENT S an d T R U S T S -

~ NONE (No reportable income, assets, or transactions.)

A. B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

: ( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p ~ r i o d

(l) [ (~) ’ (l) (~) ! (1) (~ ) (3) I O) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ,, Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i ty o f

~ e x e m p l f r o m p r i o r d i s cl o s u r e : Code 1 i d i v . , r e n t , C o d e 2 M e t ho d b u y , s e l l, m m ] d d / y ’ $ C o d e 2 C O d ~ I b u y e r / s e l l e r(A-H) ’: o r i r a . ) i ( . I - P ) Code3 r e d e m p t i o n ) ( , I - P ) ( A - H ) ( i f p r i v a t ei

:~i ( Q - W ) t r a n s a c t i o n )

8 6 . Cimarex Energy. Co. None Sold 08/31/09 J

8 7 . Intersections lnc. None 3 T Sold 0 7 / 0 9 1 0 9 J(part)

8 8 . Leucadia National Corp.None Sold 07/09/09 J(part)

8 9 . Leucadia National Corp. None Sold 1 1 1 0 4 1 0 9 J

9 0 , Roche Holding Limited Sponsored AD R A Dividend J T Sold 07/09/09 J( p a r t )

9 1 . Roche Holding Limited Sponsored AD R None J T Bu y 08/12/09 J( a d d ’ l )

9 2 . SPDR Gold Trust Gold Shares None J T

9 3 . Vulcan Materials Co. A Dividend Sold 0 5 / 0 4 1 0 9 J

9 4 . BCG Partners Inc. A Dividend Sold 07/09/09 J

( p a r t )9 5 . BCG Partners Inc. None Sold 12/09/09 J

9 6 . Cisco Systems Inc. None J T B u y 1 1 / 0 4 1 0 9 J

9 7 . ]ntegrys Energy Group A Dividend J T B u y 06/22/09 3

9 8 . lntegrys Energy Group A Dividend J T B u y 08/12/09 J(add’l)

9 9 . lntegrys Energy Group A Dividend J T Sold 11/04/09 3(pan)

1 0 0 . M i c ro s o f t C o ~ p A Dividend J T B u y ! 0 8 / 1 8 1 0 9 J

1 0 1 . Oracle None J T B u y I 1 / 0 4 / 0 9 J

1 0 2 . Pepsico Inc. A Dividend ~t T B u y 1 0 8 / 1 8 / 0 9 J

(See Col~



FINANCIAL DISCLOSURE REPORT N a ~ , ~ o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

of 13 N o r d b e r g , John A . 7/7/2010

V I I. I N V E S T M E N T S a n d T R U S T S - ~..o,.., v.t.., , ~ . . . . a o . s a . d . a e s ,h .... fs~o ..... a a.pe.a..t cnUa...:


A. B. C. [ D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e ~ t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p or t i n g p er i o d o f r e p or t i n g p er io d

--~-- ~ (2) (1 ) t(2) (I) (2) 1(3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t Amoum| Type (e.g.,Value t Value T y p e ( e . g . , D a t e ] Value i Gain I d e n t i t y o f

Code I | div.,rent, Code2 M e t ho d ] buy.sell, Code 2 i Code I buyerlsellerx e m p t f ~ o m p r i o ~ d i s c lo s u r el m m ! d d d y y~ A - r ~ ) | orint.) (J-P) Cnd~3~edon~p~ion)I 0 - P )

[ ( Q -W ) [ It r a n s a c t i o n )

t03. Pfizer Inc. A Dividend J T Buy 08 118 109 J

104. Procter & Gamble Co A Dividend J T Buy 08/18/09

105. Quidel Corp None J T Bu y 05/14/09 J

106. Wal-Mart Stores Inc. None J T Buy 1 ! / 0 4 / 0 9 J

107. Abbott Laboratories A Dividend J T Buy 0 9 1 1 4 / 0 9 J

108. International Speedway Corp None Sold 0 1 1 2 7 / 0 9

109. Rydex S& P 500 Fund C! A None Buy 05/05t09 J

10. Rydex S&P 500 Fund CI A None Sold 07/09/09 K

I 1. Rydex Russell 2000 CI A None Buy 0 5 1 0 5 / 0 9 K

1 2 . Rydex Russell 2000 C1 A None Sold 0 7 / ’ 0 9 / 0 9 K

1 3 . lshares Barclays TIPS A D ividend Buy 01/27/09 J

1 4 . lshares Barclays TIPS A Dividend Buy 06/22/09 J(add’l)

1 5 . lshares Barclays TIPS A D~vidend Buy 07/09/09 K(add’l)

1 6 . Ishares Barclays TIPS A Dividend Sold 08/32/09 K

1 1 7 . Vanguard Fixed Short Term A Dividend Buy 0 1 1 2 8 1 0 9 J

I 1 8 . Vanguard Fixed Short Term A D ividend Buy06/23/09 J( a ~ d ’ l )

119. Vanguard Fixed Short Term A Dividend Buy 07/10/09 K( a d d ’ l )

I. lacomeGain Cod~s: A =$1.000 ol less B ~$1.001 - $2.500 C =$2.501 - 55.000 D ~$ 5.001 - $15.000 E =$15,00I - $5 0.000(See Columns SI and LM) F =550.0~31 - $ 100.000 G ~$|00.001 - 51.0¢A).000 H I ~1.000.001, $5,000,000 H2 ~Morc than $5,000.000

2. V alue Co(les l =515.000 or legs K =$15,001 - $50.(~0 L =550.001 * $100,000 M = $100,00l -$250.000(See Columns CI and D3) N =$250.0OI - 5500.000 O ~$ 50 0.0 01 - $ 1.0 00 ,0 00 P I = $1 .0 00 .0 01 - $ 5.0 00 .0 00 P2 =$5.000.001 - $25,000,000

P3 =$25,0130.001 ÷ $50.000,~00 P4 =More than 550.000.0003, Value Method Codes Q =Appraisal R ==Cost (Real Estate Only) 5 =As~*ssm~ml T =C~h Ma~ke l

(See Column C2) U -Book Value V ~Other W =Estimated



Name of Person Reporting

P a g e F I N A N C I A L l l o f 1 3 D I S C L O S U R E R E P O R TN o r d b e r g, J o h n A . Date7i7!2010of Re

V I I . I N V E S T M E N T S a n d T R U S T S - i . e o ~ , ~ o t ~ , , . ~ . s ~ c ~ o . , (includes t~o se of spo ,s t an~t aepenaem c~Ua, e~; see pp. J ¢ - ~ O o f f i~ i . g instruczionx)

NONE (No reportable income, a~sets, or transactions.)

A. B. C. D.

Description of Assetsi Income during Gro~ value at end Tr~nsactior~ during reporting period

(including trust a~sets) ~ rcportirtg pefod of reporting period

Place "(X)" after each assel ! Amount Type {e.g., Value I Value Type (e.g., Date Value [ Gain / Identity of

exempt from prior disclosure ! Code 1 . div., rank Code 2i

Method buy, sell, mm/ddiy-y[ Code 2 Code ]~ buyer/seller(A-H) i or int.) (J-P) Code 3 redemption) (J-P) ] (A-H)[ (if private,

’. ( Q - W ) ! [ t r a n s a c t i o n )

120. Vanguard Fixed short Term A D i v i d e n d Sold 08/I 3/09 K

121. Baird Core Plus Bond A D i v i d e n d J T B u y 0 7 1 0 9 1 0 9 K

[See Co~n C2) U ~B~k Vat~ V ~r W =~t~



N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

? a g c F IN A N C I A L 1 2 o f ]3 D I S C L O S U R E R E P O R TN o r d b er g , J o h n A . 7/7 /20]0

VIII. ADDITIONAL INFORMA TION OR EXPLAN ATIONS. ~n~t.pa.ofR~o~

#21. Trust #1 ~ sole asset~: cash and partial interest in oil and gas rights in Texas County, Oklahoma. As of December 31, 2009, I was one of the remainingbeneficiaries with approximately 1/4 interest in Trust.

International Speedway Corp inadvertently omitted on prior report.



FI N A N C I A L D I S C LOS U R E R EPOR T n a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

of 13 N o r d b e rg , J o h n A . 7 / 7 / 2 0 1 0

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent c hildren, if any) isaccurate, true, and comp lete to the best of my kno wledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and l~onoraria and the acce ptance of gifts which have beell reported are incompliance with the p rovisions of 5 U .S.C. app. § 50t et. seq., 5 U .S.C. § 7353, and Judicial Conference regulations.

FIL ING INSTRUCT IONS

Mail signed original and 3 additional copies to:

Comm ittee on Financial D isclosttreAdm inistrative Office of the United S tates CourtsSuite 2-301One Co lmnbus Circle, N.E.Washington, D.C. 20544

john a nordberg financial disclosure report for 2009

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