john a nordberg financial disclosure report for 2010
TRANSCRIPT
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8/3/2019 John A Nordberg Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)
1 . Person Reporting ( last name, f irst , middle initia l)N o r d be r g , J o hn A .
4. Tit le (Article I l l judges indicate act ive or senior s ta tus ;magis t rate judges indicate fu l l - or pa r t - time)U.S. Dis t r i ct Judge Sen ior
7. Chambers or Off ice AddressCha mbe r s 1886219 South Dearborn St ree tCh i ca g o , I l li n o i s 60 60 4 - 17 0 6
2. Cour t o r Organ iza t ionNorthern Dis t r i ct o f I l l ino i s
5a . Report Type (check appropria te type)] Nominat ion, Date[] Initial [] Annual [] Finallb. [] Amended Report8. On th e b a s is o f th e in fo rma t ion c on ta ine d in th i s R e por t a nd a nymodif ica t ions perta in ing there to , i t i s , in my opin ion , in compliancewith a pp l i c a b le l a ws a nd re gu la t ions .
R e v i e w i n g O f f i c e r D a t e
3. D a t e o f R e p o r t8/15/201 I
6 . R e por t ing Pe r iod01/01 /2010to12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NON E box for each part where yoa have no reportable information. Sign on last page.
I. P O S I T I O N S . ( R c p o . l n g individual only; seepp. 9-13 of fi ling instructions.)[ N O N E (No reportable positions.)POSITION
1 . T r u s tee - non-pa id
2.3.
4.5.
Trust # 1NAME OF ORGANIZATION/ENTITY
I I . A G R E E M E N T S . m c p o n l n g individual only; seepp. 14-16 of filing instructions.)~-] N ON E (No reportable agreements.)
DATE PARTIES AND TERMS
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FINANCIAL DISCLOSURE REPORTPage 2 of 11
N a m e o f P e r s o n R e p o r t in gNordberg, John A.
Date of Report8/15/201 i
III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers l~on-lnvestment Incom e~ (No reportable non-investment income.)ONE
DATE SOURCE AND TYPE
2.
3.4.
INCOME(yours, not spouses)
B . S p o u s e s N o n - ln v e s tm e n t I n c o m e - If you were ma rried during any portion of the reporting year, comp lete this section.(Dollar amount not required except for honoraria.)
N ON E (No reportable non-investment income.)DATE SOURCE AND TYPE
I.
2.3.4.
I V . R E I i M B U R S E M E N T S - transportation, lodging, food, enter ta inment(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION
I.2.3.4.5.
PURPOSE ITEM S PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORTPage 3 of 11
Name of Person ReportingNordberg, John A.
Date of Report8/15/2011
V . G I F T S . a n e l u d c s , h o s e , o s p o u s e a n d d ep end ent ch i ld ren; s ee p p . 2 8 - 3 1 of fi l ing instruct ions.)N O N E (No r ep or ta b le g i f t s .)
SOURCE DESCRIPTION1 .2.3.4.5.
VALUE
V I . L I A B I L I T I E S . a n cl u d e s t h o s e a l sp o u s e and dependent children; see pp. 32-33 of filing instructions.)~ N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION1 .2.3.4.5.
VALUE CODE
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FINANCIAL DISCLOSURE REPORTPage 4 of 11
Name of Person ReportingNordberg, John A.
Date of Report8/15/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
2.
3.4.
5.6.
7.8.9.1 0 .
il.1 2 .
1 3 .
1 4 .
1 5 .
1 6 .
1 7 .
A o B.D e sc r i p t i o n o f A sse t s I n c o m e d u r i n g( in c lu d in g t ru s t a s s e ts ) r e p o r t in g p e r io d
( i ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t Amount T y p e ( e . g . ,
e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,(A-H) o r i n t . )
Mylan Labs, Inc. C.S. None
V a l s p a r C o r p . C.S. D Dividend
Sprin t Nexte l Corp . C.S. NoneWaste M a n a g e m e n t C.S. A DividendD r e y f u s W.W.D.M.M.F. NoneFidel i ty Select Health M.F. A DividendNicholas M.F. A Distribution
Nicholas II M.F. A Distribution
Nicholas Ltd. M.F. A Distribution
T.R. Price Intl Disc. M.F. A Distribution
T.R. Price Intl Stk. M.F. A Distribution
T.R. Price Sci-Tech. M.F. None
Columbia Mid-Cap Growth F. C DistributionAmerican C e n tu r y Ultra M.F. B DividendFidelity Div. Growth M.F. IRA D DistributionIllinois J u d g e s Retir. Pension F DistributionAIM Health Sicens F. None
G r o ss v a l u e a t e n dof reporting pedod(t) (2) O) (2) (3) (4)
Va l u e Value Type (e.g., D a t e ValueC o d e 2 M e t h o d b u y , s e l l , mm/dd!yy C o d e 2(J-P) C o d e 3 r e d e m p t i o n ) (J-P)( Q - W )
L TN TK TJ TJ TL TJ TL TJ TK TK TK TM TN TM T Sold 12/31/10 K(part)N WJ T
T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d
(5 )Gain Ident i ty of
C ode 1 buyer/se l ler(A-H) (if private
t ransact ion)
Redempt ion M RD
1. Incom e Gai n Codes : A =$1,000 or less B =$1,001 - $2,500( Se e Colu mns B ! a nd D4 ) F = $5 0,001 - $ 100,000 G = $ 100,001 - $1.000,000
2. Va lue C o d e s J = $15,000 o r le ss K =$15,001 - $50,000( Se e Colu mns C I a nd D3) N = $ 25 0,001 - $5 00,000 O =$ 500,001 - $1,000,000
P3 =$ 25,000,001 - $ 50,000,0003. Va lu e Me thod Cod e s Q = Appra i sa l R =C os t ( Re a l Es ta t e Only){ S e e C o l u m n C 2 ) U =Book Va lu e V =Other
C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0HI =$1,000,001 - $5,000,000 H 2 = M o r e t h a n $ 5 , 0 0 0 , 0 0 0L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M =$100,001 - $250,000Pl =$1,000,001 - $5,000,000 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0P 4 = M o r e t h a n $ 5 0 , 0 0 0 , 0 0 0S = A s s e s s m e n t T =Cash MarketW = E s t i m a t e d
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORTPage 5 of 11
Name of Person ReportingNordberg, John A.
Date of Report8/15/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v o l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C. D.Descrip tion of Assets Incom e dur ing Gross va lue a t end Transact ions dur ing repor t ing per iod
( inc luding t rust asse ts) reporting period of repo rting perio d( I ) ( 2 ) ( i ) ( 2 ) ( I ) ( 2 ) ( 3 ) ( 4 ) ( 5 )Place " (X )" after each asset A m ount Type (e.g., Va lue Value Type (e.g., Date V a l u e G a i n Ident i ty ofexempt f rom pr ior di sclosure C ode 1 div., rent, Co d e 2 Method buy, se ll, m m/d d /yy C od e 2 I C o de 1 bu y e r /se lle r( A - H) o r i n t . ) (J-P) C ode 3 redempt ion) (J-P) (A-H ) (if private
(Q -W) transaction )
1 8 . U.S. BancorpC.S. A1 9 . Gabelli Global Telecomm. F. A
20 . Trust #1 - See V III C21 . ComCas t Corp . New Clas s A C.S. A2 2 . W e ll s F ar go C o.. A23 . W ells Fargo Comm on Stock M utual Fund
24 . Pfizer Corp ..C.S. A25 . Charles Schwab M .M.F. A2 6 . J an u s O ve rs ea sM. F. A27 . Paychex C.S. A28 . G e n e r a l D y n a mi cs A29 . A T & T C o r p . C30 . Western Union Co. A31 . I ~i Investments32 . A T & T C o r p . B33 . D e Vry l n c . C .S . A34 . C e n t u r y L i n k l n c . ( f o r m e r l y C e n t u r y T e l Inc.) A
Dividend K TDistribution K T
R o y a l t y J WDividend J TDividend K T
None L TDividend JI n t e r e s t J
Dividend KDividend KDividend KDividend KDividend J
TTTTTTT
Dividend KDividend JDividend J
TTT
I . l ncome Ga in Code s : A = $1, 0 0 0 or l ess B ~$1,001 - $2,500(Se e C olu m ns B I a n d D 4) F = $50,001 . $100,000 G = $100,001 - $I,000,000
2. Va lue C o d e s J = $15,000 o r le ss K =$15,001 - $50,000( Se e Colu mns C 1 a nd D3) N = $ 25 0,001 - $5 00,000 O =$ 500,001 - $1,000,000
P3 =$ 25,000,001 - $50,000,0003. Value M e tho d C od es Q = A pp ra isa l R ~Cos t ( Re a l Es t a t e Only)( S e e C o l u m n C 2 ) U =Book Va lu e V ~Othe r
C =$2 ,501 - $5 ,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $100,000P 1 =$ 1,000,001 - $ 5,000,000P4 -M or e tha n $50,000,000S : A s s e s s m e n tW =Es t ima te d
D=$5,001 - $15 ,000H 2 =M or e tha n $5 ,000,000M= $100 ,001- $250 ,000P2 =$5,000,001- $25,000,000T = C a s h M a r k c t
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORTPage 6 of 11 Iame of Person ReportingNordberg, John A. Date of Report8/15/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)
D e sc r i p t i o n o f A sse t s T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )
I n c o m e d u r i n g Gross value at endr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
(l) (2 ) (l) (2) (1 )Place "(X)" after each asset A m o u n t Type (e.g., Value Value Type (g.,exempt from prior disclosure Code l d iv ., re n t , C o d e 2 M e t h o d b u y , s e l l ,( A - H ) o r i n t . ) (J-P) C o d e 3 r e d e m p t i o n )
( Q - W )
35 . Diamond H ill Finl Trends None J T36 . Johnson & Johnson C.S. C Dividend L T37 . Kilroy l~ealty C.S. A Dividend K T3 8. E li Li ll y & C o. C .S . B Dividend J T39 . M .G.I.C.C.S. None J T40.. M ylan Labs None J T Sold(part)41 . Sold(part)42 . Northern Trust C.S. A Dividend J T43 . Paychex Inc. C.S. A Dividend J T Sold
(part)44 . Bu y(addl)45 . Sprint NextelCorp. None J T46 . W indstream C.S. A Dividend J T47 . Columbia Acorn Intl F. A Dividend K T48 . Evergreen M.M. Trust A Dividend J T49 . Nicholas F. A Dividend M T50 . Berkshire Hathaway Cl.B None J T Sold(part)5 1. M & I B an k B ai rd M .M . F. A I n t e r e s t J T
(2) (3) (4)D a te Va l u e Gain
mm/dd/yy Code2 Code l(J-P) ( A - H )
07/27/I 0
08/19/10
07/27/10
10/13/10
07/27/I 0
J
J
J
J
( 5 )Identity of
b u y e r / s e l l e r(if private
t r a n sa c t i o n )
I. In co m e Ga in C o & s: A = $1,000 o r le ss B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000( S e e C o l u m n s B 1 and D4) F ~$50,001 - $100,000 G =$100,001 - $ 1,000,000 HI =$1,000,001 - $5,000,000 H2 -M ore t han $5 ~0 0 0 , 00 02 . Va lu e Code s J =$15,000 or less K =$15,001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250,000( S e e C o l u m n s C I and D3) N =$250,001 - $500,000 O =$5 00.001 - $1.000,000 PI =$1,000,001 - $5,000,000 P2 =$ 5,000,~01 - $ 25,000,000
P 3 = $25,000,001 - $5 0.000,000 P 4 = M o re than $ 50,000,0003. Va lu e Me thod Cod e s Q = Appra i sa l R =C os t ( Re a l Es ta t e Only) S -Asscssmcnt T = C a s h M a r k e t( S e e C o l u m n C 2 ) U =Book Va lu e V =Othe r W =Estimated
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORTPage 7 of 11
Name of Person ReportingNordberg, John A.
Date of Report8/15/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)
A. B. C.D e s c r i p t i o n o f A s s e t s In c o m e d u r in g Gr o s s v a lu e a t e n d( in c lu d in g t ru s t a s s e ts ) re p o r t in g p e r io d o f r e p o r t i n g p e r i o d
( 1 ) ( 2 ) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value Va l u e
exempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d( A - H ) o r in t .) ( J - P ) C o d e 3( Q - W )
Charles Schwab M .M.F. A I n t e r e s t J T2.53 .54 .55 .56 .57 .58 .59 .60 .61 .62 .63 .64 .65 .66 .67 .68 .
Chase Bank Checking A I n t e r e s t J T
Type (e.g.,b u y , s e l l ,
r e d e m p t i o n )
T r a n sa c t i o n s d u r i n g r e p o r t i n g p e r i o d(Z) (3) (4)
D a t e Value G a i nm m / d d / yy C ode 2 C ode 1
( J - P ) ( A - H )
Fidelity Div. Grow th IRA
Gabelli Global Telecom M.F.D Distribution L TA Distribution J T
W ells Fargo Co. B Distribution L TW ells Fargo Comm on Stock M utual Fund A Dividend L
Part. Redemp 12/31/10 J
TEli Lilly & Co. A Dividend J T
Brow n-Forman Corp CI. B A Dividend
B u y 03/12/10 J
Eaton Vance Corp. AFastenal Comp any AFiserv Inc.
Markel Corp.
Sigma Aldrich Corp. AChevron Corp . C.S. A
Intersections Inc.
S o ld 07 /27 /10(pa r t )S o ld 08/19 /10(pa r t )S o l d 11/24/10
JJJ
Dividend
D i v i d e n d .T S o l d 07/27/10 J( p a r t )
Sold 04/13/10 J
N o n e J T
None J TDividend J TDividend J T
None
S o l d 0 7 /27 /10(pa r t )S o l d 0 7 /27 /10(pa r t )S o l d 08/19/10(pa r t )Sold 05/14/10
J
J
J
J
( 5 )Identity of
b u y e r / s e l l e r(if private
t r a n sa c t i o n )
I. In co m e Ga in C o d e s: A = $1.000 o r le ss B =$1,001 - $2,500 C =$2,501 - $5 ,000(S ee Col um ns B 1 and D 4) F =$50,001 - $100,000 G =$100,001 - $ 1,000,000 HI =$1,000,001 - $5,000,000
2. Va lue C o d e s J = $15.000 o r le ss K =$15,001 - $50,000 L =$50,001 - $ 100,000(S ee C olum ns C I a nd D3) N =$25 0,001 - $ 500,000 O =$ 500.001 - $ 1,000,000 P I -$1,000,001 - $5,000,000P3 -$25.000,001 - $50,0p0,000 P4 =More than $50,000.0003 . Value Mcl hod C odes Q = Appra i sa l R =C os l ( Re a l Es ta t e Only) S =As s e s s me nt( S e e C o l u m n C 2 ) U =Book Va lu e V =Other W =Es t ima te d
D =$5,001- $15,000H2 -M ore ~an $5,000 ,000M= $100,001 -$250,000P2 =$ 5,000,001 - $25,000,000T = C a s h M a r k e t
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORTPage 8 of 11
Name of Person ReportingNordberg, John A.
Date of Report8/15/2011
V I I . I N V E S T M E N T S a nd T R U S T S - i n c o m e , v a l a e , t r a n s a c t io n s (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)--] N O N E (No reportable income, assets, or transactions.)
A. B. C.Descrip tion of Assets Incom e d uring Gross va lue a t end
( including t rust assets) repo rting period of repo rting period(l ) (2 ) (t) (2) (1 ) (2) (3)
Place "(X )" after each asset Am ount Type (e.g., Value Value Type (e.g., D a t e Valueexempt f rom pr ior di sclosure Code 1 div., rent, C O d e 2 Method buy, se l l , m rrd dd /yy C od e 2(A-H) o r i n t . ) (J~P) C ode 3 redem ption ) (J-P)( Q - W )
Transact ions dur ing repor t ing per iod(4) (5 )
Gain Id entity o fC ode 1 buyer/se l ler(A-H ) (if private
t ransact ion)
69 . R o c h e H o l d in g L i m i te d S p o n s o r e d A D R A D i v i d e n d J T70 .
71 .
72 .
73 . S P D R G o l d T r u s t G o ld S h a r e sN o n eN o n e
B uy 09/01/10 J( a d d l )S o l d 07127110 J(pa r t )S o l d 10/08/10 J(pa r t )
T7 4 . C i s c o S y s t e m s I n c .75 .76 . In tegrysEnergy Group77 .
A
N o n e
D i v i d e n d
T S o l d 0 7 /27 /10 J(par t)B uy ll/ll/10 J( a d d l )S o l d i 07/27/10 J(pa r t )S o l d 09/03/10 J
7 8. Microsof t Corp79 . Ora c l e80 . Pepsico Inc .81 . Pf ize r Inc .82 . P ro c t e r& G a m b l e C o83 . Q u id e l C o r p84 .85 .
A
A
AA
D i v i d e n dN o n e .
D i v i d e n dD i v i d e n dD i v i d e n d
N o n e
J
J
J
J
JJ
T S o l d 08/19/10 J(pa r t )T S o l d 08/19/10 J(par t)T Sold 08119/10 J(par t)T S o l d 07127/10 J(par t)T S o l d 08/19/10 J(pa r t )T B uy ~ 04/09/10 J
( a d d l )S o l d 07/27/10 J(pa r t )B uy 10/13/10 J( a d d l )
1. Incom e Gai n Codes :( Se e Colu mns B 1 a nd D4 )
2.Va lu e Code s(S ee Col um ns C 1 and D 3 )
3.Val ue Met hod Codes( S e e C o l u m n C 2 )
A=$1,000 or less=$50,001 - $ 100,000=$15,000 or less=$250,001 - $500,000
P3=$25,000,001 - $50,000,000Q = Appra i sa lU =Book Va lu e
B =$1 ,001- $2 ,500G =$100,001- $1.000,000K =$15,001 -$50,0000=$500,001- $1,000,000R =Cos t ( Re a l Es t a t e Only)V =Othe r
C =$2 .501- $5 ,000H I =$1 ,000,001- $5 ,000,000L =$50,001 - $100,000PI =$1,000,001 - $5,000,000P4 =M or e tha n $50,000,000S =As s e s s me ntW=Est imated
D =$5,001- $15,000H 2 -M or c tha a $5 ,000,000M= $100,001 -$250,000P2 =$5,000,001 -$25,000,000T = C a s h M a r k e t
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORTPage 9 of 11
Name of Person ReportingNordberg, John A.
Date of Report8/15/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t . e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
D e s crip t io n o f A ss e ts T r a n sa c t io n s d u rin g r e p o rt in g p e r io d( i n c l u d i n g t r u s t a s s e t s ) In c o m e d u r in g Gr o s s v a lu e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1) (2) (1) (2) (I) (2) (3)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n l T y p e ( e . g ., Value Value T y p e ( e . g . , D a t e Valueexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d buy, sell, m m /d d /y y C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J - P )( Q -W )
(4) (5 )Gain ldent i ty of
C ode 1 buyer/se l ler(A-H ) (if private
t ransact ion)
86 . Wal-Mart Stores Inc. A Distribution Sold 03/12/10 J8 7. A bb ot t La bo ra to ri es88 . Ba i r d Co r e P l u s Bo n d89 .90 .91 . E xe lo n C o r p .92 . Firs tEnergy Corp.
AC
Dividend
Dividend
None
None
JJ
T S o l d 08119/10 J(pa r t )B uy 07128/10 L
( a d d l )B uy 08/19/10 K( a d d l )S o l d 1 0 1 2 8 1 1 0 M
T B uy 12/15/10 JT B uy 1 2 1 1 5 1 1 0 J
I. Incom e Gai n Codes :(S ee Col um ns B 1 and D 4)
2.Va lue Code s( Se e Colu mns C I a nd D3)
3.Val ue Met hod Codes( S e e C o l u m n C 2 )
A =$1 ,000 or l cs sF =$50,001 -$100,000J =$15,000 o r lcssN =$250,001- $500,000P3 =$25 ,000,001 - $50,000,000Q = A p p r a i s a lU = B o o k V a l ue
B =$1 ,001- $2 ,500G=$100,001 - $1,000,000K=$15 ,001- $50 ,000O=$ 500,001- $1 ,000,000R = C o s t (R e a l E s t a t e O n l y )V =Othe r
C =$2,501- $5,000H 1 =$1,000,001- $5,000,000L =$50,001- $100,000PI =$1,000,001- $5,000,000P4 =Mo~ than $50,000,000S = A s s e s s m e n tW = E s t im a t e d
D =$5,001 - $15,000H 2 =M or e tha n $5 ,000,000M =$100,001 - $250,000P2 = $5,000,~01 - $ 25,000,000T = C a s h M a r k e t
E =$15,001- $50,000
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8/3/2019 John A Nordberg Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 10 of 11
N a m e o f P e r s o n R e p o r t in gN o r d b e r g , Jo h n A .
Date of R epor t8/15/2011
V III . ADDITIONAL INFORM ATION OR EXPLANATIONS.# 2 1 . T ru s t # 1 - - s o l e a s s e ts : c a s h a n d p a r t i a l in t e r e s t i n o i l a n d g a s r i g h t s i n T e x a s C o u n t y , O k l a h o m a . A s o f D e c e m b e r 3 1 , 2 01 0 , I w a s o n e o f t h e r e m a i n i n g 4benef iciar i es wi th approxim ate ly 1/4 in teres t in Trus t .A l l te l C . S . w a s s o l d a s p a r t o f a m e r g e r i n 20 0 7 a n d t ha t s a l e w a s i n a d v e r t e n t ly o m i t te d f r o m t he 20 0 7 r e p o r t .
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8/3/2019 John A Nordberg Financial Disclosure Report for 2010
11/11
FINANCIAL DISCLOSURE REPORTPagellofll
N a m e o f P e r so n R e p o r t in gNordberg, John A.
D a t e o f Re p o r t8/15/2011
IX. CERT IFICATION.I c e r ti f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a te , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h he l d b e c a u s e i t m e t a p p l i ca b l e s t a tu t o r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo s u r e .I f u rt h e r c e rt i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p ro v i s i o n s o f 5 U .S .C . a p p . 5 01 e t. s e q ., 5 U .S .C . 7 3 5 3 , a n d Ju d i c i a l C o n fe re n c e r e g u l a t i o n s .
Signature: S/John A. Nordberg
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G LY A N D W I LF U L LY F A L S IF IE S O R F A I LS T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 10 4 )
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544