john a houston financial disclosure report for 2010

8/3/2019 John A Houston Financial Disclosure Report for 2010

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AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Reqtdred by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial)

Houston, John A.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-time)

U. S. District Court

7. Chambers or Office Address

940 Front StreetSuite 2140San Diego, CA 92101-1118

2. Court or Organization

Southern District of Californi

3. Date of Report

05/14/2011

5a. Report Type (check appropriate type)

] Nominat ion , Date

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and anymodificat ions pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

Revie,,dng Officer Date

6. Reporting Period

01/01/2010to

12/31/2010

I M P O R TA N T N O T E S :The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S .~ S e p o r t i n gindividual only; seepp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION

I. Co-Trustee Trust # I

2. Trustee Trust #2

3.

4.

5.

NAME O F OR GANIZATION/ENTITY

I I . A G R E E M E N T S .(Reporting individual only; see pp. 14-16 of filing instructions.)

[~] NONE(No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t in g

Houston,John A.

D a l e o f R e p o r t

05/14/201 I

I lL N O N - IN V E S T M E N T I N C O M E .~ X e p o , ~ i n gindividual andspouse ; seepp. 17 -24 of fi l ing instructions.)

A. Filer s Non-Investment Income

~ (No reportable non-investment income.)ONE

D ATE SOU R CE AND TYPE INCOM E(yours, not spouses)

B .Spou ses Non- inves tment Income- If you were married during any p ortion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

D N O N E (N oreportable non-investment income.)

DATE

1.2010

2.2010

3.2010

4.2010

5.2010

6.2010

SOURCE AND TYPE

Self Em ployed (consultant!clinical psychologist)

ERM , San Diego, CA (consulting)

Center For C reative Leadership, La Jolla ,CA

United Sta tes Navy, San Diego,C A

Innolect, Inc., Tega C ay, SC

The Broad Residency, Los Angeles, CA

I V . R E I M B U R S E M E N T S- transportation, lodging, food, entertainmena(Includes those to spouse and dependent children." see pp. 25-27 of filing instmtctions.)

D (No reportable reimbursements.)ONE

3.

4.

5.

SOURCE DATES LOCATION PURPOSE

Just The Beginning September 3 I , 2010 -Atlanta, GA CLE ProgramFoundation October 3, 2010

ITEMS PAID OR PROVIDED

Room and Meals


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i a m e o f P e r s o n R e p o r t in gPageFINANCIAL3 o f 7 DISCLOSURE REPORT I

touston, John A o

V. G I F T S .a , c l ,d e , , h o s e , o , ~ , o . ,o . . ,~ ~ , , e ,d e , , c h U d r e . ; s e e , p . 2 S - 3 1 o / : # n Zinstructions.)

[] N O N E(No reportable gifts.)SOURCE DESCRIPTION

I.

2.

3.

4.

5.

D a t eo f Report

05/14/201 I

VALUE

V l. L I A B I L I T I E S .a n a u d e s t h o s e o y s p o u s e o n d , ~ e ~ , e .d ~ . tchildren; see pp. 32-33 of:ling instructions.)

D N O N E(No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. CitiBank Mortgage - Rental Property - San Diego N

2. Wells Fargo Bank Mortgage - Investment Real Property K

3. Citi Bank American Express Credit Card J

4. Clti Bank Mastercard Credit Card J

5. Small Business Adm inistration Mortgage - Vacant Lot - San Diego M


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FINANCIAL DISCLOSURE REPORT

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N a m e o f P e r s o n R e p o r t in g

Houston, John A.

D a t e o f R e p o r t

05/14/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -i .c o m e , , a l u . , t r a n s a c t i o n s(Includes those of spouse and dependent children; see pp. 34-60 of filing instructi

[~ ] NONE (N o reportable incom e, assets , or transa ct ions.)

Descriptionof Asse ts Income during

( i n c l u d i n g t ~ s t a s s e t s ) r epo r t i ng pe r i od

(1) (2)Place "(X)" after each asset Amount Type (e.g.,

exemptfromprior disclosure Code I div., rent,(A-H) or int.)

G r o s s v a l u e a t e n dof repor t ing per iod

0) (2)Value Value

C o d e 2 Method

( J - P ) C o d e 3( Q - W )

(0"rype (e.g.,buy, sell ,

redempt ion)

Transactions during report ingperiod

(2) (3) (4)

Da te Value Gain

mm/dd/yy Code 2 i Code l(J-P) (A-H)

I d e n t i t yo fbuyer/seller( i f p r iva te

t r ansac t ion)

I. Rental Property (2), San Diego County, CA

2. San Diego Gas & Electric (Sempra)

3. San Diego Gas & Electric (Sempra)

4. Fidelity Funds - IRA

5. --Fidelity Discovery Fund

6. ---Fidelity New Markets Fund

7. T r u s t

D R e n t O W

A Dividend K T

A Dividend K T

A Dividend J T

A I n t e r e s t

9.

10 .

- Leap W ireless Communications (Comm onStock)

Trust # 2 D D i s t r i b u t i o n M T

--MSDW Dividend Growth Securities Fund

I I. --MSDW California Tax-Free Income Fund

1 2 . --AIM Advisor Real Estate Fund

1 3 . --Eaton Vance WW Health Sciences Fund

1 4 . --Eaton Vance Taz Managed Gr owth Fund

1 5 . --Franklin CalifTrax Free Income Fund

1 6 . --MFS MidCap G rowth Fund

1 7 . --Putnam Research Fund

I. Income Gain Codes:(See Colunms BIand D4)

2. Value Codes(S~e Columns CI and D3)

3. Value Method Codes(See Column C2)

A =$1,000 or lessF =$50.001 - $100,000J =$15.000 or less

N =$250.0~1 - $500,000P3 =$25,000,001 - $50.000.000Q =AppraisalU =Book Value

B =$1,0O I - $2,500G =$100.001 - $1K =$15.001 - $50.000

O-$500.001 - $1

R =Cost (Real Estate Only)V =Olhcr

C =$2.501 - $5.000H I =$1.00~.0OI -

L -$50.0~1 - $100.000PI =$1.000.001 - $5.000.000P4 =More than $50.000,0~}S =A~zssmcnlW =Estimated

D $5.0OI - $15.000H 2 :More than $5.0~0.0~OM $100.001 - $250.000P2 =$5.0~0.001 -$ 2 5 . 0 0 ~ . O 0 0

T = C a , hM a r k e t

E -$15.0~1 - $50,000


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N a m e o f P e r so n R e p o r t i n g

Hous ton , John A.

D a t e o f R e p o r t

05/14/201 I

V I I . IN V E S T M E N T S a nd T R U S T S- in c ~ m e ~ v a l u e ~ t r a n s a c t i~ n s ( ~ n c l u d e s h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h il d r e n ;s e

NONE (Noreportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( inc lud ing t rus t asse t s ) r e p o r t in g p e r i o d

0) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n t T yp e (e .g .,

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d iv. , r en t ,(A-H) o r int.)

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(1) (2)Value Va l u e

C o d e 2 M e t h o d(J-P) C o d e 3

(Q-W)

Ty p e ( e . g .,buy, se l l ,

r e d e m p t i o n )

Tr a n s a c t i o n s d u r i n g r ~ p o r t i n g p e r i o d

(2) (3) (4)D a t e V alue Gain

mm/dd/yy Code 2 Code I(J-P) (A-H)

Ident i ty of

buyer/seller( i f p r iva te

t ransac t ion)

1 8 . -Putnam International Voyager Fund

1 9 . -Sentinel Small Cap Companies Fund

20 . -Reserve Primary Fund Class R

21 . -Lord Abbet Mid Cap Val Class C

22 . MFS V alClass B A Div idend T

23. MFS ValueClass C A Dividend J T

24 . American AMCAP C lass C A Distribution J T

25 .

26 .

27 .

John Hancock US Glob Leaders Grow thA DividendClass C

Putnam T ax Smart Equity Class B A Dividend

J

J

T

T

Delaware Tax-Free California Class B A Interest J T

28 .

29 .

30 .

31 .

32 .

33.

Real Property (3), Birmingham, AL C R e n t L W

Real Prope ry (3)-Vacant Lot, San None O WDiego ,CA

Van Kampen Insured Muni Income TrustA Interest L T58 9

Pacific Innovative Select -Quailfied Annuity~A Distribution L T

Union Bank Marked Linked Cert of DepositA Interest K T- IR A

Union Bank Marked Linked Cert of DepositA Interest L T- Simple IRA

1. Incom e Gain Codes: A =$I,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15,000

(See Columns B 1 and Dd ) F =$50,001 - $ 100.000 G =$ 100.001 - $ 1.000.000 H 1 = $ 1 . 0 ~ O . 0 0 1 - $ 5 .0 0 0 , 0 O OH2 = M ore than $5,000.0OO

2. Value Codes J =$15,0~0 or less K $15,001 - $50,000 L $50.001 - $100,000 M =$100.001 - $250,000

(See Columns CI and D3) N =$250,001 - $500,000 O =$500.001 - $1,000.000 P I = $ 1. 00 0 .0 01 - $ 5. 00 0. 00 0 P 2 - $5 ,0 00 ,0 01 -$ 25 ,0 0 0, 1) 00P3 $25,000,001 - $ 50.000.000 p4 = More than $50,000,000

3. Value Method Codes Q =Appraisal g -Cost (Real Eslate Only) S =A ssc . , .- , r nen l T =Cash Market

(See Column C2) U =Book Value V O t h e r W =Estimated

E =$15,001 - $50,000


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Name of Person Reporting

Hous ton , John A.

Date ofReport

05/14/201 I

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS.Part One: Trust # I......................................... ;~ " : : ...........~~"?-"~t Trust

Trust # 2:~: Trust


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FINANCIAL DISCLOSURE REPORT

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Name of Person Reporling

Hous ton , John A.

Date of Report

0 5 11 4 1 2 0 11

IX. CERT IFICATION.

! cer t i fy that a l l inform at ion given above ( including informa t ion per ta ining to m y spouse an d m inor or depende nt chi ldren, if anyaccurate , true , and com plete to the bes t of m y know ledge and b el ief, and that any informa t ion not repor ted w as ss i thheld because i t mprovisions permitting non-disclosure.

I fur ther cer ti fy that earned incom e from outs ide emplo)anent and hon orar ia and the acceptance of g i f ts which have been repor tecom pliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Confe rence regulations.

Signature: S/John A. Houston

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPOR T MAY BE SUBJAND CR IMINAL SANCTIONS (5 U.S.C. app. 104)

Com m ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

john a houston financial disclosure report for 2010

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