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Wave Optics Don Gavel UCO/Lick Observatory Laboratory for Adaptive Optics University of California, Santa Cruz CfAO Summer School on Adaptive Optics August, 2009

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  • Wave Optics Don Gavel

    UCO/Lick Observatory Laboratory for Adaptive Optics University of California, Santa Cruz

    CfAO Summer School on Adaptive Optics August, 2009

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 2

    Course Objectives

    •  Gain a physical understanding of the wave and particle nature of light

    •  Acquire immediately useful information for use in the laboratory, for design studies, and theoretical development

    •  We will be light on the math, heavy on the concepts

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 3

    Reference Resources •  Caveat

    –  These note & lecture hopefully provide physical insight, but are not the definitive reference

    •  References –  Anthony Siegman, Lasers, 1986 (Ch 16-20). –  Joseph Goodman, Introduction to Fourier Optics, 1996 –  Max Born and Emil Wolf, Principles of Optics, 7th Ed., 2002. –  George Reynolds, The New physical optics notebook, 1989. –  Richard Feynman, Lectures on Physics, 1964. –  Web:

    •  Eric Weisstein's World of Science, scienceworld.wolfram.com/physics/topics/Optics.html

    •  Wikipedia, http://en.wikipedia.org/wiki/Wave_optics

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 4

    Outline

    •  Light and photons •  Waves and interference •  Diffraction •  Fermat’s principle, Marachal’s condition,

    Lagrange Invariant •  Coherence •  Wave optics system modeling

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 5

    …and there was light!

    And God said

    The basics: what is light?

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 6

    Light as EM wave •  Light is an electromagnetic wave phenomenon •  Waves propagate in free space according to the

    Helmholtz equation •  We detect its presence because the EM field

    interacts with the electron €

    ∇2u r,t( ) = 1c 2

    ∂ 2

    ∂t 2u r,t( )

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 7

    Helmholtz Equation

    •  In free space

    •  Traveling waves

    •  Plane waves

    k Helmholtz Eqn., Fourier domain

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 8

    Dispersion •  In free space

    •  In a medium –  Plane waves have a phase velocity, and hence a

    wavelength, that depends on frequency

    –  The “slow down” factor is the index of refraction, n(ω)

    Wave number (k is wave vector)

    Wave frequency, ν

    Dispersion relation is linear

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 9

    Some practical numbers

    •  Visible light –  Wavelength λ = 0.4 -

    0.75 µm –  Velocity c = 3 x 108 m/s –  Frequency ν = 6 x 1014

    Hz

    •  Index of refraction –  Air: 1.00029–  Glass: ~1.5–  Water: 1.33

    Dis

    pers

    ion

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 10

    Wave Packets and Group Velocity

    Plane wave phase velocity vphase = ω0/k0

    Envelope group velocity vg = Δω/Δk

    Example: Silica flint glass

    400 500 λ

    n

    λ = 400-500nm n = 1.63-1.66

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 11

    Polarization

    Linearly Polarized Can be written as a sum of two linearly polarized waves, in phase (x and y components)

    Circularly Polarized Can be written as a sum of two linearly polarized waves, π/2 radians out of phase.

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 12

    Polarization – Stokes parameters •  4 parameters of polarization

    –  Total intensity –  Rotation of ellipse –  Ratio of major to minor axis of

    ellipse –  Degree of polarization

    • 

    •  Waves can be a sum of mixed polarization waves (“quasi-monochromatic”)

    •  Degree of polarization

    •  Degree of linear polarization

    •  Degree of circular polarization

    http://scienceworld.wolfram.com/physics/StokesParameters.html

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 13

    Birefringence

    •  Medium can have different index of refraction for each component of polarization

    •  Polarization splitter (Wallaston Prism) •  Waveplates

    – Linear to circular polarization (λ/4 plate) – Rotate linear polarization (λ/2 plate)

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 14

    Optical path – Fermat’s principle

    •  Huygens’ wavelets •  Optical distance to

    radiator

    •  Wavefronts are iso-OPD surfaces •  Light ray paths are paths of least* time (least* OPD)

    *in a local minimum sense

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 15

    Why doesn’t light prefer other paths?

    •  Waves arriving in phase add

    •  Waves arriving out of phase cancel L

    Δy

    Fresnel zone

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 16

    Light as particles

    •  Light originates as photons each emitted by the oscillation of a single atom.

    •  Light travels as a wave via all possible paths (paths of ‘least time’).

    •  Light, when detected, is realized as single-photon events distributed according to the intensity of the wave.

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 17

    Detecting photons – Young’s double slit experiment

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 18

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 19

    Compton scattering •  Photons interact only with

    charged particles (electrons, in ordinary life)

    •  Classical: The EM wave exerts force on the electron. The electron moves and thus emits an EM wave.

    •  Quantum: A photon collides with an electron and exchanges energy and momentum with it. The photon scatters with a different wavelength.

    k e-

    E

    B

    ph

    e-

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 20

    Light has energy and momentum

    •  Classical: electromagnetic field energy and momentum density

    •  Quantum: photon energy and momentum

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 21

    Diffraction as a particle phenomenon

    D

    Photon momentum

    Uncertainty principle

    Law of diffraction

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 22

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 23

    Ideal lens •  Positive lens

    •  Negative lens Plane Wave Converging spherical Wave

    Diverging spherical Wave Plane Wave

    n0 n0 n > n0

    f

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 24

    Marechal’s condition

    •  If wavefront phase is contained within confocal spheres λ/2 apart everywhere where the intensity is significant

    •  The waves will add up at the focus

    •  Consequence of Fermat’s principle

    Δx < λ/2

    wavefront surface

    focus

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 25

    Diffraction angle

    •  Tip/Tilt allowed by Marechal’s condition

    D

    Δx < λ/2

    fλ/D

    f

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 26

    Depth of Focus

    •  Defocus allowed by Marechal’s condition

    D

    Δx < λ/2

    f

    δ

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 27

    Another derivation of depth of focus

    D

    fλ/D

    f

    δ

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 28

    Wavefront sag

    f

    f-s s

    D/2

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 29

    Rayleigh range

    •  Distance where diffraction overcomes paraxial beam propagation

    •  Also: wavefront sag is less than half a wave

    L

    D λ/D

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 30

    Fresnel number

    •  Number of Fresnel zones across the beam diameter

    L

    D λ/D

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 31

    Paraxial beams

    •  Helmholtz equation

    •  Paraxial approximation

    •  Paraxial wave equation

    ,

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 32

    Lagrange invariant

    •  If the beam diameter is condensed, the angles increase proportionally

    •  Conservation of energy – Flux is proportional to Ξ2

    θ D

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 33

    Huygens’ Integral

    •  Wavelet

    •  Huygens’ integral

    r0

    r

    S0 z

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 34

    Fresnel approximation •  Spherical wavelet approximated as paraboloid •  Useful for computer numerical wave-optic

    propagation (it’s a convolution)

    •  Fourier domain: plane wave components

    u x,y,z( ) = iLλ

    u0 x0,y0,z0( )exp −iπx − x0( )

    2+ y − y0( )

    2

    dx0dy0∫∫ × e−ikL

    ˜ u k⊥,L( ) = ˜ u k⊥,0( ) × exp iλk⊥2L[ ] × e−ikL

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 35

    Fresnel propagation in IDL ;+ ; fresnel.pro - fresnel propagation ; ; Implement's Fresnel's approximation to Huygens' integral ; for a complex wavefront propagating paraxially from a plane at ; z=0 to a plane at z=L. ; Refernce: Siegman, Ch 16, eqn (79) ; translated from fresnel.vm ; ; USAGE: ; wfL = fresnel(wf0,du,L,lambda) ; ; INPUTS: ; wf0 - complex wavefront at a given optical plane ; du - spacing on the wavefront grid, in meters ; L - real length of propagation, in meters ; lambda - real wavelength of light, in meters ; ; OUTPUT: ; wfL - complex wavefront at distance L ; ; ALGORITHM: ; ~wfL = ~wf0 * exp{ + i k_perp^2 * L / 2*k } ; where ~ indicates Fourier transform ;-

    function fresnel,wf0,du,l,lambda k = 2*!pi/lambda n = (size(wf0))(1) df = 1./(n*du) dk = 2.*!pi*df fwf0 = shift(fft(shift(wf0,n/2,n/2)),n/2,n/2) k0 = -(n/2)*dk kf = (n/2-1)*dk r = findgen(n)*dk + k0 kx = transpose(r) ## make_array(n,1,/float,value=1) ky = transpose(kx) kperp2 = kx*kx + ky*ky propPhase = kperp2*L/(2*k) propMag = 0*kperp2 + 1 i = complex(0,1) prop = propMag*Exp(i*propPhase) fwfl = fwf0*prop wfl = shift(fft(shift(fwfl,n/2,n/2),/inverse),n/2,n/2) return,wfl end

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 36

    Plane wave propagation from a circular aperture

    L = 2% of Rayleigh range

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 37

    An alternative computational formula

    •  Fresnel approx to Huygens’ integral (again)

    •  Alternative Fourier transform formulation for numerical propagation

    u x,y,z( ) = iLλ

    u0 x0,y0,z0( )exp −iπx − x0( )

    2+ y − y0( )

    2

    dx0dy0∫∫ × e−ikL

    u x,L( ) = exp iπx2

    iLλ

    ′ u x0,0( ) × exp i2πLλ

    xx0

    dx0∫∫ × e− ikL

    ′ u x0,0( ) = u0 x0,z0( )exp −iπx0

    2

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 38

    Far field

    •  Each tilted plane wave produces a point image, at angle θ

    •  Sum of plane waves → sum of points = Fourier transform

    •  This is just a variation of the alternative form, with

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 39

    When to use each method

    •  Fresnel approximation – L < ~10% of Rayleigh range

    •  Fresnel approximation alternative form – L > ~10% of Rayleigh range

    •  Far field – 

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 40

    ABCD ray optics

    •  Optics systems as 2x2 linear ray transformations

    •  Free space propagation •  Thin lens

    •  Curved mirror •  Dielectric interface •  Transversely graded index •  …

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 41

    Huygens’ integral (Fresnel approximation) through ABCD system

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 42

    Example: Knife Edge Test

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 43

    Example: Knife Edge Test

    Focus

    Astigmatism

    Spherical

    Phase Aberration

    X Y

    X Y Far-Field Intensity

    Measurements At focal plane

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 44

    Example: Point Diffraction

    •  Focal Plane Block at center of beam approximately 1/2 diffraction limit

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 45

    Example: Point Diffraction

    Focus

    Astigmatism

    Spherical

    Phase Aberration

    Point Diffraction Intensity

    Measurements

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 46

    Example: Phase Shifting Point Diffraction Interferometer

    •  Focal Plane Pinhole and ¼ wave phase shift at center of beam approximately 1/2 diffraction limit

    0 phase shift

    π/2 phase shift

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 47

    Example: Phase Shifting Point Diffraction Interferometer

    •  Focal Plane Pinhole and ¼ wave phase shift at center of beam approximately 1/2 diffraction limit

    0 phase shift

    π/2 phase shift

    Focus

    Astigmatism

    Spherical

    Phase Aberration

    PSDI Intensity

    measurement

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 48

    Beam Splitter Incident wave

    Reflected wave Transmitted wave

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 49

    Beam Splitter

    At the interface:

    •  EM wave magnitudes must match •  Energy must balance

    Incident wave

    Reflected wave Transmitted wave

    E complex, -> 3 equations in 4 unknowns

    Free variable is Transmissivity of the beam splitter

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 50

    Beam Splitter

    At the interface:

    •  EM wave magnitudes must match •  Energy must balance

    Incident wave

    Reflected wave Transmitted wave

    E complex, -> 3 equations in 4 unknowns

    Free variable is Transmissivity of the beam splitter

    •  Special case: 50/50 beamsplitter •  Special case: mirror

    a little math, and…

    The transmitted and reflected waves differ by 90°

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 51

    Beam Combiner (Interferometer)

    0

    3π/4

    -π/4

    -3π/4

    0 (both waves)

    [π/2,-π/2]

    π/4

    1+cos(π) = 0

    1+cos(0) = 2

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 52

    Interferometeric Testing

    [φ,0]

    [φ+π/2,-π/2]phase delay

    0

    3π/4

    φ-π/4

    -3π/4

    π/4

    1+cos(φ-π)

    1+cos(φ)

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 53

    Quadrature Phase Interferometer

    (-3π/4,3π/4)

    phase delay

    λ/4 (π/2) plate (π/4,-π/4)

    =

    0

    3π/4

    π/4

    polarization diagram

    φ-π/4

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 54

    Quadrature Phase Interferometer

    (-3π/4,3π/4)

    [φ,(0, -π/2)]

    phase delay

    λ/4 (π/2) plate (π/4,-π/4)

    polarizing beam splitter

    φ+π/2

    φ=

    0

    3π/4

    π/4

    φ-π/2

    φ+π

    polarization diagram

    [φ+π/2,(-π/2, π)]

    φ-π/4

    Test wave In-phase reference Quad-phase reference

    All 4 phase-quadratures

    polarizing beam splitter

  • Image Formation

    CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 55

    Focal Plane

    Aei2πz/λ

    Aδ(x)

    z

    x

  • Image Formation

    CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 56

    Focal Plane

    Aei2π(z-θx)/λ

    z

    Aδ(x+fθ)x

  • Image Formation

    CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 57

    Focal Plane

    E(u)=ΣA(θ)ei2π(z-θx)/λ

    z

    F(x)=ΣA(θ)δ(x+fθ) =A(x/f)

    u

    z

    x

    ∴ E(u) and F(x) are Fourier Transform Pairs

  • Image Formation

    CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 58

    Focal Plane

    E(u)= P(u) Aei2πz/λ

    z

    u

    z

    x

    Circular Pupil Stop

    p(x)= F{P(u) }

  • Image Formation

    CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 59

    Image Plane

    δ(x’) o(x’)

    z

    x’

    z

    x

    p(x)

    A(u) = F{o(x’)}P(u) i(x)=p(x) ⊗ o(x)Plane Wave

    Object Plane

  • Point Spread Function (PSF)

    CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 60

    z

    x’

    z

    x

    The Point Spread Function is the distribution of energy in the image plane in response to a point source in the object plane

    δ(x’) PSF(x)=|p(x)|2

    Image Plane

    Object Plane

  • Optical Transfer Function (OTF)

    CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 61

    z

    x’

    z

    x

    The Optical Transfer Function is the Fourier transform of the Point Spread Function

    δ(x’) PSF(x)=|p(x)|2OTF(u) = F{PSF(x)}

    = ∫ A(u-u’) A(u’)du’

    Image Plane

    Object Plane

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 62

    Optical and Modulation Transfer Functions

    •  Optical transfer function (OTF) – how a sinusoidal intensity pattern in the object plane is imaged in the focal plane –  Modulation transfer function (MTF) is the amplitude part,

    MTF = |OTF| –  Phase transfer function (PTF) is the phase part,

    PTF = arg(OTF) •  Assuming an object made up of incoherent point

    sources, each point in the object plane is blurred in the image plane by the point-spread-function (PSF), which is the Fourier transform of the OTF

    |i(x)|2 = PSF(x) ⊗ |o(x)| 2 I(f) = OTF(f) O(f)

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 63

    Example MTFs with varying amounts of aberration in the

    optical system

    MTF

    Spatial frequency D/λ0

  • CfAO Summer School on Adaptive Optics Gavel, Wave Optics, Aug. 2009 64

    Add:

    •  Knife-edge test, Hartmann test, Pyramid •  Interferometry •  Coronagraph •  Pupil and image planes •  Spatial filtering •  Scatter, dust (Mie, Reyleigh, Compton) •  Lasers (stimulated emission, resonant

    cavity)