wwm introduction

Introduction to WorldWideMarketsHIGHER STANDARDS. BETTER EXECUTION.

www.worldwidemarkets.com

Introduction to WorldWideMarkets

Review of Products and

Platforms

WorldWideMarkets Credentials

PRESENTATION AGENDA

Risk Management Technology and Cooperation Scenarios

WWM CREDENTIALS: KEY SUCCESS DRIVERS

9/25/2015 Higher Standards. Better Execution. 3

Financial Strength & Regulation

SuperiorRisk Management

and Technology

Comprehensive Product Line

PartnerFocus

WORLDWIDEMARKETS CREDENTIALS & KEY BENEFITS

WorldWideMarkets provides online trading in spot Forex and commodities - both retail and institutional - and US Stocks and Options. Hedge Fund and other Managed Account investments are

also offered to qualified customers.


Impeccable reputation for integrity and regulatory compliance

Authorized and regulated by the UK FCA, which is at the forefront of customer asset

protection Broad range of trading and investment products to

generate revenue

Highest Forex leverage available. 400:1 on all

accounts on all position sizesOffering both Fixed and Variable spread trading

Best execution in the industryEnabled by WWM’s proprietary

advanced technology and risk management

Multiple, versatile platforms24/6 Client Support

Educational resources including accredited Trading

Academy and Webinars


WORLDWIDEMARKETS CREDENTIALS:

A progression of strength and success in the financial markets

Corporate History


2001 2003 2006 2007 2008 2010

FXSolutions Founded

FinLabs Founded

BOA purchases FinLabs

Francisco PartnersAcquiresFXSolutions

City Index AcquiresFXSolutions

WWM Founded


WORLDWIDEMARKETS CREDENTIALS:

Regulatory OversightTo support its diverse range of traders globally and ensure the highest level of security for its customers’ funds, WorldWideMarkets has established regulatory hubs in both Europe and the Americas.

Regulation

9/25/2015 6

UNITED KINGDOM WorldWideMarkets Limited is our UK entity and is registered and authorized by the UK Financial Conduct Authority (Registration number 604779). The UK is a strategically chosen domicile due to its reputation for innovative oversight and being at the forefront of customer asset protection.

EUROPE The Markets in Financial Instruments Directive ('MiFID') is a European Union law that provides harmonized regulation for investment services across the 30 member states of the European Economic Area. MiFID is fully implemented by the Financial Conduct Authority of the UK, providing additional security and accountability for WWM customers that are residents of the EEA countries.

THE AMERICAS WorldWideMarkets Ltd, open to traders residing outside the United Kingdom, offers the quickest onboarding, a broader range of funding options and more frequent promotions. WorldWideMarkets, Ltd. is licensed with and regulated by the British Virgin Islands Financial Services Commission (“BVI FSC”); License No. SIBA/L/11/0960. WorldWideMarkets is one of only four companies to have a license for dealing in investments. This is the highest and most regulated license available in the FSC regulatory framework.

WORLDWIDEMARKETS CREDENTIALS: TEAM


The company was founded by successful e-commerce financial services executives with impeccable records in regulatory compliance and integrity. CEO Thomas Plaut founded FX Solutions, a leading on-

line broker.

MANAGEMENT


Thomas F Plaut, Chairman and CEO. A prominent industry veteran, Mr. Plaut directs all aspects of the company’s strategic direction and

day to day operations as Chairman, CEO, Founder and Principal Owner. Mr. Plaut is the co-founder and former co-CEO of FX Solutions, a leading FX trading platform which was named to the Inc. 500 list of fastest growing private companies for three consecutive years. Prior to FX Solutions, Mr. Plaut co-founded Financial Labs, a high frequency FX trading operation, that was sold to Bank of America in 2006. Prior to that he had a successful career trading foreign exchange and equities, holding various senior level management positions at major Wall Street institutions including Credit Suisse AG, Merrill Lynch and Lehman Brothers. Mr. Plaut was the co-winner of the Ernst & Young Entrepreneur of the Year in NJ in 2009 and one of the final four national finalists. Mr. Plaut holds a BA in economics from the University of Michigan, Ann Arbor.

Arthur J. Dembro, CPA, Chief Financial Officer. With over twenty years experience, in accounting, consulting, and mergers and acquisitions, Chief Financial Officer Arthur Dembro oversees all financial operations of the Company. Prior to joining WorldWideMarkets, Mr. Dembro was the founder of Greenwood Financial Advisory Services, a firm that led financial due diligence projects for Platinum Equity,Summit Partners and numerous other corporate and private equity acquirers. Prior to that he was a Director at Ernst and Young where he specialized in transaction advisory services and merger integration services. Arthur has also held senior level positions at Grant Thornton and KPMG. Mr. Dembro holds a Bachelor of Science degree in Accounting-Economics from Babson College (Cum Laude) and Master of Science in Finance and MBA degrees from Boston College. Arthur also holds CPA and CFA designations.

MANAGEMENT


Ronald J. Andriulli, Chief Technology Officer. As Chief Technology Officer, Mr. Andriulli ‘s role is to assure the successful execution of the

company’s technology mission through development and deployment of the company’s technology offerings. Mr. Andriulli has over 16 Years of IT experience, with a successful history of designing scalable enterprise applications with a keen focus on the end user experience. He also oversees all technical staff across the organization. Prior to his role at WorldWideMarkets, Mr. Andriulli was the Chief Technical Architect at FX Solutions where he was the principle architect of the Global Trading System (GTS); managing its development, delivery and ongoing improvements. Earlier in his career, he was the Lead Technical Architect at American Express where he helped pioneer the use of technology to automate business processes.

Edward L. Liva, III; Chief Legal Officer. Mr. Liva serves as Chief Legal Officer of TAB Networks and Director/CEO of WorldWideMarkets’ European

operations. Mr. Liva has owned and worked at multiple financials firms, regulated by both the NFA and FINRA. These firms focused on financial ecommerce, with a focus on Forex, Equities, and Futures. He is admitted to the bar in the states of New York, New Jersey and Florida. Mr. Liva earned his Bachelor of Science degree from the McIntire School of Commerce at the University of Virginia where he graduated with a double major in Finance and Economics. He obtained his Juris Doctor from Emory University, School of Law.

Joseph Trevisani, Chief Market Strategist.. Mr. Trevisani began his twenty-four year career in the financial markets at Credit Suisse in New York and Singapore where he worked as an interbank currency trader and trading desk manager. Mr. Trevisani joined the on-line financial industry in 2001 as one of the founding partners of FX Solutions. Over ten years he served in turn as Chief Dealer, Head of Institutional Sales and Chief Market Analyst. He joined Worldwide Markets in 2012 as Chief Market Strategist. Mr. Trevisani appears frequently on CNBC in New York as a currency analyst. He has been quoted in the Wall Street Journal, Reuters, Associated Press, Bloomberg, the Washington Post, the New York Times, Dow Jones Newswires, the Chicago Tribune, Futures Magazine and other media outlets. He has a Bachelor Degree and a Masters in International Politics and Finance from Columbia University in New York City.

MANAGEMENT


Bassam Maalouf, Managing Director, Middle East. As Executive Vice President and Managing Director, Middle East, Mr. Maalouf manages strategic partnerships and leads business development opportunities throughout the Arab world. Prior to WorldWideMarkets, Mr. Maalouf managed the Arabic business at FX Solutions LLC where he specialized in client relationship management for financial institutions and important individual traders. Bassam has a broad knowledge in the field of financial markets, including CFDs, Forex and equities. Mr. Maalouf holds a Bachelor of Science degree in Engineering from Damascus University.

Steven F. Santamouris, Chief Business Development Officer. Mr. Santamouris works closely with the CEO to strategically build global and regional partnerships while providing senior leadership for sales and business development staff throughout all WorldWideMarkets locations. Prior to WorldWideMarkets, Mr. Santamouris was a Senior Vice President and lead business development executive at FX Solutions LLC, where he originated a significant portion of the firm’s base of business. In addition to responsibility for driving new business development to contribute to the company’s global

expansion, his purview extended to overseeing and developing all sales teams and sales operations. Mr. Santamouris has over 17 years senior level experience working with financial institutions globally in the areas of retail and institutional FX, CFD's, Equities and Risk Management.

Justin T. Liva, Chief Operating Officer. Mr. Liva manages the company’s overall operations functions, with responsibilities that include Trading,

Intraday Risk Management, Customer Service and Administration. Mr. Liva joined WorldWideMarkets from FX Solutions LLC where he held the position of FX Dealer/Risk Manager. His role involved managing the day to day global risk of one of the largest retail FX desks in the industry. Mr. Liva holds a B.S. in Finance, with a minor in Law from Bentley University in Massachusetts.

RISK MANAGEMENT / FINANCIAL ENGINEERING


Dr. Aaron Sokasian. Dr. Sokasian is responsible for risk management and financial engineering. Since 2001, Dr. Sokasian has been engaged in developing computer driven trading models for use in foreign exchange, equities and futures markets as a result of extensive experience in developing fast computational techniques for use in multidimensional problems. Prior to his role at WorldWideMarkets, Dr. Sokasian was the co-founder and CEO of Financial Labs, where he managed a team of scientists and successfully developed and implemented algorithmic trading models specialized for the foreign exchange markets. Upon Bank of America’s acquisition of Financial Labs in 2006, Dr. Sokasian served as Head of Quantitative Strategies for FX, and subsequently Interest Rates at Bank of America and spearheaded the development of FX algorithmic trading and risk systems for the bank. Dr. Sokasian earned a B.S. in astrophysics from Cornell University in 1998. He received his Ph.D. in 2003 from Harvard University in the field of computational astrophysics.

Dr. Daniel Harvey. Dr. Harvey is a senior member of the quantitative research team. Dr. Harvey has extensive experience in applying mathematicaland computational methods to analyze large datasets as it relates to high frequency trading. Prior to his role at WorldWideMarkets, Dr. Harvey was a member of the Financial Labs research team, and more recently worked for Bank of America to develop automated trading and risk management models. Dr. Harvey graduated in the first class from Oxford (UK) where he earned an undergraduate Master’s degree in physics in 1998. He received his Ph.D. from Harvard University in 2003 in the field of astrophysics.

Dr. Nicholas Choly. Dr. Choly is a senior member of the quantitative research team. Prior to his current role at WorldWideMarkets, Dr. Choly was a member of the Financial Labs research team, and then worked for Bank of America to develop automated trading and risk management models. Dr. Choly holds a B.S. from California Institute of Technology and a Ph.D. in Applied Physics from Harvard University. When he attended graduate school at Harvard University, his thesis topic was in the arena of computational materials science. His doctoral research focused on achieving efficient methods for the calculation of electronic structure of condensed matter systems. He also developed novel simulation methods that permit coupling of multiple simulation methodologies. Dr. Choly has extensive experience with a wide range of numerical methods for modeling complex systems.

OUR PLATFORMS

WorldWideMarkets Offers a Full Range of Platforms

Alpha TraderForexMetals/CommoditiesCFDs

Newly launched – Incorporates latest and most advanced functionality. Stable, attractive UI design, highly intuitive and customizable.

AT – MobileForexMetals/CommoditiesCFDs

Latest, fully responsive, HTML5 technology.Live and demo trading, Check positions, Account Statements, Charts, News.Impactful, dynamic and highly functional design.

MetaTrader4ForexMetals/CommoditiesCFDs

The world’s most popular forex trading platform.

Flash TraderForexMetals/CommoditiesCFDs

Web based, proprietary and accessible from any computer.

Currenex ForexInstitutional platform.Offering liquidity and functionality demanded by professional traders.

Equity TraderEquity Trader Pro

StocksStock and Options trading platforms with full suite of research and portfolio tracking. Pro offers steaming quotes and additional visibility to market liquidity.

Premiere TradeForexMetals/CommoditiesCFDs

Unique and user friendly platform, color coded graphics interface, real time market trend analysis


FX: TRADING VOLUME CONTINUES TO GROW RAPIDLY

Largest and most liquid asset class in the world – US$5.3 Trillion traded per day on average. $150B of this is retail.

Foreign Exchange as an investment is increasingly recognized as a traded asset class.

The global macro environment creates trading opportunities based on volatility in the major currency pairs.

Electronic execution continues to lower transaction costs.

Automated and “Social” trading strategies gaining

popularity and driving volume.


Source: The Aite Group, BIS.

24 hour trading

Efficient: No commissions, tight spreads

No debit balances

Volume growth

32% 2010-2013

$5 trillion daily and growing

All can trade Short and

Long

Automated Trading

High leverage available

INSTITUTIONAL FX: CURRENEX

WorldWideMarkets has partnered with Currenex to bring an institutional level platform to clients who trade substantial volume. Our Currenex platform is designed exclusively for larger orders typical of institutional trading, hedge funds, money managers, and individual traders that need a deeper liquidity pool. WWM’s highly scalable business model allows us to offer lower commissions and highly competitive spreads.


Our Currenex product offers you:

Deeper liquidity for larger order sizes.

Trading inside the spread.

Aggregate liquidity streams from more than sixty banks.

Latest order-matching and liquidity aggregation technology.

Advanced electronic order management system and sophisticated trade settlement.

Use of a high-speed, low-latency API, or the WWM/Currenexuser interface.

Volume discounts for low commission/low spread trading.

US EQUITIES: THE OPPORTUNITY

No other equity market comes close to the size diversity and transparency of the U.S. stock market.

US equities represent almost 40% of the world’s total market capitalization, with Japan a distant

second at 6%.

10% average annual return over the past twenty years.

Over 5,000 companies to invest in.

NYSE Euronext is the world’s largest equity market, trading more than one-third of the world’s cash

equity volume.

Online Equity trading is a large and growing market.

25MM online accounts

100% growth in online accounts predicted within 5 years

30% of all retail trading volume on NYSE and Nasdaq from only 10 online firms


US EQUITIES: WWM’S OFFERING

The major US online brokers will not open accounts for non US residents - or make it extremely difficult – due to regulatory costs and AML concerns. By specializing in non-US customers, WWM accesses a large unserved market.


Non-US customers can open and fund

accounts with minimal red tape, without the

hassle and delay of in mailing documents

Credit cards accepted. Low $500 minimum

initial deposit

All trades are subject to U.S. regulations

and are executed with a registered U.S.

Broker-Dealer governed by FINRA and the SEC in the

United States

Trade and US listed stock, option or ETF;

including bulletin board and penny

stocks

Advanced, user friendly web based trading platform in multiple languages.

Tested by thousands of satisfied traders.

Professionally managed accounts

available to qualified investors

Trade on margin at up to 4X leverage

Competitive commission rates with

volume discounts

Full suite of Research and Stock Screeners to generate trading

ideas

MANAGED PRODUCTS

WorldWideMarkets expands product selection by offering managed investment accounts as well as those for speculative trading.

With a WWM managed account, your capital investment will be overseen by professional money managers. They are responsible for managing your account, meaning they research and choose the investments, monitor the markets, employ risk management techniques, and make adjustments consistent with their

investment strategy.


Equity Funds: Access managed account instruments

with superior, low beta, investment returns. Ready access to the US equity

market (no red tape for non–US investors).

Separately Managed Accounts (SMA):

For smaller investments, customers can model the portfolio investment strategy in

an individual WWM trading account.

Forex Funds: The forex managed account program is a

service through which a professional trader or a group of professional traders

with years of experience and verified results personally handle the

management and trading of your forex account.

RISK MANAGEMENT AND TECHNOLOGY


Our unmatched technology and risk management expertise maximizes speed and quality of execution. The price you see is the price you pay.

WWM KEY ADVANTAGE: RISK MANAGEMENT


WWM Risk Management Structure20 years of development and refinement by our team of Harvard PhD’s and top industry leaders.

Our team has built and executed highly successful risk management platforms at WWM, FX Solutions, Financial Labs, and TachyonCapital Management. WWM proprietary portfolio risk methods assess the overall portfolio risk for our clients. We use VaR and other statistical methods to incorporate asset volatility covariance and order book market analysis.

Our Risk Management System Eliminates The Dealing DeskTrades of all sizes are handled automatically without the intervention of a dealing desk. All open positions and currency pairs are aggregated and risk-managed in real time without regard for counterparty. Our system analyzes the aggregated risk associated with total open positions; it does not consider individual trades.

Our algorithms assess the potential order book market exposure and determine whether potential risks are in excess of pre-established thresholdsWe use multiple scenario analyses including Monte Carlo Simulation and Black-Scholes to calculate the potential gain or loss resulting from a 1% increase or decrease in the underlying assets held in the order book. Hedging strategies are implemented to effectively manage portfolio risk.

WWM KEY ADVANTAGE: RISK MANAGEMENT

Risk Management is a critical aspect of WWM business model – allowing for superior execution delivered 100% through technology


Order Book Aggregation & Risk ModelingWWM measures market exposure on a dollar denominated basis taking into account the aggregate of all currency holdings.WWM utilizes algorithmic models to continuously measure the total market risk within the order book.

Improved Risk Management SystemEnables management to determine if market risk associated with order book exceeds pre-established risk thresholds.Eliminates human interference in trading which in turn provides a frictionless trading experience to the end user.

Proprietary Trading Desk DownfallsHuman interference in trades leads to poor execution.Reliance on employees to trade. If employees leave for any reason, risk management controls may be compromised.

COOPERATION SCENARIO 1: INTRODUCING BROKER ARRANGEMENT


Quick route to capturing the burgeoning interest in online trading

Incoming inquiries to IB about Spot FX or US

Equities

Refer customers to dedicated WWM Welcome Page – Tag

customer to Partner

Partner receives rebates

for all trading

COOPERATION SCENARIO 2: WHITE LABEL SOLUTION


Multi-instrument Trading Portal

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FX SolutionsTrading Engine

Orders

FX Solutions Web Application

User Login Iinformation

Real-timeRates

Real-time Rates for Display on Trading Portal

Partner

WWM provides a turn-key Partner-branded trading product.

Your multi-instrument portal receives real time rates to support price discovery and analytical functions.

When client decides to trade, they are re-directed to customized Partner web application.

WHITE LABEL EXPLAINED


WWM’s White Label solution offers a financial firm the ability to enter the retail margin FX market with

little up-front and ongoing costs, few dedicated employees, and low risk to its franchise name, and little financial risk.

WWM offers potential White Label partners a complete turnkey solution. A financial firm can license the WWM software, clearing services, FX products, and even outsource the complete customer service, operations, and marketing to WWM.

Most large financial firms will seek to White Label a retail FX business from an FX provider such as WWM. A White Label setup will allow the financial firm to offer spot retail FX under their own brand name; therefore utilizing their global and local recognition and reputation.

White Label partner incurs zero trading risk and holds most of the client funds

COOPERATION SCENARIO 3: WWM CUSTOM TRADING APPLICATION VIA FIX API


Multi-instrument Portal with

FX Trading Application

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`

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FX SolutionsTrading Engine

Real-time Rates via FIX

Orders via FIX

WWM designs and implements custom front end, using Partner’s trading engine.

Your trading application communicates directly with our servers via FIX API (TCP/IP).

Partner’s fully integrated look and feel.

OUR FOCUS ON IB PARTNERS


Why should Partners and Introducing Brokers choose WorldWideMarkets?

Highest rebate payouts in the industry.

Real time rebate earnings and tracking – not just once per month.

Fastest client onboarding in the industry.

Superior IB back office administration system.

Strong management with impeccable reputation for integrity and regulatory compliance.

Fully regulated in the UK, Europe and the Americas. Highly accountable management means safety of funds.

Superior trade execution means more trade volume and stickier customers.

Business model and infrastructure caters to the IB – not direct business.

Forex trading with both Fixed and Variable spreads.

Monthly analysis of IBs business and ongoing business development support.

Leads provided to IBs who prove to convert well.

Multiple, versatile platforms for Trade Advisors/Money Managers.

We offer forex trading, and a range of other investment products that our introducing partners sell in to their client base.In exchange, we pay the most generous commissions/rebates in the industry for that business.

Thank youHIGHER STANDARDS. BETTER EXECUTION.

www.worldwidemarkets.com