1 ee 543 theory and principles of remote sensing antenna systems

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1 EE 543 Theory and Principles of Remote Sensing Antenna Systems

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1

EE 543Theory and Principles of

Remote Sensing

Antenna Systems

O. Kilic EE 543

2

Outline• Introduction• Overview of antenna terminology and antenna parameters

– Radiation Pattern• Isotropic, omni-directional, directional• Principal planes• HPBW• Sidelobes

– Power Density– Radiation Intensity– Directivity– Beam Solid Angle– Gain and Efficiency– Polarization and Polarization Loss Factor (PLF)– Bandwidth

• Antennas as Receivers• Circuit representation of an antenna• Reciprocity• Friis transmission equation

O. Kilic EE 543

3

Outline

• Radiation from currents and apertures– Sources of radiation– Current (wire) antennas

• Vector and scalar potentail• Short (Hertzian) dipole• Linear antennas

– Aperture fields (e.g. horn antennas)• Kirchoff’s scalar diffraction theory• Vector diffraction theory

– Array Antennas• Array Factor• Main beam scanning• Endfire antennas• Pattern Multiplication• Directivity calculations

O. Kilic EE 543

4

Summary

• So far we have discussed how waves interact with their surrounding in various ways:– Wave equation– Lossy medium– Plane waves, propagation– Reflection and transmission

• In this topic we discuss how waves are generated and received by antennas.

O. Kilic EE 543

5

What is an antenna?Antenna is a device capable of transmitting power in free space along a desired direction and vice versa.

N

An antenna acts like a transducer between a guided em wave and a free space wave.

O. Kilic EE 543

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What is an antenna

• Any conductor or dielectric could serve this function but an antenna is designed to radiate (or receive) em energy with directional and polarization properties suitable for the intended application.

• An antenna designer is concerned with making this transition as efficient as possible, ensuring as much power as possible is radiated in the desired direction.

O. Kilic EE 543

7

Transmission Mode

generator

Guided em wave Transition

region

Waves launched into free space

Horn antenna

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Reception Mode

detector

Guided em wave Transition

regionIncident wave

Receiver

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Antenna Types

• Antennas come in various shapes and sizes.

• Key parameters of an antenna are its size, shape and the material it is made of.

• The dimensions of an antenna is typically in wavelength,, of the wave it launches.

O. Kilic EE 543

10

Some examples

Thin dipole Biconal dipole loop

Parabolic reflector microstrip

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Examples: Wire AntennasWire antennas are used as extensions of ordinary circuits & are most often found in “Lower” frequency applications. They can operate with two terminals in a Balanced configuration like the dipole or with an Unbalanced configuration using a Ground Plane for the other half of the structure.

O. Kilic EE 543

12

Examples: Aperture AntennasAperture antennas radiate from an opening or from a surface rather than a line and are found at Higher frequencies where wavelengths are Shorter. Aperture antennas often have handfuls of sq. wavelengths of area & are very seldom fractions of a wavelength.

O. Kilic EE 543

13

Examples: Reflector AntennasReflector antennas collect or transmit (focus) energy by using a large (many wavelength) dish (or parabolic mirror). These are very high gain (directional) antennas used to communicate with or detect objects in space.

O. Kilic EE 543

14

How do these structures launch em energy?

• EM energy can be radiated by two types of sources:– Currents: (e.g. dipole, loop antennas. Time varying

currents flowing in the conducting wires radiate em energy.)

– Aperture fields: (e.g. horn antenna. E and H fields across the aperture serve as the source of the radiated fields.)

• Ultimately ALL radiation is due to time varying currents. (E and H fields across the horn aperture is created by the time varying currents on the walls of the horn.)

O. Kilic EE 543

15

Fundamental Concept of Maxwell’s Equations

A current at a point in space induces potential, hence currents at another point far away.

J

E, H

v

Charge distribution

RRi

R’

(0,0,0)

V(R)

O. Kilic EE 543

16

Overview of Antenna Parameters

– Radiation Pattern– Radiation Power Density– Radiation Intensity– Directivity– Gain and Efficiency– HPBW– Polarization and Polarization Loss Factor (PLF)– Bandwidth– Beam Solid Angle

O. Kilic EE 543

17

Radiation Pattern (Antenna Pattern)

• An antenna pattern describes the directional properties of an antenna at a far away distance from it.

• In general the antenna pattern is a plot that displays the strength of the radiated field or power density as a function of direction; i.e. , angles.

O. Kilic EE 543

18

Coordinate System

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Solid Angle

lengtharcrad0.1

r

sr0.1

2rareasurface

2total circumference radians

224 rrSareasurfacetotal o

24oS

srr

ddrds )sin(2

ddr

dsd )sin(

2

Solid angle defines a subtended area over a spherical surface divided by R2.

Units: Steradians (Sr)

ddr

dsd )sin(

2

For unit angle:

For unit solid angle:

O. Kilic EE 543

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Solid Angle

sindl r d

dl rd ddrds )sin(2

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Types of Radiation Patterns

IdealizedPoint Radiator Vertical Dipole Radar Dish

Isotropic Omni-directional Directional

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Isotropic Antenna

• Isotropic radiator is a hypothetical lossless antenna with equal radiation in ALL directions.

• Although it is not realizable, it is used to define other antenna parameters, such as directivity.

• It is represented by a sphere whose center coincides with the location of the isotropic radiator.

Isotropic pattern

Polar plot

Rectangular plot

O. Kilic EE 543

23

Directional Antenna

• Directional antennas radiate (or receive) em waves more efficiently in some directions than others.

• Usually, this term is applied to antennas whose directivity is much higher than that of a half-wavelength dipole.

O. Kilic EE 543

24

Omni-directional Antenna

Omni-directional antennas are special kind of directional antennas having non-directional properties in one plane (e.g. single wire antennas).

O. Kilic EE 543

25

Principal PlanesE and H planes

Antenna performance is often described in terms of its principal E and H plane patterns.

• E-plane – the plane containing the electric field vector and the direction of maximum radiation.

• H-plane – the plane containing the magnetic field vector and the direction of maximum radiation.

Note that it is usual practice to orient most antennas so that at least one of the principal plane patterns coincide with one of the geometrical planes

O. Kilic EE 543

26

Principal Planes

Another definition for principal planes is elevation () and azimuth () plane.

O. Kilic EE 543

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Antenna Pattern Lobes

Full Null BeamwidthBetween

1st NULLS

Main lobe

Side lobes

Back lobes

A pattern lobe is a portion of the radiation pattern bounded by regions of relatively weak radiation intensity.

nulls

Half power beamwidth

O. Kilic EE 543

28

HPBW, FNBW

O. Kilic EE 543

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Field Regions• Close to the antenna, the field patterns change rapidly

with distance, and include both radiating energy and reactive energy energy oscillates toward and away from the antenna.

• In the near field region non-radiating energy dominates.• Further away, the reactive fields are negligible and only

the radiating energy is present.• Sufficiently far away; i.e. far field (Fraunhofer) region

field components are orthogonal. The angular distribution of fields and power density are independent of distance. Equipartition between electric and magnetic stored energy.

• In between is the transitional, radiating near field region also known as Fresnel region. The angular field distribution is dependent on the distance.

• Note that there is no abrupt change in the fields as the boundary between these regions is crossed.

O. Kilic EE 543

30

Field Regions

D

R1

R2

Reactive near-field region

3

1 62.0 DR

Radiating near-field (Fresnel) region

2

2 2D

R

Far-field (Fraunhofer) Region R>>R2

These regions can be categorized as a function of distance R from the antenna.

R <

R < R1 <

O. Kilic EE 543

31

Radiation Power Density

• The time average Poynting vector of the radiated wave is known as the power density of the antenna.

* 21Re W/m

2

avs s E H

Function of and . Function of 1/r in the far field

O. Kilic EE 543

32

Example on Power Density (1)Calculate the total radiated power from an isotropic source.

ˆiso oS S r

An isotropic source radiates equal power in all directions:

The radiated power is the sum of the power density in all directions:

2

2

2

ˆ; sin

ˆ sin

4

rad avS

o oS s

o

P S ds ds r d d r

S r ds r S d d

r S

So

Increasing power with distance???

O. Kilic EE 543

33

Reiterate isotropic source

• An isotropic source radiates equal power in all directions at a given distance form the source.

• The distance is in the far field, and the power density is a function of 1/r2

• The power density of an isotropic source is

24tot

o

PS

r

O. Kilic EE 543

34

Example on Power Density (2)

2

sinˆ

av oS rAr

The radiated power density of an antenna is given by

Calculate the total radiated power.

Solution: 2

2

2

22 2

0 0 0

2

ˆ; sin

sinˆ sin

sin 2 sin

rad avS

o oS s

o o

o

P S ds ds r d d r

A r ds A d dr

A d d A d

A

1/2

O. Kilic EE 543

35

Radiation Intensity

• Power radiated from an antenna per solid angle is defined as radiation intensity.

• It is a function of , only.

4

( , ) ( , )tot

totradrad

dP WU P U dsrd

22

tottotrad

av rad av avS S

dP WS P S ds S r dmds

2

avU r S

),,( rPrad decays as 1/r2 in the far fieldSince ),( U will be independent of r

O. Kilic EE 543

36

Power Pattern & Radiation Intensity

2* 2 2

22 2

max

1 1 1( , , ) Re

2 2 2

( , )2

( , )( , )

avS r E H E E E

rU E E

UU

U

Decays as {1/r2)

O. Kilic EE 543

37

Example on Radiation Intensity (1)

2

2

max

ˆ ˆ4

( , )4

( , )( , ) 1.0

tot

radiso o

tot

radiso

PS S r r

rP

U r S const

UU

U

Show that the radiation intensity is constant for an isotropic source.

Proof:

O. Kilic EE 543

38

Example on Radiation Intensity (2)

2 2

2

2 2

ˆ

4

4 4

iso o

iso o o

o oo

S S r

P r S A

A AS

r r

2

rad oP A

For an antenna with average power density given by

calculate the power density of an equivalent isotropic radiator, which radiates the same amount of power.

Solution:

From previous example, the total radiated power for this antenna is given as

For an isotropic source to radiate the same power as this antenna:

So

Sav

2

sinˆ

av oS rAr

O. Kilic EE 543

39

Example on Radiation Intensity (3)

)(sin),(

),(

)(sin42

)sin(42

1

2

1),(

0),,(

)sin(4

),,(

2

max

2

2

0

2

02222

0

U

UU

Il

r

eIlrEErU

rE

r

eIljrE

rj

rj

Calculate the radiation intensity for a Hertzian dipole.

O. Kilic EE 543

40

Beam Solid Angle

• The solid angle, A, required to radiate all the power of the antenna if the radiation intensity U were uniform and equal to its maximum value within the beam and zero elsewhere.

A

A Umax. A = Ptot

O. Kilic EE 543

41

Beam Solid Angle

Thus the total radiated power is given by Prad = Umax A

max

max max

2

0 0

( , )

( , )( , )

( , ) ( , )sin

rad A

A

A n n

P U d U

U dU

dU U

U d d d U

Normalized radiation intensity

O. Kilic EE 543

42

Directivity

Directivity is the ratio of the radiation intensity of an antenna in a given direction to the radiation intensity of an equivalent isotropic antenna.

maxmax

( , ) ( , ) ( , )( , ) 4

4

4 1 ( )

tot totrado rad

tot

rad

U U UD

PU P

UD directivity

P

O. Kilic EE 543

43

Directivity

• Directivity is a measure of how well antennas direct (focus) energy in one direction.

• For an isotropic source, the directivity is 1; i.e. exhibits no preference for a particular direction.

• Directivity is typically expressed in dB.• If a direction is not specified, typically the

maximum value is implied.

O. Kilic EE 543

44

Directivity Example (1)

0.1

0.1),(

4),(

4),(

o

totrad

totrad

o

D

P

UD

PUU

Show that the directivity of an isotropic source is 1.

O. Kilic EE 543

45

Directivity Example (2)

2

sinˆ

av oS rAr

2 2

2

2 2

ˆ

4

4 4

iso o

iso o o

o oo

S S r

P r S A

A AS

r r

2

2

( , )( , )

sin 4sin

4

av

o o

o

o

r SUD

U r S

A

A

The power density of an antenna is given by

Calculate its directivity.

Solution:

Note that we have solved for the equivalent isotropic source in Example (2) for radiation intensity.

max4D

Therefore:From the previous solution:

O. Kilic EE 543

46

Directivity Example (3)

2

3

)(sin2

3),(4),(

3

8

42)sin()(sin

42),(

)(sin422

1),(

0),,(),sin(4

),,(

2

2

02

0 0

2

2

0

4

2

2

0222

o

totrad

totrad

rj

D

P

UD

Ildd

lIdUP

IlEErU

rEr

eljrE

Calculate the directivity of a Hertzian dipole.

O. Kilic EE 543

47

Antenna GainGain is the ratio of the radiation intensity in a

given direction to the radiation intensity that would be obtained if the power accepted by the antenna were radiated isotropically.

( , )( , ) 4

in

UG

P

Pin

Prad

Input terminalOutput

O. Kilic EE 543

48

Gain• Gain is closely related to the directivity. • It accounts for the antenna efficiency as well

as the directional capabilities, whereas directivity is only controlled by the antenna pattern.

( , )( , ) 4

( , ) ( , )

tot

rad

tot

rad

in

UD

P

PG D

P

Antenna efficiency

Does not involve the input power to the antenna

If the antenna has ohmic losses Gain < Directivity.

O. Kilic EE 543

49

Efficiency

Prada

in

a

P

G D

Accounts for losses associated with the antenna

Sources of Antenna System Loss

1. losses due to impedance mismatches (reflection)

2. losses due to the transmission line

3. conductive and dielectric losses in the antenna

4. losses due to polarization mismatches

a r c d

reflection

conduction dielectric

O. Kilic EE 543

50

Overall Antenna Efficiency

The overall antenna efficiency is a coefficient that accounts for all the differentlosses present in an antenna system.

polarization mismatches

reflection efficiency (impedance mismatch)

conduction losses

dielectric losses

conductor & dielectriclosses

a

p r c d p r cd

p

r

c

d

cd

O. Kilic EE 543

51

Antenna Circuit Model

• The Tx antenna is a region of transition from a guided wave on a transmission line to a free space wave.

• The Rx antenna is a region of transition from a space wave to a guided wave on a transmission line.

• Thus, the antenna is a transitional circuit which interfaces a circuit and space.

O. Kilic EE 543

52

Antenna as a Circuit

• The input impedance of an antenna is the impedance presented by the antenna at its terminals.

• The input impedance will be affected by other antennas or objects that are nearby.

O. Kilic EE 543

53

Antenna and How It Responds to the Environment

TX or RX Antenna

Rr

Rr

Region of space within the antenna response pattern

Virtual transmission line linking the antenna with space

The radiation resistance can be thought of as a “virtual” resistance that couples the transmission line terminals to distant regions of space via a virtual transmission line.

O. Kilic EE 543

54

Antenna Impedance• For the discussions that follow, we will assume

that the antenna is in an isolated environment.• The input impedance of the antenna is

composed of real and imaginary parts:

Zin = Rin +jXin

• The input resistance, Rin represents dissipation in the form of heating losses (Ohmic losses) or radiation.

• The input reactance, Xin represents power stored in the near field of the antenna.

O. Kilic EE 543

55

Antenna Input Impedance

An antenna’s input impedance describes the terminal behavior of the antennaas seen from the source (transmit mode) or receiving amplifier (receive mode).

input resistance ( )

input reactance ( )

input input input

input

input

Z R j X

R

X

Antenna oinputo IZV

radiation resistance ( )

loss resistance ( )

input rad loss

rad

loss

R R R

R

R

2

2 ( )1

2total radiated power

total dissipated power

total energy stored; magnetic

total energy stored;

total tot

rad dissipated magnetic electric

input

o

total

rad

total

dissipated

magnetic

electric

P P j W WZ

I

P

P

W

W

electric

input current (peak value)oI

oI+

-

oV

O. Kilic EE 543

56

Reflection Efficiency

The reflection efficiency through a reflection coefficient () at the input (or feed) to the antenna.

21

antenna input impedance ( )

generator output impedance ( )

r

input generator

input generator

input

output

Z Z

Z Z

Z

Z

O. Kilic EE 543

57

Transmitting Antenna Circuit Model

Vg=generator voltage (peak)Rg=generator output resistanceXg=generator output reactanceRg=antenna conductor loss resistanceRr=antenna radiation loss resistanceXA=antenna input reactance

O. Kilic EE 543

58

Transmitting Antenna Circuit ModelMaximum power transfer to antenna when

gA

grlA

XX

RRRR

O. Kilic EE 543

59

Receiving Antenna Circuit Model

VA=antenna voltage (peak)RL=receiver load resistanceXL=receiver load reactanceRg=antenna conductor loss resistanceRr=antenna radiation loss resistanceXA=antenna input reactance

O. Kilic EE 543

60

Radiation ResistanceThe radiation resistance is relatively straight forward to calculate.

24

2

),(22

oo

totalrad

radI

dU

I

PR

Example: Hertzian Dipole

22

2

22

0 0

2

2

4

3

2

3

8

4

38

422

3

8

42)sin()(sin

42),(

2

ll

I

Il

R

Ildd

IldUP

o

o

rad

oototrad

O. Kilic EE 543

61

Radiation Resistance

Example: Hertzian Dipole (continued)

2

2

2 2

82

2 4 3 8 2

4 3 3

1377

102 1

377 7.93 100

50 7.91 0.27

50 7.9

o

rad

o

rad

r

l I

l lR

I

llet and

R

Very low. It can be increased by increasing the antenna length.

O. Kilic EE 543

62

Antenna Conduction and Dielectric Efficiency

radcd

cd rad

R

R R

Conduction and dielectric losses of an antenna are very difficult to separate and are usually lumped together to form the cd efficiency. Let Rcd represent the actual losses due to conduction and dielectric heating. Then the efficiency is given as

For wire antennas (without insulation) there is no dielectric losses only conductorlosses from the metal antenna. For those cases we can approximate Rcd by:

2 2 2o

cd s

l lR R

b b

where b is the radius of the wire, w is the angular frequency, s is the conductivityof the metal and l is the antenna length

O. Kilic EE 543

63

Polarization Loss Factor

incwinc EE ~

In general, the polarization of the receiving antenna will not be the same as the polarization of the incident wave Polarization mismatch Thus the power extracted by the antenna from the incident wave will not be maximum. Polarization loss factor

aaa EE ~

The polarization loss factor:22* )cos( pawPLF

The amount of incident power lost by mismatches in polarization between the incident field and the antenna.

Incoming wave:

Receiving antenna polarization:

O. Kilic EE 543

64

Effective Aperture

plane waveincident

AphysicalPload

?

load physical incP A S

Question:

Answer: Usually NOT

loadload eff inc eff

inc

PP A S A

S

How much power can we pick up with a receive antenna???

O. Kilic EE 543

65

Effective Aperture

under matched conditions

loadload eff inc eff

inc

PP A S A

S

2

2

2 2

/ 2

2 ( ) ( )

A L

eff

inc

A L

inc rad l L A L

I RA

S

V R

S R R R X X

2

2

1

8 ( )A

em

inc rad l

VA

S R R

maximum effective aperture

Note that typically Sinc is assumed uniform over the effective area.

Measure of how effectively the antenna converts incident power density into received power.

O. Kilic EE 543

66

Directivity and Maximum Effective Aperture

Antenna #2

transmit receiver

R

Direction of wave propagation

Antenna #1

Atm, DtArm, Dr

The transmitted power density supplied by Antenna #1 at a distance R if Antenna #1 were isotropic would be:

24t

o

PS

R

Since actual antennas are not isotropic the actual power density would be multiplied by the directivity in that direction:

24t t

t o t

PDS S D

R

O. Kilic EE 543

67

Directivity and Maximum Effective ApertureAntenna #2

transmit receiver

R

Direction of wave propagation

Antenna #1

Atm, DtArm, Dr

The power collected (received) by Antenna #2 is given by:

2

2

4

(4 )

t t rr t r

rt r

t

PD AP S A or

R

PD A R

P

If Antenna #2 is now the transmitter and Antenna #1 the receiver:

2(4 )rr t

t

PD A R

P

O. Kilic EE 543

68

Directivity and Maximum Effective Aperture (no losses)

Antenna #2

transmit receiver

R

Direction of wave propagation

Antenna #1

Atm, DtArm, Dr

2(4 )rt r

t

PD A R

P

Assume one of the antennas (say Antenna #1) is isotropic:

2(4 )rr t

t

PD A R

PEquating and t r

t r

D D

A Agives

2

1.0

4

t

t

D

A

2

1

4

r

r

D

A

2

4r rA D

oem DA4

2

O. Kilic EE 543

69

Maximum Directivity, Effective Aperture and Beam Solid Angle

14

4

( , ) ( , )4

( , )

4

n n

n A

o

A

U UD

U d

D

oem DA4

2

Also

Therefore 2

em AA For a fixed wavelength Aem and A are inversely proportional.

O. Kilic EE 543

70

Effective Aperture (as a function of direction)

2

2 2

2

4( , )

( , ) ( , )14 4 ( , )

4

( , ) ( , ) ( , )

em o

ne

n

e n em n

A

A D

UA D

U d

A U A U

Can be used for received power when the direction of incident radiation is arbitrary, not necessarily along maximum directivity. Useful when dealing with incoherent radiation form extended sources such as sky or terrain.

O. Kilic EE 543

71

Directivity and Maximum Effective Aperture (include losses)

Antenna #2

transmit receiver

R

Direction of wave propagation

Antenna #1

Atm, DtArm, Dr

222 *ˆ ˆ(1 )

4em cd o w aA D

conductor and dielectric losses reflection losses

(impedance mismatch)polarization mismatch

O. Kilic EE 543

72

Friis Transmission Equation (no loss)

Antenna #2

Antenna #1

R

transmit

Atm , D

treceiver

Arm, D

r

The transmitted power density supplied by Antenna #1at a distance R and direction (qr,fr) is given by: 2

( , )

4t t t t

t

PDS

R

tt)

rr)

The power collected (received) by Antenna #2 is given by:

2

2 2

2

( , ) ( , ) ( , )

4 4 4

( , ) ( , )4

t t t t t t t t r r rr t r r

rt t t r r r

t

PD PD DP S A A

R R

PD D

P R

O. Kilic EE 543

73

Friis Transmission Equation (no loss)

Antenna #2

Antenna #1

R

transmit

Atm , D

treceiver

Arm, D

r

tt)

rr)

2

( , ) ( , )4

rt t t r r r

t

PD D

P R

If both antennas are pointing in the direction of their maximum radiation pattern:

rotot

r DDRP

P2

4

O. Kilic EE 543

74

Friis Transmission Equation ( loss)

Antenna #2

Antenna #1

R

transmit

Atm , D

treceiver

Arm, D

r

tt)

rr)

222 2 *ˆ ˆ(1 )(1 ) ( , ) ( , )

4r

cdt cdr r t t t t r r r w a

t

PD D

P R

conductor and dielectric lossestransmitting antenna

conductor and dielectric lossesreceiving antenna

reflection losses in transmitter(impedance mismatch)

reflection losses in receiving(impedance mismatch)

polarization mismatch

free space loss factor

O. Kilic EE 543

75

Friis Transmission Equation: Example

Two losses X-band (10.0 GHz) horns are separated by distance of 100. The reflection coefficients measured at the terminals of the transmitting and receiving antennas are 0.1 and 0.2 respectively. The directivities of the transmitting and receiving antennas are 16 dB and 20 dB respectively. Assuming that the power at the input terminals of the transmitting antenna is 3.0 W, and the antennas are aligned for maximum radiation between them and the polarizations are matched, find the power delivered to the receiver.

mWPr 777.4

O. Kilic EE 543

76

References

• Stutzman “Antenna Theory and Design”

• Microwave Remote Sensing, F. T. Ulaby, et.al. Addison-Wesley

• Kraus

• Balanis, “Antenna Theory”.

• EE 540 lectures, Prof. Mirotznik