a review of wolff-michael roth’s “in search of meaning and coherence: a life in research”
TRANSCRIPT
REVIEW ESSAY
A review of Wolff-Michael Roth’s ‘‘In search of meaningand coherence: A life in research’’
Preeti Gupta Æ Christina Siry
Received: 16 January 2009 / Accepted: 16 January 2009 / Published online: 30 January 2009� Springer Science+Business Media B.V. 2009
Abstract Wolff-Michael Roth’s In Search of Meaning and Coherence: A Life inResearch, presents a selection of his previously published key works layered with current
commentary and analysis. In this book review, we explore themes that emerge through the
text to trace Roth’s development as a theoretician and as a researcher. We recommend this
book for all those who are interested in Wolff-Michael Roth and the trajectory of his
career, in particular those who are just beginning their journey towards academic
scholarship.
Keywords Scholarship � Coteaching � Cultural-historical activity theory �Gestures � Polysemicity
Wolff-Michael Roth has dedicated the past two decades to science education research and
has pushed the boundaries of the field through systematic and in-depth inquiries that have led
to new perspectives for the science education community and new understandings and
questions for Roth himself. In Search of Meaning and Coherence: A Life in Researchpresents a selection of Wolff-Michael Roth’s previously published key works layered with
current commentary and analysis by Roth himself. This volume exemplifies the parallel
emergence and growth of Roth as a theorist, and the influence he has received from, and
provided to, the field of science education. He reflects on major developments through his
career and traces the development of science education related themes that have become
central to his current work. As the title indicates, it is his search for meaning and coherence in
science education research that have been the driving force of his research and his writing.
P. Gupta (&)New York Hall of Science, 47-01 111 Street, 11368 Queens, NY, USAe-mail: [email protected]
C. SiryGraduate Center of the City University of New York, 365 Fifth Avenue, New York, NY 10016, USAe-mail: [email protected]
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Cult Stud of Sci Educ (2009) 4:487–493DOI 10.1007/s11422-009-9174-9
Through the exploration of 11 articles, Roth describes his inquiries, methodologies,
methods, analyses and approaches to the study of science education. Reading this book
provides an in-depth exploration into how his research endeavors have unfolded and
influences in his life that have played a role in the direction of his work. He allows the
reader to follow him along his path of inquiry, as he ventured into different areas of
interest, and tapped into disciplines outside of science education, thereby informing and
enriching his own research agenda. Roth begins by describing his years as a student, as a
teacher, and then his journey into academia. He reveals theoretical shifts that have taken
place within his work, and traces his theoretical development starting with Piagetian
frameworks, moving towards social constructivism and situated cognition, and then
towards Cultural Historical Activity Theory (CHAT). His open portrayal of the many
twists and turns his theoretical explorations have taken leaves us to wonder in anticipation
where he might be headed as he continues to evolve his scholarship in, and understanding
of, many complex and intertwined aspects of science education.
A key message reverberating throughout this book is how critical thinking and interests
develop for a researcher. Reading this book has shed light on the importance of famil-
iarizing oneself to a wide variety of theoretical perspectives in order to evolve as a
researcher. For example, exposure to the writings of Jean Lave, Bruno Latour and Steve
Woolgar grounded Roth’s shift from Piagetian frameworks towards a social constructivist
approach. The book The Construction Zone: Working for Cognitive Change in School(Newman et al. 1989), led him to consider researching his own classrooms using video
cameras to document how thinking emerges from the participants’ interactions. Another
example of how Roth’s approach to entertaining new ideas influenced his theoretical
development is when he describes that although he had not yet adopted CHAT as a
theoretical lens to examining social life, he had read writings of Paul Ricoeur concerning
questions of identity and self. Thus, Ricoeur’s ideas were influencing his research agenda
before he formally used CHAT as a lens to his work. The book has solidified for us the
value of recognizing that perspectives and understandings can change, and that such
change can be valuable if grounded in research, literature, and observations. Roth is
considered a prominent researcher and theoretician who has made significant interdisci-
plinary contributions, and we can imagine that an impetus for these contributions is his
ventures into other fields and exposure to different scholars and theoretical frameworks
that encouraged him to think in unique ways.
Two major related themes emerge through this book: the evolution of Roth’s theoretical
frameworks and the evolution of his methodological approaches to his research. In the
following sections we present examples and discussion of each of these themes and
conclude with our thoughts as to the relevancy of this book for a variety of readers.
Roth traces his development as a theoretician
The first theme that emerges throughout this book is Wolff-Michael Roth’s theoretical
evolution over the years. As he revisits his major works, he explores questions or unre-
solved issues that emerged through his teaching and his research and discusses his
approach to exploring alternate theoretical perspectives to advance his own theoretical
understandings and standpoints. This exploration is woven throughout the book, as he now
looks back and provides a critical commentary on the ways the papers in this book
represent key works that demonstrate shifts in his thinking.
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As readers, we get a longitudinal sense of Roth’s development of theoretical perspec-
tives as he discusses his initial exposure to social constructivist theory and explores how
sociological perspectives contributed to his developing cultural understandings of science
learning. Commentary on selected published works show an evolution of Roth’s theoretical
frameworks from an initial grounding in Piagetian perspective, to a consideration of social
constructivist theory, to the recognition of the value of CHAT in his work.
Roth begins this written odyssey by revealing events that led him to social construc-
tivism and considers what these perspectives brought to the field of science education
research. Chapter 2 focuses on the article The Social Construction of Scientific Concepts orthe Concept Map as Conscription Device and Tools for Social Thinking in High SchoolScience, which represents an initial shift in his framework from a psychological towards a
social constructivist approach to teaching and learning. He explores the social construction
of knowledge through the use of concept maps, and also presents an approach to under-
standing concept maps ‘‘from a sociological point of view’’ (p. 38). Concept mapping in
his research served to provide students with the opportunity to collaborate, connect, and
organize what they had learned in a unit. Roth’s use of concept mapping was intended to
explore individual learning as well as social interactions within groups, and this use of
concept maps for the social construction of knowledge was a departure from the more
commonly accepted use of concept mapping as a tool for individual learning.
This original article from 1992 examines concept mapping and provides an example of
the way in which Roth allows the reader to get a glimpse of his developing interests from
their earliest stages. In his critical review of this particular article, he mentions that he first
became cognizant of the concept of studying gestures in science education during the study
of students’ investigations with concept maps. Exploration of gestures at that time was a
new approach to his work but was prevalent in linguistic anthropology and among those
who were interested in the pragmatics of everyday conversations. Exposure to Jay Lemke
during an annual meeting of the American Educational Research Association in 1990,
followed by regular communications with him for years, supported his investigations of the
role of language and gestures in science education. In his paper, The Interaction of Stu-dents’ Scientific and Religious Discourses: Two Case Studies, Roth ventures into a study
with the intent to examine how talking about science and religion help reveal how students
negotiate different knowledge. Further in his career, his paper, From Gesture to ScientificLanguage, documents research that provides evidence that in the absence of scientifically
appropriate discourse, students use gestures as a way to describe scientific phenomena. As
scientific discourse makes its way into a lesson, deictic and iconic gestures precede
utterances in discourse. Finally, as students grow more familiar with scientific talk and it
takes on more importance in their ability to communicate, the gestures begin to coincide
with that talk. As doctoral students and members of Ken Tobin’s research squad in New
York City, much of our work focuses on investigating social life through the study of
gestures and associated talk.
From Roth’s focus on exploring social constructivism in Chap. 2, he moves on to
present the reader with descriptions of his initial theorizing of cognition as situated and
distributed, and explores how he considered situated cognition as it relates to science
education. In Chap. 4 he describes an article entitled Art and Artifact of Children’sDesigning: A Situated Cognition Perspective, which was his first paper that was fully in the
situated learning paradigm. The purpose of the article was to demonstrate that learning
processes are, in fundamental ways, situated in social and material settings. In his current
reflection on this article, he says that this study was a turning point for him methodo-
logically because it demonstrates his entry in the community of researchers looking at
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learning sciences. In this study, he realized that students who participated in a science
activity with a goal or a challenge, and had access to resources that created both affor-
dances and constraints, were able to engage in new forms of science discourse and
demonstrated cognitive understandings because of their work products. This study
prompted Roth to revisit his views of scientific literacy and realize the power to an
approach in science education in which students investigate, problem-solve and learn for
the purpose of accomplishing a goal. These considerations led him to the recognition that
science learning goes beyond being a participant in the science activities and that it is also
significant for students to be involved in the design of activities. This solidified for him the
value of having students and teachers work together to co-construct meaning and
knowledge for a shared purpose.
The study on situated learning that is highlighted in Chap. 4 is grounded in Roth’s
experiences coteaching with a classroom teacher, and thus it exposed Roth to new ways of
thinking about teacher education. By working at the elbow of another teacher, he realized
that the teachers working with each other learned from each other. This research was
influenced by practice theory, which is grounded in Bourdieu’s work (see outline of a
Theory of Practice 1977, for details). Roth worked alongside Ken Tobin to theorize what
learning to teach would look like from a CHAT perspective, and through this lens he
denoted the activity to be that of students learning science. He articulated motives for the
activity, which were comprised of the goals of the individuals composing that collective.
The goals for coteaching were to improve the teaching as well as the learning of science.
He placed both of these goals in a dialectical relationship, thereby allowing research to
inform praxis rather than to be about praxis. In coteaching, as two or more teachers work
‘‘at the elbow’’ of each another, they can learn new ideas and new approaches from each
other, with the goal of teaching children. One cannot learn from the other unless the goal of
teaching children is pursued. However, for the children to be taught effectively, the
coteachers need to be working, learning, sharing and teaching alongside each other. The
two goals, learning to teach and teaching children, therefore presuppose each other. In
activity theory, it is understood that human activity cannot be compartmentalized. Indi-
viduals, rules, tools, community are not separately functioning; rather, all of these things
mediate each other, and if one of these entities is changed or removed, it affects the whole
activity system. Participation in the activity system also changes those entities so that they
will never be the same again. Therefore, human activity, teaching, and learning, are
dynamically and relationally always emergent, affected by many factors that are socio-
culturally, and historically situated.
Roth traces his development as a researcher
The first theme that has been explored is Roth’s theoretical evolution, and this is inter-
twined with the second theme that emerges throughout this book, his evolution as a
qualitative researcher. The continual development of research approaches is evident
throughout the book, beginning with his initial research using video vignettes and moving
into a discussion of his extensive note taking, both for record keeping and for publication
purposes. His developing focus on issues of representation and positionality becomes
evident in the paper, The Local Production of Order in Traditional Science Laboratories:A Phenomenological Analysis, in which he incorporates a focus on phenomenology and
discusses how watching videotapes of classroom episodes led him to realize that students
perceived activities in the classroom differently than he had intended. This research was a
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turning point for him as it led him to think about the connection between students’ life-
worlds and how they learn science.
Throughout the chapters of this book, Roth explores the application of new methodo-
logical approaches to both research and writing about research. For example, in Chap. 6,
The Postmodern Condition: Alternative Ways of Writing, he describes how he was con-
cerned about a lack of polysemicity in writing about research grounded in social
constructivism. He explores his search for ways to include the voice of those involved in
the research and how his recognition of the importance of bringing multiple perspectives to
his work, led him to many attempts to find ways to represent in writing the polyphonic
nature of his research. Roth was able to demonstrate how researchers could coherently
describe the writing of research, research methods and theories with maintaining multiple
voices through the process of metalogues. Such metalogues are written conversations
within a text designed to retain individual coauthors’ perspectives.
Coupled with his focus on representation, Roth developed his interest in gestures and
utterances, discourse analysis and conversation analysis. As early as 1992 when Roth
publishes his study on concept mapping, a key motivator in shifting him to be a social
constructivist is his focus on students’ utterances and conversations. He states that Jay
Lemke’s concepts on science talk (1990) were evidenced by his own observations where he
noticed how important talk was in students constructing a concept, debating and agreeing
on it, and using everyday words to make their case. The minute-by- minute creation and
recreation of social reality serves as a tool and a resource for students in the construction of
scientific concepts. Discourse analysis and conversation analysis both serve as tools, the
first to examine texts and transcripts and look for patterns, and evidence of a certain
content and the second to understand the interactions between and capture the utterances in
between words and the emphasis on certain words (Roth 2005). Roth revisits his research
and reexamines artifacts and transcripts with these analytic tools as in the case of his study
of mathematics education and analysis of ecology lectures.
Highlighted in Chap. 7 is a study, From Gesture to Scientific Language, which Roth
published in the Journal of Pragmatics. Primarily for an audience of linguists who were
interested in the pragmatics of everyday conversations, this study provided evidence that
students use gestures to select, describe and explain scientific phenomena even without
having scientifically appropriate and generally accepted language. When scientific dis-
course is being developed, deictic and iconic gestures precede the associated utterances
and as a student’s familiarity within a scientific domain increases, associated science talk
takes on greater importance and coincides with the use of gestures (p. 203). Roth continues
his exploration of issues of gesture and linguistic studies in science education. He writes:
Gestures are an extensively studied feature of human communicative behavior, but
science educators have yet to fully appreciate the role they play in articulating and
therefore making sense as well as in the development of talk over and about science-
related phenomena. It is perhaps an excessive concern with scientific language in its
textual forms that mediates the interests of science educators for the spoken
dimensions of language. Most importantly, an appropriate appreciation of spoken
language as a point of departure in developing written forms of science language
remains yet to be developed (p. 233).
Roth suggests science educators and researchers distinguish between talking science
and writing science. He probes us to think about resources that are needed to encourage
those students who are able to articulate science concepts through talk, associated gestures
and utterances leading to subsequent articulations of those ideas in writing.
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Moving away from grand narratives
Complementing his theoretical transformations, we see a transition in the approach that
Roth has used through the years in writing about his work. He recognizes that traditional
writing is ‘‘inconsistent with social-constructivist and postmodern epistemologies’’
(p. 243), and as such his work moves away from more conventional forms of text as he
attempts to develop formats to represent the multiplicity of perspectives in the writing of
the work. The reader sees the ways that his writing develops through the years, and how it
begins to present a polysemic view that presents the voice of the authors along with forms
of data such as field notes, and analysis and interpretation. In particular, the genre of
metalogue creates a way for him to explore the bricolage nature of the work that he has
done, and to represent the life world of participants through writing that is in conversa-
tional form. The metalogue approach provides a reflexive approach to writing research, in a
way that can move theory forward while retaining the voices of the authors.
Roth describes how he was inspired by two books, Opening Pandora’s Box: A Socio-logical Analysis of Scientists’ Discourse (Gilbert and Mulkay 1984) and Discourse andSocial Psychology: Beyond Attitudes and Behaviour (Potter and Wetherell 1987) leading
him to reframe his thinking in the form of dialectical relationships (p. 68). His under-
standings about the relation between individual and collective began to evolve as he
recognized that since individuals exist within a collective, they can only venture into the
realm of possibilities that is imaginable within that collective. Similarly, a collective’s
mind and possibilities within that culture are only as possible as can be stretched by the
individual. If others in the culture could not intelligibly understand the proposed possi-
bility, it could not exist. One presupposes the other. Given the dialectical nature of the
individual and collective, Roth discusses the role of the individual researcher in relation to
the research community:
My presence contributed to shaping these communities, but the communities med-
iated what I could and wanted to do and write. The research questions address needs
of the communities, and the articles and books an individual member of the research
community writes are not just his own but address the needs of the community as
well -why otherwise should journals print a study if it did not respond to a gen-
eralized intellectual need? (p. 367)
This emphasized for us as readers the importance of connecting the potential dissem-
ination of research with careful consideration of the appropriate journals. We take away
from Roth’s writing about his manuscript submissions throughout the years the importance
of selecting a journal, exploring the philosophy and mission of the journal, and examining
the styles of writing, genres and general mood of the journal. Writing specifically for a
journal can provide the opportunity to be able to contribute to the knowledge of the
collective, and this is perhaps best accomplished by connecting research to the interests of
the collective.
In conclusion
The title of this book includes the words, A Life in Research, but Roth writes that for him
research is also in his life. For him, research is not for the other, but for himself also and his
‘‘being-with/for-others’’ (p. 367). As a scholar, he is able to think philosophically and
theoretically, but equally importantly, he is able to relate the theory to everyday life.
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According to Roth, his peers, fellow researchers, leaders of thought and editors of high
impact journals applaud him for being able to do that and assist emerging scholars make
sense of the theory.
The purpose of this book is to show a career in the making. Roth does this well, as he
discusses ways in which he has overcome adversity, and traces his movement from the
practical to the theoretical. His contributions to theory are immense, and they have not
stopped. At the time of writing this review, we find that he has authored 36 books, over a
hundred chapters, and over two hundred research articles, and thus we imagine that his
evolution as a scholar will continue.
We consider this book to be engaging to read, and recommend it for masters-level and
doctoral students interested in becoming familiar with Wolff-Michael Roth and his
research. He demonstrates through this book that scholarship is something one develops
through many years of hard work and dedication to the realization that knowledge is
constructed, and that this construction is not separate from culture and the collective in
which one exists. Each time we have revisited this book, we each discovered something
new, gained a new perspective, and have ruminated over new understandings. This book
not only gives readers a glimpse of Roth’s narrative history as a researcher and scholar of
science education, but also supports new scholars and graduate students to map their own
journey towards becoming researchers and scholars of science education.
References
Gilbert, G. N., & Mulkay, M. (1984). Opening Pandora’s box: A sociological analysis of scientists’discourse. Cambridge: Cambridge University Press.
Lemke, J. (1990). Talking science: Language, learning and values. Westport, CT: Ablex Publishing.Newman, D., Griffin, P., & Cole, M. (1989). The construction zone: Working for cognitive change in school.
Mass: Cambridge University Press.Potter, J., & Wetherell, M. (1987). Discourse and social psychology: Beyond attitudes and behaviour.
London: Sage.Roth, W. M. (2005). Doing qualitative research: Praxis of method. Rotterdam: Sense Publishers.
Preeti Gupta is senior vice president for Education and Public Programs, New York Hall of Science and adoctoral candidate in urban education at the Graduate Center of the City University of New York. Herinterests focus on informal learning, teacher preparation and youth development and her research documentsidentity development in pre-service science teachers who conduct prolonged fieldwork experiences in ascience center.
Christina Siry is a doctoral candidate in urban education at the Graduate Center of the City University ofNew York. Her interests focus on the use of coteaching and cogenerative dialogue in science teacherpreparation, and her research examines the emergence of solidarity and the transformation of identity amongnew elementary teachers.
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