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    A

    NEUTRAL MODEL OF STONE

    RAW

    MATERIAL PROCUREMENT

    P.

    Jeffrey Brantingham

    Stone tool

    assemblage

    variability

    is

    considered a reliable

    proxy

    measure

    of adaptive variability.

    Raw material

    richness,

    transport

    distances,

    and the character

    of

    transported

    echnologies

    are

    thought

    to

    signal

    (I)

    variation in raw material selec-

    tivity

    based on

    material

    quality

    and

    abundance,

    (2)

    optimization of

    time and

    energy

    costs associated with

    procurementof

    stone

    rom spatially dispersed

    sources,

    (3)

    planning depth

    that

    weaves raw material

    procurementforays ntoforaging

    activ-

    ities,

    and

    (4)

    risk

    minimization

    that sees

    materials

    transported

    in

    quantities

    and

    forms

    that are

    energetically

    economical

    and least

    likely

    to

    fail.

    This

    paper dispenses

    with

    assumptions

    that raw material

    type

    and abundance

    play any

    role in the

    organization

    of

    mobility

    and raw material

    procurement trategies.

    Rather,

    a

    behaviorally

    neutral

    agent-based

    model is devel-

    oped involving

    a

    forager engaged

    in a

    randomwalk within

    a

    uniform

    environment.

    Raw material

    procurement

    n the

    model

    is

    dependent only upon

    randomencounters

    with

    stone sources and the amount

    of

    available

    space

    in the mobile toolkit.

    Sim-

    ulated

    richness-sample

    size

    relationships,

    requencies

    of

    raw material

    transfers

    as

    a

    function of

    distance

    from

    source,

    and

    both

    quantity-distance

    and reduction

    ntensity-distancerelationships

    are

    qualitatively

    similar to

    commonly

    observedarchae-

    ological patterns.

    In some

    archaeological

    cases it

    may

    be

    difficult

    to

    reject

    the

    neutral model.

    At

    best,

    failure

    to

    reject

    the

    neutral model

    may

    mean

    that

    interveningprocesses

    (e.g., depositional time-averaging)

    have erased

    high-frequency

    adap-

    tive

    signals

    in the

    data. At

    worst,

    we

    may

    have to admit

    the

    possibility

    that

    Paleolithic behavioral

    adaptations

    were some-

    times not

    responsive

    to

    differences

    between

    stone

    raw material

    types

    in the

    ways

    implied by

    current

    archaeological theory.

    Se considera

    la

    variabilidad

    de las

    colecciones

    de litica como una medida

    confiable

    de

    la

    variabilidadde las

    adaptaciones

    al

    medio ambiente.La diversidad

    de materias

    primas,

    la

    distancia

    a sus

    yacimientosy

    la

    tecnologia empleada reflejarian

    1)

    la

    selecci6n de la materia

    prima

    con

    base en

    su calidad

    y

    abundancia,

    2)

    la

    optimizacion

    de

    gastos

    de

    tiempoy energia

    emplea-

    dos

    en la obtencion

    de materia litica de

    yacimientos dispersos;

    (3)

    la

    integracion

    anticipada

    de las visitas a los

    yacimientos

    con actividades de

    caza

    y

    recoleccion,

    y

    (4)

    una

    estrategia

    de

    reduccion

    de

    riesgos

    que

    consiste en

    transportar

    a

    litica

    en

    las

    cantidades

    yformas

    mas

    eficientes

    del

    punto

    de vista

    energetico

    y

    menos

    susceptibles

    al

    desgaste.

    En este

    trabajoprescindi-

    mos

    de

    suponer que

    el

    tipo y

    la abundancia de materia

    prima hayan ugado

    un

    papel

    en la

    organizacion

    de

    estrategias

    de

    obtencion de

    esta

    y

    de los

    desplazamientos

    en

    general.

    En su

    lugar,partimos

    de un

    modelo conductualmenteneutral

    basado

    en

    el

    agente

    (individuo),

    como seria

    un

    cazador

    que

    se

    desplaza

    al

    azar

    en un medio

    ambiente

    uniforme.

    La

    obtencionde

    mate-

    ria

    prima depende

    entonces

    unicamente

    de

    hallazgosfortuitos

    de

    yacimientos

    de

    litica

    y

    la

    cantidadde

    material

    que

    el

    cazador

    pueda agregar

    a su

    equipaje.

    La simulaci6n de la relaci6n entre la diversidad

    y

    el

    tamano

    de la

    muestra,

    asi

    como de la

    fre-

    cuencia de

    uso,

    la cantidad

    y

    la

    reduccion

    del volumen

    enfuncion

    de la distancia

    al

    yacimiento,

    revelan

    patrones que

    se

    ase-

    mejan,

    de manera

    cualitativa,

    a los

    que

    arroja

    a menudoel

    registroarqueologico.

    En

    algunos

    casos

    arqueol6gicos

    resultaria

    entonces

    dificil

    descartar al modelo.

    En el

    mejor

    de los casos

    la

    imposibilidad

    de

    descartarlo

    senialarfa

    que

    los

    procesospost-

    deposicion

    (p.ej.

    la

    combinaci6nde

    artefactos

    de distintas

    epocas

    en una sola

    coleccion)

    han

    borrado todos los

    indicadores

    de

    la

    adaptacion.

    En el

    peor

    de los

    casos,

    nos

    veriamos

    obligados

    a reconocer

    que

    las

    adaptaciones

    del

    comportamiento ale-

    olftico a veces no obedecian a las

    diferencias

    entre los

    tipos

    de materias

    primas

    de la litica de la manera

    que sugieren

    las

    teorias

    vigentes

    en

    arqueologia.

    It is

    easy

    to

    invent a selectionist

    explanation

    he

    richness of stone raw material

    types

    in

    for

    almost

    any

    specific

    observation;

    proving

    it

    an

    archaeological

    assemblage, the

    geo-

    is another

    story.

    Such

    facile

    explanatorye geo-

    excesses can be avoided

    by being

    more

    quan-

    graphic

    distances over which those

    materi-

    titative.

    als were

    transported,

    nd the

    technological

    orms

    MotooKimura

    1983:xiv)

    in

    which

    they

    were

    transported

    have

    provided

    Motoo

    Kimura

    1983:xiv)

    The Neutral

    Theory

    of

    Molecular Evolution

    empirical benchmarks for inferring the organiza-

    tion of

    Paleolithic

    adaptive strategies

    (Feblot-

    P.

    Jeffrey Brantingham

    *

    Department

    of

    Anthropology,

    University

    of

    California,

    Los

    Angeles,

    341 Haines

    Hall,

    Box

    951553,

    Los

    Angeles,

    CA

    90095-1553.

    Email:

    [email protected]

    American

    Antiquity,

    68(3),

    2003,

    pp.

    487-509

    CopyrightO

    2003

    by

    the

    Society

    for American

    Archaeology

    487

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    AMERICAN

    ANTIQUITY

    a

    XII

    XI

    IX

    ._

    C

    C

    5

    E

    u

    10

    b

    A

    A

    A

    *

    8

    Y4

    A,r

    /

    A

    2

    r2

    =

    .8397

    VII V

    III

    I

    10 20

    50

    100

    200

    500 1000

    3000

    Log Sample

    Size

    (n)

    tratigraphic

    evel

    0.45

    0.40

    -

    0.35

    -

    0.30

    -

    0.25

    -

    0.20

    -

    0.15

    -

    0.10

    -

    0.05

    -

    0.00

    -

    MP2 MP

    I

    MP3

    Quartz

    Indet

    MP6 MP4

    MP7

    Raw

    Material

    Type

    Figure

    1.

    Raw material

    richness

    in

    assemblages

    from

    the Middle Paleolithic

    site of

    Grotte

    Vaufrey, approximately

    204,000-74,000

    B.P.

    Richness

    changes

    through

    time

    (a)

    but is

    heavily

    dependent upon

    sample

    size

    (b).

    Procurement

    prob-

    abilities

    estimated

    from the observed

    raw material

    proportions

    (c)

    illustrate

    the

    structure of

    the distribution

    underlying

    procurement

    behaviors. The

    primary

    question

    is whether

    this

    probability

    distribution

    is derived from

    the environmen-

    tal densities

    of different raw

    materials,

    or whether

    a

    biased behavioral

    strategy

    is

    responsible.

    Data from

    Geneste

    (1988)

    with

    revisions.

    Augustins

    1993, 1997a, 1997b,

    1997c;

    Gamble

    1986,1999;

    Geneste

    1988,1989;

    Kuhn

    1995;

    Mel-

    lars

    1996;

    Morala and

    Turq

    1990;

    Potts

    1994;

    Rensink t al.

    1991).

    Such nferences

    make

    appeals

    to

    optimization

    of

    mobility

    and

    technological

    strategies,

    depth

    of

    planning

    n

    landscape

    use,

    and

    risk

    minimization.

    One

    family

    of models focuses

    on differences

    between

    generalist

    and

    specialist

    strategies

    of raw

    materialutilizationas inferred rom the richness

    (i.e.,

    number

    f

    types)

    of stone

    rawmaterials ound

    in

    archaeological

    ssemblages:

    generalists xploit

    many

    different

    raw material

    ypes,

    while

    special-

    ists

    exploit

    only

    a few

    types.

    To

    complicate

    mat-

    ters,

    observed

    assemblage

    ichness s

    frequently-

    if

    not

    universally-constrained

    by

    sample

    size

    (Grayson

    1984;

    Hayek

    and Buzas

    1997;

    Shott

    1989).

    Consider,

    for

    example,

    the

    Middle

    Pale-

    olithicsite of

    GrotteVaufrey

    n

    the

    Aquitaine

    Basin

    of

    France,

    which

    spans

    the time

    interval from

    204,000-74,000

    B.P.

    (Geneste

    1988,

    1989).

    Despite

    the

    appearance

    f

    changes

    n raw material

    richness

    through

    ime,

    a

    single sample

    size-rich-

    ness

    relationship

    s

    apparent

    tthis site

    (Figure

    a,

    b) (Geneste 1988).

    Changes

    n

    stone

    raw material

    richness,

    rom

    only

    two

    unique

    raw material

    ypes

    to

    as

    many

    as

    nine,

    do

    not

    necessarily

    diagnose

    switching

    between

    specialist

    and

    generalist

    trate-

    10

    .

    8

    c

    6

    05

    4

    ct

    2

    0

    488

    [Vol.

    68,

    No.

    3,

    2003

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    AMERICAN

    ANTIQUITY

    prise

    the s

    from

    1992

    refle

    offsi

    rials

    geog

    1993

    low

    tern,

    to be

    to

    A

    20.

    ?I [I

    o :.A

    A

    , IA

    B

    1.-1.

    ii* I

    *

    0 50 100 150

    200 250

    5 35

    65

    95

    125

    155

    185

    215 245

    275

    DistanceFromSource km)

    DistanceFromSource

    km)

    Figure

    3.

    Percentage

    frequencies

    of

    specific

    stone raw

    material

    types

    in

    Middle Paleolithic

    assemblages

    from

    b Central Europe as a function of distance from source. A

    [~~~~~A n

    =

    172

    general

    contrast between

    (A)

    high

    quantities

    of

    minimally

    reduced

    materials

    from

    nearby

    sources and

    (B)

    low

    quan-

    tities

    of

    heavily

    reduced materials

    from distant sources

    is

    thought

    to

    reflect

    time-energy

    optimization,

    depth

    of

    plan-

    ning

    in

    raw

    material

    acquisition,

    and

    formal

    technological

    strategies

    that

    minimize

    the

    risk of

    technological

    failure.

    Data

    from

    F6blot-Augustins

    (1993).

    B?

    technological

    orms-representing

    the

    end

    stages

    |||||i

    c~

    ~of

    ithic reduction

    equences

    as

    opposed

    to

    early-

    I||L.|

    C

    stage unmodified blocks or minimally utilized

    o

    40

    8o0

    120

    160 200

    240 280

    cores-is

    thought

    to

    signal depth

    of

    planning

    and

    0 40

    80 120

    160 200

    240 280

    formalrisk

    management trategies

    Geneste

    1989).

    DistanceFromSource

    km)

    In

    particular,

    echnologies

    are

    expected

    to be

    for-

    mally designed

    from the outset to be

    small,

    light

    e

    2.

    Frequency istograms

    f raw material ransfer

    may designed r

    to

    flure

    i he

    to

    gh

    icesfor Middle

    Paleolithic

    ssemblages

    n

    (a)

    Central

    we

    and resstant o lure

    are to

    be

    pe

    and

    (b)

    the

    Aquitaine

    Basin.

    High

    frequencies

    of

    transported

    over

    long

    distances

    (Beck

    et al.

    2002;

    -distance ransfers

    A)

    are

    interpreted

    n

    terms of

    Kuhn

    1994;

    Nelson

    1991;Torrence

    1989).Accord-

    lization

    of time

    and

    energy

    costs associated

    with raw

    ing

    to

    Geneste

    1989:80),

    these

    archaeological at-

    rial

    procurement.

    nternalmodes

    B)

    are

    interpreted

    ims

    of

    logistical

    or

    seasonal

    use of distant

    ecological

    terns

    diagnose

    real

    behavioral

    adaptations

    and

    les.

    Raw material transfers

    from

    very

    distant sources

    dynamic

    economic

    strategies.rethought o mark hemaximum xtentof thegeo-

    Here I would like to

    introduce thepossibility that

    ic

    range

    of the

    populations

    in

    question.

    Data

    from

    }t-Augustins

    1993).

    much

    of the variation in the

    representation

    of

    stone

    raw

    materials,

    both

    within and between lithic

    d

    of

    materials

    rom

    sources within 15

    km

    of

    assemblages,

    ould be

    of

    no functional r

    adaptive

    ,ite,

    while .7

    percent

    (n

    specimens

    =

    12)

    are

    significance

    whatsoever.

    Ultimately,

    our

    ability

    to

    i a

    source 230

    km

    away

    (Feblot-Augustins

    determine

    whether

    daptive ariability

    s

    (or

    s

    not)

    ):Table

    4).

    This

    general

    pattern

    s

    thought

    o measured

    y

    lithic

    assemblagevariability

    s

    depen-

    ct

    optimization

    of the

    time and

    energy

    trade- dent

    upon

    having

    a

    null

    modelfor

    what

    assemblage

    inherent

    n

    the

    procurement

    f stone

    rawmate-

    variability

    hould ook

    like under

    ompletely

    neu-

    from

    geographically

    adjacent

    vs. tral

    assumptions.

    With

    this

    goal

    in

    mind,

    I

    develop

    Yraphically

    istant

    sources

    (Feblot-Augustins

    an

    agent-based

    model

    involving

    a

    forager ngaged

    5:220;

    Gamble

    1999:88;

    ee

    Metcalfe

    and

    Bar- in

    a

    random

    walk

    in

    a

    uniform

    ood-resource

    nvi-

    1992).

    As

    an

    extension

    of this

    decay-likepat-

    ronment.

    Different

    tone

    raw

    material

    ypes

    occur

    the

    tendency

    or

    materials

    rom

    distant

    ources at

    equal

    densities,

    but

    are distributed

    andomly

    n

    introduced

    o

    sites

    as

    small,

    heavily

    reduced the

    environment. imulated

    raw

    material

    procure-

    50

    'A

    0

    oD

    D

    o

    A

    -I

    E

    0

    =3

    E

    z

    c)

    o

    CZ

    q

    E

    Figur

    distai

    Eurol

    short

    optim

    mater

    in

    ter

    patch

    (C) al

    graph

    Feblo

    490

    [Vol.

    68,

    No.

    3,

    2003

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    AMERICAN ANTIQUITY

    the

    foraging

    environment

    s uniformwith

    respect

    to food

    resources

    i.e.,

    it is a

    single-resourcemega-

    patch);

    (2)

    stone

    raw materials occur as

    point

    sources

    distributed

    andomly

    within the environ-

    mentandeachpointsource s arbitrarilyabeledas

    a

    unique

    raw

    material

    ype;

    (3)

    foragers

    ollow a

    "random

    walk"

    oragingpath;

    4)

    each

    forager

    has

    a "mobile

    oolkit"of fixed size

    (i.e.,

    a

    forager

    can

    carry

    a maximum

    amountof stone

    material); 5)

    if

    a material ource

    is

    encountered,

    aw material s

    collected

    contingent upon

    the amount of

    empty

    space

    there s

    in the

    toolkit;

    and

    (6)

    if the mobile

    toolkit

    containsraw

    material,

    hen a fixed amount

    is selected

    at randomwith

    respect

    o raw material

    type, consumedand discardedfrom the mobile

    toolkit.

    Assumptions

    1 and

    3

    ensure

    mobility-neutral

    foragingpatterns.

    A

    random

    walk

    through

    a uni-

    formenvironment

    s neither

    ogistical

    norresiden-

    tial

    (sensu

    Binford

    1980).

    More

    technically,

    a

    random

    walk does not seek

    to

    optimize

    any spe-

    cific

    currency

    ssociatedwith

    movement,

    nvolves

    no

    depth

    of

    planning

    n thatall move

    directions re

    equally

    likely,

    and is risk insensitive

    in that the

    resultsof

    previous

    move decisions

    have no

    impact

    on the

    probability

    of

    the next move direction.

    Assumption

    2

    ensures

    ource-neutrality

    n

    thatall

    raw

    material ources

    occur at

    equal

    densities

    and

    are

    randomly

    distributed

    n the environment.

    n

    other

    words,

    here

    areno abundance iases

    or non-

    random

    patial

    clustersof

    individual aw material

    types.

    Moreover,

    he random-walk

    oraging

    strat-

    egy

    employed

    by

    the

    forager

    nsures

    hateach raw

    material ource

    has,

    n the

    imit,

    a

    probability qual

    to one

    of

    being

    encountered

    nd thateach

    unique

    source

    ultimately

    will

    be

    encounteredan

    equal

    number f times.

    Assumptions

    and6

    are

    unit

    raw

    material-neutral.

    ssumption

    ensures

    hatall raw

    materials avean

    equal

    probability

    f

    procurement

    whenencountered. ince

    all raw

    materials re

    alike,

    save

    for an

    arbitrary

    abel,

    they

    are

    necessarily

    ol-

    lected

    if there s

    empty space

    in the mobile toolkit

    (assumption

    ).

    Once

    rawmaterials avebeen

    pro-

    cured from

    a

    source,

    assumption

    6

    ensures that

    each unit

    of material

    n the toolkit has a

    probabil-

    ity

    of

    being

    consumed and discarded

    dependent

    only

    upon

    ts

    relative

    requency

    n the toolkit.

    Technical

    Meanderings

    The simulation

    s basedon

    the RePast

    agent-based

    modelingplatform http://repast.sourceforge.net).

    The simulated"world" onsists of a

    two-dimen-

    sional

    grid

    (500

    x

    500

    cells)

    that

    holds

    all

    of the

    rawmaterial ourcesand a

    single foragerengaged

    in a randomwalkthrough he environment.Each

    grid

    cell is assumed o containa

    uniform,

    nfinite

    food

    supply, nsuring

    hat hereareno

    patch

    choice

    decisions to be made

    in

    forager

    movement

    (see

    below).

    The world can containa variablenumber

    of raw material ources

    (Figure

    4).

    In

    most simu-

    lations,

    heworld s seededwith

    5,000

    point

    sources

    of stone raw materialand each of these sources s

    arbitrarily

    ssigned

    a

    unique ype

    label

    i

    =

    1, 2,..

    .5,000.

    The

    coordinate ocationof each raw mate-

    rial sourceon thegridis chosen at random rom a

    uniform distribution

    (x,

    y)

    =

    [1,

    500],

    without

    replacement.

    There are

    250,000

    cells that could

    potentially

    hold a

    unique

    raw material

    ource.

    The

    probability

    hat

    any

    one

    cell contains stone raw

    material s

    approximately

    02

    (i.e.,

    5,000

    sources

    250,000

    cells)

    and,

    since each

    point

    source

    repre-

    sents an

    arbitrarily nique

    raw material

    ype,

    the

    probability

    hat

    any

    one cell containsa

    specific

    raw

    material

    ype

    is

    approximately

    .0

    x

    106

    (i.e.,

    1

    type

    /

    250,000 cells).Alternatively,

    hese numbers

    may

    be

    thought

    of as the environmental

    ensities

    of all stone raw materialsand

    specific

    raw mater-

    ial

    types, respectively.

    100

    * *

    **6

    -

    ***.?

    * f0:

    ;:* :0

    :

    . :: f : ::-

    : : :*

    :

    :

    :

    90 o-

    *

    80

    6

    *80

    .

    *:

    *

    *-

    ::

    :0

    **

    66

    60

    50

    ,0 :0

    10 *

    011

    0

    ,0

    0

    0?

    ?

    ?

    0

    0 0 00

    0

    80

    90 100

    3lation wod

    (l

    se00

    x

    00

    cells)

    *

    *showi the rand

    10

    .

    .

    ;

    mximm

    =

    85

    0

    :*

    :

    * :: 0X:: -

    ::

    :

    : : *: *:

    ?:: *; *

    0 1

    6

    3046

    50 60

    76

    80

    90 1001

    Figure

    4.

    A

    snapshot

    of a

    100-x-100

    cell area of the simu-

    lation world (totalsize 500 x 500 cells) showing the random

    distribution of raw material sources in the environment.

    The mean

    distance

    between nearest

    neighboring

    raw

    material sources is

    3.72

    grid

    cells

    (standard

    deviation

    =

    1.85

    cells;

    minimum

    = 1.0

    cells;

    maximum

    = 8.25

    cells).

    The entire simulated world contained

    5,000

    raw material

    sources each

    arbitrarily assigned

    a

    unique type

    label.

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    AMERICAN

    ANTIQUITY

    6000

    .

    n

    =

    22,830

    5000

    ,

    4000

    .E

    t

    3000

    o

    Z

    2000

    1000

    0 1

    2

    3

    4 5

    6

    7

    8

    9 10

    11

    Raw Material

    Richness

    (n

    Types)

    Figure

    5. Structural and

    dynamic

    components

    of

    a

    neutral

    model of stone raw material procurement. Building the

    simulation

    environment entails

    defining

    the

    size

    of

    the

    sim-

    ulation

    world and

    adding

    a fixed number of

    unique

    raw

    material

    sources.

    A

    single

    forager

    with a mobile

    toolkit of

    fixed

    maximum

    capacity

    is

    then added to the environment.

    At

    each

    time

    step,

    the

    forager

    moves

    to one

    of

    the

    eight

    nearest

    neighbors,

    or

    remains

    in

    its current

    location,

    with

    equal probability,

    and a fixed

    amount of raw

    material is

    consumed

    dependent only upon

    its

    frequency

    in the mobile

    toolkit.

    If

    a raw material

    source

    is

    encountered,

    the toolkit

    is

    reprovisioned

    up

    to its

    maximum

    capacity

    before

    mov-

    ing again

    at

    random.

    If

    no

    raw material

    source

    is

    encoun-

    tered,

    the

    forager

    moves

    immediately

    at

    random.

    Simulations are run until 200 unique raw material sources

    are

    encountered,

    or the

    edge

    of

    the simulation

    world

    is

    reached.

    are

    generated

    on raw

    material

    ichness,

    quantities

    of

    unique

    raw

    material

    ypes,

    and

    transport

    dis-

    tances

    for

    unique

    raw

    material

    ypes

    contained

    n

    the mobile

    toolkit.These

    datacombine

    to

    provide

    additional

    xpectations

    or

    the

    relationship

    etween

    the

    quantity

    of

    a

    material

    n

    the toolkitand

    the dis-

    tancefrom

    ts sourceand

    he

    ntensity

    of

    rawmate-

    rial

    reduction

    s

    a

    function

    of

    distance rom

    source.

    Raw Material Richness

    The simulated

    mobiletoolkit

    spends

    variable

    peri-

    ods of

    time

    in

    different

    ichnessstates

    (Figure

    6).

    Figure

    6.

    Frequency histogram showing

    mobile toolkit

    richness for one complete simulation run of 22,830 time

    steps.

    These simulation results

    provide

    empirical probabil-

    ities of

    observing

    a

    given

    raw material

    richness

    within the

    mobile

    toolkit.

    In

    this

    representative

    simulation

    run the

    mobile

    toolkit contained no

    raw

    material

    approximately

    25

    percent

    of the simulation

    time,

    between one and

    four

    unique

    raw material

    types

    61.1

    percent

    of

    the

    time,

    and

    five or

    more

    types only

    13.7

    percent

    of

    the time. On aver-

    age,

    one would

    expect

    to see different richness states

    in

    roughly

    those

    proportions.

    Model

    parameters:

    world size

    =

    500

    x

    500;

    number of

    unique

    sources

    =

    5,000;

    mobile

    toolkit

    size

    =

    100;

    consumption

    rate

    =

    1.

    Most often the toolkit contains

    few raw material

    types,

    25

    percent

    of the time

    containing

    no mater-

    ial at

    all.

    Occasionally

    he toolkitsustains ichness

    levels

    of more than

    10

    uniquetypes.

    Ten

    separate

    simulation

    runs

    using

    baseline

    parameters

    stab-

    lish

    a median raw material

    richness within

    the

    mobile toolkit

    of

    two

    unique

    material

    ypes

    and

    maximum

    awmaterial ichness

    of

    11

    unique

    ypes.

    Thesevalues

    are

    not

    significant

    n

    any

    global

    sense,

    though

    the

    generalshape

    of the

    distribution

    may

    be

    (see

    Hayek

    and

    Buzas

    1997;

    Hubbell

    2001).

    What s

    interesting,

    however,

    s

    that richness

    ev-

    els are

    always very

    low relativeto the

    theoretical

    maximum,

    determined

    by

    the size

    of the mobile

    toolkit

    (equation

    1] above).

    In

    Figure

    6,

    the

    sim-

    ulated

    maximum

    ichness

    s

    only

    11

    percent

    of the

    theoretical

    maximumof

    100

    unique ypes.

    The

    proportion

    f time

    spent

    n

    various

    ichness

    states

    and the observedmaximumrichnessof the

    mobiletoolkit

    are

    dependent

    n

    the

    density

    of

    raw

    materials

    n

    the

    environment,

    he maximum

    apac-

    ity

    of

    the mobile

    toolkit,

    and

    the raw

    material on-

    sumption

    ate.

    A

    few

    analytical

    teps

    are

    required

    to

    explicate

    hese constraints.

    Consider

    irst henumber f time

    steps

    Nit

    takes

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    P.

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    Brantingham]

    NEUTRAL

    MODEL

    OF

    STONE

    RAW

    MATERIALROCUREMENT

    Table

    1.

    Variablesand Baseline Parameter

    ettings.

    Variable

    description

    Variable Units

    Baseline Parameter

    Setting/Range

    Simulated world

    size

    in X

    dimension

    X

    grid

    cells

    500

    Simulated world size

    in Y

    dimension

    Y

    grid

    cells

    500

    x-coordinatepositionof rawmaterial/forager x gridcells random rom uniform= [1, 500]

    y-coordinate

    position

    of raw

    material/forager

    y

    gridcells random

    rom uniform

    =

    [1,

    500]

    Number

    of

    unique

    raw materialsources n

    sources

    5,000

    Raw

    material

    ype

    label

    i

    1, 2,

    ...

    5,000

    Quantity

    of material rom source i

    in

    mobile

    toolkit

    vi

    arbitrary

    nits minimum

    =

    0;

    maximum

    =

    100

    Total

    material

    of

    all

    types

    in

    mobile

    toolkit;

    maximum

    5vi

    arbitrary

    nits minimum

    =

    0;

    maximum

    =

    100

    toolkit

    capacity

    Amount of materialcollected from

    source

    i

    ai

    arbitrary

    nits minimum

    =

    1;

    maximum

    =

    100

    Probability

    of

    consuming

    materialof

    type

    i

    in

    mobile toolkit

    ci

    [0.0,

    1.0]

    An

    observed numberof simulation ime

    steps

    N

    time

    steps

    Estimateddistance

    traveled n N

    time

    steps;

    effective d

    grid cells minimum

    =

    0;

    maximum

    =

    707

    foraging

    radius

    Maximumforagermove lengthat each time step I gridcells 1

    Raw

    material

    consumption

    rate r

    arbitrary

    nits / time

    step

    1

    Raw

    materialrichness in

    mobile toolkit k

    number

    of

    types

    minimum

    =

    0;

    maximum

    =

    100

    Quantity

    of materialdiscarded

    n

    making

    room for

    newly

    qi

    arbitrary

    nits minimum

    =

    1;

    maximum

    =

    100

    procured

    material

    Most abundantmaterial

    n

    the

    mobile

    toolkit

    at a

    max[v,]

    arbitrary

    nits

    minimum

    =

    1;

    maximum

    =

    100

    given

    time

    step

    to

    get

    from

    one

    raw

    material ource o the nextran-

    domly

    encountered

    raw

    materialsource. This is

    approximately:

    N

    -

    d

    )

    2

    (4)

    where

    d is

    the distancebetween the two sources

    and

    1

    is the move

    length

    at each time

    step

    (see

    Denny

    and

    Gaines

    2002:110-114).'

    When 1 is

    unity,

    he numberof time

    steps

    it

    takes to travela

    given

    distance

    d

    is

    approximately

    he

    square

    of

    the

    distance.

    Remembering

    that

    a

    fixed amount of

    material s consumedat each time

    step,

    it is

    possi-

    ble

    also

    to

    establish

    he

    relationship:

    xVi

    N=

    i

    r

    ,

    r>0

    where he sum

    of v.

    s

    thetotalamount

    of raw

    mate-

    rial in

    the mobile toolkit at a

    given point

    in time

    and

    r

    is the

    consumption

    ate.

    Equation

    5)

    defines

    the toolkit

    "clearing

    ate,"

    he number f

    time

    steps

    it

    takes o consumeall

    of

    the rawmaterial

    resently

    in

    the mobile toolkit at a

    consumption

    ater.

    Substituting

    nto

    equation

    4)

    and

    rearranging

    yields:

    d=l

    vi(6)

    U

    1

    (6)

    r

    Equation

    6)

    states hat

    he

    distance

    hatcan

    be

    traveled

    before

    all

    materials n the

    mobile toolkit

    are

    consumed s

    approximately

    he

    square

    oot

    of

    the

    present

    oolkitsize divided

    by

    the

    consumption

    rate,

    assumingagain

    that he

    step length

    1

    s

    unity.

    Witha

    consumption

    ateof one unitof

    material

    er

    time

    step,

    the distance hatcan be

    traveled

    before

    the

    toolkit s "cleared"s

    simply

    the

    square

    oot

    of

    the amount

    of material

    n

    thetoolkit:a

    toolkit

    illed

    to

    a

    maximum

    capacity

    of

    100 units would

    be

    "cleared" f all

    materials

    by

    the time the

    forager

    had

    traveled

    approximately

    =

    10 cells from

    the

    current

    osition,provided

    o

    othermaterial

    ources

    were encountered

    long

    he

    foragingpath.

    The

    for-

    aging

    area arounda raw

    material ource that

    can

    be

    effectively

    exploited

    with

    material

    from

    that

    source s

    thus defined

    by

    radius

    d.

    Additional

    material ourcesencountered

    efore

    thetoolkit s

    "cleared"ncreasemobile

    toolkitrich-

    ness.

    Maximum oolkit richnesscan be

    estimated

    empirically

    rom the maximumnumber

    of

    unique

    sources hat

    might

    be found

    within

    a

    foraging

    area

    of radius

    d

    =

    10. Table

    2

    lists the

    minimum

    near-

    est

    neighbor

    distances

    between raw

    material

    sources for two

    simulatedworlds with

    different

    global

    raw material

    densities.2

    Minimum

    nearest

    neighbor

    distances

    are calculated

    by

    measuring,

    for each

    source,

    the distance to all n

    -

    1

    other

    sources

    n

    the environment

    nd

    then

    selecting

    the

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    AMERICAN

    ANTIQUITY

    Table 2.

    MinimumNearest

    Neighbor

    Distances

    between

    Raw Material

    Sources and PredictedMaximum

    Toolkit Richness

    for

    Two SimulatedEnvironments.

    5,000

    Unique

    Sources

    minimum distance

    to source

    (grid

    cells)

    3000

    Unique

    Sources

    minimum distance to source

    (grid

    cells)

    Nearestsourcerank1 1.00 1.00

    Nearest

    source

    rank

    2

    1.00

    3.00

    Nearest

    source

    rank 3

    2.24

    4.24

    Nearest source rank

    4 3.61

    6.08

    Nearest source rank 5

    4.47

    6.40

    Nearest

    source

    rank 6 6.40

    8.49

    Nearest source rank

    7 7.07

    9.22

    Nearest source rank 8

    7.07

    11.18

    Nearest

    source

    rank 9 7.81

    12.04

    Nearest source rank 10

    8.00

    12.73

    Nearest source rank

    11 9.22

    14.21

    Nearest source rank

    12

    10.20

    14.56

    Nearestsource rank 13 10.82 16.03

    Nearest source rank

    14

    11.18 17.49

    Nearest

    source

    rank 15 11.31

    18.25

    Nearest source rank 16 12.53

    19.03

    Nearest source rank

    17 13.00

    19.31

    Nearest source rank 18 13.34

    19.92

    Nearest source rank 19

    13.60

    21.02

    Nearest source rank 20

    14.14

    21.21

    Nearest

    source

    rank 21 14.32

    22.02

    Nearest source rank

    22

    15.52

    22.67

    Predictedmaximum tool

    kit richness

    11 7

    Observed

    maximum

    toolkit richness IIa

    6b

    Average

    distance to

    a

    neighbor

    within 5.69

    5.49

    the

    foraging

    area

    Note: Toolkit size is 100

    and d

    =

    10

    in both

    cases;

    boldface

    numbersmark

    the minimum

    nearest

    neighbors

    that fall within

    the

    effective

    foraging

    radiusd.

    aTen

    separate

    simulation

    runs.

    bFive

    separate

    simulation

    runs.

    observed minima for

    the

    population

    of

    sources

    overall.

    Two

    sources

    chosen at random

    rom

    the

    environment,

    or

    example,

    achhave

    nearest

    neigh-

    bors of

    rank

    1, 2,

    3 ...

    5,000.

    The

    corresponding

    distances

    o

    neighbors

    of

    each rank

    may

    be,

    hypo-

    thetically,

    1.0, 1.25,4.3

    ...

    698,

    and

    1.2,

    1.3,

    2.6.

    . 687

    grid

    cells

    for

    each

    source,

    respectively.

    n

    this

    hypothetical

    ase,

    the first- and second-order

    minimumnearest

    neighbors

    redefinedon

    thebasis

    of

    source

    1,

    while the third and

    5,000th

    nearest

    neighbors

    are

    defined

    on

    the basis of source

    2.

    This

    process yields

    the

    set of minimum

    nearest

    neigh-

    bors

    1.0, 1.25,

    2.6

    ...

    687,

    which

    subsequently

    defines hemaximum

    ossible

    packing

    of

    resources

    into

    a local

    foraging

    area. When

    the simulated

    world contains

    5,000

    unique

    sources-a

    global

    density

    of .02

    sources/grid

    ell-the

    set

    of

    mini-

    mum nearest

    neighbors

    will on

    average

    nclude

    11

    sources

    within

    he

    boundaries f a

    foraging

    areaof

    radiusd

    =

    10. With

    a total of

    3,000

    sources-.012

    sources/grid

    cell-on

    average

    there

    are seven

    unique

    sources

    within a

    foraging

    area

    of radius

    d

    =

    10

    (Table2).

    These sets

    provide

    reasonable sti-

    matesof maximum

    ttainableawmaterial ichness

    underdifferent

    aw

    material

    density

    conditions.

    In

    general, ncreasing

    he

    global density

    of raw

    materials

    n

    the

    environment,

    hich ncreases

    rob-

    abilistically

    the

    maximum

    number

    of

    materials

    found in a

    foraging

    area

    of radius

    d,

    will also

    increase he

    maximum

    attainable ichness

    or

    the

    mobile toolkit.

    Similarly, increasing

    maximum

    toolkit

    capacity,

    leaving

    both the environmental

    density

    of

    resources

    andraw

    material

    onsumption

    rate

    unchanged,

    ffectively

    ncreases

    he

    foraging

    radiusd. For

    example,

    rom

    equation

    6),

    doubling

    the maximum

    apacity

    of

    the

    mobile

    toolkit

    o 200

    unitsof material ncreases

    he

    foraging

    radiusd to

    14.1

    grid

    cells.

    This

    expands

    he areaover which

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    NEUTRAL

    MODELOF STONE

    RAWMATERIAL

    ROCUREMENT

    Table

    3.

    Procured

    Raw Material

    Package

    Sizes

    and

    Expected Consumption

    Rates.

    Package

    Size Procured

    (Arbitrary

    Units)

    Toolkit Richness Number of Occurrences

    Mean Std. Deviation Minimum Maximum

    1 160 63.6

    45.1

    2

    100

    2 104 30.3 29.0 2 95

    3

    93 29.7

    30.0

    2

    95

    4

    49

    26.6 25.8

    2

    95

    5

    54 14.9 18.6

    2

    70

    6

    18 20.8 19.2

    3

    66

    7 3

    6.7

    4.7 3 12

    Total 481

    38.7

    38.5 2

    100

    Expected

    Amount

    Remaining

    At Distance da

    d=10 d=20 d=30 d=40

    20.7 9.0 3.9 1.7

    Note: Data

    are

    for one

    simulationrun

    using

    baseline

    parameters.

    "Expected

    amount

    (arbitrary

    nits)

    calculatedfrom the

    equation

    y

    =

    47.726e-0'0834X

    iven

    in

    Figure

    11.

    rawmaterial ources

    may

    be encountered ndcon-

    comitantly

    increases the

    maximum attainable

    toolkit

    richness.

    Using

    Table

    2,

    maximumattain-

    able richness ncreases o km

    =

    19

    in the

    case

    of

    max

    5,000

    unique

    sources

    n the environment nd

    kma

    =

    10

    in the case of

    3,000

    unique

    sources.

    Finally,

    increasing

    he

    consumption

    ate

    r

    reduces heeffec-

    tive

    size

    of the mobiletoolkit

    andtherefore owers

    the

    maximum

    attainable oolkitrichness.

    Note that here

    s a tradeoff etween oolkit

    rich-

    ness and he amount

    f time

    spent

    ata richness tate.

    From

    equation

    5),

    N

    =

    max[vi]/r

    s

    the amountof

    time it takesto "clear" he

    most abundantmaterial

    type

    from the mobile toolkit.

    The

    dynamic

    behav-

    ior

    of the mobile

    toolkit is similarto

    a

    zero-sum

    game

    (see

    Hubbell

    2001;

    MacArthur

    960).

    When

    all of

    the most

    abundantmaterial s

    consumed,

    he

    richness

    state

    of the toolkit

    will decrease

    by

    1. If

    the toolkit is

    completely

    ull

    (i.e.,

    Xvi

    =

    100),

    any

    increase

    n richnessof thetoolkit-from

    k to

    k+

    -

    must be

    accompaniedby

    a decrease

    qi

    in

    a

    quan-

    tity

    of material

    already

    n the toolkit. The

    most

    abundantmaterial

    ype

    in the

    toolkit

    s

    usually

    the

    one that

    must

    yield space

    since the

    probability

    f

    consuming

    a material

    ype

    is

    dependent nly upon

    its

    frequency

    n the oolkit

    equation

    3] above).

    The

    estimated ime

    spent

    at

    the

    new richnessstateN

    is

    necessarily

    owersince

    max[vi

    qi]

    40

    km

    from

    the

    site,

    but

    may

    fail to

    explain

    the low

    expectedpro-

    curement

    probability

    or

    MP4,

    which is substan-

    tially closer (Geneste 1988, 1989). As a first

    approximation,

    he differential

    representation

    f

    these materials

    may

    simply

    reflect

    different

    prob-

    abilities

    of

    finding

    viable

    (i.e.,

    "pre-clearing")

    an-

    dom walk

    paths

    betweensourcesand

    sites,

    and

    not

    necessarily

    raw material

    electivity.6

    Raw

    material ransferswithinthe MiddlePale-

    olithic of Central

    Europe

    and the

    Aquitaine

    Basin

    of France

    display

    distributions

    haracterized

    by

    high

    frequencies

    of transfers rom

    nearby

    ources,

    withinthe "local"portionof a foragingrange,and

    a dramaticdecline in the

    occurrenceof transfers

    from

    greater

    istances.

    n

    theformer

    egion,

    but

    ess

    so

    in

    the

    latter,

    herearealso "internalmodes"

    rep-

    resentingrelativelyhigh

    frequencies

    of transfers

    from sources

    beyond

    the "local"

    portion

    of the

    range

    (for

    individualMiddle

    Paleolithiccases see

    Geneste

    [1989];

    for individual

    Upper

    Paleolithic

    cases see

    Feblot-Augustins

    1997a,

    1997b,

    1997c]

    andMoralaand

    Turq

    1990]).

    The

    longest

    distance

    transfers

    230-300 km)

    within the Middle

    Pale-

    olithic

    in

    Central

    Europe

    are between

    4.6 and 6

    times distance

    represented y

    the

    primary

    nternal

    mode

    (50 km).

    The

    ongest

    distance ransferswithin

    the

    Aquitaine

    Basinwouldbe

    only

    twice

    thismodal

    distance.

    The neutralmodel

    generates

    requency

    distrib-

    utions

    displaying

    similar

    characteristics

    compare

    Figures

    2

    and

    9).

    In

    particular,

    when observations

    of the simulatedmobile

    toolkit

    are

    spatially

    biased

    toward

    procurementpoints,

    there is a

    frequency

    peak

    at

    very

    low distances from

    source. There

    remains,however,

    an

    nternal

    mode

    corresponding

    to raw materialtransfers rom intermediatedis-

    tances.The modeledmaximumstone

    transferdis-

    tances n this

    case

    are

    between hreeand our imes

    the distance

    represented y

    the

    internalmode.

    The

    neutral

    nterpretation

    s that he

    spike

    in

    short-dis-

    tancetransfers s

    primarily

    resultof

    a

    spatial

    bias

    in

    the

    sample

    of sitestoward hose ocatedator

    near

    raw material ources.The

    "internal

    modes"

    define

    the effective

    foraging

    radiusd around aw mater-

    ial

    sources:

    generally,

    how far a

    forager

    can

    travel

    in a random

    walk with

    material

    from a source.

    These

    "internalmodes"arecontrolled

    by

    the clear-

    ing

    rate or the toolkitandneed not

    imply special-

    ized

    logistical

    or

    seasonal

    exploitation

    of

    patches.

    Finally,

    the

    archaeologically

    observed

    maximum

    transport

    istances n these

    cases are

    qualitatively

    similar o those

    predicted

    by

    the

    neutral

    model.

    It

    remains o be seenwhether hequantitative iffer-

    ences

    between observedand

    predicted

    maximum

    transport

    istancesarerobust

    under urther

    esting.

    As a first

    approximation,

    owever,

    the

    similarity

    between the

    Middle Paleolithic

    data and the

    neu-

    tralmodel

    suggests

    that

    raw-material

    ransferdis-

    tances of this order

    need not reflect

    optimization

    of stone

    procurement

    and

    transport.

    Moreover,

    there is no

    necessary

    reason to invoke

    social

    exchange

    o

    explain

    maximum

    ransport

    istances

    in theseinstances.7Moregenerally, t is not clear

    that

    maximum raw

    material

    transport

    distances

    translate

    n

    any

    direct

    way

    into

    geographic

    erri-

    tory

    size.

    Lastly,

    he

    Central

    European

    Middle

    Paleolithic

    also illustrates

    hat materials rom

    nearby

    ources

    are

    transferred

    n

    relatively arge quantities,

    while

    materials rom

    distant sources are

    transferredn

    small

    quantities

    Feblot-Augustins

    993;

    Geneste

    1988,

    1989;

    but

    see

    F6blot-Augustins

    997c).

    Nor-

    mally

    this

    pattern

    s

    paralleled yincreasing

    educ-

    tion

    intensity

    (and/or

    design

    formality)

    with

    increasing

    istance rom

    source.The

    neutralmodel

    similarly

    anticipates

    othof these

    empirical

    bser-

    vations

    compare

    Figures

    3

    and

    11).

    Materials

    rom

    nearby

    sources are

    usually

    transferred

    n

    large

    quantities,

    utwith

    a

    high degree

    of

    variability,

    nd

    these

    materialsare

    usually minimally

    consumed

    relativeto the initial

    quantitiesprocured.

    n

    con-

    trast,

    materials rom distant

    ourcesare

    nvariably

    found in

    small

    quantities

    and have been

    heavily

    consumedrelative

    o initialraw

    material

    package

    sizes.

    The

    modeled

    relationship

    is

    accurately

    described

    by

    an

    exponential

    unctionof

    the form

    y

    =

    b

    *e-ax.

    The

    neutral

    nterpretation

    s that he

    quan-

    tity

    of

    material ransferred

    s constrained

    y

    a fixed

    toolkit

    size,

    precedence

    given

    to

    materials

    lready

    in

    the toolkit and a

    fixed

    consumption

    ate.8

    Simi-

    larly,

    reduction

    ntensitymay

    simply

    be a

    function

    of the

    length

    of time

    a materialhas

    spent

    in

    the

    mobile oolkit

    and hus

    degree

    of

    exposure

    o "con-

    sumption

    risk"

    (see

    Dibble

    1995).

    Quantities

    of

    materials ransferred nd

    reduction

    ntensity

    n

    this

    case are

    ndependent

    f

    specific

    rawmaterial

    ypes

    and,

    because he

    mechanism

    riving

    oolkit

    dynam-

    ics is

    entirely

    stochastic,

    hese

    patterns

    need not

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    AMERICAN

    ANTIQUITY

    imply any depth

    of

    planning,optimization,

    r risk-

    management trategies.

    Discussion

    Manyanethnography-andcommonsense-tells

    us

    that

    oragersemploy complex

    optimal oraging

    strategies

    Binford

    2001;

    Kelly

    1995;

    Smith

    1991).

    It

    is assumed

    hat

    optimal oraging

    strategies

    must

    influence

    and, herefore,

    e

    diagnosed

    by

    stone

    raw

    material

    procurement atterns.

    The

    present

    model,

    however,

    s

    based

    on

    assumptions

    hat

    oragers

    do

    not

    optimizeany specificcurrency

    ssociatedwith

    movement,

    do not

    depend

    on

    any

    formof

    planning

    depth,

    and are

    risk

    insensitive

    n

    all

    of theirmove-

    ment and procurementdecisions. Surprisingly,

    these

    extreme

    assumptions

    ead to

    patterns

    n raw

    material richness and

    transport

    hat

    are

    qualita-

    tively

    similar o

    commonly

    observed

    archaeologi-

    cal

    patterns.

    What shouldwe conclude

    from these

    results?

    There

    are at least

    two answers o

    this

    question.

    First,

    it is

    possible

    that the

    processes

    of

    archaeo-

    logical

    site

    formation-especially

    time-averag-

    ing-may

    eradicate the fine details

    of discrete

    procurementvents eavingapalimpsestof behav-

    ioral

    traces

    indistinguishable

    from

    the neutral

    model.

    In

    general,

    time-averaging

    occurs

    when-

    everevents

    hat

    happened

    t

    different

    oints

    n

    time

    appear

    synchronous

    in

    the

    geological

    record

    (Kowalewski

    1996).

    It influences

    our understand-

    ing

    of

    behavioral,

    ecological,

    or

    evolutionary

    processes

    whenever he sedimentation

    ate s slower

    than

    he

    time scale of

    the

    process

    n

    question

    Bush

    et al.

    2002;

    Kowalewskiet al.

    1998;

    Stem

    1994).

    Stone

    procurement trategies

    were

    implemented

    on time

    scales of minutes o

    perhaps

    months,

    f

    sea-

    sonal

    planning

    was

    in

    play,

    while sedimentation

    s

    generally

    a

    much

    slower

    process.

    Moreover,

    geochronological

    controls

    rarely

    offer

    such

    fine-

    scale

    resolution.

    There

    s thus little

    question

    that

    time

    averaging

    will be

    a

    concern

    in

    interpreting

    most

    cases of stone raw material

    procurement

    nd

    transport

    but

    see

    Close

    2000).

    It

    may

    be the case

    that

    discrete tone

    procurement

    vents

    were

    highly

    adaptive

    n

    all of the

    ways suggested

    by

    current

    archaeological heory,

    but n some cases

    it

    may

    not

    be

    possible

    to

    distinguish

    he

    aggregate

    patterns

    f

    procurement

    ehavior rom he neutral lternative.

    Second,

    it is

    conceivable-though perhaps

    unlikely

    n

    many

    environments

    but

    see

    Branting-

    ham et

    al.

    2003;

    Brantingham

    t al.

    2001;

    Turchin

    1998)-that

    random-walk

    foraging

    and a

    raw-

    material

    procurement

    trategy

    hat s indifferent o

    stone

    types

    could

    be

    optimal.

    The

    conclusion

    here

    would be thatthe absence of bothplanningdepth

    and

    explicit

    risk

    management

    trategies

    would

    yield

    higher

    itness

    han heir

    more

    complex

    alternatives.

    It s

    perhaps

    more

    ikely

    that

    other

    aspects

    of

    for-

    aging

    behavior

    were

    subject

    o

    optimization, epth

    of

    planning,

    and

    risk

    management

    n the

    ways

    sug-

    gestedby

    contemporary

    rchaeologicalheory,

    but

    that stone raw

    material

    procurement

    nd

    transport

    were

    not,

    at least as reflected n the

    empirical

    mea-

    suresdiscussed

    here.9

    Foraging trategies ptimized

    withrespectto mobileprey,or seasonallydistrib-

    uted

    plant

    esources,

    may

    be

    entirely

    tochasticwith

    respect

    o raw

    material

    ourceencounters nd raw

    material

    procurement.

    Moreover,

    whetheror

    not

    stone

    procurement

    ehaviors

    were

    optimized

    (or

    sensitiveto

    risk)

    may

    have had little or no

    impact

    on the

    optimality

    of

    food

    procurement

    trategies.

    The conclusion

    here would

    be thata

    random-walk

    stone

    procurement

    trategy

    nd

    ndifferenceo stone

    raw material

    ype

    may

    not

    entailthe fitness

    penal-

    ties commonlyassumedand,importantly,hatthe

    more

    complex

    alternatives

    ay

    not

    necessarily ield

    higherpayoffs.

    This is a

    logical

    extensionof

    argu-

    ments

    suggesting

    hat

    stone raw material

    procure-

    ment

    was

    completely

    embedded

    within other

    foraging

    ctivities

    Binford1979).

    Absent

    any

    direct

    fitness

    consequences,

    tone

    procurement

    nd rans-

    port

    behaviors

    would be

    neutralwith

    respect

    to

    selection andwould

    be free

    to

    vary

    n

    a

    stochastic

    manner.

    The

    presentmodel,

    ike

    many

    neutral

    models n

    community ecology

    (Gotelli

    and

    Graves

    1996:5-6),

    raises

    questions

    about

    how we infer

    adaptation

    rom

    empiricalpatterns.

    This

    said,

    here

    will be

    temptation

    orcritics o

    reject

    hemodelout-

    right by

    claiming

    that

    foragers

    "would" never

    engage

    in

    a random

    walk

    and"would" evermake

    raw-material

    rocurement

    ecisions

    withoutcon-

    sidering

    raw material

    ype.

    Similarly,

    motivated

    objections

    have

    been

    voiced over neutral

    models

    discounting

    he

    importance

    of

    interspecific

    om-

    petition

    n

    structuringcological

    communities

    see

    Connell

    1980;

    Conner and

    Simberloff

    1979;

    Roughgarden

    1983;

    Simberloff

    1983).

    In

    this

    lat-

    ter

    case,

    conventional

    wisdom

    suggests

    that com-

    petition

    is the critical determinant of

    whether

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    No.

    3,

    2003

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    P.

    Jeffrey Brantingham]

    NEUTRAL

    MODEL

    OF

    STONE

    RAWMATERIAL

    ROCUREMENT

    species

    can coexist on

    given

    a limited resource

    (MacArthur

    nd Levins

    1967).

    Many

    researchers

    have

    rejected competition-free

    neutralmodels

    in

    communityecology only

    because

    they

    seemed

    to

    deny the unique behavioral and morphological

    charactersonsidered

    daptivelymportant

    o,

    if not

    definitive

    of,

    biological

    species.

    That a neutral

    model contradicts rthodox

    heory,

    however,

    s

    not

    sufficient

    grounds

    or

    rejecting

    he model

    (Gotelli

    and Graves

    1996:13).

    A

    relatedcriticism

    might

    concede

    that

    he

    neu-

    tral model works for the

    Middle Paleolithic

    and

    behaviorally

    archaic

    hominids,

    but that behav-

    iorally

    modern humans "would" never have

    employedsuchstrategies.The choiceof examples

    discussed here was not

    motivated

    by

    a

    desire

    to

    paint

    archaichominidsas

    "acultural" utomatons

    engaged

    in

    random

    behavioral

    trategies.

    Rather,

    the

    Western

    and Central

    European

    Middle

    Pale-

    olithic

    archaeological

    records offer some of the

    best

    (and

    most

    explicit)

    treatments

    f

    long-term,

    regional patterns

    of stone raw

    material

    procure-

    ment and

    transport.

    The

    models and behavioral

    interpretations

    made

    explicit

    in

    these studies are

    also

    commonly

    nvoked

    n LowerPaleolithic

    e.g.,

    Feblot-Augustins

    1997b,

    1997c;

    Kimura

    2002;

    Martinez

    1998;

    Potts

    1994),

    Upper

    Paleolithic

    e.g.,

    Blades

    1999;

    Feblot-Augustins

    1997a, 1997b,

    1997c)

    and

    even Holocenecontexts

    see

    Bamforth

    2002).

    The neutral

    model

    provides

    a

    baseline

    for

    comparison

    in all of

    these

    contexts. It

    may

    be

    rejected

    n

    some,

    or

    perhaps

    even

    most

    empirical

    tests

    (see

    Feblot-Augustins

    1997c:Tables62

    and

    64).

    In

    those cases we

    will

    be

    more confident hat

    observed

    archaeologicalpatterning

    does reflect

    some

    formof

    adaptation.

    However,

    ejection

    of

    the

    neutralmodel s not

    assured

    priori

    simply

    because

    of

    an

    assumption

    of

    behavioral

    modernity.

    A more

    appropriate

    riticism of the

    present

    model would

    suggest

    thata

    forager

    "could"never

    engage

    in a

    random-walk

    oraging strategy

    and

    "could" ever

    gnore

    he differencesbetweenstone

    raw material

    ypes.

    In this

    case,

    the model would

    be

    behaviorally

    rrelevant.

    contend,

    however,

    hat

    the neutralmodel of

    stone raw

    material

    procure-

    ment

    developed

    here

    is both

    behaviorally xplicit

    and

    behaviorally

    ealistic.

    Regarding

    he

    first

    point,

    there

    are

    no hidden

    variablesand there should

    be

    no confusion about

    the behavioral mechanics

    underlying

    he

    model.

    Regarding

    he

    second

    point,

    the

    model

    offers

    a

    simplest-case

    scenario

    or the

    form and

    sequence

    of

    behaviors nvolved in raw

    material

    procurement.

    Use of the word"realistic"s

    likely

    to

    raisesome

    hackles.Nonetheless, t is critical orecognize hat

    the simulationdoes

    not

    intend to

    capture

    all fea-

    turesof Paleolithic

    oraging

    adaptations,

    ut

    rather

    only

    thosebehaviors

    directly

    nvolved

    n

    rawmate-

    rial

    procurement.

    f

    anthropologists

    ccept

    as rea-

    sonable

    and realistic hat

    Paleolithic

    foragers

    had

    the

    adaptivecapacity

    to

    implement

    patch

    choice

    strategies

    and even

    long-term

    seasonal

    foraging

    plans,

    should

    t not

    also be

    withintheir

    capacity

    o

    not

    mplement

    hese

    behaviors?

    imilarly,

    f

    anthro-

    pologists accept thatforagersare able to distin-

    guish

    betweenrawmaterial

    ypes

    and

    make urther

    choices about which

    materials

    o

    transport

    nd

    in

    which

    forms,

    should

    we not

    also attributeo them

    the

    ability

    not

    to

    make

    these distinctions

    and deci-

    sions?

    If

    the

    answersto

    these

    questions

    are affir-

    mative,

    s I

    believe

    hey

    are,

    hena neutral

    modeling

    strategy

    s

    appropriate

    nd

    both

    a random-walkor-

    aging strategy

    and

    the

    absence of raw material

    selectivity

    offer

    simplest-case

    tartingpoints.

    One

    may

    also

    object

    to

    the

    appropriateness

    f

    parsimony

    as

    a

    principal

    for

    choosing

    between

    alternative

    ypotheses

    hat

    generate

    imilar,

    r even

    equivalent,

    esults.

    In

    truth,

    here is no

    guarantee

    that

    he

    simplestexplanation

    s the correct

    one.

    In

    defense of

    parsimony,

    I

    would

    suggest

    that

    the

    probability

    f

    producing

    a

    Type

    II error

    i.e.,

    false

    positive)

    is

    minimized

    by

    favoring

    the

    simplest

    model available

    and

    also that the

    opportunity

    or

    identifying

    and

    rectifying

    such

    an error s

    greater.

    Finally,

    t

    is clear

    that

    a

    general

    neutralmodel

    of stone raw material

    procurement

    s

    only

    a first

    step.

    Rigorous,

    quantitative

    development

    of the

    observations

    resented

    herein

    requires

    alibration

    of

    the

    agent-based

    model to run

    in

    simulated

    "worlds" uilt around

    he known

    geographic

    dis-

    tributionsof actual

    raw

    material sources.

    Such

    integrated

    GIS

    agent-based

    models arethe

    subject

    of

    current ndeavors.

    Subsequent

    o

    this,

    it will be

    important

    o

    begin

    systematically

    modifying

    the

    neutral

    assumptions

    of

    the model to

    explore

    how

    different

    ssumptions

    nfluence

    results.Forexam-

    ple,

    it will be

    important

    o

    explore

    the

    impact

    of

    partial-

    r

    fully

    non-random

    walk-foraging

    trate-

    gies

    on mobile

    toolkit

    dynamics,

    holding

    the

    other

    assumptions

    about unit raw

    materialneu-

    505

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    21/24

    AMERICAN

    ANTIQUITY

    trality

    constant.

    Similarly,

    t will be

    instructive

    o

    modify

    the

    assumptions oncerning

    raw material

    selectivity

    by,

    for

    example,

    rank

    ordering

    stone

    materials

    n the environment

    ccording

    o

    quality.

    Ultimately,

    he

    goals

    of

    these futuremodels will

    be to establish whether

    changes

    in

    assumptions

    lead

    to

    quantitatively

    or

    qualitatively

    different

    results

    from the neutral model.

    Perhaps

    more

    importantly,

    he

    goal

    will

    be to establish whether

    these extended results find

    empirical

    support

    n

    the

    archaeological

    ecord.

    Conclusions

    The

    richnessof raw

    materials,

    ransport

    istances,

    and characterof

    the

    transported

    materials

    ound

    in

    archaeological assemblages

    are often inter-

    preted

    n

    termsof

    adaptiveoptimization,

    depth

    of

    planning,

    and risk minimization. In

    many

    instances,however,

    hese

    patternsmay

    be

    qualita-

    tively indistinguishable

    from a

    non-adaptive

    model

    of

    Paleolithic

    foragers engaged

    in

    a

    ran-

    dom-walk

    foraging strategy

    and

    procuring

    stone

    raw materialswithout

    any

    regard

    or raw

    material

    type.

    The neutral model

    of

    stone raw

    material

    procurementdeveloped

    here

    provides

    the

    sim-

    plest-case

    behavioral

    nterpretations

    f (1) rich-

    ness-sample

    size

    relationships;

    2)

    a

    "decay-like"

    pattern

    n

    the

    frequencies

    of

    raw

    material

    rans-

    fers

    from sources at differentdistances

    from

    site;

    and

    (3)

    the

    tendency

    for

    materialsfrom distant

    sources

    to

    be

    imported

    n

    low

    quantities

    and

    as

    heavily

    reduced

    technological

    forms.

    Though

    provocative

    n

    its

    challenge

    of conventional

    he-

    ory,

    the model is nonetheless

    explicit

    and,

    more

    importantly,

    behaviorally

    realistic. The

    primary

    implicationof the neutralmodel is that our infer-

    ences

    about

    adaptivevariability

    ased on

    patterns

    of

    raw material

    ichness

    and

    transportmay

    be

    dif-

    ficult

    to

    prove.

    The neutral model

    provides

    an

    alternative et of

    expectations

    where we can be

    sure that

    adaptation

    s

    not

    in

    evidence. In

    princi-

    ple,

    patterns

    n raw materialrichness and

    trans-

    port

    that

    deviate

    from

    the

    neutral

    baseline

    expectations may

    indicate where

    optimization,

    depth

    of

    planning,

    and risk

    management

    are

    potentiallyelementsof raw materialprocurement

    adaptations.

    Acknowledgments.

    This researchwas

    supported

    n

    part

    by

    a

    postdoctoral

    fellowship

    from

    the Santa Fe

    Institute.

    Many

    thanks

    o John

    Pepper,

    Van

    Savage,

    Cosma

    Shalizi,

    andTodd

    Surovell

    for

    guidance

    along

    the

    way.

    I am

    grateful

    to

    David

    Madsen,

    David

    Rhode,

    J.

    Feblot-Augustins,

    and

    two

    anony-

    mous

    reviewersfor comments on earlierdraftsof this

    paper.

    I

    thank

    Alex

    Borejsza

    for

    translating

    he

    abstract.

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