additions of licensed persons/registered institutions … · 2016. 7. 4. · additions of licensed...
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
Asia Climate Partners Hong Kong Limited BGY602 Licensed Corporation 1, 4
CASH Algo Finance Group Limited BFE162 Licensed Corporation 9
Composite Capital Management (HK) Limited BHG625 Licensed Corporation 9
Cornerstone Securities Limited BGK635 Licensed Corporation 1
Donghai International Asset Management (Hong Kong) Limited BGW874 Licensed Corporation 4, 9
Forwin Futures Group Limited BHB627 Licensed Corporation 2
Founder Futures (Hong Kong) Limited BGP636 Licensed Corporation 2
Fund Genesis Limited AXH284 Licensed Corporation 1, 4
Golden Slam Securities (Hong Kong) Limited BHF994 Licensed Corporation 1
Goldman Sachs Asset Management (Hong Kong) Limited BFK567 Licensed Corporation 1, 4, 9
Huarong International Capital Limited BGY986 Licensed Corporation 1, 6
iGoldenbeta Securities Company Limited BHB339 Licensed Corporation 1, 4
KEYSTONE CAPITAL LIMITED BGQ802 Licensed Corporation 4, 9
Korban Capital Limited BHG146 Licensed Corporation 9
Leader Financial Asset Management Limited BGV030 Licensed Corporation 4, 9
MTI Management (HK) Limited (trading as Megatrust Investment (HK)) BHG071 Licensed Corporation 9
NTF Asset Management Limited BGZ625 Licensed Corporation 9
Platina Capital Management Limited BHD382 Licensed Corporation 9
Qianhai Corporate Finance Limited BHD369 Licensed Corporation 6
Starex Global Asset Management Limited BHA064 Licensed Corporation 9
Wealth Link Securities Limited BGV434 Licensed Corporation 1
ABDALLAH Damien John BHO976 Licensed Representative 9
AGUIRRE Ramon Jose Escalona AYL130 Licensed Representative 4
AMIR Faridah BDJ450 Licensed Representative 1
AN An BHK900 Licensed Representative 1, 4, 9
ANDO Yusuke BAZ646 Licensed Representative 9
AU Cheuk Hei AVP020 Licensed Representative 1
BANERJEE Nilesh BHL908 Licensed Representative 9
BASTIN Michael Neal BHM679 Licensed Representative 9
BUSBY James Mcalpine BHD229 Licensed Representative 1, 2
CAO Yang BHN783 Licensed Representative 4
CARNOW Jacob Elliot AQE405 Licensed Representative 9
CHAE Seung Il BHJ802 Licensed Representative 2, 5
CHAI Wei Yen BHM089 Licensed Representative 1, 6
CHAN Chi Fan Eliza AEU531 Licensed Representative 1
CHAN Chi Hoi ANT218 Licensed Representative 1, 4
CHAN Chi Lai BHL210 Licensed Representative 4, 9
CHAN Chi Man AVA790 Licensed Representative 1, 4
CHAN Chin Yu BHM039 Licensed Representative 1
CHAN Cho Yin BAR088 Licensed Representative 4
CHAN Erving Wenhan BAP675 Licensed Representative 1, 4
CHAN Gerard Ga-hou BHO111 Licensed Representative 6
CHAN Hayes ANZ782 Licensed Representative 1, 2, 4, 5
CHAN Ka Cheong AWL330 Licensed Representative 1
CHAN Kelvin Kam-Pui BHL112 Licensed Representative 1
CHAN Kwai Mui ALB302 Licensed Representative 1
CHAN Man Kit Derek BHM348 Licensed Representative 1, 6
CHAN Ming Yee, Kay BHL504 Licensed Representative 1, 2
CHAN Pui Yi BHH658 Licensed Representative 6
CHAN Shui Yuen BHO815 Licensed Representative 1
CHAN Siu Chung BHM288 Licensed Representative 1
CHAN Vincent Wai Chong BHJ406 Licensed Representative 1, 4, 9
CHAN Wing Hong AZR588 Licensed Representative 1
CHAN Wing Tai, Jack AHN562 Licensed Representative 1, 2, 4
CHAN Yu Ho BHM561 Licensed Representative 1
Page 1 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
CHANG CHIEN Chieh Min BHL670 Licensed Representative 1, 4
CHANG Yu-Cheng BHL502 Licensed Representative 1, 4, 9
CHAU Kwok Fai ANX794 Licensed Representative 4
CHEN Baojun BHN824 Licensed Representative 2
CHEN Daqi BHN986 Licensed Representative 6
CHEN Ge BHO433 Licensed Representative 1, 2, 4, 5, 7
CHEN Qiang BHO455 Licensed Representative 1
CHEN Yikang BHL233 Licensed Representative 4
CHEN Yung Yiu BHH893 Licensed Representative 9
CHEN Zhuhong BHJ995 Licensed Representative 4, 9
CHEN Ziran AYP087 Licensed Representative 1
CHENG Chao BHL503 Licensed Representative 9
CHENG Cheuk Lam APB487 Licensed Representative 1, 2
CHENG Jazreel Yeun Yee AHT093 Licensed Representative 1, 4
CHENG Man Lei AUZ838 Licensed Representative 1, 4, 9
CHENG Mei Shan BHO011 Licensed Representative 1, 4
CHENG Tak Fai, Philip BHM812 Licensed Representative 1, 2
CHEUNG Brian BHL110 Licensed Representative 9
CHEUNG Ming Ming BHL200 Licensed Representative 1
CHEUNG Tak To BHM109 Licensed Representative 1
CHEUNG Yat Yam AII619 Licensed Representative 1, 4, 9
CHI Hui BHM403 Licensed Representative 1, 4, 6
CHI Wei BHL710 Licensed Representative 1, 4, 9
CHIA Jia Hao BHM583 Licensed Representative 1
CHIU King Leung AMP114 Licensed Representative 1, 9
CHIU Lok Kwan AVH029 Licensed Representative 4
CHIU Wen-Chen ARF372 Licensed Representative 1
CHOI Chak Man BGY410 Licensed Representative 4, 9
CHOI Ho Yan BHR891 Licensed Representative 9
CHOI Marcus BHP093 Licensed Representative 1
CHOI Wai Ming Albert ABO740 Licensed Representative 1
CHONG Kin Cheung BHO173 Licensed Representative 1
CHONG Shing Ho BBP101 Licensed Representative 1
CHOW Fung Yi BHM566 Licensed Representative 1
CHOY Man Tsung Simon BHJ689 Licensed Representative 1
CHU Ki Tat BBL825 Licensed Representative 1, 2
CHU Wai Lun ASX101 Licensed Representative 1, 4, 5, 9
CHUANG Johnny AFT893 Licensed Representative 1, 4, 9
CHUANG Ya Chun BHK739 Licensed Representative 1
CHUNG Cheuk Lam BHL816 Licensed Representative 3
CHUNG Ho Yee BHH748 Licensed Representative 1, 2, 4
CHUNG Jean Yong AGK970 Licensed Representative 9
CHUNG Kok Fook ASY849 Licensed Representative 1, 4
CHUNG Lung Kong AMY966 Licensed Representative 1
CLEMENT Theophile Thomas Jean-Pierre AAP310 Licensed Representative 1, 4
COEN Benjamin George ARM240 Licensed Representative 9
COLBERG Adrian Alexander BHL332 Licensed Representative 1, 9
CUI Shuo BHO187 Licensed Representative 4
CULLY Christopher Terence BHL341 Licensed Representative 3
DAO Derrick BHM203 Licensed Representative 1, 4, 6
DARLING Robert Joseph AXQ567 Licensed Representative 1, 7
DING Peng BHO461 Licensed Representative 1, 6
DING Xuechun BHL726 Licensed Representative 1
DMELLO Clifford John BHO320 Licensed Representative 1, 2, 4, 5, 7
DONG Licheng BHL698 Licensed Representative 6
Page 2 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
DORR Jeffrey Aaron AWW453 Licensed Representative 4
DU Josh Sheng AQO386 Licensed Representative 9
DU Ruo Wei BFC868 Licensed Representative 1
EVANS Joshua Webb AMH709 Licensed Representative 1, 9
FAN Hongtao BHO375 Licensed Representative 6
FANG Qixue BEQ296 Licensed Representative 4, 9
FEI Yunqing BFI959 Licensed Representative 4
FEIN Jonathan Daniel BHP714 Licensed Representative 1, 4
FONG Hi Man BHM953 Licensed Representative 1, 4
FONG Hoi Ying BHO844 Licensed Representative 1, 4
FONG Matthew Apechai BHM640 Licensed Representative 9
FONG Yuet Yu AFK622 Licensed Representative 1
FU Pingchuan BHL810 Licensed Representative 1, 4
FU Wai Ming BHL347 Licensed Representative 1, 6
FUJIWARA Sari AUV639 Licensed Representative 1, 2, 4, 5
FUNG Hau Yin AYT739 Licensed Representative 1, 2
FUNG Tsui Sum, Connie BHL380 Licensed Representative 1, 4
GADIT Mohsin BHL892 Licensed Representative 9
GAO Jingjin BHF782 Licensed Representative 1, 4, 6
GE Rui BHM822 Licensed Representative 2
GE Yang BHK745 Licensed Representative 1, 2
GIEUW Godfrey Harrison BHL111 Licensed Representative 1, 4, 9
GONG Jie BHK445 Licensed Representative 1, 2
GONG Shu BHN018 Licensed Representative 1, 6
GUESDE Fabrice BHG929 Licensed Representative 1, 4
GUO Linjun BHL543 Licensed Representative 9
GUO Ruogu BHL025 Licensed Representative 1, 4, 6
GUO Xiaoxuan AWK906 Licensed Representative 1
HASEGAWA Makoto BHK217 Licensed Representative 1
HE Xiaojuan BHK396 Licensed Representative 1, 2
HEUNG Siu Hing BHO363 Licensed Representative 6
HEW Ching Yee BHM724 Licensed Representative 1, 4
HILLS-INGYON James Stephen BHP422 Licensed Representative 2, 5
HO Chui Wa BHP761 Licensed Representative 6
HO Ho Ming AEE198 Licensed Representative 9
HO Ka Hang ANH116 Licensed Representative 1
HO Kai Man BHK594 Licensed Representative 1, 4
HO Kar Wing, Karen AQE832 Licensed Representative 1, 2
HO Kin Seng BHM451 Licensed Representative 1
HO Pui Yun Gloria BHL339 Licensed Representative 9
HO Tsz Ying BHL697 Licensed Representative 4
HONG I-Feng BEW800 Licensed Representative 1, 4, 9
HSU Andrew Tak Jun BHL349 Licensed Representative 9
HSU Hao Tsuan, Jonathan BHM064 Licensed Representative 1
HSU Valena BHN836 Licensed Representative 1, 4
HU Fangqing BHN800 Licensed Representative 1, 6
HU Xiao BHM641 Licensed Representative 1
HUA Longxing BCO561 Licensed Representative 4, 9
HUANG Chengyu BHJ591 Licensed Representative 1
HUANG Jun BHM829 Licensed Representative 1, 4
HUANG Sha BHJ425 Licensed Representative 1
HUANG Tianhua BHN674 Licensed Representative 1
HUI Kwai Ming AKX675 Licensed Representative 1, 2
HUI Nga Sze BHL199 Licensed Representative 1
HUI Shan BHK840 Licensed Representative 1
Page 3 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
HUNG Siu Woon, Pauline AJJ497 Licensed Representative 1
HUNG Wing Hong BHQ069 Licensed Representative 4
IP Joseph Zi Jun BHM170 Licensed Representative 1
IP Kin Ho AZL403 Licensed Representative 1
ITO Kazunori BHK944 Licensed Representative 4
IYER Bhasker BHF956 Licensed Representative 2, 5
JANG Euishik BHL123 Licensed Representative 1, 4
JI Wenjing BHN687 Licensed Representative 1, 4, 6
JIN Yan BHL022 Licensed Representative 1
JONES Lloyd Thomas Meldrum AXW556 Licensed Representative 1, 2, 4, 5
KAEGI Thomas BHG813 Licensed Representative 1, 4
KAM Fred AAY119 Licensed Representative 1
KAO Shih-Lin BHL695 Licensed Representative 4
KHANNA Deepankar Satyapal AMI880 Licensed Representative 2, 5
KIM Jung Min AYK789 Licensed Representative 9
KIM Sangwoo BHL893 Licensed Representative 1
KLEGER Martin Josef BHH829 Licensed Representative 1, 4, 9
KLYNHOUT Dale BHN935 Licensed Representative 1
KONG Shu Nam Morris BHL539 Licensed Representative 1
KONG Yuk Yu BHL237 Licensed Representative 6
KOO Tin Man BHQ337 Licensed Representative 6
KOON Siu Kin APO089 Licensed Representative 3
KOPITSIS Nicolas BHK145 Licensed Representative 1, 4
KOPLIKU Jurgen BHO306 Licensed Representative 1, 2
KOTHARI Aditya BHK842 Licensed Representative 1, 2
KUMAR Ashish BCH673 Licensed Representative 1, 2
KWAN Ka Yee, Anita ALN486 Licensed Representative 1
KWOK Yuk Ling BHL680 Licensed Representative 1
KWONG Chui Shan BHN704 Licensed Representative 1
KWONG Sing Cheong BHM218 Licensed Representative 1, 6
KWONG Siu Hang BHM642 Licensed Representative 1, 6
KWONG Tat Tak, Teddy BBM575 Licensed Representative 1, 4
LAI Jiayao BHL715 Licensed Representative 4, 9
LAI Ka Chung BFU181 Licensed Representative 1, 9
LAI Man Wa Eva BAU789 Licensed Representative 1, 6
LAI Tsz Lung APV204 Licensed Representative 1, 2, 9
LAI Yat Fai BHL337 Licensed Representative 1
LAI Yat-hei Gary AWQ072 Licensed Representative 1, 2
LAM Ching Mei ASL528 Licensed Representative 1
LAM Christopher Wei Ket BHL731 Licensed Representative 1, 6
LAM Chun Bun BHL101 Licensed Representative 1, 2
LAM Chun Ming Gordon BHK877 Licensed Representative 1, 4
LAM Wing Sze Winnie BHJ659 Licensed Representative 9
LAM Yee Ching, Sharon BHM003 Licensed Representative 1, 4
LAU Chi Yan BHL530 Licensed Representative 6
LAU Chu Kwok BHR198 Licensed Representative 1
LAU Chung ANE277 Licensed Representative 1, 2
LAU Fu Kuen BHM864 Licensed Representative 1, 2
LAU Ka Fung Adrian AXU722 Licensed Representative 4, 9
LAU Kar Shun Carson BHL310 Licensed Representative 1, 2
LAU Pik Chun Carria AKX519 Licensed Representative 1
LAU Pui Yam, Nikki BHK045 Licensed Representative 1
LAU Yuk Lim BHM105 Licensed Representative 1
LAW Bun BHN962 Licensed Representative 1, 2, 4
LAW Chong Kit, Leo BHM504 Licensed Representative 1
Page 4 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
LAW Hiu Fung Geoffrey BHH501 Licensed Representative 1, 6
LAW Man Fai BHL026 Licensed Representative 1
LAW Pui Tat BHO139 Licensed Representative 4
LAW Sau Man BHL048 Licensed Representative 1
LAW Tak Wai Natalie BHL925 Licensed Representative 1
LEE Eugene Yapp AEU882 Licensed Representative 9
LEE Eun Ju BHM518 Licensed Representative 4, 9
LEE Helmut Inn Man BHL036 Licensed Representative 6
LEE Hing Wa AOS227 Licensed Representative 1
LEE Ho BHN975 Licensed Representative 1, 2
LEE Ka Man AVA612 Licensed Representative 1
LEE Ki Cheong BHM253 Licensed Representative 1, 4
LEE Kin Pong BHL570 Licensed Representative 1, 4
LEE Lip Yee BHM087 Licensed Representative 1, 4
LEE Sze Ting BHN012 Licensed Representative 1
LEE Tin Ka BHL124 Licensed Representative 6
LEONG Daniel Yun-Foo BHL041 Licensed Representative 1, 4, 6
LEUNG Kai Chung BHL044 Licensed Representative 4, 9
LEUNG Ling Kam BHM849 Licensed Representative 9
LEUNG Man Him BHL807 Licensed Representative 1
LEUNG Shu Tung BHI004 Licensed Representative 1, 4, 6
LEUNG Wai Kwan, Sabrina AFU309 Licensed Representative 1
LI Berenger Julien BHL240 Licensed Representative 1, 4
LI Chao BGY363 Licensed Representative 1, 4, 9
LI Kam Fung BHN004 Licensed Representative 1
LI Luk BHM860 Licensed Representative 9
LI Lung Fung BHK939 Licensed Representative 1, 4
LI Mingze BHM292 Licensed Representative 1, 4
LI Qian BDY405 Licensed Representative 4
LI Rui BHP609 Licensed Representative 6
LI Ting Ting Iris BHL594 Licensed Representative 9
LI Wai BHL802 Licensed Representative 1, 6
LI Wei BHK250 Licensed Representative 1, 6
LI Xiaochen BHK044 Licensed Representative 1, 4, 6
LI Xiaoya BHM189 Licensed Representative 9
LI Xinwei BHK128 Licensed Representative 4
LI Xiyin BHN672 Licensed Representative 1, 2, 4, 5
LI Yi Lung ANU832 Licensed Representative 1
LI Ying BHI994 Licensed Representative 1
LI Zhenmeizi BHO279 Licensed Representative 1, 4
LI Zilin BHO626 Licensed Representative 1
LIAO Chien Chang BHM367 Licensed Representative 1
LIM Weineng BHM582 Licensed Representative 1
LIN Guoguo BHK400 Licensed Representative 1, 2
LING Weiye BHN807 Licensed Representative 1
LIU Changjia BHH379 Licensed Representative 1, 6
LIU Ching-wei BHL388 Licensed Representative 1
LIU Chun Lung BHN811 Licensed Representative 4, 9
LIU Kai Kin BHO251 Licensed Representative 1, 6
LIU Mingqing BHO330 Licensed Representative 4, 9
LIU Shuiyin BHK590 Licensed Representative 4, 9
LIU Shun Ha, Doris BHP072 Licensed Representative 1
LIU Wei ALG199 Licensed Representative 9
LIU Xing BHJ248 Licensed Representative 1, 2, 3, 4, 5, 9
LIU Yuzhan BHL719 Licensed Representative 1
Page 5 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
LO Hoi Yee ASE941 Licensed Representative 1, 4
LO Man Sum, Winnie BHM172 Licensed Representative 1, 2
LOCK Chun Wai BHN005 Licensed Representative 1
LOH Kin Chung Marcus BHM584 Licensed Representative 1
LU Chenshuo BHO721 Licensed Representative 4, 9
LU Priscilla Marilyn BHN998 Licensed Representative 1, 4, 9
LU Yunye AXE227 Licensed Representative 9
LUI June Yi Vivian BGD194 Licensed Representative 1
LUI Kun Ting Kevin BHK458 Licensed Representative 1
LUK Ming Tat BHR566 Licensed Representative 6
LUK Siu Yung BHJ490 Licensed Representative 1
LUO Jing ANK801 Licensed Representative 1, 4, 5, 9
LUO Wanqian BHK240 Licensed Representative 1
MA Lulu BHH546 Licensed Representative 1, 6
MAK Kwok Kei AWH798 Licensed Representative 1, 6
MAK Lap Fai BHM577 Licensed Representative 1
MAK Wing Leung BHQ088 Licensed Representative 1
MAO Xinkai BHO131 Licensed Representative 1, 4, 9
MEJIA URIBE Francisco Javier AVC915 Licensed Representative 1
MERCHANT Salman Akhtar BHK170 Licensed Representative 1, 2, 4, 5
MO Mengfei BHQ348 Licensed Representative 6
MOK Raymond BHJ465 Licensed Representative 1, 4, 9
MOK Wing Yan BHL172 Licensed Representative 1, 2
MUKAIDONO Kazuhiro BHL854 Licensed Representative 1
MULLIKKOTTU VEETIL Ramadasan ANT736 Licensed Representative 1, 4
MUNENAGA Masaki BGG422 Licensed Representative 9
NAKANE Yasuo BHM502 Licensed Representative 4
NAKANOMYO Masahiro BHL552 Licensed Representative 4
NANDWANI Rajiv Timothy BHM021 Licensed Representative 1, 2, 4
NAUGHTIN David Myles AYA222 Licensed Representative 9
NG Chi Kit BHL118 Licensed Representative 1, 2, 3
NG Tsang Kwong William BHM307 Licensed Representative 1, 4, 9
NG Wing Yung BHN810 Licensed Representative 1, 4
NG Yin Ling Elaine AYI178 Licensed Representative 1, 4, 6, 9
NGAI Ching AXV091 Licensed Representative 1, 2
NI Chien-Yi BHJ777 Licensed Representative 1, 2
NI Ming BHN013 Licensed Representative 9
NICOT Cynthia APJ348 Licensed Representative 1
NIE Zheng BAH325 Licensed Representative 1, 4, 9
OHASHI Hidetoshi BHL322 Licensed Representative 4
ORTMARK Ake Stefan BHL687 Licensed Representative 1
OUYANG Hui ARN668 Licensed Representative 4, 9
PAN Wen BHO403 Licensed Representative 1
PAN Xinglai BHM452 Licensed Representative 4, 9
PAN Xinran BHL207 Licensed Representative 1
PANG Jun Yi BHJ810 Licensed Representative 4, 5, 9
PANG Wai Yuen, Marvin AAI320 Licensed Representative 1, 6
PENG Ying BHL556 Licensed Representative 1, 6
PONG David Juyoung APW579 Licensed Representative 1, 4, 6
POOJARA Jiten Umesh BHM661 Licensed Representative 9
POON Wai Yan BHM656 Licensed Representative 1
PULLAIKODI Gopakumar BHL247 Licensed Representative 4
PUN Tze Wah BGY767 Licensed Representative 1
PUNSHI Sidharth AFL104 Licensed Representative 1, 4, 6
PURCELL Robert G BDV646 Licensed Representative 4
Page 6 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
QIAN Chen BHM199 Licensed Representative 1, 4, 6
QUAH Kung Beng, David BHL345 Licensed Representative 4, 9
QUAN MIRANDA Rodrigo BHL827 Licensed Representative 1, 6
QUEK Chui Ting Amy AUW833 Licensed Representative 1, 4
RAFEL Julien Charles Marie BHK954 Licensed Representative 1
RAGHUNATH Madhusudhan BHL507 Licensed Representative 1, 2
RAMSAY Ian Ross McGregor ABV403 Licensed Representative 1, 6
REEVES Melissa BHL204 Licensed Representative 1
ROBINSON Claire BHL326 Licensed Representative 1, 4
ROPER Ian David AVI752 Licensed Representative 4
SAITO Naoto BHN778 Licensed Representative 9
SCHOR Adam David BGT027 Licensed Representative 1, 4
SCULLIN Kevin BHI028 Licensed Representative 9
SETO Deborah Yuen Yi ADI185 Licensed Representative 1
SHAN Shuang BHJ763 Licensed Representative 1
SHENG Nan APL005 Licensed Representative 4, 9
SHUM Bun Chuen Banny AVJ022 Licensed Representative 1, 2
SHUM Wing Ki Stephanie BHP710 Licensed Representative 9
SHUM Yat Tung BCS471 Licensed Representative 3
SIDDLE Matthew Simon BHK354 Licensed Representative 1
SIH Wai Kin, Daniel ALI606 Licensed Representative 9
SIKKA Karan BHL708 Licensed Representative 4, 5, 9
SIRVINT Michael David BEO574 Licensed Representative 1
SIU Po Ling BHM512 Licensed Representative 6
SIU Wai Ching, Shirley ABP528 Licensed Representative 1, 4
SO Man Ting BHM659 Licensed Representative 1
SO Shin Yuk AJG154 Licensed Representative 1, 4
SONG Jiacheng BHL671 Licensed Representative 1, 4, 6
SONG Yuyun BHL834 Licensed Representative 1, 6
SUEHIRO Toru BHL321 Licensed Representative 4
SUN Min BHM881 Licensed Representative 4, 9
SUSKI Dominik John BHO573 Licensed Representative 1, 4, 9
SUTTIKULPANICH Yossavee BHN933 Licensed Representative 4
SZE Ming For AFD099 Licensed Representative 1, 4
TAKEMURA Atsuro BHM833 Licensed Representative 1
TAM Chi Yan BHN812 Licensed Representative 1
TAM LAU Chi San Tina AER306 Licensed Representative 1
TAN Ka Yin BHI168 Licensed Representative 4, 9
TAN Wei Hong Julian BHM581 Licensed Representative 1
TAN Xuan BHO549 Licensed Representative 4
TANG Chi Kin AGJ863 Licensed Representative 1
TANG Chi Wai ADG394 Licensed Representative 1
TANG Wai Kay AAY573 Licensed Representative 4, 9
TANG Xingnan BHH384 Licensed Representative 1, 6
TANIGUCHI Tsuyoshi BHL820 Licensed Representative 4, 9
THNG Jiyuan Jonathan BHL114 Licensed Representative 1, 4, 6
THOMAS Patricia Bee Kuen AER800 Licensed Representative 1
THOMAS Richard BDD358 Licensed Representative 1, 4
TO Ming Kan BHO110 Licensed Representative 4, 9
TSANG Chun Lam BHJ641 Licensed Representative 6
TSANG Hin Man BHM828 Licensed Representative 1, 2
TSANG Kin Leung AYJ300 Licensed Representative 1, 4, 9
TSANG Long ARQ674 Licensed Representative 4, 9
TSE Yiu Hing BHK446 Licensed Representative 1, 2
Page 7 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
TSE Yuk Yung BHJ474 Licensed Representative 1
TSOI Ka Hung BHJ439 Licensed Representative 4, 9
TSUI Chung Kwan BHL060 Licensed Representative 1
TSUI Ting Kwan Quentin BHL217 Licensed Representative 6
TSUI Yuen Sha BDA218 Licensed Representative 1, 4, 9
TU Weiying BHM709 Licensed Representative 1, 4
TUAN Yu Hao BHJ409 Licensed Representative 1
TYE Beng Lee AEJ269 Licensed Representative 1, 4
UEKI Hideo BEJ774 Licensed Representative 1, 4
UENO Yasunari BHL325 Licensed Representative 4
VALADAO Mark Paul ALZ929 Licensed Representative 1, 4, 5
VESELOVA Yulia BHL808 Licensed Representative 1, 4
WADEL Vincent Nicolas Roger Jean BHL501 Licensed Representative 1, 2, 7
WALKER Angus Campbell BHO970 Licensed Representative 9
WANG Anqi BHO181 Licensed Representative 1, 6
WANG Bin AZI719 Licensed Representative 2, 5
WANG Chao-Min BHN702 Licensed Representative 4, 9
WANG Chuan BHF645 Licensed Representative 1
WANG Chun-Hsiung BHM954 Licensed Representative 9
WANG Gan BHL578 Licensed Representative 6
WANG Jian AQD161 Licensed Representative 1, 6
WANG Junqi BHJ011 Licensed Representative 1, 2
WANG Min-Li BHM503 Licensed Representative 4
WANG Sofia Xiaobi BHK235 Licensed Representative 4, 9
WANG Tron Roland BHL029 Licensed Representative 9
WANG Xiaobin ARG381 Licensed Representative 1, 4, 6
WANG Yaqiao BHM958 Licensed Representative 10
WANG Yi BHO329 Licensed Representative 4, 9
WANG Yufei BAA531 Licensed Representative 1, 4, 9
WANG Zi BHM358 Licensed Representative 1, 2
WARE Christopher Eugene BGK637 Licensed Representative 9
WASILEWICZ Maciej Karol BHO636 Licensed Representative 4, 5, 9
WHIGHT Christopher John BHO276 Licensed Representative 2
WO Feng AQH492 Licensed Representative 2
WONG Anthony Ming Hon BHO427 Licensed Representative 2, 5
WONG Chi Hang, William AQE971 Licensed Representative 1
WONG Chiu BHL931 Licensed Representative 1, 4
WONG Chui Hong BHO132 Licensed Representative 1, 4
WONG Ka Wai ADG410 Licensed Representative 1
WONG Kam Suen David AFN655 Licensed Representative 1, 4
WONG Lai Ping BHI947 Licensed Representative 1
WONG Siu Hung AQE760 Licensed Representative 6
WONG Sze Sze AQR527 Licensed Representative 1, 4
WONG Ting Yu BHN902 Licensed Representative 2
WONG Tzu Qun BHP119 Licensed Representative 1
WONG Wai Shan AUA951 Licensed Representative 1, 6
WONG Wai Yeung BHL518 Licensed Representative 9
WONG Yu Pui Konny ALR985 Licensed Representative 1
WU Hao BGM187 Licensed Representative 1, 4, 6
WU Ming Yan BHK413 Licensed Representative 9
WU Nanzi ARE546 Licensed Representative 1, 2
WU Shu-Fang AMB390 Licensed Representative 1
WU Yunling BHO767 Licensed Representative 1, 6
XI Yangyang BHK455 Licensed Representative 1
XIA Dongfei BHM026 Licensed Representative 1, 4, 6
Page 8 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
XIA Xiaoting BHO438 Licensed Representative 2
XIONG Ying BFX045 Licensed Representative 4, 9
XU Jiahao BHL696 Licensed Representative 4, 9
XU Shaobo BHK027 Licensed Representative 1, 6
XU Wenyan BHL202 Licensed Representative 1, 6
XU Yingxin BHH504 Licensed Representative 1
XUE Boyuan BHK589 Licensed Representative 6
YAM Ching Wai BHL930 Licensed Representative 2
YAM Yin Chuk BHL705 Licensed Representative 1, 4
YANG Liu BHN755 Licensed Representative 1, 4, 9
YANG Xiaodong BHM967 Licensed Representative 1, 6
YANG Zhiqi BFX329 Licensed Representative 1
YAU Sau Ngor, Sinnie AAK127 Licensed Representative 1, 2, 3
YAU Tung Shing BHP483 Licensed Representative 6
YE Jianrong BHK406 Licensed Representative 1, 2
YEO Jiyoon BHN843 Licensed Representative 2
YEUNG Bik Ling BHM949 Licensed Representative 1, 4
YEUNG Po Yi BHK902 Licensed Representative 1, 4, 9
YEUNG Ting Hin BHO979 Licensed Representative 9
YEUNG Tsun Hung, Jacky BGS904 Licensed Representative 9
YEUNG Wun Ki BHN961 Licensed Representative 6
YIM Chi Ki BHK688 Licensed Representative 1
YIN Rui BHI097 Licensed Representative 4
YIP Hiu Har BHM178 Licensed Representative 1
YIP Kam Pang AES448 Licensed Representative 1
YIP Kam Yan BHN604 Licensed Representative 1
YIP Mei Mei Mi BHM016 Licensed Representative 6
YONG Sai Long BHJ221 Licensed Representative 2, 5
YU Man Tao BHP107 Licensed Representative 1, 2
YU Xikang BHN703 Licensed Representative 1
YU Zijun BHH819 Licensed Representative 1
YUE Xiaowei AVZ069 Licensed Representative 4, 9
YUE Yi BHK601 Licensed Representative 1, 2, 9
ZALANE Michael BHO622 Licensed Representative 1, 2
ZENG Yushu BHL684 Licensed Representative 4
ZHA Wenxi BGZ730 Licensed Representative 1, 6
ZHANG Fan ALA702 Licensed Representative 1, 6
ZHANG Jin BHM689 Licensed Representative 1, 4
ZHANG Jinmai BHL027 Licensed Representative 1, 4, 6
ZHANG Licong BHH175 Licensed Representative 4
ZHANG Xiao Yi BHN551 Licensed Representative 4
ZHANG Yichuan BHK037 Licensed Representative 1, 4, 6
ZHANG Yiwei AQH375 Licensed Representative 1, 2
ZHANG Zhisheng BHL390 Licensed Representative 1, 2
ZHAO Dongchen BHL500 Licensed Representative 4
ZHAO Yang BHM855 Licensed Representative 1, 2, 7
ZHAO Yunchao BGO804 Licensed Representative 9
ZHENG Hongjian BCS478 Licensed Representative 1
ZHENG Xiaoqiu BHH563 Licensed Representative 1, 4, 6
ZHENG Zhenqiu BHO446 Licensed Representative 1, 4
ZHOU Jiaqi BHH397 Licensed Representative 1, 6
ZHOU Jingyu BHO397 Licensed Representative 4
ZHU Kai BHO665 Licensed Representative 1
ADAM Frederic Cyrille G. BHK606 Licensed Representative - Responsible Officer 9
CHAN Ding Bong, Andrew AGL865 Licensed Representative - Responsible Officer 9
Page 9 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Hon Ming ABN595 Licensed Representative - Responsible Officer 9
CHEUNG Wai On, Simon AJK782 Licensed Representative - Responsible Officer 6
CHIU Sung Biu Bill Lawrence ANJ016 Licensed Representative - Responsible Officer 1, 2
CHOW Ka Man AAY115 Licensed Representative - Responsible Officer 1
DENG Shengjun BGX204 Licensed Representative - Responsible Officer 4, 9
FENG Siguo APO467 Licensed Representative - Responsible Officer 1, 4
FEURER Simon Dominic BGV756 Licensed Representative - Responsible Officer 9
GO Yoshinori ADG400 Licensed Representative - Responsible Officer 1, 2, 4
GOTHARD Christopher Neil Averill AVU837 Licensed Representative - Responsible Officer 3
HO Pui Yun Gloria BHL339 Licensed Representative - Responsible Officer 4
HOLDENER Steve BHH536 Licensed Representative - Responsible Officer 9
HUANG Qian BGZ717 Licensed Representative - Responsible Officer 9
HUH Yong Hak AGP073 Licensed Representative - Responsible Officer 1, 4, 9
HUI Tin Kay AFS483 Licensed Representative - Responsible Officer 1
KAVVATHAS Dimitrios ASN702 Licensed Representative - Responsible Officer 1, 9
KIM Min Soo AEP532 Licensed Representative - Responsible Officer 4, 9
KWOK Man Chun, Felix AWS974 Licensed Representative - Responsible Officer 9
LAU Chun Fai ANH622 Licensed Representative - Responsible Officer 4, 9
LI Yuk Keung, Brian AEC983 Licensed Representative - Responsible Officer 1
LO Ka Yip AFP566 Licensed Representative - Responsible Officer 1
MA David Y AWF910 Licensed Representative - Responsible Officer 9
MAN Chi Wai BBH998 Licensed Representative - Responsible Officer 9
PLUMBRIDGE Glen Douglas ARW888 Licensed Representative - Responsible Officer 6
SAHU Vikram Prem Kumar BHB674 Licensed Representative - Responsible Officer 1, 4
TAN Jun BHD621 Licensed Representative - Responsible Officer 6
TANIYA Mamoru AKS912 Licensed Representative - Responsible Officer 9
TOCHE Patrick BGV097 Licensed Representative - Responsible Officer 4, 9
TSE Raymond ABF543 Licensed Representative - Responsible Officer 4, 9
VACEK Karel ANG964 Licensed Representative - Responsible Officer 1, 4
VACEK Tomas BHG106 Licensed Representative - Responsible Officer 1, 4
WANG Piau Voon BHJ603 Licensed Representative - Responsible Officer 1, 4, 9
WANG Qi ALB737 Licensed Representative - Responsible Officer 9
WANG Yan APX217 Licensed Representative - Responsible Officer 1
WONG Chung Man Mandy BHM869 Licensed Representative - Responsible Officer 1
WU Peimin BGZ718 Licensed Representative - Responsible Officer 9
YIH Susanna Suk Chi BHF979 Licensed Representative - Responsible Officer 1, 2
ABDALLAH Damien John BHO976 Licensed Representative (Provisional Licence) 9
AI Yu BHO463 Licensed Representative (Provisional Licence) 1, 6
AU Cheuk Hei AVP020 Licensed Representative (Provisional Licence) 1
AVANIAN Alexandre ARV353 Licensed Representative (Provisional Licence) 9
BADIGAR Devanjan BHQ459 Licensed Representative (Provisional Licence) 1, 4
BASU Bhaskar Narayan AOQ964 Licensed Representative (Provisional Licence) 4
BAUM Brandon Michael BHQ349 Licensed Representative (Provisional Licence) 1, 6
BOUSQUET Emmanuel, Franz, Roger BHP249 Licensed Representative (Provisional Licence) 1, 2
BRADY Mark Joseph ARQ480 Licensed Representative (Provisional Licence) 1
BREEDON Mark Herbert ALP835 Licensed Representative (Provisional Licence) 1, 4, 9
CAO Chaoyu BHQ071 Licensed Representative (Provisional Licence) 1, 4, 6
CHAE Seung Il BHJ802 Licensed Representative (Provisional Licence) 2, 5
CHAN Aif BHQ300 Licensed Representative (Provisional Licence) 1
CHAN Candace BHS151 Licensed Representative (Provisional Licence) 1, 2
CHAN Chau kam BHP654 Licensed Representative (Provisional Licence) 4
CHAN Cho Yin BAR088 Licensed Representative (Provisional Licence) 4
CHAN Ka Kin BHS185 Licensed Representative (Provisional Licence) 1, 2
CHAN Ka Yi, Amy BFS091 Licensed Representative (Provisional Licence) 1, 6
CHAN Kwok Kay ATI426 Licensed Representative (Provisional Licence) 1, 2
Page 10 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Lap Chi BHP718 Licensed Representative (Provisional Licence) 1, 2
CHAN Ming Hong BHP912 Licensed Representative (Provisional Licence) 1, 4
CHAN Sun Hing Josephine Shirley ADR225 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Yi APG474 Licensed Representative (Provisional Licence) 1, 4
CHANG Cheun Chun Michael AOH904 Licensed Representative (Provisional Licence) 1, 2, 7
CHAU Chi Han BHP540 Licensed Representative (Provisional Licence) 1, 2, 4
CHAU Yiu Fai, Adrian BHP096 Licensed Representative (Provisional Licence) 1
CHEN Crystal Linlon BHS213 Licensed Representative (Provisional Licence) 1
CHEN Ge BHO433 Licensed Representative (Provisional Licence) 1, 2, 4, 5, 7
CHEN Jianping BHQ444 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Qiang BHO455 Licensed Representative (Provisional Licence) 1
CHEN Yao BHR401 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Yunhui BHQ058 Licensed Representative (Provisional Licence) 6
CHENG Kot Shan AWW484 Licensed Representative (Provisional Licence) 1
CHESHIER Scott Colin BHP094 Licensed Representative (Provisional Licence) 1
CHEUNG Hoi Fung BCD348 Licensed Representative (Provisional Licence) 1, 2
CHEUNG King Wai Annie ABT017 Licensed Representative (Provisional Licence) 1, 4
CHEUNG Lap Wai BHS392 Licensed Representative (Provisional Licence) 1
CHEUNG Po Kuen, Michael AGX308 Licensed Representative (Provisional Licence) 1, 4, 6
CHIK Wai Kuen BHP309 Licensed Representative (Provisional Licence) 1, 4
CHIM Ho Yan BHP663 Licensed Representative (Provisional Licence) 1, 4, 9
CHING Hiu Wan BHO593 Licensed Representative (Provisional Licence) 6
CHIU Lok Kwan AVH029 Licensed Representative (Provisional Licence) 4
CHIU Sik Wai BHQ325 Licensed Representative (Provisional Licence) 1
CHOI Chun Hung BHS146 Licensed Representative (Provisional Licence) 1
CHOI Eunsuk BHO958 Licensed Representative (Provisional Licence) 1, 4
CHOI Hang Tak BHR754 Licensed Representative (Provisional Licence) 1
CHOI Soyun AYI864 Licensed Representative (Provisional Licence) 1, 4
CHONG Kin Cheung BHO173 Licensed Representative (Provisional Licence) 1
CHOW Chi Kit, Michael BHP742 Licensed Representative (Provisional Licence) 3
CHOW Hermes Ho Chai BHO997 Licensed Representative (Provisional Licence) 6
CHOW Kai Man Clement BHR435 Licensed Representative (Provisional Licence) 1, 2
CHOW King Yue Vision BHQ122 Licensed Representative (Provisional Licence) 1, 6
CHOW Sum Yin BHR368 Licensed Representative (Provisional Licence) 1, 4
CHOW Yee Ping Patrick BHS489 Licensed Representative (Provisional Licence) 1, 6
CHU Jian-Yu BHR322 Licensed Representative (Provisional Licence) 1, 2
CORNELISSEN Johan Marianus Cecil BHP841 Licensed Representative (Provisional Licence) 9
DAI Letian BHP288 Licensed Representative (Provisional Licence) 1, 6
DHIR Poonam AVH305 Licensed Representative (Provisional Licence) 4, 5, 9
DING Peng BHO461 Licensed Representative (Provisional Licence) 1, 6
DING Yihua AQQ496 Licensed Representative (Provisional Licence) 4
DIXIT Neelabh BHO993 Licensed Representative (Provisional Licence) 1, 2
DMELLO Clifford John BHO320 Licensed Representative (Provisional Licence) 1, 2, 4, 5, 7
DONG Na BHR878 Licensed Representative (Provisional Licence) 1, 4
DU Shuozhong BHS007 Licensed Representative (Provisional Licence) 1
DU Ximing BHR661 Licensed Representative (Provisional Licence) 1, 6
FAN Hongtao BHO375 Licensed Representative (Provisional Licence) 6
FANG Yalan BHO744 Licensed Representative (Provisional Licence) 1, 2
FANG Yuzhou BHQ073 Licensed Representative (Provisional Licence) 9
FOGARTY Alan BHQ216 Licensed Representative (Provisional Licence) 1, 2
FOK Wai Kit AZR335 Licensed Representative (Provisional Licence) 9
FONG Hoi Ying BHO844 Licensed Representative (Provisional Licence) 1, 4
FU Yuen Yim, Joey BHS380 Licensed Representative (Provisional Licence) 1
FUNG Mei Shan BHQ087 Licensed Representative (Provisional Licence) 1
FUNG Wai Sum BHR489 Licensed Representative (Provisional Licence) 1
Page 11 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
GAO Wen BHR562 Licensed Representative (Provisional Licence) 6
GAO Wengan BHR960 Licensed Representative (Provisional Licence) 1
GENG Wei BHP708 Licensed Representative (Provisional Licence) 1
GOH Seng Peow APA438 Licensed Representative (Provisional Licence) 1
GORGA Sebastian BHP410 Licensed Representative (Provisional Licence) 9
GU Vera BHO766 Licensed Representative (Provisional Licence) 1, 4, 9
GU Yili BHP161 Licensed Representative (Provisional Licence) 1, 6
GUO Rongrong BHO452 Licensed Representative (Provisional Licence) 1, 6
GUO Yuze BHP162 Licensed Representative (Provisional Licence) 1, 6
GUPTA Manish AVU992 Licensed Representative (Provisional Licence) 1
HAN Seungjun BHO137 Licensed Representative (Provisional Licence) 1
HAN Xuan BHQ227 Licensed Representative (Provisional Licence) 1, 4
HILLS-INGYON James Stephen BHP422 Licensed Representative (Provisional Licence) 2, 5
HO Cheuk Lim BHS197 Licensed Representative (Provisional Licence) 1, 2
HO Sin Hung BHP299 Licensed Representative (Provisional Licence) 1, 4
HO Ting Fung BHS033 Licensed Representative (Provisional Licence) 1, 4, 9
HO Wai Hung BHR337 Licensed Representative (Provisional Licence) 3
HO Wai Hung Joannes ABT745 Licensed Representative (Provisional Licence) 1, 4
HORIGUCHI Muneyoshi BHP720 Licensed Representative (Provisional Licence) 1, 2, 4
HSIEH Tsung-Yu BHQ123 Licensed Representative (Provisional Licence) 1, 2
HSU Valena BHN836 Licensed Representative (Provisional Licence) 1, 4
HUA Wei BHQ464 Licensed Representative (Provisional Licence) 1
HUANG Cunchen BHQ218 Licensed Representative (Provisional Licence) 4
HUANG Guoliang Nicholas BHP915 Licensed Representative (Provisional Licence) 1, 2, 7
HUANG Jiaqi BDQ027 Licensed Representative (Provisional Licence) 1, 6
HUI Sai Kit BHQ315 Licensed Representative (Provisional Licence) 1, 2
HUNG Ka Man, Carmen BHP746 Licensed Representative (Provisional Licence) 3
HUNG Wing Hong BHQ069 Licensed Representative (Provisional Licence) 4
ISO Yukari BHP716 Licensed Representative (Provisional Licence) 1, 4
JAYARAMAN Sreenivas AUG804 Licensed Representative (Provisional Licence) 2, 5
JEON Seung Myung BHQ213 Licensed Representative (Provisional Licence) 1
JI Wenjing BHN687 Licensed Representative (Provisional Licence) 1, 4, 6
JIANG Feng BHQ334 Licensed Representative (Provisional Licence) 1, 7
JIANG Jiang AUW635 Licensed Representative (Provisional Licence) 9
KERVEN Daniel Robert BFX177 Licensed Representative (Provisional Licence) 1, 4
KIM Ji Joong BHO550 Licensed Representative (Provisional Licence) 1
KING Betty ADJ204 Licensed Representative (Provisional Licence) 1, 4
KOLASA Tomasz Krzysztof BHR457 Licensed Representative (Provisional Licence) 1, 4, 7
KOO Dajun Edlyn BHQ243 Licensed Representative (Provisional Licence) 1, 2, 9
KOPLIKU Jurgen BHO306 Licensed Representative (Provisional Licence) 1, 2
KRISMER Peter Markus AWD489 Licensed Representative (Provisional Licence) 4, 9
KU Carmen Ka Man BHO839 Licensed Representative (Provisional Licence) 9
KUMAR Runit BHO719 Licensed Representative (Provisional Licence) 4, 9
KWAN Chi Hang, Thomas BHR777 Licensed Representative (Provisional Licence) 1
KWOK Hing Paai BHO374 Licensed Representative (Provisional Licence) 6
KWOK Yui Fai AWP669 Licensed Representative (Provisional Licence) 1
KWON Ji Eun AYR570 Licensed Representative (Provisional Licence) 1, 4
KWONG Siu Chung AOC759 Licensed Representative (Provisional Licence) 1
LAM Chun Lung BHQ081 Licensed Representative (Provisional Licence) 2, 5
LAM King Man BHP088 Licensed Representative (Provisional Licence) 1, 4, 9
LAM Pui Chung BHQ261 Licensed Representative (Provisional Licence) 3
LAU Kai Man Peter ASS696 Licensed Representative (Provisional Licence) 1, 4
LAU Kwan Ming BHP848 Licensed Representative (Provisional Licence) 1, 2, 4
LAU Sau Ling BHS092 Licensed Representative (Provisional Licence) 1, 4, 9
Page 12 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
LAW Bun BHN962 Licensed Representative (Provisional Licence) 1, 2, 4
LAWRENCE Lee Ronnie Nicky BHP787 Licensed Representative (Provisional Licence) 1, 2
LEE Chak Man Edward BHO953 Licensed Representative (Provisional Licence) 1, 4
LEE Eugene Yapp AEU882 Licensed Representative (Provisional Licence) 9
LEE Hong Nam BHQ295 Licensed Representative (Provisional Licence) 9
LEE Hou-Min ANH739 Licensed Representative (Provisional Licence) 1
LEE Jae Ho BHO393 Licensed Representative (Provisional Licence) 1, 4, 9
LEE Tsz Yan BCK322 Licensed Representative (Provisional Licence) 1, 2
LEUNG Chun Man BHP770 Licensed Representative (Provisional Licence) 1
LEUNG David Lut Yan BHR662 Licensed Representative (Provisional Licence) 4, 9
LEUNG Karen Beig Hung BHP458 Licensed Representative (Provisional Licence) 1
LEUNG Siu Man BHQ260 Licensed Representative (Provisional Licence) 3
LEUNG Tik Wai ASM047 Licensed Representative (Provisional Licence) 1, 2, 3, 4, 5
LEUNG Tsz Kin BHQ306 Licensed Representative (Provisional Licence) 1
LEUNG Wai Ling BET292 Licensed Representative (Provisional Licence) 1, 9
LI Bojue BHS553 Licensed Representative (Provisional Licence) 1, 4
LI Jianqiu BHS005 Licensed Representative (Provisional Licence) 1, 6
LI Rui BHP609 Licensed Representative (Provisional Licence) 6
LI Shuwan BDK082 Licensed Representative (Provisional Licence) 1, 4, 6
LI Wing Leung AAF400 Licensed Representative (Provisional Licence) 1, 2, 3
LI Xiaoli BHP763 Licensed Representative (Provisional Licence) 1
LI Xinyi BHO437 Licensed Representative (Provisional Licence) 1, 4
LI Xiyin BHN672 Licensed Representative (Provisional Licence) 1, 2, 4, 5
LI Yipan BHR193 Licensed Representative (Provisional Licence) 1, 4
LI Zilin BHO626 Licensed Representative (Provisional Licence) 1
LIN Jieping BHP326 Licensed Representative (Provisional Licence) 1, 2
LIN Yuying BHS517 Licensed Representative (Provisional Licence) 4
LIU Liu BHO104 Licensed Representative (Provisional Licence) 9
LIU Nuo BHQ070 Licensed Representative (Provisional Licence) 4, 9
LIU Yik Yu BHR466 Licensed Representative (Provisional Licence) 10
LO Chin Yu BCU285 Licensed Representative (Provisional Licence) 1, 4
LO Jeng-yin Brendan BHS201 Licensed Representative (Provisional Licence) 2
LO Kar Lay Gloria BHP135 Licensed Representative (Provisional Licence) 1
LO Lok See BHP752 Licensed Representative (Provisional Licence) 3
LO Man Hin BHO812 Licensed Representative (Provisional Licence) 1, 6
LO Shuk Man, Charmaine ANT856 Licensed Representative (Provisional Licence) 9
LO Wan Ching BHP736 Licensed Representative (Provisional Licence) 9
LU Yunye AXE227 Licensed Representative (Provisional Licence) 9
LUI Siu Kwan BHR257 Licensed Representative (Provisional Licence) 1
LUI Yim Yin ADA685 Licensed Representative (Provisional Licence) 1, 4
MAEKITA Hideaki BEN026 Licensed Representative (Provisional Licence) 1, 2
MAK Calista Chung Yan BHP902 Licensed Representative (Provisional Licence) 1
MAK Sai Hung BHP749 Licensed Representative (Provisional Licence) 3
MAK Tin Chak BHP830 Licensed Representative (Provisional Licence) 1, 6
MAK Wing Leung BHQ088 Licensed Representative (Provisional Licence) 1
MAK Winnie ADK738 Licensed Representative (Provisional Licence) 9
MAN Tak Wing BHP760 Licensed Representative (Provisional Licence) 3
MAO Xinkai BHO131 Licensed Representative (Provisional Licence) 1, 4, 9
MARTADI Elizabeth Nur Ayanti BHM999 Licensed Representative (Provisional Licence) 1
MCCLURE David Robert BHP885 Licensed Representative (Provisional Licence) 1, 4
MEHTA Devang Lalit BHR475 Licensed Representative (Provisional Licence) 1
MENG Wei BHP638 Licensed Representative (Provisional Licence) 1, 4
MULLIKKOTTU VEETIL Ramadasan ANT736 Licensed Representative (Provisional Licence) 1, 4
NAKAMURA Weston Kaisei BHQ366 Licensed Representative (Provisional Licence) 1
NAKANE Yasuo BHM502 Licensed Representative (Provisional Licence) 4
Page 13 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
NAKANOMYO Masahiro BHL552 Licensed Representative (Provisional Licence) 4
NAUGHTIN David Myles AYA222 Licensed Representative (Provisional Licence) 9
NEO Charles Hiang Kiat BHR336 Licensed Representative (Provisional Licence) 6
NEO Chee Wee Eugene BHP150 Licensed Representative (Provisional Licence) 1
NG Tan Hung Charlotte AGH833 Licensed Representative (Provisional Licence) 1, 6
NG Wing Yung BHN810 Licensed Representative (Provisional Licence) 1, 4
NIE Zheng BAH325 Licensed Representative (Provisional Licence) 1, 4, 9
OHASHI Hidetoshi BHL322 Licensed Representative (Provisional Licence) 4
OR Wing Fai BHS205 Licensed Representative (Provisional Licence) 2
PAIK Seung Hwan BHS143 Licensed Representative (Provisional Licence) 1, 2
PAN Hao BHR983 Licensed Representative (Provisional Licence) 9
PAN Wen BHO403 Licensed Representative (Provisional Licence) 1
PAN Xiaoliang BHQ309 Licensed Representative (Provisional Licence) 2
PARK Juyoung BHF451 Licensed Representative (Provisional Licence) 1
PENG Dandan BHP163 Licensed Representative (Provisional Licence) 1, 6
PRIEUR DE LA COMBLE Armand Stefan Gaston BHS242 Licensed Representative (Provisional Licence) 1, 2, 4, 5
PUNSHI Sidharth AFL104 Licensed Representative (Provisional Licence) 1, 4, 6
PUTLER Oliver Geoffrey John BHR558 Licensed Representative (Provisional Licence) 1, 2
QIAN Xun BHO184 Licensed Representative (Provisional Licence) 1, 2
REN Dongyang BHS243 Licensed Representative (Provisional Licence) 1
SAIGAL Dhruv Kumar BHP335 Licensed Representative (Provisional Licence) 1, 6
SAMBRANI Sagar BHP070 Licensed Representative (Provisional Licence) 1, 2
SCHMIDT Michael BHS484 Licensed Representative (Provisional Licence) 4
SHEN Kai BHQ083 Licensed Representative (Provisional Licence) 1, 2
SHEN Leung ALF003 Licensed Representative (Provisional Licence) 1, 4, 9
SHEUNG Wing Chit BBU295 Licensed Representative (Provisional Licence) 1, 4
SHIRAISHI Koki BHP300 Licensed Representative (Provisional Licence) 9
SHUEN Pik Ying BHP835 Licensed Representative (Provisional Licence) 1, 2
SINGH Manav Preet BHP339 Licensed Representative (Provisional Licence) 1, 2
SINGH Saurabh Devendra AVO929 Licensed Representative (Provisional Licence) 1
SINHA Amit BHR474 Licensed Representative (Provisional Licence) 4
SIRVINT Michael David BEO574 Licensed Representative (Provisional Licence) 1
SO Man Ying BHR648 Licensed Representative (Provisional Licence) 1, 6
SO Wing Tung BHQ263 Licensed Representative (Provisional Licence) 3
SONG Yaning BHP342 Licensed Representative (Provisional Licence) 1, 6
SOUSI Cedric Lucien Simon ALK235 Licensed Representative (Provisional Licence) 1, 2
STEVENSON Nigel James BHS328 Licensed Representative (Provisional Licence) 4
STILLER James Michael BHP146 Licensed Representative (Provisional Licence) 1, 2
SU Xu Juan AXF780 Licensed Representative (Provisional Licence) 6
SUEHIRO Toru BHL321 Licensed Representative (Provisional Licence) 4
SUKUMAR Nimalesh BHS180 Licensed Representative (Provisional Licence) 1
SUN Jinping BHP242 Licensed Representative (Provisional Licence) 1, 4
SUN Xin BHS412 Licensed Representative (Provisional Licence) 1, 4
SUN Ziyi BHQ132 Licensed Representative (Provisional Licence) 1, 6
SUSKI Dominik John BHO573 Licensed Representative (Provisional Licence) 1, 4, 9
SUTTIKULPANICH Yossavee BHN933 Licensed Representative (Provisional Licence) 4
TAM Hoi Man BHR249 Licensed Representative (Provisional Licence) 1
TAM Ka Yiu BHO166 Licensed Representative (Provisional Licence) 1, 2, 9
TAM Wing Sze, Vincy BHQ262 Licensed Representative (Provisional Licence) 3
TAM Yin Yu BHP535 Licensed Representative (Provisional Licence) 1
TAN Xuan BHO549 Licensed Representative (Provisional Licence) 4
TANG Tsz Kwan BHP729 Licensed Representative (Provisional Licence) 3
TANG Wing Sze Winnie AGF374 Licensed Representative (Provisional Licence) 1, 4
TAPADIA Alok Vimalkishore BHP071 Licensed Representative (Provisional Licence) 1
TAY Kairong, Leon BHR968 Licensed Representative (Provisional Licence) 1, 4
Page 14 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
TI Lian-Haan BHQ057 Licensed Representative (Provisional Licence) 1
TIAN Yajing BHQ343 Licensed Representative (Provisional Licence) 1, 4, 9
TING Pong Ming AIG767 Licensed Representative (Provisional Licence) 6
TO Derek Kai Chung BHP485 Licensed Representative (Provisional Licence) 1, 2
TO Ka Yan BHP839 Licensed Representative (Provisional Licence) 1, 6
TO Man Man Judy BHP914 Licensed Representative (Provisional Licence) 1, 4, 9
TONG Jenny AIR580 Licensed Representative (Provisional Licence) 1, 4
TONG Kai Tak BHQ333 Licensed Representative (Provisional Licence) 1, 6
TONG U Shan, Arita BHR199 Licensed Representative (Provisional Licence) 1, 4
TONG Ying Kit, Robin AVO633 Licensed Representative (Provisional Licence) 3
TRAFFORD James John BHO846 Licensed Representative (Provisional Licence) 4, 9
TSAI Meng Ting BHP132 Licensed Representative (Provisional Licence) 1, 4
TSANG Chui Ying BHS093 Licensed Representative (Provisional Licence) 3
TSANG Kin Leung AYJ300 Licensed Representative (Provisional Licence) 1, 4, 9
TSE Ka Yin BEE409 Licensed Representative (Provisional Licence) 2, 5
TSE Wai Yee, May ARN403 Licensed Representative (Provisional Licence) 1, 2, 4
TSEUNG Yin Fai BHP404 Licensed Representative (Provisional Licence) 1, 2
TSUI Wai Lun BHO716 Licensed Representative (Provisional Licence) 1, 2
TSUI Chu Hung BHP152 Licensed Representative (Provisional Licence) 1
TSUI Kam Hee ARO573 Licensed Representative (Provisional Licence) 1
UENO Yasunari BHL325 Licensed Representative (Provisional Licence) 4
UTSUMI Soichi BHQ370 Licensed Representative (Provisional Licence) 4, 5, 9
WALKER Angus Campbell BHO970 Licensed Representative (Provisional Licence) 9
WANG Alan Boyu BHP411 Licensed Representative (Provisional Licence) 6
WANG Anqi BHO181 Licensed Representative (Provisional Licence) 1, 6
WANG Chenfei BCW928 Licensed Representative (Provisional Licence) 1, 6
WANG Chenyi BHO294 Licensed Representative (Provisional Licence) 1, 4
WANG Dong BHR911 Licensed Representative (Provisional Licence) 1, 6
WANG James Jingdong BCX177 Licensed Representative (Provisional Licence) 9
WANG Mingcheng BHP709 Licensed Representative (Provisional Licence) 1
WANG Peiyue BHO570 Licensed Representative (Provisional Licence) 1
WANG Shuo BHP870 Licensed Representative (Provisional Licence) 4, 9
WANG Wei-Yi BHP328 Licensed Representative (Provisional Licence) 1, 2
WANG Yi BHO329 Licensed Representative (Provisional Licence) 4, 9
WASILEWICZ Maciej Karol BHO636 Licensed Representative (Provisional Licence) 4, 5, 9
WEI Ran BHQ210 Licensed Representative (Provisional Licence) 3
WEI Shiyu BHO460 Licensed Representative (Provisional Licence) 1, 6
WENG Tian BHN791 Licensed Representative (Provisional Licence) 4
WHIGHT Christopher John BHO276 Licensed Representative (Provisional Licence) 2
WONG Kai Chung Roger BHR969 Licensed Representative (Provisional Licence) 1, 6
WONG Anthony Ming Hon BHO427 Licensed Representative (Provisional Licence) 2, 5
WONG Chun Kit BHO974 Licensed Representative (Provisional Licence) 1, 4
WONG Ka Ming BHP754 Licensed Representative (Provisional Licence) 1
WONG Kam Suen David AFN655 Licensed Representative (Provisional Licence) 1, 4
WONG Kin Sun BHS010 Licensed Representative (Provisional Licence) 1, 4, 9
WONG Kin Wai BHQ336 Licensed Representative (Provisional Licence) 1
WONG Kit Shuen Molisa AEM349 Licensed Representative (Provisional Licence) 1, 4
WONG Ming Wai BHQ215 Licensed Representative (Provisional Licence) 1, 4, 9
WONG Pui Fai BHQ211 Licensed Representative (Provisional Licence) 1, 2
WONG Tzu Qun BHP119 Licensed Representative (Provisional Licence) 1
WONG Wai Shan AUA951 Licensed Representative (Provisional Licence) 1, 6
WOO Lai Ming, Raymond AUS410 Licensed Representative (Provisional Licence) 1, 6
WRIGHT David Antony BHP250 Licensed Representative (Provisional Licence) 1, 4
Page 15 of 19
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
WU Hao BHP492 Licensed Representative (Provisional Licence) 1, 4, 9
WU Jiayi BHR350 Licensed Representative (Provisional Licence) 1, 4
WU Mei Yen BHP424 Licensed Representative (Provisional Licence) 1, 4, 9
WU Shu-Fang AMB390 Licensed Representative (Provisional Licence) 1
WU Tsung Hsien BHP400 Licensed Representative (Provisional Licence) 1, 2
WU Weijia BHR850 Licensed Representative (Provisional Licence) 4
WU Yunling BHO767 Licensed Representative (Provisional Licence) 1, 6
XIA Xiaoting BHO438 Licensed Representative (Provisional Licence) 2
XIAO Mingyi BHO183 Licensed Representative (Provisional Licence) 1, 2
XIAO Yang BHS174 Licensed Representative (Provisional Licence) 9
XIAO Yuanqing BHP471 Licensed Representative (Provisional Licence) 1, 6
XIE Xiaotian BHP635 Licensed Representative (Provisional Licence) 4, 9
XU Sichao BHO462 Licensed Representative (Provisional Licence) 1, 6
YAM Chung Man Joseph BHR865 Licensed Representative (Provisional Licence) 1, 6
YAN Jinghua BHO972 Licensed Representative (Provisional Licence) 9
YAP Sze Sze BAI297 Licensed Representative (Provisional Licence) 1, 4, 9
YAU Sau Ngor, Sinnie AAK127 Licensed Representative (Provisional Licence) 1, 2, 3
YEUNG Pik Ha BHP726 Licensed Representative (Provisional Licence) 3
YEUNG Tsun Hung, Jacky BGS904 Licensed Representative (Provisional Licence) 9
YI Jian BHO439 Licensed Representative (Provisional Licence) 4
YIP Kam Pang AES448 Licensed Representative (Provisional Licence) 1
YU Man Tao BHP107 Licensed Representative (Provisional Licence) 1, 2
YU Wai Chiu AXI616 Licensed Representative (Provisional Licence) 1
YUE Xiaowei AVZ069 Licensed Representative (Provisional Licence) 4, 9
YUEN Ching Yiu BHQ072 Licensed Representative (Provisional Licence) 1, 6
YUN Chun Kit ABG005 Licensed Representative (Provisional Licence) 1, 4
ZALANE Michael BHO622 Licensed Representative (Provisional Licence) 1, 2
ZANONI Raphael BHS141 Licensed Representative (Provisional Licence) 1, 4, 9
ZHANG Yundi BHO980 Licensed Representative (Provisional Licence) 4
ZHANG Hairong AXL545 Licensed Representative (Provisional Licence) 1
ZHANG Jinhong BHR791 Licensed Representative (Provisional Licence) 9
ZHANG Shaoqing BHR967 Licensed Representative (Provisional Licence) 4, 9
ZHANG Shuaishuai BHQ055 Licensed Representative (Provisional Licence) 1, 4
ZHANG Ting BHR323 Licensed Representative (Provisional Licence) 1
ZHANG Yiming BHQ351 Licensed Representative (Provisional Licence) 1
ZHANG Yiran BHP832 Licensed Representative (Provisional Licence) 1
ZHANG Zhoubo BHR997 Licensed Representative (Provisional Licence) 1, 4
ZHAO Tong BHR770 Licensed Representative (Provisional Licence) 1, 4, 9
ZHAO Yang BHR796 Licensed Representative (Provisional Licence) 1, 4
ZHENG Hanxia BBG316 Licensed Representative (Provisional Licence) 2, 5
ZHENG Sidan BHP324 Licensed Representative (Provisional Licence) 1, 2
ZHENG Zhenqiu BHO446 Licensed Representative (Provisional Licence) 1, 4
ZHONG Yang BHQ208 Licensed Representative (Provisional Licence) 6
ZHOU Jingyu BHO397 Licensed Representative (Provisional Licence) 4
ZHOU Kehui BHR437 Licensed Representative (Provisional Licence) 4
ZHOU Lina BAY312 Licensed Representative (Provisional Licence) 1, 4
ZHOU Zhou BHR853 Licensed Representative (Provisional Licence) 9
ZHU He BHP157 Licensed Representative (Provisional Licence) 4
ZHU Hui AYB024 Licensed Representative (Provisional Licence) 1, 2, 4
ZOU Liyi BHO982 Licensed Representative (Provisional Licence) 2
ABED Joseph Khalid BHQ347 Licensed Representative (Temporary Licence) 1, 4
ADEWALE Amanda Patricia BBO925 Licensed Representative (Temporary Licence) 1
AHUJA Vivek Manohar ARI512 Licensed Representative (Temporary Licence) 1
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
ANSOINE Arnaud Yves BHO829 Licensed Representative (Temporary Licence) 2
AOKI Hidehiko BAI638 Licensed Representative (Temporary Licence) 1, 4
BALASUBRAMANIAM Venkatesh BDT263 Licensed Representative (Temporary Licence) 4
BALTAS Akindynos Nikolaos BHQ102 Licensed Representative (Temporary Licence) 4
BARRY James Timothy BHR373 Licensed Representative (Temporary Licence) 1, 4
BLANNING Geoffrey Stephen BHM637 Licensed Representative (Temporary Licence) 1
BRADSHAW Michael Kenneth BHO809 Licensed Representative (Temporary Licence) 1, 4
BYERS Martin John AXA009 Licensed Representative (Temporary Licence) 4
CHAN Simon BCT212 Licensed Representative (Temporary Licence) 1, 4
CHEETHAM Philip BFA324 Licensed Representative (Temporary Licence) 4
CHEN Qing BDK816 Licensed Representative (Temporary Licence) 1, 2
CHEN Shou-Hui BFO656 Licensed Representative (Temporary Licence) 1
CHEN Si BHS317 Licensed Representative (Temporary Licence) 1, 2
CHEN Timothy C K BEC091 Licensed Representative (Temporary Licence) 4
CHIANG Randy ATV645 Licensed Representative (Temporary Licence) 1, 2
CHONG Wen Bin Melvin BFZ492 Licensed Representative (Temporary Licence) 1, 2
CHOPRA Sameer BAU420 Licensed Representative (Temporary Licence) 1, 4
CHUA Kah Meng, Adrian AWD992 Licensed Representative (Temporary Licence) 4
COE Nigel Edward BDO199 Licensed Representative (Temporary Licence) 1
CURTIS Jonathan Tourtellotte BHP706 Licensed Representative (Temporary Licence) 1
DAI Min BHQ112 Licensed Representative (Temporary Licence) 1
DARK Adrian John BFA326 Licensed Representative (Temporary Licence) 4
DE LA PORTE DU THEIL Xavier Pierre Marie BHQ099 Licensed Representative (Temporary Licence) 1
DESHMUKH Prasad Gulabrao BAR266 Licensed Representative (Temporary Licence) 1, 4
DIDELOT Nicolas Mathieu BHO975 Licensed Representative (Temporary Licence) 1
DRAY Deane Michael BHP930 Licensed Representative (Temporary Licence) 1, 4
DWYER Daniel Joseph AKJ234 Licensed Representative (Temporary Licence) 1, 2
EPSTEIN Ronald Jay BDJ465 Licensed Representative (Temporary Licence) 1, 4
FUKUMOTO Chika BHO937 Licensed Representative (Temporary Licence) 4
GARRE Venugopal AML716 Licensed Representative (Temporary Licence) 4
GASQUERES Eric Yuya Francis ATI745 Licensed Representative (Temporary Licence) 1, 2
GILL Barry John BHP725 Licensed Representative (Temporary Licence) 1, 4
GLEESON David Luke BDL878 Licensed Representative (Temporary Licence) 1, 4
GOH Si Xian BFO633 Licensed Representative (Temporary Licence) 4
GOTTELIER Simon David AXP495 Licensed Representative (Temporary Licence) 4
GRIJNS Andrew Arnold BAM236 Licensed Representative (Temporary Licence) 4
HILL Andrew Duncan BCK617 Licensed Representative (Temporary Licence) 1, 4
HIRAKAWA Shoji AOR316 Licensed Representative (Temporary Licence) 4
HOLDER Mark Andrew BHQ350 Licensed Representative (Temporary Licence) 1
HSIAO Hui-chung BHN003 Licensed Representative (Temporary Licence) 1, 4
HUNDLEY William Gen BHC221 Licensed Representative (Temporary Licence) 1
HWANG Jennifer Nicole AXG088 Licensed Representative (Temporary Licence) 1
JACKSON Ian Robert BGQ060 Licensed Representative (Temporary Licence) 1, 2
JUENGER Todd Michael BHM363 Licensed Representative (Temporary Licence) 4
JUSCHKE Felix BHR619 Licensed Representative (Temporary Licence) 1
KAMEDA Eri BHS140 Licensed Representative (Temporary Licence) 1
KEATING Edward Peter BHQ307 Licensed Representative (Temporary Licence) 1, 4
KIM Hyeong Kyun BFF354 Licensed Representative (Temporary Licence) 1
KIM Hyo Jun AOH894 Licensed Representative (Temporary Licence) 4
KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1
KIM Nara BHO992 Licensed Representative (Temporary Licence) 1
KIM Tae-Woon BCO962 Licensed Representative (Temporary Licence) 1
KOESTERICH Russell Jared BHP721 Licensed Representative (Temporary Licence) 1, 4
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
KOOIJ Reijer Jan BBQ185 Licensed Representative (Temporary Licence) 1, 4
KUBOTA Masashi BBA891 Licensed Representative (Temporary Licence) 1, 4
KURZ Peter Michael ACN979 Licensed Representative (Temporary Licence) 4
LEE Ming-Hsun BAO744 Licensed Representative (Temporary Licence) 1, 4
LI Jing AOV618 Licensed Representative (Temporary Licence) 1, 2
LINGARD Stephen Russel BHQ067 Licensed Representative (Temporary Licence) 1
LITTLE Joseph Edward George BHR324 Licensed Representative (Temporary Licence) 1
LIU Zhijing AWW251 Licensed Representative (Temporary Licence) 4
LOEWY Daniel Jay BEC626 Licensed Representative (Temporary Licence) 4
MACDONALD Alistair John AVW485 Licensed Representative (Temporary Licence) 1
MANSELL Steven Robert BEI891 Licensed Representative (Temporary Licence) 4
MATHUR Aditya BEO279 Licensed Representative (Temporary Licence) 4
MCDONALD Graeme Antony ALA712 Licensed Representative (Temporary Licence) 4
MILLER Brian Matthew BHP647 Licensed Representative (Temporary Licence) 1, 4
MITCHELL Scot Preston BHP608 Licensed Representative (Temporary Licence) 1, 4, 6
MIURA Nobuyoshi BDU297 Licensed Representative (Temporary Licence) 4
MIURA Takuya BHP322 Licensed Representative (Temporary Licence) 1, 4
MORIMOTO Tatsuya BDW746 Licensed Representative (Temporary Licence) 1, 2
MORIYAMA Keisuke AQP609 Licensed Representative (Temporary Licence) 4
MOULDER Anthony Bruce BFB113 Licensed Representative (Temporary Licence) 4
MURAKAMI Yusuke BHQ207 Licensed Representative (Temporary Licence) 1
NAKADA Leo BHO425 Licensed Representative (Temporary Licence) 4
NELSON Thomas Michael BEG498 Licensed Representative (Temporary Licence) 4
NICHOLAS James Everett BHN911 Licensed Representative (Temporary Licence) 1, 4
NOLAN Michael Timothy BDZ929 Licensed Representative (Temporary Licence) 1
OBIN Andrew Burris BDI734 Licensed Representative (Temporary Licence) 1, 4
OH Sung Hwan ARO583 Licensed Representative (Temporary Licence) 1, 4
OXGAARD Jonas Ingemar BHQ318 Licensed Representative (Temporary Licence) 4
PARK Jun Ho AXZ060 Licensed Representative (Temporary Licence) 1
PARK William BHG768 Licensed Representative (Temporary Licence) 1, 4
PETROVA Joana Anguelova BHR581 Licensed Representative (Temporary Licence) 1, 2
PETROVCIK Kevin Patrick AZL215 Licensed Representative (Temporary Licence) 1, 4
POLOVY Charles Michel Guillaume Edouard BHO026 Licensed Representative (Temporary Licence) 1, 2
PRANOTO Henry Sulistyo BHO644 Licensed Representative (Temporary Licence) 1
REDFERN James BGX417 Licensed Representative (Temporary Licence) 1, 4
REISZ Paul William BHQ136 Licensed Representative (Temporary Licence) 1, 4
RICE IV Albert William BHR263 Licensed Representative (Temporary Licence) 4
ROMANEIRO Eduardo Alexandre Victorino AXV642 Licensed Representative (Temporary Licence) 1
SAIZ NICOLAS Jose Maria BHQ100 Licensed Representative (Temporary Licence) 4
SAKAMOTO Gosuke BBQ740 Licensed Representative (Temporary Licence) 1
SATHAWORAWONG Pimolrat BEM318 Licensed Representative (Temporary Licence) 4
SCHEMM Martin Peter BHP723 Licensed Representative (Temporary Licence) 1
SCHENKER Andrew Marc BHQ342 Licensed Representative (Temporary Licence) 1
SCHOFIELD David John BHP581 Licensed Representative (Temporary Licence) 1, 4
SETH Neeraj AYB919 Licensed Representative (Temporary Licence) 1, 4
SHAH Amish Chandrakant AUW978 Licensed Representative (Temporary Licence) 1, 4
SHIBANO Masahiro BFN431 Licensed Representative (Temporary Licence) 4
SIMMONDS Stuart Duncan BCP839 Licensed Representative (Temporary Licence) 1, 4
SKOGLUND Jeffrey Scott AYY641 Licensed Representative (Temporary Licence) 4
SPENCER Joshua Kaj BHQ222 Licensed Representative (Temporary Licence) 4
STALLARD Robert Alan BHP931 Licensed Representative (Temporary Licence) 1, 4
STEEL Shawn Robert BAH356 Licensed Representative (Temporary Licence) 1, 4
STOCK Michael William Anderton BHR752 Licensed Representative (Temporary Licence) 1, 4, 6
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2016
CE Name CE No. Licence Type Types of Regulated Activity
SUNDRAM Rohan Jason AXW579 Licensed Representative (Temporary Licence) 4
TIWARI Atul Kumar BDT253 Licensed Representative (Temporary Licence) 4
TOH Shikai BFI045 Licensed Representative (Temporary Licence) 1, 2
TOMLIN Owen ALI374 Licensed Representative (Temporary Licence) 1
TOURCHOT TRAISSAC Nicolas Raphel BHO576 Licensed Representative (Temporary Licence) 1, 2
VARMA Rajeev BAN052 Licensed Representative (Temporary Licence) 1, 4
VINCENT Etienne Jean Achille BAO330 Licensed Representative (Temporary Licence) 4
VON RIEKHOFF Andre Christopher BHO553 Licensed Representative (Temporary Licence) 1, 2
WANG Shiyan BDP424 Licensed Representative (Temporary Licence) 4
WATANABE Ritsuo BAZ846 Licensed Representative (Temporary Licence) 1, 4
WILLIAMS Matthew James BCV078 Licensed Representative (Temporary Licence) 1, 4
WON Wee Yih BHR599 Licensed Representative (Temporary Licence) 4
WONG Clinton James Luke AXI819 Licensed Representative (Temporary Licence) 1
WONG Ee Kay Geoffrey BFZ518 Licensed Representative (Temporary Licence) 1, 4
WONG Kwong Wui AMK297 Licensed Representative (Temporary Licence) 1, 4
WOUTERS Anton Hendrik AXG009 Licensed Representative (Temporary Licence) 4
YEN Edward ATJ152 Licensed Representative (Temporary Licence) 4
YOSHIDA Mitsuhiro BHR650 Licensed Representative (Temporary Licence) 1
Page 19 of 19