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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
Alipes Asset Management Limited BHL732 Licensed Corporation 4, 9
Ando Asset Management Limited BIZ535 Licensed Corporation 1, 4, 9
China Tian Yuan Commodities and Futures Limited BJI173 Licensed Corporation 2
CIF Asset Management Limited BJO832 Licensed Corporation 9
CIF Global Markets (HK) Limited BJT648 Licensed Corporation 3
Clarity Investment Partners Limited BJW518 Licensed Corporation 9
des Voeux Partners Limited BJI821 Licensed Corporation 4, 9
GAMA Private Asset Management Limited BJF054 Licensed Corporation 9
Harbour Corporate Finance Limited BJT698 Licensed Corporation 1, 6
HK Cai Fu Ju Asset Management Limited BJI408 Licensed Corporation 9
Long Success Capital Limited BJK337 Licensed Corporation 9
Magnum Research Limited BJU619 Licensed Corporation 1, 4
Odyssey Asset Management Limited BHX656 Licensed Corporation 4, 9
Perfect World Asset Management Limited BIQ236 Licensed Corporation 9
Pinetree Securities Limited BJQ404 Licensed Corporation 1
Po Lee Asset Management Limited BJP811 Licensed Corporation 9
Po Lee Investment Consultant Limited BJP812 Licensed Corporation 4
Positano Wealth Management Limited BJL801 Licensed Corporation 4, 9
Raffles Assets Management (HK) Co. Limited BJO652 Licensed Corporation 9
Royal Fund Management Co., Limited BJP312 Licensed Corporation 1, 4, 9
RP Asset Management Limited BJB693 Licensed Corporation 1, 4, 9
Tongfang Capital Limited BJG439 Licensed Corporation 6
Tradition Capital Management Limited BJT690 Licensed Corporation 1, 4, 9
TUS Corporate Finance Limited BJL235 Licensed Corporation 1, 6
VisTreasure Asset Management Limited BJX653 Licensed Corporation 4, 9
AHMED Sophia Anna Probhati BJV457 Licensed Representative 1, 2
AHN Seh Joon AQR040 Licensed Representative 4, 9
AMIR Faridah BDJ450 Licensed Representative 1, 4
ANFILOGOFF George Alexander Nicholas BKD641 Licensed Representative 1, 2
ARCURI Alessandro BKG497 Licensed Representative 1, 2, 4, 5
AU YEONG Wai Mun BKO309 Licensed Representative 1, 4, 6
AVENEL Gerald Marie Jean Alain BKO053 Licensed Representative 1
BAE Daniel Jaehyun BEI718 Licensed Representative 6
BAKSHI Priyanshu BJV152 Licensed Representative 4, 9
BAO JIAKUN BKM142 Licensed Representative 4, 9
BERMEJO Philippe AUH272 Licensed Representative 2
BERRY Romain Pierre BKL357 Licensed Representative 1
BLASETTI Karim BBB060 Licensed Representative 1, 4
BOEY Shihui Vanessa Estelle BJP843 Licensed Representative 1
BROWN Sebastian Gordon BCU731 Licensed Representative 1, 4
CASTELLI Marta Fernanda BKE622 Licensed Representative 10
CHAI Sijun BKN457 Licensed Representative 1, 2, 9
Page 1 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHAI Yingshan BKD933 Licensed Representative 1, 4, 6
CHAN Andrew Shingfun AMC389 Licensed Representative 10
CHAN Chi Chun John BJX758 Licensed Representative 4, 9
CHAN Chi Wan AFA249 Licensed Representative 1
CHAN Chi Wing BKY313 Licensed Representative 1, 4
CHAN Ching Ping BKR861 Licensed Representative 1, 6
CHAN Chun Fai AUR704 Licensed Representative 1, 4, 9
CHAN Chun Hong BKE867 Licensed Representative 1
CHAN Hiu Ka AZB706 Licensed Representative 1
CHAN Ho Wan BKQ461 Licensed Representative 4, 9
CHAN Hoi Yan AFZ453 Licensed Representative 1
CHAN Ka Ki AJH032 Licensed Representative 1
CHAN KAI YIK BKG298 Licensed Representative 1, 4
CHAN Kar Kar Francesca BKF466 Licensed Representative 1, 4, 9
CHAN Kin Man AUG795 Licensed Representative 4, 9
CHAN Kwok Hay ACA610 Licensed Representative 1, 2
CHAN KWOK MAN MARK BKT932 Licensed Representative 6
CHAN Kwok Wai BCW251 Licensed Representative 9
CHAN Lai Sze BKQ410 Licensed Representative 1
CHAN Ngai Ka AOY222 Licensed Representative 1, 2, 4
CHAN On Yi BKF950 Licensed Representative 1
CHAN Pak Hong BKK318 Licensed Representative 9
CHAN Pui Yee, Christine AFV641 Licensed Representative 1
CHAN Siu Lun BKG601 Licensed Representative 1, 2, 4, 5
CHAN Tsung-Hsun Dennis BEE283 Licensed Representative 9
CHAN Wing Cheung BKJ264 Licensed Representative 1, 2
CHAN Wing Lam BKJ927 Licensed Representative 1
CHAN Yi BKH673 Licensed Representative 1, 6
CHAN Yik Cheung BKQ351 Licensed Representative 1
CHAN Yu Kai AYC303 Licensed Representative 10
CHAN Yuen Fan BKP220 Licensed Representative 1, 4
CHAN Yuk Ming, Phonda AZQ766 Licensed Representative 1
CHAN Zelig BKJ191 Licensed Representative 1, 6
CHANG Kai Kuan BKE812 Licensed Representative 1, 2
CHANG Mei Ling BKD637 Licensed Representative 1
CHAO Tzu Chi BKD176 Licensed Representative 1, 2, 4
CHAU Alexandre Gia-hon BEM701 Licensed Representative 9
CHAU Che Huen BKQ952 Licensed Representative 1, 2
CHAU Wing Yung BKM994 Licensed Representative 6
CHEN Chun Tung, Jason ANU347 Licensed Representative 1, 4, 9
CHEN Emily Aimei BKH333 Licensed Representative 1, 2
CHEN Hung BKJ755 Licensed Representative 1, 2
Page 2 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHEN Jianjun BKH376 Licensed Representative 1, 6
CHEN Jiongfa BKI623 Licensed Representative 1, 6
CHEN Jordan Bo Ling BKE824 Licensed Representative 1, 4, 6
CHEN Jou Ting Tina BJV550 Licensed Representative 1, 4
CHEN Mingyi BKD532 Licensed Representative 1, 4, 6
CHEN Qiwen BKL749 Licensed Representative 1, 2, 4
CHEN Ruofan BKV994 Licensed Representative 4
CHEN Te Hen Toku AMI234 Licensed Representative 9
CHEN Wang BKF044 Licensed Representative 1, 6
CHEN Wei AWS993 Licensed Representative 1, 2, 4, 5
CHEN Wei Hsun ARG669 Licensed Representative 1, 9
CHEN Xinxuan BKF807 Licensed Representative 1, 6
CHEN Yiran BJW905 Licensed Representative 4, 9
CHEN Yu Shiuan BKP273 Licensed Representative 1, 9
CHEN Zhaoxi BKF795 Licensed Representative 1, 6
CHEN Zhiyi BJU798 Licensed Representative 1, 4
CHENG CHEONG KIT BKM843 Licensed Representative 9
CHENG Chi Kin BKV086 Licensed Representative 1, 2, 4
CHENG King Tong BKQ319 Licensed Representative 6
CHENG Yuen Kin BKT548 Licensed Representative 1, 2
CHENG Zhiqian BKU851 Licensed Representative 1, 2
CHEONG Brandon Gee BJW322 Licensed Representative 4, 9
CHEUNG Bonathan Wai Ka BIF071 Licensed Representative 6
CHEUNG Chung Pan BKU271 Licensed Representative 2
CHEUNG Ho Bun BKI572 Licensed Representative 4
CHEUNG Kim Ching BKC185 Licensed Representative 1
CHEUNG Lai Hung BKQ774 Licensed Representative 1, 2
CHEUNG Man Ting Stella BDL886 Licensed Representative 4
CHEUNG Siu Kit BKN639 Licensed Representative 1
CHEUNG SUI YING BKF955 Licensed Representative 1, 4, 6
CHEUNG YAN KIT KEN BKK360 Licensed Representative 1, 2
CHEUNG Yik Ki BKL730 Licensed Representative 1, 6
CHEUNG Yuk Har Jemma BKE346 Licensed Representative 1
CHIO Ka Fai BKJ536 Licensed Representative 1, 6
CHIU Chun Ho, Simon BKG268 Licensed Representative 1
CHIU On Sang AJE177 Licensed Representative 1, 4, 6
CHIU Shing Fung BKL343 Licensed Representative 1, 2
CHIU Shui Kei AOH254 Licensed Representative 1
CHIU Wing AGP697 Licensed Representative 4
CHNG Tian Yi Joshua BKH338 Licensed Representative 1
CHO Hyunjin BJW728 Licensed Representative 1, 4
CHO Taejung BKM785 Licensed Representative 1, 4
Page 3 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHOE Steven Kent ANQ119 Licensed Representative 2, 5
CHOI Chun Fai BKV279 Licensed Representative 1
CHOI Ming Lung AVS381 Licensed Representative 2
CHOI So Yeon BKQ224 Licensed Representative 1, 4
CHOI Wing Lun BJD733 Licensed Representative 1, 9
CHOI Yuk Lung BKE841 Licensed Representative 4
CHONG Man Ting BKL829 Licensed Representative 1
CHOW Yung BDL629 Licensed Representative 4, 9
CHOW CHUI NGAN BKQ451 Licensed Representative 4
CHOW Wai Lam BJU686 Licensed Representative 2
CHU Tsz Ying BKQ747 Licensed Representative 1
CHU Wai Fan, Frankie BIB842 Licensed Representative 1
CHU Wayne Wing Kar AHO643 Licensed Representative 1
CHUNG Jeffrey Jin Wook AEA620 Licensed Representative 4, 9
CHUNG Man Wai, David AOU630 Licensed Representative 10
CHUNG Margaret Kar Lo BKS969 Licensed Representative 1, 2
CHUNG Tony ACJ250 Licensed Representative 1
CHUNG Tsun Kee BKM101 Licensed Representative 1, 2
CHURK Hang Fai Vincent BKJ918 Licensed Representative 1, 4, 6
COCKELL Janny AAC141 Licensed Representative 9
COPE Dillon Levander BKA646 Licensed Representative 1, 4, 6
CORK Craig William BKF941 Licensed Representative 4
CRAMER Reuben Saul BKK593 Licensed Representative 1, 4
CUI Can AUQ924 Licensed Representative 1, 4
CUI Cui AYO745 Licensed Representative 1, 4
CUI Ziying BKQ946 Licensed Representative 1, 6
CUNNINGHAM Jeremy James Warren AQS229 Licensed Representative 1
DAI Andy Andong BKD313 Licensed Representative 1, 6
DAI Di BKI617 Licensed Representative 1, 2
DAVE Neel Rajendra BJQ196 Licensed Representative 1
DE GEIS DE GUYON DE PAMPELONNE Ludovic Regis Marie BKO564 Licensed Representative 4, 5, 9
DELIVRON Martha Erin BKE571 Licensed Representative 9
DENG Jun BKZ667 Licensed Representative 4, 9
DENG Lifan BKP402 Licensed Representative 1, 2
DENG Qing BKM801 Licensed Representative 2
DEPIETS Simon BKE801 Licensed Representative 9
DONG Fengqiao BJS141 Licensed Representative 1, 4, 9
DONG Yanzhen BKV856 Licensed Representative 1
DOSHI Nirav Niranjan BKO057 Licensed Representative 1
DU Yang BKA417 Licensed Representative 4, 9
EIO Jingfeng Jonathan BKR579 Licensed Representative 1
ESPINO Marc Christopher Jison BKT749 Licensed Representative 4
Page 4 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
EVANS Curtis Leigh BKK557 Licensed Representative 1
FAJARDO Bennette Edward John BKM832 Licensed Representative 4
FAN Kai Yeung BKV397 Licensed Representative 10
FAN Mei Mei BKL563 Licensed Representative 1
FAN Zhenchuan BKM357 Licensed Representative 9
FANG Cong BKD315 Licensed Representative 4
FENG Hao BKH221 Licensed Representative 2
FENG Rong BDI572 Licensed Representative 6
FENG Tingshuai BKQ263 Licensed Representative 4
FENG Yuqi BKM664 Licensed Representative 1, 2
FONG Yuet Wan Fanny BKI974 Licensed Representative 1, 4
FRASER Gordon BJX002 Licensed Representative 1, 4, 9
FU SIN BKF907 Licensed Representative 1
FU Zhilei BJY522 Licensed Representative 1
FUNG Hei Lok BKQ945 Licensed Representative 1
FUNG Kin Hang BKQ949 Licensed Representative 1, 6
FUNG Sim Kuen BKC637 Licensed Representative 1
FUNG Wing Sum BKJ844 Licensed Representative 1, 4
FUNG Yuen Yi BBN298 Licensed Representative 1
GAN Liang BJW266 Licensed Representative 1, 4
GAN Siok Hong ALF539 Licensed Representative 1
GAO Chenxian BKS232 Licensed Representative 1, 4, 9
GAO Fei BKK631 Licensed Representative 1, 2
GAO Jing BKF946 Licensed Representative 1, 9
GARRETT Adam Guy Orlebar ALQ136 Licensed Representative 4, 9
GONG Jiuzhou BKP327 Licensed Representative 1, 2, 9
GONG Minghui BKN578 Licensed Representative 1, 4, 6
GOVENDER Avishkar BJT860 Licensed Representative 1, 6
GRINZATO Eros BKE850 Licensed Representative 1
GU Shuncong BKO335 Licensed Representative 1, 4, 6
GUAN Guhan BKH264 Licensed Representative 1, 2
GULICK-STUTZ Derek Nolan BKF898 Licensed Representative 1, 6
GUNTURU Advait Dattatreya BJG617 Licensed Representative 1, 2
GUO Li Ning BKU075 Licensed Representative 1
GUO Ni BKF563 Licensed Representative 1, 2
HAH CHANGWOO BKD619 Licensed Representative 1, 4, 6
HAN Lin Chour, William BAN066 Licensed Representative 1
HE WANQING BJZ502 Licensed Representative 1, 2
HE Yi BKZ654 Licensed Representative 9
HENG Mui Gek ANM460 Licensed Representative 2
HO Chun Hang BKN358 Licensed Representative 1
HO Hiu Kan, Kenneth AYO801 Licensed Representative 1, 4
Page 5 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
HO Tsz Tung BGL231 Licensed Representative 1
HO Yin Shan, Cookie ANG573 Licensed Representative 1, 4
HON Kwan Kit BKV249 Licensed Representative 1, 2
HORNG Jia-yi BKS143 Licensed Representative 2, 5
HOU CHIA I BKP281 Licensed Representative 4, 9
HOU Yanni BKD164 Licensed Representative 1
HSU Shu Chuan ARD668 Licensed Representative 1
HSU Yu Yu BKK579 Licensed Representative 1, 4
HU Kun BKB457 Licensed Representative 1, 4, 9
HU Michael BKR588 Licensed Representative 1
HU Qingzi BKF945 Licensed Representative 1, 6
HU Yanmo BKZ666 Licensed Representative 1, 6
HUANG Jiayu BKV122 Licensed Representative 1
HUANG Jikang BKU813 Licensed Representative 9
HUANG Jing BEM790 Licensed Representative 1
HUANG Peikai BKH958 Licensed Representative 1, 2
HUANG Ye AXW924 Licensed Representative 1, 6
HUBBARD David John BKR680 Licensed Representative 1, 4
HUEN Chi Wai BKF442 Licensed Representative 1, 2
HUGHES Glyn John BJT332 Licensed Representative 1
HUI Chun Kwok BKK679 Licensed Representative 1
HUI Hiu Yan BKI714 Licensed Representative 1, 6
HUI Yau Wei BKI519 Licensed Representative 10
IP Man Ka BKV989 Licensed Representative 4
ISCHER Valentin Yvan BKI939 Licensed Representative 1, 4, 9
IWAO Yohei BIZ237 Licensed Representative 1, 2
JHAWAR Aditya Hiralal BFP474 Licensed Representative 4
JIANG Bo BJE767 Licensed Representative 9
JIANG Chuxuan BGM935 Licensed Representative 1, 4
JIANG Kanfeng BKE630 Licensed Representative 1
JIANG Qinglin BKK308 Licensed Representative 4
JIANG Tian BKI423 Licensed Representative 1, 4
JIANG Wei BKF710 Licensed Representative 6
JIANG Yingyun BKL592 Licensed Representative 10
JIANG Yipei BKL413 Licensed Representative 1, 6
JIAO Shang BKM830 Licensed Representative 1, 4, 6
JIN Ling BKH182 Licensed Representative 4, 9
JUNG Joong Hoon BKF444 Licensed Representative 2, 5
KANTHAN Aparna BKL765 Licensed Representative 1, 2
KAO Margaret Chien Mei Hsu AJE094 Licensed Representative 1
KE Dongyang BKH652 Licensed Representative 1, 4, 6
KENT Benedict David Brownie BKD947 Licensed Representative 4, 9
Page 6 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
KETTEMANN Nils Ken BKL417 Licensed Representative 1, 6
KEUNG Nga Yee Teresa BKD475 Licensed Representative 1, 9
KIM Hyo Jin BKG492 Licensed Representative 1, 4, 9
KIM Jason Yong ARF013 Licensed Representative 1, 4
KIM JUN SUNG BJW321 Licensed Representative 1, 2
KIM Min Ji BKI604 Licensed Representative 1
KOBAYASHI Yohsuke BKD934 Licensed Representative 9
KOK Tung Wa, Cathy ANM194 Licensed Representative 1, 2, 4, 9
KOO Doheon BKD640 Licensed Representative 1, 6
KOO Siu Kong BJY470 Licensed Representative 1
KOO Tun Lok Carlos BKK383 Licensed Representative 1, 6
KOO Yat Hong AYM836 Licensed Representative 1, 4
KORINKE Ryan Patrick BKN674 Licensed Representative 1, 4, 9
KOST Alexander Stephen BKN871 Licensed Representative 1
KOU Betty AGL770 Licensed Representative 9
KUNG Tin Wai BKF902 Licensed Representative 1, 6
KUSUDA Yusuke BKL141 Licensed Representative 1, 4, 6
KWAN Nicholas Alexander Yan Tat AZJ207 Licensed Representative 1, 4, 6
KWAN Sing Yan BKR621 Licensed Representative 1
KWOK Alvina Iris Wei Lin BKN953 Licensed Representative 1
KWOK Hoi Kit Victor BKB387 Licensed Representative 1, 6
KWOK Ki Lung BKP650 Licensed Representative 4, 9
KWONG Yu Hin BKK547 Licensed Representative 1, 6
LAI Andrew Kai-Jie BKL102 Licensed Representative 1, 2
LAI Billy Yee Piu AMV035 Licensed Representative 1, 9
LAI Chun Wai BKB802 Licensed Representative 1, 2
LAI Hoi Yu AFJ214 Licensed Representative 1
LAI Ka Wah ATR461 Licensed Representative 1, 2, 4
LAI Man Chun BJT118 Licensed Representative 1
LAI Po Shan BKO202 Licensed Representative 1, 9
LAI Sze Kit BKG892 Licensed Representative 1, 4, 9
LAI Yidan BKK438 Licensed Representative 1, 4, 9
LAI Yuen Yung, Elita AYW932 Licensed Representative 5
LAM Chuen Ming Thomas ADW501 Licensed Representative 1
LAM Chun Hang BFE153 Licensed Representative 1, 2
LAM Chung Shu Xylona BKK339 Licensed Representative 1, 2
LAM Kwok Yiu BKQ400 Licensed Representative 1, 4
LAM Man Wai BKM760 Licensed Representative 9
LAM Steve Kwok Leung AGC469 Licensed Representative 1, 4, 6
LAM Ting Fung BKW514 Licensed Representative 6
LAM Tsam Hung BKS996 Licensed Representative 1, 4
LAM Yuk Ting BKK325 Licensed Representative 9
Page 7 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
LAMAR Mia Danielle BKK695 Licensed Representative 1
LAU Chi Wai Anthony BKD113 Licensed Representative 1, 4, 9
LAU Kei Chun Simon BKQ269 Licensed Representative 1, 2
LAU Ming Cham BKQ930 Licensed Representative 1
LAU Ming Yeung, Stephen ANB243 Licensed Representative 1, 6
LAU Tin Yau BKL785 Licensed Representative 1, 2
LAU Wai Kong ACF644 Licensed Representative 1, 4
LAU Wai Sum AHU045 Licensed Representative 1
LAU Yat Sing BKP656 Licensed Representative 1
LAW King Yung Darrell BKO687 Licensed Representative 1, 6
LE BINH Khoi BKP233 Licensed Representative 5
LEE Hae Su BKG266 Licensed Representative 4, 9
LEE Joanshien, Johanne AOI966 Licensed Representative 1, 9
LEE John Kwok Yung Edward BKQ970 Licensed Representative 1
LEE Junho BKO336 Licensed Representative 1, 4, 6
LEE Kwai Yin BHV345 Licensed Representative 4
LEE Kyung Min AVH974 Licensed Representative 1, 6
LEE Man Tim BKJ894 Licensed Representative 1, 4, 6
LEE Po Ling BKB901 Licensed Representative 1
LEE Susan Marie BKV447 Licensed Representative 1, 6
LEE Sze Nga BKR625 Licensed Representative 2
LEE Trevor Nicholas Chin Hong BJY415 Licensed Representative 2
LEE Tsz Yin Jonathan BKM304 Licensed Representative 1, 2
LEE Wai Hung AEI501 Licensed Representative 1
LEE Wonjun BKJ881 Licensed Representative 1, 4, 6
LEONG Kar Wye BKD051 Licensed Representative 1, 4
LEUNG Cheuk Lai, Justin Jonathan BKM204 Licensed Representative 1, 4, 6
LEUNG Chiu Lun BJT513 Licensed Representative 1
LEUNG Chun Chit, Adrian BKF951 Licensed Representative 1, 2
LEUNG Hiu Tan BCE397 Licensed Representative 1
LEUNG Kin Shan APL039 Licensed Representative 9
LEUNG Man Ho AMF525 Licensed Representative 1, 6
LEUNG Mei Lai BKQ258 Licensed Representative 1, 4
LEUNG Yiu Ming, Eric AED697 Licensed Representative 1
LI Adrian BDJ811 Licensed Representative 1, 6
LI CHAO BKE572 Licensed Representative 4, 9
LI Chen BBK724 Licensed Representative 1
LI Haihu BBJ048 Licensed Representative 10
LI Han BKJ648 Licensed Representative 4, 9
LI Jielin BKA650 Licensed Representative 1, 4, 6
LI Jingting BKO985 Licensed Representative 1, 6
LI Ka Fai BKJ906 Licensed Representative 1, 2, 4
Page 8 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
LI Kwok Man BKA616 Licensed Representative 1
LI Lai Yee AIP435 Licensed Representative 1, 4, 9
LI LU BKI387 Licensed Representative 1, 4
LI Mengdi BKJ260 Licensed Representative 1, 6
LI Mengze BKP399 Licensed Representative 1, 4
LI Mengzhen BKE330 Licensed Representative 1, 9
LI Misty BKL914 Licensed Representative 1, 2
LI Runyuan BKK550 Licensed Representative 1, 4, 9
LI Sai Hung BKT393 Licensed Representative 1, 2
LI Sze Lok BKK628 Licensed Representative 6
LI Tianrun BKK369 Licensed Representative 4
LI Tsz Hin BKL833 Licensed Representative 1
LI Wei BKJ042 Licensed Representative 9
LI Wenjie BKP340 Licensed Representative 1, 4, 9
LI Wenliang BJV219 Licensed Representative 1, 4, 6
LI Yen-Cheng BKU850 Licensed Representative 1, 2
LI Yi Sum AXF706 Licensed Representative 1, 2
LI Yin Kuk AMX118 Licensed Representative 1, 4
LI Zexi BJY934 Licensed Representative 6
LI Zhiqi BJW556 Licensed Representative 1, 6
LIANG Junlin BKT594 Licensed Representative 4
LIANG QianQian BKQ750 Licensed Representative 1, 4, 6
LIANG Xingjun BKQ748 Licensed Representative 1, 4, 6
LIAO Biyi BKO922 Licensed Representative 1, 4, 9
LIN Chun Hsien AQW621 Licensed Representative 1, 4
LIN Shiying BKL632 Licensed Representative 6
LIN Siting BKO337 Licensed Representative 4, 9
LIN Siyuan BKE838 Licensed Representative 1, 4, 6
LING Andrew Yew Chung BKN022 Licensed Representative 1, 6
LIU Dawei BKO397 Licensed Representative 1, 2
LIU Huanrui BKE998 Licensed Representative 6
LIU Jiandong BKN438 Licensed Representative 1, 4, 6
LIU Muzi BKL412 Licensed Representative 1, 6
LIU Po Wen ATL504 Licensed Representative 4, 9
LIU Shuk Ming, Angie AYW745 Licensed Representative 1, 2, 4
LIU WEI QI BKM111 Licensed Representative 1, 4
LIU Xinxing BKS243 Licensed Representative 4
LIU Ying BKV274 Licensed Representative 1
LIU Yuchen BKK370 Licensed Representative 4
LIU Yuhan BKS230 Licensed Representative 4
LIU Yuting BKS408 Licensed Representative 1, 4
LO Jonathan Ka Yan AQY025 Licensed Representative 1, 4, 9
Page 9 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
LO Shuk Sui BKM815 Licensed Representative 1, 2
LO Siu Lung BDK089 Licensed Representative 1, 4
LO Wing Ho BKL193 Licensed Representative 1
LOU Yuxiang BKK546 Licensed Representative 1, 6
LU Cheng BKE555 Licensed Representative 4
LU Hsin-Lin BKH337 Licensed Representative 1
LU Jingyi BJX882 Licensed Representative 1, 2
LU Yang BKP940 Licensed Representative 1, 6
LU Zhe BKD789 Licensed Representative 1, 6
LUO Chen BKT275 Licensed Representative 6
LUO Shengjie BFU576 Licensed Representative 1, 4, 9
LUO Zhen BKN825 Licensed Representative 6
MA Biu BCK253 Licensed Representative 9
MA Ruosi BKM256 Licensed Representative 1, 4, 9
MA Sze Man AED753 Licensed Representative 1
MA Wai Shun BID786 Licensed Representative 1
MA Yung-Jie BKP540 Licensed Representative 1, 4
MAK Chun Wing BKK371 Licensed Representative 4
MAK Ka Wing BKH229 Licensed Representative 1, 2
MAK Tsan Kwai BKM809 Licensed Representative 1, 4, 9
MAN Ngai Hang BKU345 Licensed Representative 1, 2
MASU Megumi BGQ554 Licensed Representative 1, 2
MCMURTRAY Nathan Noel ALW212 Licensed Representative 1, 4, 6
MENG Zhaojin BKF968 Licensed Representative 1, 2
MIN Junyan BKE044 Licensed Representative 1, 6
MO Chelsea BKI563 Licensed Representative 1, 6
MO Wei BJQ537 Licensed Representative 1, 4
MOHIUDDIN Suhail AZL059 Licensed Representative 9
MOK Ka Ying ALW654 Licensed Representative 1
MONLIBERT Hugues BKN715 Licensed Representative 1, 2
MORELAND Bradley Anthony ARG325 Licensed Representative 1
MORGAN Joseph Henry BJT439 Licensed Representative 4
MUI HIN LAI HENRY BKC984 Licensed Representative 1, 4
MUI Ka Ho Wallace BKU044 Licensed Representative 6
NAKABAYASHI Yuji BIX277 Licensed Representative 1, 4, 6
NAM BEVERLY MAN WAI BKI846 Licensed Representative 1, 9
NEWSOME Allan Per BKB399 Licensed Representative 1
NG Hui Yuen BKQ338 Licensed Representative 1
NG Keegan Ken BKJ530 Licensed Representative 1
NG Kwan Ning BKG128 Licensed Representative 1, 4, 9
NG Lai Yee, April BKI453 Licensed Representative 1, 4
NG Pauline Pui-han BKQ278 Licensed Representative 1, 4
Page 10 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
NG Wai Suen, Daphne ADL365 Licensed Representative 1, 6
NGAI CHI HO BKP596 Licensed Representative 4, 9
NGAI Shuk Wa Summy AQG751 Licensed Representative 1
NIXEL Stefan Dominik BKH173 Licensed Representative 4, 5, 9
NOH James Hyon BKG328 Licensed Representative 1, 2
OBEROI Navdeep Singh BJU820 Licensed Representative 1, 2, 4, 5
O'CONNELL Stephen Gerard BKB504 Licensed Representative 1, 4
ODELL Scott Wilson BKB375 Licensed Representative 1, 2
OJHA Saanya BKF454 Licensed Representative 1, 9
OTSUKA Kosuke BKO012 Licensed Representative 1, 4
PAN Pengyu BKO949 Licensed Representative 9
PAN Weibing BKK306 Licensed Representative 4
PAN Yongchuan BKN346 Licensed Representative 9
PENG Yongxing BKN534 Licensed Representative 1, 4, 9
PETCH Martin Andrew BJW384 Licensed Representative 10
PFAJFER Aleksandar AVI193 Licensed Representative 1, 4
POON Chun Man ARV276 Licensed Representative 1, 4
POON Ka Chun BKK302 Licensed Representative 1
POSCH Paul BIY899 Licensed Representative 1, 2
PU Lingxiao BHT352 Licensed Representative 1, 2
PUN Chung Sing BKM796 Licensed Representative 4
QIAO Yashuang BKR873 Licensed Representative 1, 6
QIU Jiale BKT159 Licensed Representative 1, 6
QIU Yongyi BKS181 Licensed Representative 1, 4
QUESNOT Jean-joseph Bernard Gaston BKE518 Licensed Representative 1, 2
ROBB Gordon Bjorn BIQ332 Licensed Representative 1
ROGIER Bernard Rene Joseph AIR454 Licensed Representative 1, 2
SEETO Dereke Charles Wing On AYO959 Licensed Representative 1, 2, 7
SHAH Dhawal Arvind AYM782 Licensed Representative 1, 2
SHAMBI Rajdeep Singh BKL897 Licensed Representative 1, 2
SHAO Zuoyin BDM007 Licensed Representative 4
SHEA Pui Ho Kerry BKG034 Licensed Representative 1
SHEN Jiamin BKQ448 Licensed Representative 4
SHEN Zeda BJV751 Licensed Representative 1, 2
SHI Yin BKL763 Licensed Representative 1, 4
SHI Ziyuan BKK572 Licensed Representative 1, 4, 5, 9
SHUM Ho Yeung BKE333 Licensed Representative 1, 6
SIN KIT FUNG BKE175 Licensed Representative 1, 4
SINHA Gaurav AOV915 Licensed Representative 1, 2
SIU Chi Lan BKP427 Licensed Representative 1, 4
SIU Chun Pui BKG032 Licensed Representative 1, 9
SIU Po Ki BKP490 Licensed Representative 3
Page 11 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
SIU Wai Pan BKG270 Licensed Representative 1
SMITH Dominic Anthony AVO477 Licensed Representative 1
SON Bum Ki BJY542 Licensed Representative 1, 4
SONG Michael Y BKT329 Licensed Representative 1
SRI RAMANATHAN Shivaraj BKN105 Licensed Representative 1, 2
SU Ling BJN297 Licensed Representative 1
SUN Boyi BKJ278 Licensed Representative 1, 4
SUN Chang BKI593 Licensed Representative 1
SUN Qianru BKL528 Licensed Representative 4, 9
SUN Renjie BKI603 Licensed Representative 1
SUN Xiaoyu BKP228 Licensed Representative 6
SUN Yixuan BKK358 Licensed Representative 1, 6
SUN Yue BKQ407 Licensed Representative 1, 6
TAN Huiman BKE575 Licensed Representative 10
TAN Kah Bee BKF453 Licensed Representative 1
TAN Michael June Kiat BJU099 Licensed Representative 1
TAN Min BKR644 Licensed Representative 4, 9
TAN Rachel Xiao Wei BKS199 Licensed Representative 1, 4, 9
TAN Weixin BKM833 Licensed Representative 1
TANG Lingjia BKG281 Licensed Representative 1, 4, 6
TANG Nancy BKN861 Licensed Representative 1, 2, 4
TANG Tak Chun BKJ158 Licensed Representative 1, 2
TANG Yu BKP238 Licensed Representative 1, 4
TANG Zhongwei BKJ475 Licensed Representative 9
TANIWAN Victor BJZ519 Licensed Representative 9
TAO Mei Shan, Lisa BBT739 Licensed Representative 1, 4, 9
TAO Xijin BKS276 Licensed Representative 4
TAO Zhiheng BKN443 Licensed Representative 1, 4, 6
TEDDY HU BKM359 Licensed Representative 1, 4, 9
TELAPROLU Varun BKQ419 Licensed Representative 9
TENG Chi-An BKC142 Licensed Representative 4
TIAN Xueyi BKE646 Licensed Representative 1, 6
TIAN Ye BKL555 Licensed Representative 1
TING Siu Hong BKH111 Licensed Representative 1, 4, 6
TONG Wai Ming, Vivia AIE803 Licensed Representative 4, 9
TSANG Chi Keung BJZ713 Licensed Representative 1, 2, 4
TSANG Tang Kwan BKT126 Licensed Representative 1, 4
TSANG Wai Kee BKQ450 Licensed Representative 1, 4
TSE Man Hei BKG342 Licensed Representative 1, 4, 6
TSUCHIDA Mariko BKE006 Licensed Representative 9
TSUI Long Hang, Ryan BKN986 Licensed Representative 6
TSUI Pui Ki BKQ907 Licensed Representative 1, 4
Page 12 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
UEMATSU Ken David BKH654 Licensed Representative 1, 9
UPADHYAYULA Madhukar Srinivas BKJ280 Licensed Representative 9
VAN GULIK Robert Ken ASU202 Licensed Representative 1
VANNESSON Laurent Xavier Marie BKL385 Licensed Representative 1
WAN Sau Yi BKL830 Licensed Representative 1
WAN Tsun Kan BKA500 Licensed Representative 1
WAN Tze Ching BKN597 Licensed Representative 1
WANG Anqi BJS918 Licensed Representative 2, 5
WANG Jiali BKE338 Licensed Representative 1, 4, 6
WANG Jiayu BJH821 Licensed Representative 6
WANG Miao BHB490 Licensed Representative 1, 4, 9
WANG Surong BJZ433 Licensed Representative 1, 6
WANG Tinghao BKU321 Licensed Representative 2
WANG Wei BKQ730 Licensed Representative 1, 4, 6
WANG Xinqi BKM655 Licensed Representative 1, 2
WANG Xinying ATO443 Licensed Representative 1, 4, 9
WANG Yiding AOD298 Licensed Representative 4, 9
WANG Yifan BKM052 Licensed Representative 1, 6
WANG YiHui BKL871 Licensed Representative 1, 2
WANG Yijia BKM317 Licensed Representative 4
WANG Yinan ADB202 Licensed Representative 4, 9
WANG Yumeng BKI610 Licensed Representative 4, 9
WANG Yuqiao BKE043 Licensed Representative 1, 6
WANG Zhuoyue BKU351 Licensed Representative 1, 2
WANG Ziren BKH795 Licensed Representative 1, 2
WEI Jackson Zhuo Cheng BKL409 Licensed Representative 1, 6
WHARF Amy Jayne BKL743 Licensed Representative 1, 4
WIDJAJA Ogar Renaldi BBD986 Licensed Representative 1, 4
WONG Chi Fun Idy BKE323 Licensed Representative 5
WONG Ching Leung BKG044 Licensed Representative 1, 4, 9
WONG Chun Yu, Roger APH834 Licensed Representative 2, 5
WONG Frances BKE504 Licensed Representative 1, 4
WONG Ho Kan BKI469 Licensed Representative 2
WONG Ka Kit BBS919 Licensed Representative 1
WONG Lan Ching BKQ415 Licensed Representative 1
WONG Man Yin AED081 Licensed Representative 1, 9
WONG Pak Nin Jimmy BKG502 Licensed Representative 1, 6
WONG Philippe BKN631 Licensed Representative 1, 2, 7
WONG Po Ki BKD940 Licensed Representative 2, 5
WONG Pui Ki BKG605 Licensed Representative 2, 5
WONG Qin Zhi BJW656 Licensed Representative 1, 6
WONG TAT SHAN BKI492 Licensed Representative 1
Page 13 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
WONG Tin Shing BKF525 Licensed Representative 1, 4, 6
WONG Tsang Yam BJX678 Licensed Representative 1, 2
WONG Un Un BKS920 Licensed Representative 1, 4
WONG Wai Yu ALU552 Licensed Representative 4, 9
WONG Wing Che Wencci AYX875 Licensed Representative 1
WONG Yat Fu, Joseph BAK695 Licensed Representative 1, 2, 3
WOO Wing Yan, Anna AFA847 Licensed Representative 1
WU Bonnie Po Yee BKK907 Licensed Representative 4
WU Charles York BJV578 Licensed Representative 4, 9
WU Man Kui BKR684 Licensed Representative 2
WU Ming Hung BKL305 Licensed Representative 2
WU Nancy Bing Yun AEZ131 Licensed Representative 9
WU Shing Yan BHI026 Licensed Representative 1
Wu Siu Fai ATR768 Licensed Representative 9
WU Wenting BKS171 Licensed Representative 1, 4, 6
WU Youchuang BGH149 Licensed Representative 4, 9
XIA Wei BJM095 Licensed Representative 1, 4, 6
XIA Yufei BKK310 Licensed Representative 2
XIAO Shunyu BKO986 Licensed Representative 9
XIAO Xiao BKG598 Licensed Representative 1, 4, 6
XIE Hui BKQ420 Licensed Representative 1
XIE Zihe BKR708 Licensed Representative 1, 2
XING Jiyuan BKH363 Licensed Representative 1, 4, 9
XING Yifan BJX197 Licensed Representative 1, 4, 6
XIONG Yifan BKK314 Licensed Representative 1
XU Beilin AQA273 Licensed Representative 1, 4, 9
XU Jian BJX378 Licensed Representative 1, 4
XU Jinzhao BKQ453 Licensed Representative 1, 4, 6
XU Xinrui BKP223 Licensed Representative 1, 2, 4, 5
XU Yinqing BKS103 Licensed Representative 1, 4
YAMADA Shinya AUW525 Licensed Representative 9
YAMAMOTO Naoki BKM294 Licensed Representative 1
YAMAUCHI Ayumu AXL777 Licensed Representative 1, 4, 6
YAN Xiaohan BKL836 Licensed Representative 1, 4
YANG Hai AXI228 Licensed Representative 6
YANG Kangbo BJW750 Licensed Representative 4, 9
YANG Lan BKM834 Licensed Representative 1, 4
YANG Rui BKS167 Licensed Representative 4, 9
YANG Seung Woo BKJ904 Licensed Representative 1, 4, 6
YANG Xiaoyu BJW364 Licensed Representative 1, 4
YANG Yanwen BKO832 Licensed Representative 1, 4, 9
YANG Yuan Xun Lucy BKN544 Licensed Representative 2
Page 14 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
YAU Man Lai BKP675 Licensed Representative 1, 2
YAU Wai Lun BDI749 Licensed Representative 1, 2
YEO Weng Cheong Sam BKE325 Licensed Representative 1, 4, 6
YEUNG Ling Yan AOX091 Licensed Representative 1, 4, 6, 9
YEUNG Siu Cheong BKL978 Licensed Representative 1, 2
YEUNG Wai Kie, Gary ANF195 Licensed Representative 1
YI Pengyu BKJ155 Licensed Representative 6
YI Yen-Hua ARO058 Licensed Representative 1, 9
YIP Chi Fung AZR317 Licensed Representative 1, 4, 6
YIU Yi Shing BKK536 Licensed Representative 4, 5, 9
YOOK Haekong BKM766 Licensed Representative 1, 4
YOUNIS Adnan Mohammed BKO681 Licensed Representative 1, 4
YU Hiu Kwan, Hilda BKE953 Licensed Representative 1, 6
YU Shuk Mei AOU416 Licensed Representative 1, 4
YU Yi BKT201 Licensed Representative 1, 4
YU Yifei BKR090 Licensed Representative 1, 4, 6
YU Yue AVW185 Licensed Representative 1, 4
YUAN Jingyu BKI554 Licensed Representative 1, 6
YUEN Yat Ki BKR591 Licensed Representative 2
ZENG Xinyuan BKR306 Licensed Representative 4
ZHAI Yanni BKI619 Licensed Representative 1, 4, 7
ZHANG Jiaojiao BJW038 Licensed Representative 6
ZHANG Jingrui BKP678 Licensed Representative 4, 9
ZHANG Min BKJ272 Licensed Representative 1, 2
ZHANG Ruohan BKF073 Licensed Representative 1, 2
ZHANG Sijia BKF448 Licensed Representative 1, 2
ZHANG Wenli BJX153 Licensed Representative 1
ZHANG Yanrong BJY723 Licensed Representative 1, 6
ZHANG Yi BKM737 Licensed Representative 4
ZHANG Yichi AQF007 Licensed Representative 1
ZHANG Yijia BKM831 Licensed Representative 4
ZHANG Yumeng BKK535 Licensed Representative 1, 6
ZHANG Zebang BKN996 Licensed Representative 1, 2, 4
ZHAO Can BKQ455 Licensed Representative 4, 9
ZHAO Nanxi BKO984 Licensed Representative 1, 6
ZHAO Pengfei BKA562 Licensed Representative 1, 2, 7
ZHAO Xiaotian BKE566 Licensed Representative 9
ZHAO Xiaotian BKH678 Licensed Representative 1, 6
ZHENG Shihao BKL166 Licensed Representative 1, 4, 6
ZHONG Mingchang BKM736 Licensed Representative 4, 6
ZHOU Caobin BKJ864 Licensed Representative 1, 4, 6
ZHOU Haote BKK304 Licensed Representative 4
Page 15 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
ZHOU Jiayi BKQ452 Licensed Representative 1, 4, 6
ZHOU Jie BKR666 Licensed Representative 4, 9
ZHOU Lin BKI929 Licensed Representative 4
ZHOU Quan BKT188 Licensed Representative 1
ZHOU Yue BKH772 Licensed Representative 1, 2
ZHU Jialei BFD431 Licensed Representative 1, 4
ZHU Zhu BKH350 Licensed Representative 1, 6
ZHUANG Huihui BKR063 Licensed Representative 4, 9
ZOONEKYND Vincent Davy BKF080 Licensed Representative 5
ZOU Hao ASM068 Licensed Representative 1, 4, 9
ZUO Yichao BKO558 Licensed Representative 1, 2, 4
ZUO Yiyuan BKG344 Licensed Representative 2, 5
CHAN Pui Yee Winnie BHK661 Licensed Representative - Responsible Officer 1, 4, 9
CHEUNG Robert Lock Yen BEQ539 Licensed Representative - Responsible Officer 4, 9
CUI Xiaofeng AYE509 Licensed Representative - Responsible Officer 4, 9
ECONOMOS Andrew APW596 Licensed Representative - Responsible Officer 4, 9
EDWARDS David Wyndham AOX190 Licensed Representative - Responsible Officer 9
FOO Tzi Chun, Wallace ADC298 Licensed Representative - Responsible Officer 6
FRIEDLANDER Jesse AIC317 Licensed Representative - Responsible Officer 4, 9
GEARY Scott Cameron BJV521 Licensed Representative - Responsible Officer 1, 4
HUANG Hsiu Mei BJU910 Licensed Representative - Responsible Officer 1
HUANG Yao Tung BJU622 Licensed Representative - Responsible Officer 1, 4
HUNG Chia Wei AGJ209 Licensed Representative - Responsible Officer 4, 9
KAO Cheng Yung AUW023 Licensed Representative - Responsible Officer 2
LAM Woo Ping, Albert AJD995 Licensed Representative - Responsible Officer 1, 4, 9
LAU Dorothy Kwok Cheung AEY067 Licensed Representative - Responsible Officer 9
LAW Siu Wah, Eddie ACD719 Licensed Representative - Responsible Officer 4, 9
LEFORT Emmanuel BJR177 Licensed Representative - Responsible Officer 1, 4
LEI Chunran ASP969 Licensed Representative - Responsible Officer 1, 4
LEUNG Tin Wai BJY038 Licensed Representative - Responsible Officer 1, 4, 9
LI Kan Fung AMQ914 Licensed Representative - Responsible Officer 9
LIANG Annie Phoebe BJU620 Licensed Representative - Responsible Officer 1, 4
LO Pak Lung AGK697 Licensed Representative - Responsible Officer 1, 2, 4
MCCLATCHEY Mark BHR464 Licensed Representative - Responsible Officer 1, 4, 9
PANG Kai Chun AOJ337 Licensed Representative - Responsible Officer 1, 4, 9
PANG Yan APG361 Licensed Representative - Responsible Officer 4, 9
PERRY Mark Oliver BJV520 Licensed Representative - Responsible Officer 9
PURITZ Adam Todd BJV177 Licensed Representative - Responsible Officer 1, 4, 9
SUN Kevin Ka Man AFU844 Licensed Representative - Responsible Officer 4, 9
SZE Kwok Wing Nigel ACV299 Licensed Representative - Responsible Officer 9
TAI Kwok Keung AAE013 Licensed Representative - Responsible Officer 4, 9
TIAN Na BJQ057 Licensed Representative - Responsible Officer 1, 4
Page 16 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
TSO Siu Lun, Alan AOG305 Licensed Representative - Responsible Officer 4, 9
WANG Yuan BJU824 Licensed Representative - Responsible Officer 4
WONG Man Yin AED081 Licensed Representative - Responsible Officer 4
WU Kwok Leung AJB638 Licensed Representative - Responsible Officer 4, 9
XIE Yuanxi BJP646 Licensed Representative - Responsible Officer 9
YAO See Wing, David AOB931 Licensed Representative - Responsible Officer 9
YOUNG Jeffrey BKM800 Licensed Representative - Responsible Officer 4, 9
YU Wai Hong, Johnson BAD307 Licensed Representative - Responsible Officer 4, 9
ZHOU Peng AUS211 Licensed Representative - Responsible Officer 6
AN Chiwon BKX406 Licensed Representative (Provisional Licence) 1, 6
AU Shun Hang BLA480 Licensed Representative (Provisional Licence) 1, 6
AU Wilson Wai Kwan ATY188 Licensed Representative (Provisional Licence) 1
BARNES Simon Andrew BKZ985 Licensed Representative (Provisional Licence) 1
BEERLI Christian BKT618 Licensed Representative (Provisional Licence) 1
BEZVERKHNI Leon BKY299 Licensed Representative (Provisional Licence) 1, 6
BHANDARI Samir BLC120 Licensed Representative (Provisional Licence) 1, 4
BHARGAVA Siddharth AFP173 Licensed Representative (Provisional Licence) 4, 9
BIN MAHADZIR Aiman BKW446 Licensed Representative (Provisional Licence) 1, 6
BURGES Till BKW807 Licensed Representative (Provisional Licence) 1, 9
BYERS James Christopher Kemp BKT316 Licensed Representative (Provisional Licence) 1, 2
CAI Mianmian BKY254 Licensed Representative (Provisional Licence) 1, 4
CAI Miao BKH212 Licensed Representative (Provisional Licence) 1, 6
CAI Yijing BKX010 Licensed Representative (Provisional Licence) 1, 6
CAO Dan BKZ053 Licensed Representative (Provisional Licence) 1, 4
CAO Qing BJT447 Licensed Representative (Provisional Licence) 1, 4
CAO Xueyue BKR593 Licensed Representative (Provisional Licence) 10
CASSIDY Piers Maximillian Anthony BKY621 Licensed Representative (Provisional Licence) 1
CHAN Andrew King Yue BLB128 Licensed Representative (Provisional Licence) 1
CHAN Cheuk Lam Jacqueline BKU849 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Chi Ho BKZ007 Licensed Representative (Provisional Licence) 10
CHAN Chung Chuen BKY826 Licensed Representative (Provisional Licence) 1, 4
CHAN Hio Man BKZ227 Licensed Representative (Provisional Licence) 1
CHAN Ho Wan BKQ461 Licensed Representative (Provisional Licence) 4, 9
CHAN Hoi Na BLD347 Licensed Representative (Provisional Licence) 1, 2
CHAN Kin Leung APC074 Licensed Representative (Provisional Licence) 4, 9
CHAN KWOK MAN MARK BKT932 Licensed Representative (Provisional Licence) 6
CHAN Ling Tung, Kristy BFT513 Licensed Representative (Provisional Licence) 1, 2
CHAN Michael BKW534 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Ngai Ka AOY222 Licensed Representative (Provisional Licence) 1, 2, 4
CHAN Po Yan BKR693 Licensed Representative (Provisional Licence) 1, 4, 6
CHAN Pui Kuen AXR733 Licensed Representative (Provisional Licence) 1, 6
CHAN Pui Yee, Christine AFV641 Licensed Representative (Provisional Licence) 1
Page 17 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHAN Shu Ting BKY634 Licensed Representative (Provisional Licence) 4
CHAN So Han AOJ393 Licensed Representative (Provisional Licence) 1, 4, 9
CHAN Tsz Kwan BKY617 Licensed Representative (Provisional Licence) 1, 2
CHAN Wai Kwan AQQ789 Licensed Representative (Provisional Licence) 1, 6
CHAN Yin Fan BKZ663 Licensed Representative (Provisional Licence) 9
CHAN Ying Kuk, Joyce AVL275 Licensed Representative (Provisional Licence) 1, 2
CHANG Cheng Hao BKC962 Licensed Representative (Provisional Licence) 1
CHANG Kai-Tong BKY236 Licensed Representative (Provisional Licence) 1, 4
CHEN Amanda AWF103 Licensed Representative (Provisional Licence) 1, 9
CHEN Biwei BKD538 Licensed Representative (Provisional Licence) 1
CHEN Chia-Jung BKI613 Licensed Representative (Provisional Licence) 1, 6
CHEN Chi-Min ANM097 Licensed Representative (Provisional Licence) 1
CHEN Feng BKW447 Licensed Representative (Provisional Licence) 1, 6
CHEN Hongsheng BKV451 Licensed Representative (Provisional Licence) 1
CHEN Hsin Han BKR006 Licensed Representative (Provisional Licence) 1, 2
CHEN Jianjun BKH376 Licensed Representative (Provisional Licence) 1, 6
CHEN Kailin BKY619 Licensed Representative (Provisional Licence) 1, 4, 9
CHEN Michael Adam BKY330 Licensed Representative (Provisional Licence) 1, 9
CHEN Pengjia BKW919 Licensed Representative (Provisional Licence) 1, 2
CHEN Qianqian AUV895 Licensed Representative (Provisional Licence) 4, 9
CHEN Ruofan BKV994 Licensed Representative (Provisional Licence) 4
CHEN SHENG BKH355 Licensed Representative (Provisional Licence) 1, 6
CHEN Wei AWS993 Licensed Representative (Provisional Licence) 1, 2, 4, 5
CHEN Weiwei BKY635 Licensed Representative (Provisional Licence) 1
CHEN Xinyi BKW998 Licensed Representative (Provisional Licence) 1
CHEN Ya Hui AQW059 Licensed Representative (Provisional Licence) 1, 2
CHEN Yalei ARW897 Licensed Representative (Provisional Licence) 4
CHEN Yang BKL280 Licensed Representative (Provisional Licence) 10
CHENG CHEN BKZ934 Licensed Representative (Provisional Licence) 1, 6
CHENG Chi Kin BKV086 Licensed Representative (Provisional Licence) 1, 2, 4
CHENG Jonathan Tze-yeung BKU690 Licensed Representative (Provisional Licence) 1, 2
CHENG Kiu Sum BKS895 Licensed Representative (Provisional Licence) 1, 4
CHENG Richard JR BLB110 Licensed Representative (Provisional Licence) 1, 6
CHENG Wai Han Cecilia APY533 Licensed Representative (Provisional Licence) 1
CHENG Yu King, Alvin APQ273 Licensed Representative (Provisional Licence) 1
CHENG Yuen Kin BKT548 Licensed Representative (Provisional Licence) 1, 2
CHENG Zhiqian BKU851 Licensed Representative (Provisional Licence) 1, 2
CHEUNG Chi Kin BKT187 Licensed Representative (Provisional Licence) 1, 6
CHEUNG Chung Pan BKU271 Licensed Representative (Provisional Licence) 2
CHIN Hung I ADT385 Licensed Representative (Provisional Licence) 6
CHIN Man Fai BAP590 Licensed Representative (Provisional Licence) 1, 2
CHIU Sai Ka BLD324 Licensed Representative (Provisional Licence) 1, 2
Page 18 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
CHIU Sai Kit BKZ194 Licensed Representative (Provisional Licence) 1
CHO Harry Sang Hyun AYG010 Licensed Representative (Provisional Licence) 1, 2
CHOE Steven Kent ANQ119 Licensed Representative (Provisional Licence) 2, 5
CHOI Chun Fai BKV279 Licensed Representative (Provisional Licence) 1
CHOI Ming Lung AVS381 Licensed Representative (Provisional Licence) 2
CHONG Yu Cheong BKW511 Licensed Representative (Provisional Licence) 1
CHOU Ho Cheong, Vincent BLC112 Licensed Representative (Provisional Licence) 1, 2, 4
CHU Chen Chung, Dominic BEW829 Licensed Representative (Provisional Licence) 1, 6
CHU Ka Kin AVP248 Licensed Representative (Provisional Licence) 4, 5, 9
CHU Tsz Ying BKQ747 Licensed Representative (Provisional Licence) 1
CHU Wen-Hsien AOY184 Licensed Representative (Provisional Licence) 9
CHUANG James BLA372 Licensed Representative (Provisional Licence) 1
CHUNG Jaewon AXE001 Licensed Representative (Provisional Licence) 1, 6
CHUNG Man Wai, David AOU630 Licensed Representative (Provisional Licence) 10
CHUNG Margaret Kar Lo BKS969 Licensed Representative (Provisional Licence) 1, 2
CHUNG Seun Jing BKV413 Licensed Representative (Provisional Licence) 9
CHUNG Wai Bu Gloria BJV742 Licensed Representative (Provisional Licence) 1, 9
CHUO Chung-Lin BKM227 Licensed Representative (Provisional Licence) 1, 4, 6
COULDREY Ranulf David Richard BKY385 Licensed Representative (Provisional Licence) 4, 6
CROSS Bryan Andrew BKV841 Licensed Representative (Provisional Licence) 1, 4, 9
CUI Yuting BHV550 Licensed Representative (Provisional Licence) 9
CUTHBERT Ailsa Ross AAB783 Licensed Representative (Provisional Licence) 4, 9
DALAL Alok Mukul BKQ449 Licensed Representative (Provisional Licence) 4
DAR Tabish Zafar BKQ456 Licensed Representative (Provisional Licence) 1
DENG Shaowei BKY927 Licensed Representative (Provisional Licence) 1, 2
DESMEDT Pierre Baptiste BKV681 Licensed Representative (Provisional Licence) 1
DHOOT Anuradha BKU744 Licensed Representative (Provisional Licence) 1, 2
DI Yi BKY361 Licensed Representative (Provisional Licence) 1, 6
DING QI AWV316 Licensed Representative (Provisional Licence) 9
DONG Naiyu BKZ892 Licensed Representative (Provisional Licence) 1, 4, 6
DOU Wenjing BLA386 Licensed Representative (Provisional Licence) 4
DU Yufei BKV284 Licensed Representative (Provisional Licence) 1
DUBUISSON Boris Bruno Michel BKW512 Licensed Representative (Provisional Licence) 9
DWIVEDI Pranshu BET343 Licensed Representative (Provisional Licence) 1
DY Andre Mikael Lu BKT170 Licensed Representative (Provisional Licence) 1
FANG Shuai BKV676 Licensed Representative (Provisional Licence) 1, 2, 7
FANG Yihao BKU183 Licensed Representative (Provisional Licence) 1, 2
FENG Shanchuan BLB687 Licensed Representative (Provisional Licence) 4
FU Cheuk Yau, Erica BLB689 Licensed Representative (Provisional Licence) 1, 2
FU Yubin BLB155 Licensed Representative (Provisional Licence) 5
FUNG Man Kei AOW960 Licensed Representative (Provisional Licence) 1
FUNG Mei Han AFR011 Licensed Representative (Provisional Licence) 1
Page 19 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
FUNG Sing Chung ANE087 Licensed Representative (Provisional Licence) 1, 2, 7
FUNG Yu Keung BLB503 Licensed Representative (Provisional Licence) 1
FUNG Yuet Ying BLA649 Licensed Representative (Provisional Licence) 4
GAN Liang BJW266 Licensed Representative (Provisional Licence) 1, 4
GAN Siok Hong ALF539 Licensed Representative (Provisional Licence) 1
GAO Xiang BKV988 Licensed Representative (Provisional Licence) 4
GE Guanhong BLA403 Licensed Representative (Provisional Licence) 6
GEORGE Abraham Yohan BLA732 Licensed Representative (Provisional Licence) 1, 4
GIBBS Robert John Stuart BJV533 Licensed Representative (Provisional Licence) 1, 4
GOETZ Beat BKV836 Licensed Representative (Provisional Licence) 1, 4, 9
GOH Jia Yi BKT926 Licensed Representative (Provisional Licence) 1, 4, 6
GOURLAY Yoshie BKY362 Licensed Representative (Provisional Licence) 1, 4, 9
GUAN Yinchi BKT401 Licensed Representative (Provisional Licence) 1, 4
GUILLEMINOT-SIMON Bastien Pierre BKS045 Licensed Representative (Provisional Licence) 1, 2
GUO Gunan BKW982 Licensed Representative (Provisional Licence) 1, 4, 9
GUO Yuehua BKW494 Licensed Representative (Provisional Licence) 1, 6
GUPTE Nishad Dileep BKY105 Licensed Representative (Provisional Licence) 1, 2
HAO Lydia Zhuotao BKW504 Licensed Representative (Provisional Licence) 1, 4, 9
HAO Sijia BKW541 Licensed Representative (Provisional Licence) 1, 4
HE Liyao BKK633 Licensed Representative (Provisional Licence) 1, 6
HE Weiyi BKU102 Licensed Representative (Provisional Licence) 1, 4, 9
HEUNG Chun Wai ADZ579 Licensed Representative (Provisional Licence) 10
HILL Louisa Alice BKW654 Licensed Representative (Provisional Licence) 1, 2
HILMAN Nicholas David BKY127 Licensed Representative (Provisional Licence) 1, 4, 9
HO Kam To BLA401 Licensed Representative (Provisional Licence) 1, 4
HO Kam Yin BKS085 Licensed Representative (Provisional Licence) 1, 4
HO Long Shan, Leonard AOD111 Licensed Representative (Provisional Licence) 1, 4, 5, 9
HO Ping Kwan ALN369 Licensed Representative (Provisional Licence) 1, 2
HO Tsz Tung BGL231 Licensed Representative (Provisional Licence) 1
HO YIN KI BKT703 Licensed Representative (Provisional Licence) 9
HOFER Stefan Paul BKR862 Licensed Representative (Provisional Licence) 1, 4
HORNG Jia-yi BKS143 Licensed Representative (Provisional Licence) 2, 5
HSIAO Eugene Yow Seng AOP006 Licensed Representative (Provisional Licence) 4, 9
HSIEH Siou-Ping AUR646 Licensed Representative (Provisional Licence) 1
HSU Pei-Ju APY469 Licensed Representative (Provisional Licence) 1
HU Jiachen BKV101 Licensed Representative (Provisional Licence) 1
HU Renyun BKU718 Licensed Representative (Provisional Licence) 1, 4, 6
HUANG Hsing-Han BKY224 Licensed Representative (Provisional Licence) 6
HUANG Tsung-Kai BKT096 Licensed Representative (Provisional Licence) 2, 5
HUANG Xiayue BKU111 Licensed Representative (Provisional Licence) 6
HUANG Yao Tung BJU622 Licensed Representative (Provisional Licence) 1, 4
HUANG Yun Tong BKY315 Licensed Representative (Provisional Licence) 1, 6
Page 20 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
HUI Chun-kit, Lawrence BKY996 Licensed Representative (Provisional Licence) 1, 4
HUI Hin Long BKY354 Licensed Representative (Provisional Licence) 6
HUI Jonathan Kim Pong AJF934 Licensed Representative (Provisional Licence) 1, 2
HUI Kin Ho BKY134 Licensed Representative (Provisional Licence) 1, 2
HUI TAK WAI BKY318 Licensed Representative (Provisional Licence) 1
HUNG Tak Wai BLC110 Licensed Representative (Provisional Licence) 1
IP Alan Wai Luen AQY200 Licensed Representative (Provisional Licence) 9
IP Chi Lui BLA299 Licensed Representative (Provisional Licence) 1, 4
IP Kwok Pong BKY596 Licensed Representative (Provisional Licence) 4
IP Man Ka BKV989 Licensed Representative (Provisional Licence) 4
ISNARD Maxime Vladimir Sidney BKW311 Licensed Representative (Provisional Licence) 1, 2, 9
JACKSON Nicholas Mark BLC914 Licensed Representative (Provisional Licence) 1, 4
JANAMANCHI Siddardha BKS026 Licensed Representative (Provisional Licence) 1, 2
JANG JI HO BKS152 Licensed Representative (Provisional Licence) 1, 4, 6
JIANG Lixue BKP869 Licensed Representative (Provisional Licence) 1
JIANG Tong BKU847 Licensed Representative (Provisional Licence) 4
JIANG Zhiyue BKU700 Licensed Representative (Provisional Licence) 1, 4, 6
JIN Jing BKY934 Licensed Representative (Provisional Licence) 1
JING Jun BKQ509 Licensed Representative (Provisional Licence) 1, 2
JUNG Jaekyung BKI059 Licensed Representative (Provisional Licence) 1, 6
KAM Suet Ying BLA367 Licensed Representative (Provisional Licence) 1, 4
KIM David In-kyu BKV893 Licensed Representative (Provisional Licence) 1, 4
KIM Erica Jeewon AQQ470 Licensed Representative (Provisional Licence) 4, 9
KIM Hyo Jin BKG492 Licensed Representative (Provisional Licence) 1, 4, 9
KIM Min Chul BKY242 Licensed Representative (Provisional Licence) 1, 4, 9
KIM Min Hye BKY300 Licensed Representative (Provisional Licence) 1
KITAHARA Yoshitaka BKY302 Licensed Representative (Provisional Licence) 1
KLINGENBERG-TIMM Benno BGD845 Licensed Representative (Provisional Licence) 1, 4
KO Sin Pan BLB435 Licensed Representative (Provisional Licence) 1, 6
KONG Yin Yu ARD477 Licensed Representative (Provisional Licence) 9
KOU Yuanyuan BKX467 Licensed Representative (Provisional Licence) 9
KUANG Hanfangzi BKW287 Licensed Representative (Provisional Licence) 1, 4
KUSAKABE Haruo BKS080 Licensed Representative (Provisional Licence) 1, 4, 9
LAI Billy Yee Piu AMV035 Licensed Representative (Provisional Licence) 1, 9
LAI Ka Wah ATR461 Licensed Representative (Provisional Licence) 1, 2, 4
LAI Man Ching BEA623 Licensed Representative (Provisional Licence) 1, 2
LAM Ambrose Kin Shek BKY630 Licensed Representative (Provisional Licence) 1
LAM Chun Hang BFE153 Licensed Representative (Provisional Licence) 1, 2
LAM Hiu Ha, Kate ABG384 Licensed Representative (Provisional Licence) 1, 2
LAM Joshua BKW778 Licensed Representative (Provisional Licence) 6
LAM Ka Ching BLB365 Licensed Representative (Provisional Licence) 1, 2
LAM Ting Wai, Anita AOE462 Licensed Representative (Provisional Licence) 1, 4
Page 21 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
LAMADJIDO Romy Fatinhizam BKL147 Licensed Representative (Provisional Licence) 1, 6
LAMAR Mia Danielle BKK695 Licensed Representative (Provisional Licence) 1
LAU Chiu Ho BKY129 Licensed Representative (Provisional Licence) 4, 9
LAU Chui Lai BLB634 Licensed Representative (Provisional Licence) 1, 4
LAU Kwong Wang Joshua BKO573 Licensed Representative (Provisional Licence) 6
LAU Kwun Ping BLB487 Licensed Representative (Provisional Licence) 4
LEE Chui Shan AGG697 Licensed Representative (Provisional Licence) 1
LEE Ka Ning BKY346 Licensed Representative (Provisional Licence) 1, 4, 9
LEE Kie Hang Kath BKZ972 Licensed Representative (Provisional Licence) 1
LEE Kwan Fong ARY266 Licensed Representative (Provisional Licence) 1
LEE Susan Marie BKV447 Licensed Representative (Provisional Licence) 1, 6
LEE Wai Hung AEI501 Licensed Representative (Provisional Licence) 1
LEE Wing Sum Vanessa BKO694 Licensed Representative (Provisional Licence) 1, 4
LEE Yoke Ching BKS585 Licensed Representative (Provisional Licence) 1
LEE Yuen Ling BKU863 Licensed Representative (Provisional Licence) 1, 6
LEI Lei BKK648 Licensed Representative (Provisional Licence) 1, 6
LEOTTA Sebastian John BKP941 Licensed Representative (Provisional Licence) 4, 9
LEUNG Choi Ming BKW018 Licensed Representative (Provisional Licence) 1, 4
LEUNG Ping Fai ARG750 Licensed Representative (Provisional Licence) 4, 9
LEUNG Po Chi BKU079 Licensed Representative (Provisional Licence) 1, 4, 9
LEUNG Soi Chi BKW301 Licensed Representative (Provisional Licence) 1
LEUNG Yu Shun BKL783 Licensed Representative (Provisional Licence) 1, 4, 9
LI Adrian BDJ811 Licensed Representative (Provisional Licence) 1, 6
LI Bai BLA188 Licensed Representative (Provisional Licence) 4
LI Botao BKW478 Licensed Representative (Provisional Licence) 1, 4, 6
LI Enhui BKT285 Licensed Representative (Provisional Licence) 6
LI Hongxu BKX392 Licensed Representative (Provisional Licence) 2, 5
LI Junhui BKT337 Licensed Representative (Provisional Licence) 9
LI Keyue BKW500 Licensed Representative (Provisional Licence) 1, 4
LI Lingxuan BKV919 Licensed Representative (Provisional Licence) 1, 6
LI Lucheng BKL414 Licensed Representative (Provisional Licence) 1, 6
LI Man BKX346 Licensed Representative (Provisional Licence) 1, 4, 9
LI Sai Chung AMO749 Licensed Representative (Provisional Licence) 1
LI Sai Hung BKT393 Licensed Representative (Provisional Licence) 1, 2
LI Shiyan BKK506 Licensed Representative (Provisional Licence) 1
LI Shuxi BKT719 Licensed Representative (Provisional Licence) 1
LI Wai Kit BLC096 Licensed Representative (Provisional Licence) 1
LI Xintong BKU819 Licensed Representative (Provisional Licence) 6
LI Xue BKY638 Licensed Representative (Provisional Licence) 1, 6
LI Yen-Cheng BKU850 Licensed Representative (Provisional Licence) 1, 2
LIANG QianQian BKQ750 Licensed Representative (Provisional Licence) 1, 4, 6
LIANG Xingjun BKQ748 Licensed Representative (Provisional Licence) 1, 4, 6
Page 22 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
LIM Junsea BKY382 Licensed Representative (Provisional Licence) 1, 2
LIM Shan-Jia, Alvin AZW886 Licensed Representative (Provisional Licence) 1, 4
LIN Jiaxin AVH077 Licensed Representative (Provisional Licence) 1, 4
LIN Jing Yuh AOX222 Licensed Representative (Provisional Licence) 4, 6, 9
LIN Minjie BBK729 Licensed Representative (Provisional Licence) 4, 9
LIN Zhe BKU715 Licensed Representative (Provisional Licence) 1, 4, 6
LIO Lok Tin BKV993 Licensed Representative (Provisional Licence) 1, 4
LIU BING BKY745 Licensed Representative (Provisional Licence) 4, 9
LIU Feifei BGM914 Licensed Representative (Provisional Licence) 1
LIU Gladys BLA853 Licensed Representative (Provisional Licence) 1, 4
LIU Hanyi BKS592 Licensed Representative (Provisional Licence) 1, 4, 6
LIU Jiaji BLC129 Licensed Representative (Provisional Licence) 4
LIU Jialu BKX396 Licensed Representative (Provisional Licence) 1, 2
LIU Jiaming BKV292 Licensed Representative (Provisional Licence) 1, 6
LIU Jingwei BKS235 Licensed Representative (Provisional Licence) 1, 6
LIU Junming BKW160 Licensed Representative (Provisional Licence) 1, 6
LIU Mengxiao BKT334 Licensed Representative (Provisional Licence) 1, 2
LIU Po Yu BKY981 Licensed Representative (Provisional Licence) 1, 2
LIU Weiwei BKW279 Licensed Representative (Provisional Licence) 1, 6
LIU Xi BKW445 Licensed Representative (Provisional Licence) 1, 6
LIU Ye BKS183 Licensed Representative (Provisional Licence) 4
LIU Ying BKV274 Licensed Representative (Provisional Licence) 1
LIU You BLC125 Licensed Representative (Provisional Licence) 1
LIU Zhe BKW273 Licensed Representative (Provisional Licence) 1
LO Jonathan Ka Yan AQY025 Licensed Representative (Provisional Licence) 1, 4, 9
LO Wai Tak, Michael AFT404 Licensed Representative (Provisional Licence) 4, 9
LOW Christopher Swee Kiat BKW526 Licensed Representative (Provisional Licence) 1, 2
LU Nan BKS599 Licensed Representative (Provisional Licence) 1, 4, 6
LUAN Tian BKV078 Licensed Representative (Provisional Licence) 1, 4, 9
LUI Yue Kwong, Christopher AOS677 Licensed Representative (Provisional Licence) 4
MACLENNAN Dale Peter BKZ643 Licensed Representative (Provisional Licence) 1
MAHESHWARI Vashistha BKW497 Licensed Representative (Provisional Licence) 1, 6
MAI Jiabao BKZ976 Licensed Representative (Provisional Licence) 1, 2
MAK Chloe BLA736 Licensed Representative (Provisional Licence) 1, 2
MAK Wai Chun Anthony BCB788 Licensed Representative (Provisional Licence) 1
MALLIK UPASANA BLC104 Licensed Representative (Provisional Licence) 4
MAN Ngai Hang BKU345 Licensed Representative (Provisional Licence) 1, 2
MAO Xinyu BKU176 Licensed Representative (Provisional Licence) 1, 6
MAYER John Raymond BKX376 Licensed Representative (Provisional Licence) 1, 2
MENG Bingyu AWS029 Licensed Representative (Provisional Licence) 1
MIN Brett Jae AJD743 Licensed Representative (Provisional Licence) 9
MO Wei BJQ537 Licensed Representative (Provisional Licence) 1, 4
Page 23 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
MOK Vincent Hiu Fung BKY136 Licensed Representative (Provisional Licence) 1, 2
MORELAND Bradley Anthony ARG325 Licensed Representative (Provisional Licence) 1
MU Sihan BKT332 Licensed Representative (Provisional Licence) 1, 2
MUI Ka Ho Wallace BKU044 Licensed Representative (Provisional Licence) 6
MURAI Ken Ofriel BKU707 Licensed Representative (Provisional Licence) 1, 2, 7
MURARI Pranav BAX549 Licensed Representative (Provisional Licence) 4, 9
NAKATOMI Ryosuke BKV309 Licensed Representative (Provisional Licence) 1
NG Ka Wai BLB476 Licensed Representative (Provisional Licence) 1, 6
NG Kin Fun AXW833 Licensed Representative (Provisional Licence) 1, 4
NG Kwan Ning BKG128 Licensed Representative (Provisional Licence) 1, 4, 9
NG Pauline Pui-han BKQ278 Licensed Representative (Provisional Licence) 1, 4
NG Tsz Ho BKT162 Licensed Representative (Provisional Licence) 1, 4
NG Wang Chiu BKS775 Licensed Representative (Provisional Licence) 1
O Wai Mun BLB449 Licensed Representative (Provisional Licence) 1
OKAZAWA Kyoya BKP028 Licensed Representative (Provisional Licence) 1, 2
ON Chin Bong BKR852 Licensed Representative (Provisional Licence) 6
PANG Christopher BKY624 Licensed Representative (Provisional Licence) 1
PANG Wenjuan BKW525 Licensed Representative (Provisional Licence) 1
PARKER Kirsten Bunty BEZ493 Licensed Representative (Provisional Licence) 6
PATEL Afshan Yusuf BLB208 Licensed Representative (Provisional Licence) 1
PENG Cheng BKT370 Licensed Representative (Provisional Licence) 1, 4, 6
PENG Yuyu ATV436 Licensed Representative (Provisional Licence) 1, 4
QIAN Junhong BKR991 Licensed Representative (Provisional Licence) 4
QIU Yongyi BKS181 Licensed Representative (Provisional Licence) 1, 4
RA Hye Rin BAC302 Licensed Representative (Provisional Licence) 1, 7
RADE Guillaume Roland BKI755 Licensed Representative (Provisional Licence) 1, 4, 9
RAMOS Joyce Anne Jose BKY336 Licensed Representative (Provisional Licence) 4
RASTOGI Sagar Yogesh BKV097 Licensed Representative (Provisional Licence) 4, 5, 9
REUS ALEXANDER JAMES HOWARTH BKZ628 Licensed Representative (Provisional Licence) 6
RUHEE Doorvasha BKR701 Licensed Representative (Provisional Licence) 1, 9
SARWAR Shejuti Shehreen AYD305 Licensed Representative (Provisional Licence) 1, 6
SCHWARZ Florian BKY307 Licensed Representative (Provisional Licence) 1, 4, 6
SEO Se Heun BKU705 Licensed Representative (Provisional Licence) 1, 4, 6
SHAMBI Rajdeep Singh BKL897 Licensed Representative (Provisional Licence) 1, 2
SHEN Jun AYP961 Licensed Representative (Provisional Licence) 1, 4, 9
SHEN Ruyi BKY357 Licensed Representative (Provisional Licence) 1, 4
SHEN Yang BKW016 Licensed Representative (Provisional Licence) 1, 2
SHEN Yiqing BKW685 Licensed Representative (Provisional Licence) 1, 4, 6
SHI Wenting BKX436 Licensed Representative (Provisional Licence) 1, 6
SHI Yunhan BLA252 Licensed Representative (Provisional Licence) 9
SHIMIZU Yasunori BJF243 Licensed Representative (Provisional Licence) 1, 2
SHU Tingfei BKR355 Licensed Representative (Provisional Licence) 4, 9
Page 24 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
SIBAL Maria Elisa Andrea Pamandanan BKT185 Licensed Representative (Provisional Licence) 1
SIDHU Tajinder Singh BKV870 Licensed Representative (Provisional Licence) 1, 9
SIETTE Juliet BBK303 Licensed Representative (Provisional Licence) 1, 4
SINGH Puneet BCG408 Licensed Representative (Provisional Licence) 1, 4
SIOW Andy Jinhui ANR867 Licensed Representative (Provisional Licence) 1
SIU Chung Wa BGA702 Licensed Representative (Provisional Licence) 4
SMITH BRENT BLC113 Licensed Representative (Provisional Licence) 1
SOBTI GAGANDEEP SINGH BKW825 Licensed Representative (Provisional Licence) 1, 2
SONG Michael Y BKT329 Licensed Representative (Provisional Licence) 1
SUGARMAN Richard Neil BKX038 Licensed Representative (Provisional Licence) 1, 7
SULTAN Asad Turab ADW848 Licensed Representative (Provisional Licence) 1
SUN Chi Hang BKY618 Licensed Representative (Provisional Licence) 9
SUN Jie BBY954 Licensed Representative (Provisional Licence) 1, 4
SUN Shuai BKM720 Licensed Representative (Provisional Licence) 1
SUN Xiao Xiao BKV797 Licensed Representative (Provisional Licence) 1, 4
SUN Xinyi BKA529 Licensed Representative (Provisional Licence) 1, 4, 9
SUN Yicheng BKU344 Licensed Representative (Provisional Licence) 1
TAM Ho Yi BKY892 Licensed Representative (Provisional Licence) 1
TAM Wing Kin BAF087 Licensed Representative (Provisional Licence) 1, 4
TAN Heng Hui, Adeline BKW932 Licensed Representative (Provisional Licence) 1, 4, 9
TAN Michael June Kiat BJU099 Licensed Representative (Provisional Licence) 1
TAN Min BKR644 Licensed Representative (Provisional Licence) 4, 9
TANG Desmond Shiu Ching BLA307 Licensed Representative (Provisional Licence) 1, 4
TANG Dik Ying BKY298 Licensed Representative (Provisional Licence) 6
TANG Lingjia BKG281 Licensed Representative (Provisional Licence) 1, 4, 6
TANG Rundong BLC422 Licensed Representative (Provisional Licence) 1, 6
TANG Wing Lun BKU866 Licensed Representative (Provisional Licence) 4
TANIWAN Victor BJZ519 Licensed Representative (Provisional Licence) 9
TAUB Vanessa Lee ATC736 Licensed Representative (Provisional Licence) 1
TENG Song BKW513 Licensed Representative (Provisional Licence) 1, 2
TIAN Dan BKY217 Licensed Representative (Provisional Licence) 1, 4
TIAN Na BJQ057 Licensed Representative (Provisional Licence) 1, 4
TO Yat Hong AXP981 Licensed Representative (Provisional Licence) 1
TONG Wing Shing BKU026 Licensed Representative (Provisional Licence) 10
TONG Yilun BKY135 Licensed Representative (Provisional Licence) 1, 4, 9
TOPPING Matthew George Peter BAO907 Licensed Representative (Provisional Licence) 1, 2
TSUI Luen On AIB800 Licensed Representative (Provisional Licence) 1
VAN GULIK Robert Ken ASU202 Licensed Representative (Provisional Licence) 1
VARGA Edit BLB529 Licensed Representative (Provisional Licence) 1, 2, 7
WAN Ho Yin BKW755 Licensed Representative (Provisional Licence) 1
WAN Yiding BKW037 Licensed Representative (Provisional Licence) 1
WANG Bochen BKY625 Licensed Representative (Provisional Licence) 1, 4, 9
Page 25 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
WANG Duoduo BKY309 Licensed Representative (Provisional Licence) 1, 6
WANG Jeffrey Feng BKZ563 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Jiali BKE338 Licensed Representative (Provisional Licence) 1, 4, 6
WANG Long BKZ913 Licensed Representative (Provisional Licence) 4, 9
WANG Mengting AWJ513 Licensed Representative (Provisional Licence) 1, 6
WANG Shengyu BKT146 Licensed Representative (Provisional Licence) 1, 6
WANG Tinghao BKU321 Licensed Representative (Provisional Licence) 2
WANG Xiance BKS605 Licensed Representative (Provisional Licence) 1, 6
WANG Xinqi BKM655 Licensed Representative (Provisional Licence) 1, 2
WANG Yi BIH253 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Yiqiu BKH331 Licensed Representative (Provisional Licence) 1, 6
WANG Yiwei BLB121 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Yuhan BKV088 Licensed Representative (Provisional Licence) 1, 4
WANG Yuliang BKT468 Licensed Representative (Provisional Licence) 1, 4, 9
WANG Yuzhe BLB507 Licensed Representative (Provisional Licence) 4
WANG Zhuoyue BKU351 Licensed Representative (Provisional Licence) 1, 2
WENG Hsiao Wen BKV142 Licensed Representative (Provisional Licence) 4
WONG Hon Tin BLB504 Licensed Representative (Provisional Licence) 1, 2
WONG Ka Ho BKY128 Licensed Representative (Provisional Licence) 4, 9
WONG Koon Tim BKU746 Licensed Representative (Provisional Licence) 1, 4
WONG Lai Sum BCN837 Licensed Representative (Provisional Licence) 9
WONG Lok Wing BKW992 Licensed Representative (Provisional Licence) 1, 6
WONG Ming Shing AAF460 Licensed Representative (Provisional Licence) 1, 4
WONG Pui Tak BCU590 Licensed Representative (Provisional Licence) 1
WONG Tze Hwee, Grace APZ545 Licensed Representative (Provisional Licence) 6
WONG Un Un BKS920 Licensed Representative (Provisional Licence) 1, 4
WONG Wai Yan AGG935 Licensed Representative (Provisional Licence) 1, 2
WOODS Ciaran David BKY234 Licensed Representative (Provisional Licence) 1, 2
WU Huihuang BKU224 Licensed Representative (Provisional Licence) 6
WU Nan AUW139 Licensed Representative (Provisional Licence) 6
WU Nancy Bing Yun AEZ131 Licensed Representative (Provisional Licence) 9
WU Qiujie BKY629 Licensed Representative (Provisional Licence) 1, 2, 9
WU Shangjin BKY371 Licensed Representative (Provisional Licence) 4
WU Shiqi BKT374 Licensed Representative (Provisional Licence) 1, 4, 6
WU Siyu BLB631 Licensed Representative (Provisional Licence) 1, 6
WU Tianxiao BKR555 Licensed Representative (Provisional Licence) 10
WU William Chen-Xi BKW322 Licensed Representative (Provisional Licence) 1, 4
WU Yuning BKU057 Licensed Representative (Provisional Licence) 1, 2
XIA Xiaodong BLA385 Licensed Representative (Provisional Licence) 1, 4
XIA Yue BKY144 Licensed Representative (Provisional Licence) 1, 2
XIAO Li BKW546 Licensed Representative (Provisional Licence) 4, 9
XIE Shuangquan BKS032 Licensed Representative (Provisional Licence) 4
Page 26 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
XIE Xianming BKH367 Licensed Representative (Provisional Licence) 1, 6
XIE Yi BKZ932 Licensed Representative (Provisional Licence) 1, 6
XIE Zhuojun BKT341 Licensed Representative (Provisional Licence) 1, 2
XU Qiumeng BKZ025 Licensed Representative (Provisional Licence) 4, 9
XU Yifei BKZ936 Licensed Representative (Provisional Licence) 1, 6
XU Yinglei BKM858 Licensed Representative (Provisional Licence) 6
XU Yuanjie BCX231 Licensed Representative (Provisional Licence) 1, 2
XU Yuzhao BKW515 Licensed Representative (Provisional Licence) 1, 4, 6
XU Zhengguang BLB008 Licensed Representative (Provisional Licence) 4, 9
YAN Jinglin BKW510 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Fan ARD258 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Jae Hoon BLB163 Licensed Representative (Provisional Licence) 1, 2
YANG Jing ARH995 Licensed Representative (Provisional Licence) 1
YANG Li BKW297 Licensed Representative (Provisional Licence) 1, 4, 6
YANG Po Jen BKU710 Licensed Representative (Provisional Licence) 1, 4, 6
YANG Shuo BKV454 Licensed Representative (Provisional Licence) 1, 6
YANG Yi-cheng BIU604 Licensed Representative (Provisional Licence) 1, 4, 9
YANG Yiran BKU216 Licensed Representative (Provisional Licence) 6
YANG zhangyi BKU681 Licensed Representative (Provisional Licence) 1, 2
YAU Siu Yeung, Shari AWP697 Licensed Representative (Provisional Licence) 1
YE Steven Qing BKX165 Licensed Representative (Provisional Licence) 1, 4
YEUNG Hon Shing BKZ969 Licensed Representative (Provisional Licence) 1, 4, 9
YEUNG SHU WA BKT690 Licensed Representative (Provisional Licence) 9
YIN Hang BKX400 Licensed Representative (Provisional Licence) 1, 6
YIP Shui Key ACS410 Licensed Representative (Provisional Licence) 2, 5
YOOK Haekong BKM766 Licensed Representative (Provisional Licence) 1, 4
YOON Jung Jin AQP872 Licensed Representative (Provisional Licence) 1
YOUNG Charles Maximilian BKL907 Licensed Representative (Provisional Licence) 1, 7
YU Qining BKT367 Licensed Representative (Provisional Licence) 1, 4, 6
YU Shuk Mei AOU416 Licensed Representative (Provisional Licence) 1, 4
YU STEINER Lingzhu AZK192 Licensed Representative (Provisional Licence) 1, 2, 4
YU Yi BKT201 Licensed Representative (Provisional Licence) 1, 4
YUEN Sau Ling, Angela ADT382 Licensed Representative (Provisional Licence) 1
YUN Hongming BKY626 Licensed Representative (Provisional Licence) 1, 4, 9
ZENG Xinyuan BKR306 Licensed Representative (Provisional Licence) 4
ZHANG Chao BLC114 Licensed Representative (Provisional Licence) 1, 4, 6
ZHANG HAO BKR853 Licensed Representative (Provisional Licence) 1, 4
ZHANG Nan BKY349 Licensed Representative (Provisional Licence) 1, 6
ZHANG Shuo BKX402 Licensed Representative (Provisional Licence) 1, 6
ZHANG Xinyang BKR557 Licensed Representative (Provisional Licence) 10
ZHANG Yici BKX433 Licensed Representative (Provisional Licence) 2, 5
ZHANG Yier BKW498 Licensed Representative (Provisional Licence) 1, 4, 9
Page 27 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
ZHANG YUZHENG BJQ188 Licensed Representative (Provisional Licence) 1, 4
ZHANG ZHONGWEN BKY288 Licensed Representative (Provisional Licence) 1, 4
ZHAO Can BKQ455 Licensed Representative (Provisional Licence) 4, 9
ZHAO Fangyuan BKS137 Licensed Representative (Provisional Licence) 1, 4
ZHAO Xiaodan BKS689 Licensed Representative (Provisional Licence) 1, 4, 6
ZHOU Geng BKZ925 Licensed Representative (Provisional Licence) 4, 9
ZHOU Guanyu BKV927 Licensed Representative (Provisional Licence) 1, 6
ZHOU Jiayi BKQ452 Licensed Representative (Provisional Licence) 1, 4, 6
ZHOU Jie BKR666 Licensed Representative (Provisional Licence) 4, 9
ZHOU Qiankai BKW228 Licensed Representative (Provisional Licence) 2
ZHOU Tianhao BKR264 Licensed Representative (Provisional Licence) 1
ZHOU Xinchen BKU697 Licensed Representative (Provisional Licence) 1, 2
ZHOU Yangyang BKH390 Licensed Representative (Provisional Licence) 1, 4, 6
ZHU Qi BKU238 Licensed Representative (Provisional Licence) 1, 6
ZHU Wei BKY264 Licensed Representative (Provisional Licence) 1, 4, 6
ZHU Xiaolin BKY251 Licensed Representative (Provisional Licence) 1, 4
ZHU Yali BKY115 Licensed Representative (Provisional Licence) 1, 4, 9
ZUNINO Romain Marie Pierre Gaston BLA848 Licensed Representative (Provisional Licence) 1, 2, 7
AGARWAL Virat BGU565 Licensed Representative (Temporary Licence) 1
AHMADI Vafa BFJ632 Licensed Representative (Temporary Licence) 1
ALLEN Thomas Glassbrooke BHD188 Licensed Representative (Temporary Licence) 1, 4
ALLEN Trent Cameron BFP178 Licensed Representative (Temporary Licence) 4
BALASUBRAMANIAM Venkatesh BDT263 Licensed Representative (Temporary Licence) 4
BARNARD Guy Geoffrey BKU051 Licensed Representative (Temporary Licence) 1, 4
BARRON Jason BFI936 Licensed Representative (Temporary Licence) 1
BENSON Alexander Edward BEO576 Licensed Representative (Temporary Licence) 1
BRAND Helen Michelle BHY288 Licensed Representative (Temporary Licence) 4
BROWN Richard John Russell BKR647 Licensed Representative (Temporary Licence) 1, 4
CAMP Tristan Hector BDL303 Licensed Representative (Temporary Licence) 1
CHAKRABORTY Samiran BGU585 Licensed Representative (Temporary Licence) 4
CHAN Kah Ling AFW039 Licensed Representative (Temporary Licence) 10
CHAUVEL Benjamin, Yannick, Pierre BKZ737 Licensed Representative (Temporary Licence) 1
CHENG Alfred Yuk Chung BLA850 Licensed Representative (Temporary Licence) 1
CHHUGANI Gautam Prakash BIO676 Licensed Representative (Temporary Licence) 4
CHIA Kiara Kim Szu Shyan AVT057 Licensed Representative (Temporary Licence) 4
CHIDGEY Kieren Joseph BJX129 Licensed Representative (Temporary Licence) 4
CHING Yi Edmund AKU003 Licensed Representative (Temporary Licence) 4
CHIU Po-ju BJD825 Licensed Representative (Temporary Licence) 1
CLUSE Reinhard Paul Johannes AXK265 Licensed Representative (Temporary Licence) 4
COWAN James Charles Strathy BIB406 Licensed Representative (Temporary Licence) 1
CURRY Jonathan Iain BHD383 Licensed Representative (Temporary Licence) 1
CURTIS Darren BKM647 Licensed Representative (Temporary Licence) 1
Page 28 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
DA COSTA MONTEIRO Paulo Jorge BLA832 Licensed Representative (Temporary Licence) 1
DEHESH FARHAD BKQ460 Licensed Representative (Temporary Licence) 1
DRUCE James Anthony Stephen BGE144 Licensed Representative (Temporary Licence) 4
EDWARDS Shane Grant AJG195 Licensed Representative (Temporary Licence) 1
EMO CAPODILISTA MALDURA Alvise Luca BGH889 Licensed Representative (Temporary Licence) 1
EVERITT Mark BKL613 Licensed Representative (Temporary Licence) 1, 4
EZAWA Kota BDY402 Licensed Representative (Temporary Licence) 4
FERNANDEZ Gaston Luis Gervasio BKW519 Licensed Representative (Temporary Licence) 1
FERRIER Justin John AEG690 Licensed Representative (Temporary Licence) 1, 4
FIOTAKIS Themistoklis BKU701 Licensed Representative (Temporary Licence) 4
FLEURY Alexandre Darius BKT662 Licensed Representative (Temporary Licence) 1, 2
GALLAGHER Brendan Daniel AYD172 Licensed Representative (Temporary Licence) 1, 2
GONZALES Emeterio III David AAI265 Licensed Representative (Temporary Licence) 1, 4
GOYAL Megha BKR107 Licensed Representative (Temporary Licence) 1
GRASECK Elizabeth Lynn BBQ720 Licensed Representative (Temporary Licence) 1, 4
GRUNDBERG Christopher Olof BKT339 Licensed Representative (Temporary Licence) 4
GUO Weizhong Daniel BKV440 Licensed Representative (Temporary Licence) 1, 6
HARTING Morgan Clothier AXT012 Licensed Representative (Temporary Licence) 1
HEBERT JR Edward Michael BGN068 Licensed Representative (Temporary Licence) 4
HERR Kathryn Jane BHK246 Licensed Representative (Temporary Licence) 4
HOCHFELD Kim BKV728 Licensed Representative (Temporary Licence) 1
HOLIAN James Simon BJA888 Licensed Representative (Temporary Licence) 1
HOLMES David Andrew BLC009 Licensed Representative (Temporary Licence) 1, 4
HSU Chen-Chih BEE281 Licensed Representative (Temporary Licence) 4
HUANG Ying BLA672 Licensed Representative (Temporary Licence) 1, 4
HUDSON Sarah Henrietta Elizabeth BIT630 Licensed Representative (Temporary Licence) 1, 4
HUMMEL Patrick Torsten BKW550 Licensed Representative (Temporary Licence) 4
HYDER Riaz AUT957 Licensed Representative (Temporary Licence) 1
HYNES Jean Marie BEJ077 Licensed Representative (Temporary Licence) 1, 4
IDELL Rebecca Leigh BIN593 Licensed Representative (Temporary Licence) 1
ISAACS Stefan BKT420 Licensed Representative (Temporary Licence) 1
IVASCYN Daniel John AZS735 Licensed Representative (Temporary Licence) 1, 4
JACKSON Andrew John AYN419 Licensed Representative (Temporary Licence) 1
JAMES William Louis Gabriel BJT159 Licensed Representative (Temporary Licence) 1
JANSEN Michael BEI461 Licensed Representative (Temporary Licence) 1, 2
KANAI Kenji BKW765 Licensed Representative (Temporary Licence) 4
KAPTEIJN Arie Jacobus BIV026 Licensed Representative (Temporary Licence) 4
KERESTELIEV Yana Kirilova BKU674 Licensed Representative (Temporary Licence) 1
KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1
KLOSS Brian Lavelle BKC147 Licensed Representative (Temporary Licence) 1
KOCH Trenton Godfried BCT904 Licensed Representative (Temporary Licence) 1
KROTTHAPALLI Radha BJG221 Licensed Representative (Temporary Licence) 1
Page 29 of 31
ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
KWOK Francis Pui-Cheun AUD012 Licensed Representative (Temporary Licence) 1
LEE Moses BDE482 Licensed Representative (Temporary Licence) 2, 5
LENVALSKAYA Uliana BKZ557 Licensed Representative (Temporary Licence) 4
LESNE David Laurent AXE221 Licensed Representative (Temporary Licence) 4
LI Annika Ching-Ching BKY452 Licensed Representative (Temporary Licence) 1, 4
LIEW Xun BJI674 Licensed Representative (Temporary Licence) 1
LIM Verena BLA795 Licensed Representative (Temporary Licence) 1
LIN Chi-Jung BFA198 Licensed Representative (Temporary Licence) 4
LINDQVIST Kjell Thomas BFM408 Licensed Representative (Temporary Licence) 1
LINTON Charles Harold BKM657 Licensed Representative (Temporary Licence) 4
LOKE Weng Yew Kevin BKT336 Licensed Representative (Temporary Licence) 1
LOUTREL DE PETIGNY DE SAINT ROMAIN Agnes, Marie,
SylvieBKC187 Licensed Representative (Temporary Licence) 10
LU Yumian ASM064 Licensed Representative (Temporary Licence) 1, 4
LUBOFF David Simon BLA796 Licensed Representative (Temporary Licence) 1
LUTEREAU Pablo Federico BJU418 Licensed Representative (Temporary Licence) 10
MALHOTRA Gaurav BEB422 Licensed Representative (Temporary Licence) 4
MARWAH Nuveen BKY640 Licensed Representative (Temporary Licence) 1, 2
MELVILLE Paul Leon BJW119 Licensed Representative (Temporary Licence) 1, 2
MICHAEL Joseph Andrew BKT333 Licensed Representative (Temporary Licence) 1, 4
MODY Andrea Crawford BIB416 Licensed Representative (Temporary Licence) 1
MOUTHON Alexandre Remy BCT481 Licensed Representative (Temporary Licence) 1
MUNAKATA Minami BIX260 Licensed Representative (Temporary Licence) 4
MURAKAMI Shuhei BGZ147 Licensed Representative (Temporary Licence) 1, 4
MYLOTT Louise Renee BLB228 Licensed Representative (Temporary Licence) 1
NAIR Prashant Gopinathan BEN187 Licensed Representative (Temporary Licence) 4
NIETSCH Eric Clark BIA055 Licensed Representative (Temporary Licence) 10
OLSEN John William BKT383 Licensed Representative (Temporary Licence) 1
ONUMA Kazuhiko BHA489 Licensed Representative (Temporary Licence) 1
PANG Gin Ping BLA394 Licensed Representative (Temporary Licence) 1, 2
PARK William BHG768 Licensed Representative (Temporary Licence) 1, 4
PATWARI Priyank BHK693 Licensed Representative (Temporary Licence) 1
PERELMUTER Phillip H ALC035 Licensed Representative (Temporary Licence) 1, 4
PESANELLO Raymond Joseph BKQ873 Licensed Representative (Temporary Licence) 1
PHELPS Mark Ivor AZE639 Licensed Representative (Temporary Licence) 1
PILCHER Bradford Larkin BKQ459 Licensed Representative (Temporary Licence) 1
PINEDA Arthur San Diego AGL866 Licensed Representative (Temporary Licence) 4
PRANOTO Henry Sulistyo BHO644 Licensed Representative (Temporary Licence) 1
PURI Ruchit BJG651 Licensed Representative (Temporary Licence) 1, 2
PUTRA Igor Nyoman BDR834 Licensed Representative (Temporary Licence) 4
QUEK Penelope BLA390 Licensed Representative (Temporary Licence) 1, 2
RAMJEE Shaniel BFS335 Licensed Representative (Temporary Licence) 1
REID Rodney Radcliffe BLA846 Licensed Representative (Temporary Licence) 1
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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 09/2017
CE Name CE No. Licence Type Types of Regulated Activity
RUDIS Daniel BLA729 Licensed Representative (Temporary Licence) 1, 4
SAI Shai Wan BJS133 Licensed Representative (Temporary Licence) 1, 4
SAKAMAKI Kenji BKW528 Licensed Representative (Temporary Licence) 1, 4
SAKAMOTO Yusuke AUV633 Licensed Representative (Temporary Licence) 1
SAMBOR Jean-Charles Pierre BIQ355 Licensed Representative (Temporary Licence) 4
SAPUNOVA Alexandrina BBK047 Licensed Representative (Temporary Licence) 1, 2
SASAKI Futoshi BEZ608 Licensed Representative (Temporary Licence) 1, 4
SCHINDLER Nathaniel Holmes BIG463 Licensed Representative (Temporary Licence) 1, 4
SPENCE Magnus Andrew Eric AXT334 Licensed Representative (Temporary Licence) 1
STORY William Luke BLB615 Licensed Representative (Temporary Licence) 1, 2
SUGARMAN Lawrence Joel BDH042 Licensed Representative (Temporary Licence) 1
SWAMINATHAN Anand AUW975 Licensed Representative (Temporary Licence) 1, 4
TAKAHASHI Ikuo BJZ744 Licensed Representative (Temporary Licence) 1
TALHAOUI Ahmed BEM800 Licensed Representative (Temporary Licence) 1, 4
TAN Adrian Ying Chuan BBU789 Licensed Representative (Temporary Licence) 1
TAN Adrian Ying Chuan BBU789 Licensed Representative (Temporary Licence) 1
TAN Wee Kiat BLA719 Licensed Representative (Temporary Licence) 1, 2
TANG Yin Kin Polo AZW790 Licensed Representative (Temporary Licence) 4
TEEPLE Louise AUV927 Licensed Representative (Temporary Licence) 1
TEO Annabelle Chin-Ying BJY744 Licensed Representative (Temporary Licence) 10
TERAI Motoki BJZ740 Licensed Representative (Temporary Licence) 1
TIWARI Atul Kumar BDT253 Licensed Representative (Temporary Licence) 4
VANDERPUMP William James BEG371 Licensed Representative (Temporary Licence) 4
VINCENT Etienne Jean Achille BAO330 Licensed Representative (Temporary Licence) 4
WALSH Paul Richard BAF529 Licensed Representative (Temporary Licence) 1, 4
WEE Wilfred Zhi Zhong BIL934 Licensed Representative (Temporary Licence) 4
WELCH Michael Godfrey BGN066 Licensed Representative (Temporary Licence) 4
WILKINS Clarke Harold BEN577 Licensed Representative (Temporary Licence) 4
WILLIAMSON Sarah Kim BDP921 Licensed Representative (Temporary Licence) 1
WINARDI Ronald AXL931 Licensed Representative (Temporary Licence) 4
WONG Ee Kay Geoffrey BFZ518 Licensed Representative (Temporary Licence) 1, 4
YEO Boon Kock BKT382 Licensed Representative (Temporary Licence) 1, 4
YOSHIDA Arifumi BEA842 Licensed Representative (Temporary Licence) 4
YOSHIOKA Masahiko BHJ396 Licensed Representative (Temporary Licence) 1
YUNG-HOK Peter Stephen BDL617 Licensed Representative (Temporary Licence) 2, 5
ZHAO Kevin BKV242 Licensed Representative (Temporary Licence) 1, 4
ZHONG Tiantian AZB127 Licensed Representative (Temporary Licence) 1
ZUBRINICH Kieran John ANQ331 Licensed Representative (Temporary Licence) 1
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