additions of licensed persons/registered …

ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 04/2015

CE Name CE No. Licence Type Types of Regulated Activity

AlphaTech Capital Management Limited BAB426 Licensed Corporation 9

Alpine River Capital Management (HK) Limited BEY906 Licensed Corporation 9

Bluestone Securities (HK) Co., Limited BER545 Licensed Corporation 1

Carlyle GMS Asia Limited BEV685 Licensed Corporation 9

China Point Asset Management Limited BES441 Licensed Corporation 4, 9

Comprador Limited BEP126 Licensed Corporation 6

Euto Capital Partners Limited BFE009 Licensed Corporation 6

FountainCap Research & Investment (Hong Kong) Co., Limited BEW803 Licensed Corporation 9

Fundatech Capital Limited BEW823 Licensed Corporation 9

HOBA Global Investors (HK) Limited BEZ811 Licensed Corporation 9

Jinluo Capital Management Limited BEO339 Licensed Corporation 9

Milvus Capital Limited BFC246 Licensed Corporation 9

PICC Asset Management (Hong Kong) Company Limited BEN195 Licensed Corporation 4, 9

Solaris Capital Advisors (HK) Limited BES440 Licensed Corporation 9

Strategic Investment Advisors (H.K.) Limited BEW391 Licensed Corporation 4

ViewFinder Capital Management Company Limited BEZ281 Licensed Corporation 9

AGARWAL Aakash BFC995 Licensed Representative 1, 2

AGUDO VALENCIANO Angel BFA286 Licensed Representative 1

ANID Ingrid Marie BFC669 Licensed Representative 1, 9

ANOOP Priya BFE373 Licensed Representative 1, 4, 9

AU Chun Hong Jos BFB210 Licensed Representative 6

AU Ho Ki AQG675 Licensed Representative 1

AU Tsz To, Derek BFE457 Licensed Representative 1, 4, 9

AU Yu Him BFC651 Licensed Representative 1, 4, 9

BANDO Toru BFD835 Licensed Representative 1

BANSAL Vishnukumar BFD276 Licensed Representative 1, 6

BAO Rencheng BEZ873 Licensed Representative 4

BICKEL EP SUTTON Stephanie Marie Michele BFA288 Licensed Representative 1

BOSCIA Louis Anthony AZB287 Licensed Representative 1

CAI Gelin BFE222 Licensed Representative 1, 4

CAI Xiao BFC347 Licensed Representative 1, 2, 4

CHAN Cindy BFE151 Licensed Representative 1, 4, 9

CHAN Hiu Ming AYQ163 Licensed Representative 1

CHAN Jeffery Ying Kin BFC900 Licensed Representative 6

CHAN Kai zi Gigi BBB314 Licensed Representative 9

CHAN Kin Ying BFD599 Licensed Representative 1, 2

CHAN Lok Tin BFF359 Licensed Representative 9

CHAN Nim Yan Calvin BFE612 Licensed Representative 1

CHAN Pui Chi BEX259 Licensed Representative 1

CHAN Shun Hou, Fiona ATS113 Licensed Representative 1

CHAN Tik Man BFE468 Licensed Representative 1

CHAN Tin Fai BFD867 Licensed Representative 1

CHAN Wing Ho BFD134 Licensed Representative 1, 2, 4, 5

CHAN Wun Lai ACB125 Licensed Representative 1

CHAN Yan Kit, Kenny AOT666 Licensed Representative 4, 9

CHAN Yuk Sing BFD659 Licensed Representative 2

CHANG Tim Fuk, Jimmy ACY760 Licensed Representative 1, 2, 4

CHEN Han AVI643 Licensed Representative 4, 9

CHEN Shengye BFC239 Licensed Representative 9

CHEN Siwei BEZ624 Licensed Representative 6

CHEN Weiwen BFD783 Licensed Representative 1

CHEN Xiao BFC998 Licensed Representative 1, 4, 9

CHEN Yongchao BFE792 Licensed Representative 1, 4

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CHEN Yue BFD537 Licensed Representative 1

CHENG Chek Wah BFA938 Licensed Representative 1

CHENG Chun Fai, Hudson AVX842 Licensed Representative 1, 6

CHENG Jin BFE043 Licensed Representative 1, 4, 9

CHENG Sharon BFB173 Licensed Representative 1

CHENG Wei-Shih BEZ540 Licensed Representative 1

CHENG Yeung AHG117 Licensed Representative 4, 9

CHENG Yu Yeung BFC880 Licensed Representative 2

CHERNYY Vladimir BEV305 Licensed Representative 1, 2

CHEUNG Chun Ho BFA113 Licensed Representative 1

CHEUNG Chun Hung AQW401 Licensed Representative 1, 3

CHEUNG Ho In BFE046 Licensed Representative 1

CHEUNG Kai Li, Carrie AMN619 Licensed Representative 1, 4, 9

CHEUNG Kin Yip BFB168 Licensed Representative 1, 6

CHEUNG Tin Wah, Mize BFD233 Licensed Representative 1

CHEW Adeline Min Min BFC857 Licensed Representative 1, 6

CHIANG AMY C. BFC388 Licensed Representative 1, 4

CHIANG Tung-Cheng AZK537 Licensed Representative 9

CHIM Yat Kan APU603 Licensed Representative 1, 4

CHING Chun BFF010 Licensed Representative 6

CHIU On Kam, Kenny BFB171 Licensed Representative 1

CHO Lap Kwan BFE047 Licensed Representative 1

CHOI Chung Yan BFE049 Licensed Representative 1

CHOI Pik Chi ADW996 Licensed Representative 1

CHONG Cheung Chun BFB239 Licensed Representative 1, 2

CHOW Ching In BFA701 Licensed Representative 6

CHOW Kit Har, Susanna ADY295 Licensed Representative 1, 4

CHOW Thomas AFM847 Licensed Representative 4, 9

CHU Patrick Ming BFE495 Licensed Representative 1, 2

CHU Sunghan BFE576 Licensed Representative 9

CHUNG Ann Minyung BEZ486 Licensed Representative 1

CHUNG I Fon AVI326 Licensed Representative 1

CHUNG Tsz Fung, Ken BFC351 Licensed Representative 1

COLEBATCH Michael John BFB230 Licensed Representative 1, 2

COLLIE Craig Bryan BFD445 Licensed Representative 4

COUCH Gordon BFD480 Licensed Representative 4, 9

CROOK Mark Jonathon BFA896 Licensed Representative 1, 7

CUI Cui BFD800 Licensed Representative 4

CUI Xueying BAR201 Licensed Representative 4, 9

DAI Ling ATC265 Licensed Representative 9

DENG Fei BFC518 Licensed Representative 1, 4, 6

DENG Yunyi BBP845 Licensed Representative 1, 4, 9

DEWAN Sukrit BFC653 Licensed Representative 1, 4, 6

DING Jiajia BFE577 Licensed Representative 9

DONG Jihoon BFC522 Licensed Representative 1, 4

DORNEY Mark Andrew BFD878 Licensed Representative 1, 4, 6

DOU Yik Siu BFD130 Licensed Representative 4, 9

DU Jian AMI318 Licensed Representative 4, 9

DU Jing ANT379 Licensed Representative 1, 2

DU Ruo Wei BFC868 Licensed Representative 1

DUNGER Matthew John BFF148 Licensed Representative 1

DWIVEDI Harshit BFC405 Licensed Representative 4, 9

ERRANI Gian Rodolfo BFE827 Licensed Representative 1, 4, 9

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ESHRAGI Shameem BFC869 Licensed Representative 1, 6

FAN Bing BFD824 Licensed Representative 1, 4, 6

FANG Shuyu BFE791 Licensed Representative 4, 9

FONG Chung Loon, David AUT314 Licensed Representative 1, 2

FONG Jeffrey Yat Yeung BFA968 Licensed Representative 9

FOO Lih Huoy BFC906 Licensed Representative 1, 6

FU Huihui BEJ105 Licensed Representative 1

FU Xiang BFC691 Licensed Representative 1, 2, 7

FU Zhonghui BFD450 Licensed Representative 1, 2

FUJII Ken ABM992 Licensed Representative 1, 2, 7

FUNG Shing Yan BFD151 Licensed Representative 1, 2

FUNG Yi AXU916 Licensed Representative 1, 2, 3

GAO Zheni BFC907 Licensed Representative 1

GE Chenhao BFD861 Licensed Representative 1, 6

GOLDSMITH Robert James AOS667 Licensed Representative 2

GU Andrew Ye Yan ALQ626 Licensed Representative 4, 9

GU Chengzong BEX934 Licensed Representative 6

GUGUEN Bryan Hubert Yann BFC654 Licensed Representative 1, 4, 9

HAN Tingqian BFA094 Licensed Representative 4

HANSEN Stefan BEI886 Licensed Representative 1

HARKER Christopher Paul AZR414 Licensed Representative 6

HASSANALI Karim S BDO619 Licensed Representative 1, 2

HAU Celine BFC399 Licensed Representative 1

HE Jiajun BFA671 Licensed Representative 1, 4

HE Xiangli ARV305 Licensed Representative 9

HE Zhuohang BFB225 Licensed Representative 4

HIRAYAMA Hajime BFC663 Licensed Representative 1

HO Ka Chun BFE606 Licensed Representative 1

HO Cheong Yuen BFE789 Licensed Representative 1

HO Chiu Lung BFD661 Licensed Representative 1

HO J. C. BFC553 Licensed Representative 4, 9

HO Kelvin Khai Man BFC758 Licensed Representative 1, 6

HO Ming Hei, William BFD430 Licensed Representative 1

HONG Jong In BEX752 Licensed Representative 1, 4

HONG Yujin AZJ303 Licensed Representative 1, 2

HOWE Andrew George BEZ705 Licensed Representative 1, 2

HSIAO Hsiao-Ping BFD591 Licensed Representative 1

HUANG Chengcheng BFE585 Licensed Representative 9

HUANG Junwei AVM453 Licensed Representative 9

HUANG Shang BFD372 Licensed Representative 6

HUANG Suiming BFB090 Licensed Representative 1, 2

HUANG Wei Meng BFD871 Licensed Representative 1

HUI Ka Yiu BFA961 Licensed Representative 9

HUNG Ka Yen AXQ577 Licensed Representative 9

IOUSSOUPOV Chamil AYD204 Licensed Representative 1, 2

IWAMA Koichi BFD846 Licensed Representative 4

JEGANNATHAN Aravindan ASO503 Licensed Representative 4, 9

JIA Jing BFD829 Licensed Representative 9

JIANG Junchen BEZ802 Licensed Representative 4, 9

KAM Man Wai BBK676 Licensed Representative 1, 2

KAMINER Guillaume Romain APK937 Licensed Representative 1, 2

KANG Byeonggoo BFA822 Licensed Representative 1, 4

KELLY Victoria Jeane BFB079 Licensed Representative 1, 9

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KEUNG Hoi Ling, Helen AQP995 Licensed Representative 1, 4

KHADEM Babak Rod BEZ767 Licensed Representative 1, 6

KIM Hyungmo BEZ521 Licensed Representative 9

KIM Jaehyun BFE335 Licensed Representative 4, 9

KITAOKA Yoshiyuki BFE449 Licensed Representative 1

KOFOPOULOS Dimitrios BFB169 Licensed Representative 1

KOK Lok Sang ADR475 Licensed Representative 1, 4, 9

KONG Wai Nga BFE188 Licensed Representative 9

KONG Ying Er May AVX015 Licensed Representative 1, 2, 4, 5

KOSCIUSZKO Stefan Henry BFE682 Licensed Representative 4, 9

KRUK Jennifer Nicole BFC690 Licensed Representative 4

KUNG Man Yi, Joanne BFC988 Licensed Representative 10

KWAN Hoa Leung, Wilkinson BEZ021 Licensed Representative 1

KWAN Ling Wah AEW040 Licensed Representative 1, 4, 9

KWOK Chi Hin BFD848 Licensed Representative 1, 4, 6

KWOK Ho Yin BFA974 Licensed Representative 6

KWOK Hon Kuen AER962 Licensed Representative 1, 2, 9

KWOK Wang Wai BFA614 Licensed Representative 2

KWONG Tak Kim Eddy BFC771 Licensed Representative 1

LAI Ruisheng BEZ353 Licensed Representative 1, 9

LAM Ching Chuen BFA437 Licensed Representative 1

LAM Chun Hang BFE153 Licensed Representative 1

LAM Miu Lan BFD315 Licensed Representative 1

LAM Sahra BFD240 Licensed Representative 1, 4

LAM Sau Lin Sally AGE347 Licensed Representative 1

LAM Tik On BFD374 Licensed Representative 1

LAM Wing Yiu AJG566 Licensed Representative 1

LAM Yu On ABW082 Licensed Representative 1, 2

LAM Ze Wa, Monica AEY447 Licensed Representative 1, 2

LANUSSE-CROUSSE Marc Robert Raymond BFB086 Licensed Representative 1

LAU Hon Wing BFD807 Licensed Representative 1, 2

LAU Chun Hong BFC261 Licensed Representative 1

LAU Daniel Liang Peng BEZ043 Licensed Representative 1

LAU Mee Yuk, Thisby BAB122 Licensed Representative 1

LAW Kin Keung AMN716 Licensed Representative 1, 2

LAWSON Mark Jonathan Ching Yang BFD655 Licensed Representative 1

LEE Fei Lun ARQ131 Licensed Representative 1, 2

LEE Haesung AQO516 Licensed Representative 1, 4, 9

LEE Kwong Keung BFA988 Licensed Representative 1

LEE Man Wai BFD010 Licensed Representative 1, 6

LEE Soo Young BFA780 Licensed Representative 1

LEE Tung Pong BFE489 Licensed Representative 1

LEE Wan Wah, Wendy BFD785 Licensed Representative 4, 9

LEE Wen Yang BFE569 Licensed Representative 1, 4, 9

LEE Ying Chun BFC861 Licensed Representative 3

LEUNG Ching Kwong Bryan BFD782 Licensed Representative 1, 2

LEUNG Ching, Jonathon BFC672 Licensed Representative 9

LEUNG Ka Cheuk, Jackson BFE008 Licensed Representative 6

LEUNG Lai Ming BFD029 Licensed Representative 1

LEUNG Lee Ching Catherine BFD462 Licensed Representative 1

LEUNG Yan Chi BFC697 Licensed Representative 1, 4

LEUNG Yee Wan, Doris AFR436 Licensed Representative 1

LEVY Andrew Frederick BFC716 Licensed Representative 4

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LEWIS Gareth Rhys AOX202 Licensed Representative 1, 4, 9

LI Jia Wei BFC751 Licensed Representative 1, 4, 6

LI Jiadai BFG345 Licensed Representative 4, 9

LI Junjie BFD822 Licensed Representative 1, 6

LI Junsong BEY885 Licensed Representative 4

LI King Hei, James BFD043 Licensed Representative 1

LI Mang BFD584 Licensed Representative 1, 4, 9

LI Peijiu BFE593 Licensed Representative 1, 2

LI Priscilla Mankei BFE570 Licensed Representative 1

LI Qinyi BFE533 Licensed Representative 4

LI Shanshan BFD820 Licensed Representative 1

LI Tingting ARI573 Licensed Representative 4

LI Wing Yi BFD467 Licensed Representative 1

LI Xiate BEX942 Licensed Representative 1, 4

LI Yuanzhou BFA622 Licensed Representative 1, 6, 9

LI Zheng BFD616 Licensed Representative 10

LI Zhongyuan AXD238 Licensed Representative 1, 4, 6

LIAN-GREEN Anny Hairong AGN064 Licensed Representative 1, 6

Lim Sau Fat ANJ682 Licensed Representative 9

LIN Jianan BFC645 Licensed Representative 4, 9

LIN Jung Fang BFA781 Licensed Representative 1, 4

LIN Shu-Wei BFD026 Licensed Representative 1, 4, 6

LIPTAK John Bennett AEQ330 Licensed Representative 1, 4

LIU Chang BES494 Licensed Representative 1

LIU Lianfu BFD806 Licensed Representative 6

LIU Renhe BFC981 Licensed Representative 1, 4

LIU Sisi BFC348 Licensed Representative 4

LIU Xiaoning BFD449 Licensed Representative 1, 4

LIU Yang BFC549 Licensed Representative 1, 4

LIU Yi-Ling BFC555 Licensed Representative 1, 4

LO Kam Wa ADF601 Licensed Representative 1

LO Ning Yue, Sam ASY867 Licensed Representative 4, 9

LO Nuen Mei BFF176 Licensed Representative 4, 9

LO Yuk Wa BFE561 Licensed Representative 4

LOH Timothy James AZX867 Licensed Representative 1, 4

LOO Kevin Lester BFD133 Licensed Representative 1, 4, 9

LU Ye BFE455 Licensed Representative 1, 6

LU You BFC569 Licensed Representative 1, 6

LUI Ching Ngai BFC557 Licensed Representative 6

LUI Man Ting, Gloria BFD428 Licensed Representative 1, 2

LUI Sung Hing BEZ147 Licensed Representative 1, 2

LUTHRA Vandana BEO627 Licensed Representative 1, 4, 5, 9

MA Teng BFC772 Licensed Representative 4

MA Tengfei BEZ912 Licensed Representative 1, 6

MACDONALD Stuart William BFD452 Licensed Representative 1, 4, 9

MAHAJAN Deepak BFB224 Licensed Representative 1

MAK Cheuk Fai BFD041 Licensed Representative 1, 4

MALLIA Mark Charles Alexander AES119 Licensed Representative 1

MARIA Kulvinder Singh BFD831 Licensed Representative 1, 7

MAYRARGUE Sylvain Luc Fabien AXW974 Licensed Representative 1, 2

MCGILL Ruarri Ronald BFA600 Licensed Representative 1

MENG Qing BFA703 Licensed Representative 1

MOLDOVAN Jonathan ASZ094 Licensed Representative 1, 2, 7

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MOORE Stephen Lewis BFD013 Licensed Representative 1, 2

MORSE JR Edward Gary BEX751 Licensed Representative 1

MOSTYN Joshua Marcus Joseph BFB204 Licensed Representative 9

NARULA Rajat BFA823 Licensed Representative 4, 9

NG Chi Kam BFC763 Licensed Representative 10

NG Ho Yin BFD366 Licensed Representative 1

NG Hoi Yin APZ135 Licensed Representative 1, 4

NG Ka Yee Johnson ALP072 Licensed Representative 1, 4, 6

NG Kai Tung, Carlton AXS305 Licensed Representative 1, 4, 6

NG Mei Yuk ATB546 Licensed Representative 1

NG Siu Yeung BFA332 Licensed Representative 1

NG Wai Man AXV193 Licensed Representative 1

NG Yuen Ki BFB096 Licensed Representative 1, 4, 9

NGAI Lo Man BFC265 Licensed Representative 1, 6

NI Wei-i BFC747 Licensed Representative 1, 2, 9

NICHOLSON John Marshall AID049 Licensed Representative 1, 4, 6

OGASAWARA Fumihito BFC759 Licensed Representative 1, 4

OH Dee Xiang BFB082 Licensed Representative 1, 4, 6

ONG Ho Yee Jennifer BFD433 Licensed Representative 1, 4, 9

OTTEN Russell Robert BFB092 Licensed Representative 1, 4

OTTERY Gavin John ALS347 Licensed Representative 1, 4

OUDINE Gautier Andre Pierre BFE582 Licensed Representative 9

OWEN Simon George BFB085 Licensed Representative 1, 9

OZOLS Ashley Luke BFE251 Licensed Representative 1, 4, 6

PAN Luming BFE614 Licensed Representative 2

PAN Zeyu BFE483 Licensed Representative 1, 6

PEI Lin BFC689 Licensed Representative 10

PERSICO Marco BFD388 Licensed Representative 4

POON Jian Xi BFD262 Licensed Representative 4

POON Wai Chu BFC740 Licensed Representative 1

PRELLER Raoul Gustav AJL240 Licensed Representative 1, 2, 7

QIAN Yuyang BFC899 Licensed Representative 1

QIN Liangliang BFC263 Licensed Representative 1, 2

REN Jia BFD049 Licensed Representative 1, 4, 6

ROGERS-UFF Jesse John BFB282 Licensed Representative 1, 2

SALL Thibault BFD679 Licensed Representative 1

SATO Hiroki BEE297 Licensed Representative 1

SEBAG Jonathan Abraham Robert BFC428 Licensed Representative 1, 2

SETHI Mininder BFD465 Licensed Representative 1, 2

SHAO Xin BEW142 Licensed Representative 1

SHEK Kai Chung BFD863 Licensed Representative 1

SHEKLETON Peter Maxwell BFE234 Licensed Representative 1

SHEN Moshe BFA429 Licensed Representative 1, 2, 7

SHENG Jiali BEX239 Licensed Representative 1, 2, 4

SHUM Ngok Wa BFE564 Licensed Representative 1

SIMPSON Robert Adam AYG346 Licensed Representative 4

SIT Yi Ki BFC762 Licensed Representative 9

SIU Man Hoi BFD163 Licensed Representative 6

SMITH Martin Andrew AJI702 Licensed Representative 1, 4, 9

SMITH Stephen Mark BFA905 Licensed Representative 1, 7

SONG Bingshen BEZ992 Licensed Representative 4, 9

SONG Jeong Young BEW386 Licensed Representative 1, 4

SONG Se Han BFE217 Licensed Representative 1

of 18



SONG Yingxi BFE170 Licensed Representative 1

SPARROW Richard Aelred AFK790 Licensed Representative 1, 7

SPECIALE Mark Phillip ALF648 Licensed Representative 1, 4, 9

SU Xuejing BEZ373 Licensed Representative 4

SUN Po-Hsuan BFB184 Licensed Representative 1, 4, 9

SURI Karan BFF151 Licensed Representative 1, 6

SVENSSON Anders Olof BFB216 Licensed Representative 1, 6

SZE Lam Lam AQR414 Licensed Representative 1, 4, 9

TAI Yee Ki BAF598 Licensed Representative 1, 2

TAKEUCHI Mai BFB281 Licensed Representative 9

TAM Hiu Chit BFA821 Licensed Representative 1

TAM Sze Chun Christopher BFC980 Licensed Representative 1

TAN Hwei Ling AGC131 Licensed Representative 1, 2, 4

TAN Kai BFC674 Licensed Representative 9

TAN Stephan BFE461 Licensed Representative 1, 6

TAN Ye-Hui, James AZY483 Licensed Representative 1

TANG Chun Pong ARV786 Licensed Representative 1, 2

TANG Ruobing BFA762 Licensed Representative 1, 2, 4, 9

TANG Tak Nam AAC047 Licensed Representative 9

TANG Wing Shan AGC969 Licensed Representative 1

TANG Yen Yee BFD484 Licensed Representative 1

TAWN Andrew John BFC254 Licensed Representative 1, 4

TIAN Liang BEX782 Licensed Representative 4

TIAN Qi BFD608 Licensed Representative 1

TO Ching Sze, Cecilia APA899 Licensed Representative 9

TOW Terence Michael BFE450 Licensed Representative 9

TSANG Ka Li AIB690 Licensed Representative 1, 4

TSANG Kwong Hing BFC736 Licensed Representative 1, 2

TSANG Wa Sin BFC561 Licensed Representative 1, 2

TSANG Wai Ming BFE609 Licensed Representative 1

TSANG Wan Yu BFE157 Licensed Representative 6

TSE See Kit BFB223 Licensed Representative 1, 2, 4

TSE Siu Wai BFC539 Licensed Representative 6

TSE Tin Shing BFC853 Licensed Representative 9

TSENG Bao Ji, Alexander BFA100 Licensed Representative 1, 4, 9

TSENG Chien Han BFE460 Licensed Representative 1

TSU King Yiu BFA530 Licensed Representative 1, 4

TUNG Ka Yee, Carrie BFA423 Licensed Representative 1, 4, 9

TUNG Kwan Wai AMI156 Licensed Representative 1

WACKETT Andrew Crawford AMX311 Licensed Representative 4

WANE Mohamed Sada BFD994 Licensed Representative 1

WANG Yunjun BFB083 Licensed Representative 4, 9

WANG Chunguang BEW129 Licensed Representative 6

WANG Dapeng BFD828 Licensed Representative 4, 9

WANG Haixu BEX781 Licensed Representative 4

WANG Jack Kuan Chung BFA769 Licensed Representative 2, 5

WANG Jian AVM361 Licensed Representative 1

WANG Lei BEX937 Licensed Representative 1, 6

WANG Yang BFE447 Licensed Representative 4, 6

WANG Yijun BFC862 Licensed Representative 1

WANG Ying BFE891 Licensed Representative 4

WANG Yingying BFA820 Licensed Representative 1, 4, 9

WANG You BFC706 Licensed Representative 1

of 18



WANG Yuchen AXY201 Licensed Representative 4, 9

WESTAWAY Matthew Stephen BFD035 Licensed Representative 1, 2

WONG Chi Ho BFC358 Licensed Representative 1, 2, 7

WONG Chi Ho BFF016 Licensed Representative 1, 4

WONG Chi Shun BEZ498 Licensed Representative 1, 6

WONG Chim BFE349 Licensed Representative 3

WONG Elie Natalie AJD745 Licensed Representative 1, 4, 9

WONG Kam Ting BAF053 Licensed Representative 4

WONG Kin Kwan BFD581 Licensed Representative 1

WONG Kwai Chu APO150 Licensed Representative 1, 4

WONG Kwan Lok BFC247 Licensed Representative 1

WONG Lok Yan, Lorraine APK745 Licensed Representative 1

WONG Man Kit, Ivan AZG148 Licensed Representative 1, 4, 6

WONG Ming Choi BFD524 Licensed Representative 1, 2

WONG Pak Yui, Maffee ASF405 Licensed Representative 1

WONG Pik Ning Katheleen BFC688 Licensed Representative 1

WONG Ping Tat, Elvis AIU265 Licensed Representative 1

WONG Sung Tak BFD772 Licensed Representative 1, 2

WONG Theresa Yuen-tung BFE578 Licensed Representative 1, 2

WONG Ting Jin BFE036 Licensed Representative 2

WONG Yee Fai, Valerie BAT145 Licensed Representative 1, 4, 9

WONG Yick Lam, Vivian BEZ798 Licensed Representative 1

WOO Jae Song BFD438 Licensed Representative 4

WOODWARD Paul Martin BFB200 Licensed Representative 1, 4, 9

WRIGGE Gert Christof BFD876 Licensed Representative 4, 9

WU Anqing BEY100 Licensed Representative 1, 6

WU Ching Fai, Frank ACS670 Licensed Representative 1, 6

WU Juan BEY947 Licensed Representative 1, 4, 9

WU Kaiyu BFC756 Licensed Representative 1, 2

XIA Wei BFD770 Licensed Representative 1

XIE Bingwu AQF129 Licensed Representative 4, 9

XIE Yayi BFD654 Licensed Representative 1, 2, 3

XIE Zhiming BFD432 Licensed Representative 4, 9

XING Yiling BFC904 Licensed Representative 2

XIONG Junjie BEZ862 Licensed Representative 9

XIONG Xuan BFE598 Licensed Representative 4, 9

XU Dan BFB174 Licensed Representative 1, 4

XU Jian BCC269 Licensed Representative 1

XU Jin BFC540 Licensed Representative 1, 4

XU Jing BEZ537 Licensed Representative 4

XU Meng BFE973 Licensed Representative 4

XU Simin BFC852 Licensed Representative 4, 9

XU Wei BEY955 Licensed Representative 1, 4, 9

XU Ying BEZ163 Licensed Representative 1, 6

XU Yue BFE156 Licensed Representative 6

YADAV Kamal BFA764 Licensed Representative 1, 6

YANAMANDRA Venkata Ravi Kiran BFA205 Licensed Representative 2, 5

YANG Ke BEZ121 Licensed Representative 4

YANG Wen BAL564 Licensed Representative 9

YANG Yijia BFC435 Licensed Representative 1

YAO Wanyi BFA648 Licensed Representative 1, 4, 9

YAU Wing Sze BFA757 Licensed Representative 4, 9

YE Lihua BAX115 Licensed Representative 1

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YE Zhi BFB220 Licensed Representative 1, 4, 6

YIK Kwan Ho APR487 Licensed Representative 1

YIM Ho Wa BFA222 Licensed Representative 4

YIN Jiahao BDD365 Licensed Representative 9

YIN Leting BFE167 Licensed Representative 1, 2

YING Sinan BFE496 Licensed Representative 1, 4

YIP Hoi Tai Curtis BFB218 Licensed Representative 1, 2

YIP Kwok Leung BFD135 Licensed Representative 1

YIU Tze Wai APS748 Licensed Representative 4, 9

YU Bing Ling Bileen BAQ413 Licensed Representative 1

YU Chenjun BEW957 Licensed Representative 1, 4, 9

YU Pui Man, Sharon BFD429 Licensed Representative 4, 9

YU Xiangrong BFA907 Licensed Representative 1, 4

YUEN Tak Wai, Alexander ASP425 Licensed Representative 1, 4

ZENG Fang BFC671 Licensed Representative 4, 9

ZENG YanLing BFC897 Licensed Representative 4, 9

ZHAI Haomiao BFC859 Licensed Representative 1, 2, 7

ZHAN Hao BFB235 Licensed Representative 1

ZHANG Jiaxin BEX954 Licensed Representative 1, 6

ZHANG Qiancheng BFE244 Licensed Representative 1, 2

ZHANG Shuai BFC901 Licensed Representative 1, 6

ZHANG Wei ARB949 Licensed Representative 4

ZHANG Xi BFD377 Licensed Representative 1, 6

ZHANG Xiaoying BEL750 Licensed Representative 1, 4

ZHANG Ya Xiong BFD815 Licensed Representative 1, 4, 6

ZHANG Ying BFC741 Licensed Representative 1, 9

ZHANG Yu BEX944 Licensed Representative 1

ZHANG Yuxing BEY878 Licensed Representative 1, 6

ZHANG Zhijia BFD976 Licensed Representative 4, 9

ZHANG Zhinan BFD526 Licensed Representative 1, 4, 6

ZHANG Zizhe BFA430 Licensed Representative 4, 9

ZHAO Shuo BFE619 Licensed Representative 1, 4

ZHAO Xinyi BEZ806 Licensed Representative 1, 6

ZHAO Zongting BEZ899 Licensed Representative 4, 9

ZHENG Boqing BFE587 Licensed Representative 1

ZHENG Yiran BFD444 Licensed Representative 1, 4, 6

ZHENG Zimu BFA405 Licensed Representative 6

ZHOU Bo BFD603 Licensed Representative 1, 4

ZHOU Hongmin BFC416 Licensed Representative 1, 2

ZHOU Yuanjun BFF024 Licensed Representative 1

ZHU Beibei BFD466 Licensed Representative 1, 4

ZHU Feifei BFC570 Licensed Representative 1, 6

ZHU Jialei BFD431 Licensed Representative 1, 2

ZHUANG Jingyu BFA116 Licensed Representative 4, 9

ANG Teck Wee BFC361 Licensed Representative - Responsible Officer 1, 4, 6

CHAN Kang Muk AUL922 Licensed Representative - Responsible Officer 1, 2, 4, 5

CHEN Terance Chun-Hung BEZ282 Licensed Representative - Responsible Officer 9

CHEN Zhenfeng BFD756 Licensed Representative - Responsible Officer 4

FAN Zhe BFA601 Licensed Representative - Responsible Officer 9

HO Carrie Ka Lee BEZ815 Licensed Representative - Responsible Officer 9

HO Shui Fai, Ricky ABP466 Licensed Representative - Responsible Officer 9

HUANG Feng-Kai BES450 Licensed Representative - Responsible Officer 9

HUANG Haoyi BER550 Licensed Representative - Responsible Officer 1

of 18



HUI Tin Kay AFS483 Licensed Representative - Responsible Officer 1

JIA Yanyi BEV140 Licensed Representative - Responsible Officer 4, 9

JIANG Yulai AJD205 Licensed Representative - Responsible Officer 1

JOHNSON David Edward BEV695 Licensed Representative - Responsible Officer 9

KIEFER Stephane BAH877 Licensed Representative - Responsible Officer 1, 4

KOMIYA Zentaro BEW392 Licensed Representative - Responsible Officer 4

LEE James BEZ813 Licensed Representative - Responsible Officer 9

LEE Kam Lun, Kenyon AFU347 Licensed Representative - Responsible Officer 4

LI Shiqiu BEN197 Licensed Representative - Responsible Officer 4, 9

LI Wenjing AWZ394 Licensed Representative - Responsible Officer 9

LI Yu AOB358 Licensed Representative - Responsible Officer 9

LIU Xiaomeng BEN196 Licensed Representative - Responsible Officer 4, 9

LUECK Martin Anthony AQU451 Licensed Representative - Responsible Officer 1, 4

NAGASHIMA Kei BEY926 Licensed Representative - Responsible Officer 9

NISHIDA Takeshi BFE985 Licensed Representative - Responsible Officer 1, 2, 4, 5, 6

PARK Gregory AEI659 Licensed Representative - Responsible Officer 9

PROMBOON Warut AYF098 Licensed Representative - Responsible Officer 10

SHAMSUDDIN Doni AZB289 Licensed Representative - Responsible Officer 1, 4

STEELE Scott Patrick BET086 Licensed Representative - Responsible Officer 1, 4, 9

SUN Weshiang AQY832 Licensed Representative - Responsible Officer 9

THOMAS III Stanley Emmett BEW393 Licensed Representative - Responsible Officer 4

TONG King Hang AKX333 Licensed Representative - Responsible Officer 9

TRIVERS Tor Lee BEV690 Licensed Representative - Responsible Officer 9

TYE Philip Andrew AIR629 Licensed Representative - Responsible Officer 4, 9

WANG Zheng AQR114 Licensed Representative - Responsible Officer 9

YANG Ning AVM735 Licensed Representative - Responsible Officer 1, 4, 9

YAU Lai Ying Kinnie AYY814 Licensed Representative - Responsible Officer 1, 4, 9

YUEN Kin Wong ADG918 Licensed Representative - Responsible Officer 1

ZHANG Ning AGD246 Licensed Representative - Responsible Officer 9

ZHENG Kongdong BFA756 Licensed Representative - Responsible Officer 4, 9

ALMEIDA Christopher James BFG337 Licensed Representative (Provisional Licence) 1, 2

ANG Khai Jing BFI715 Licensed Representative (Provisional Licence) 1

ANOOP Priya BFE373 Licensed Representative (Provisional Licence) 1, 4, 9

AU Chi Wah BFI051 Licensed Representative (Provisional Licence) 1

AU Yuen Ting BFI067 Licensed Representative (Provisional Licence) 1, 4, 9

BAE Yu Jung BFG508 Licensed Representative (Provisional Licence) 1, 2, 4, 5

BANDO Toru BFD835 Licensed Representative (Provisional Licence) 1

BI Hongyan BFG519 Licensed Representative (Provisional Licence) 1, 4, 5

BI Xuewen BFE600 Licensed Representative (Provisional Licence) 6

CAI Gelin BFE222 Licensed Representative (Provisional Licence) 1, 4

CAI Yu BFG346 Licensed Representative (Provisional Licence) 1, 6

CALLAGHAN Paul Andrew Stewart AED970 Licensed Representative (Provisional Licence) 1

CASWELL JR Brian David BFH483 Licensed Representative (Provisional Licence) 1, 9

CHAN Hoi Keung, Terence BFG310 Licensed Representative (Provisional Licence) 9

CHAN Chi Wai, William BFF177 Licensed Representative (Provisional Licence) 1

CHAN Ka Chun, Karl BFF021 Licensed Representative (Provisional Licence) 6

CHAN Ka Wang Karen AIH479 Licensed Representative (Provisional Licence) 1, 6

CHAN Keith Tsz Lok BFE603 Licensed Representative (Provisional Licence) 1

CHAN Kin Wai AVD399 Licensed Representative (Provisional Licence) 1, 4, 9

CHAN Kwai Meng BFE815 Licensed Representative (Provisional Licence) 1, 4, 9

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TAN You Khai BFE580 Licensed Representative (Temporary Licence) 1

TAYLOR Andrew Brian AYN586 Licensed Representative (Temporary Licence) 1, 2

TERADA Shusuke BEE082 Licensed Representative (Temporary Licence) 4

TEVERSON Ross Philip Charles AHY471 Licensed Representative (Temporary Licence) 1

THACKRAY Simon George AWU696 Licensed Representative (Temporary Licence) 4

THIAGARAJAN Sundararaman BFD804 Licensed Representative (Temporary Licence) 4

TOMIC Milan BFE852 Licensed Representative (Temporary Licence) 1, 2

TOMIMATSU Yosuke BBB708 Licensed Representative (Temporary Licence) 1, 4

TOMONAGA Emiko BFE592 Licensed Representative (Temporary Licence) 1

TSUCHIMOTO Takehiro AWF625 Licensed Representative (Temporary Licence) 1

TSUCHIYA Yasuhito BBB706 Licensed Representative (Temporary Licence) 1, 4

VAZIRANI Avinash BFC786 Licensed Representative (Temporary Licence) 1

VERSTAPPEN Theodorus Mechtildis Franciscus BEW818 Licensed Representative (Temporary Licence) 1, 4

WALSH Brent Nicholas BDW190 Licensed Representative (Temporary Licence) 1, 4

WONG Ferry Wijaya ARB231 Licensed Representative (Temporary Licence) 4

WONG Wan Teen BFG832 Licensed Representative (Temporary Licence) 1, 2

WU Jeffrey J BBQ742 Licensed Representative (Temporary Licence) 1, 2

WU Yao-Pei BFC707 Licensed Representative (Temporary Licence) 1, 2

WU Yu-Lan BFF371 Licensed Representative (Temporary Licence) 1, 4

YAMAKAWA Asako BFE367 Licensed Representative (Temporary Licence) 1

YANAGISAWA Masakazu ASL355 Licensed Representative (Temporary Licence) 1

YANG Chun-Chieh BFH424 Licensed Representative (Temporary Licence) 1, 4

YANG Wei-Lun AXZ658 Licensed Representative (Temporary Licence) 4

YEN Edward ATJ152 Licensed Representative (Temporary Licence) 4

YOO Jongwoo BEX905 Licensed Representative (Temporary Licence) 4

YUEN David Tak-Sing AUT632 Licensed Representative (Temporary Licence) 1

of 18

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