candidate - form 4 ^ ontario - town of whitby · 2019-03-28 · shahid ward name or no. (if any)...

11
t ^ ^" Ontario Ministry of Municipal Affairs Financial Statement - Auditor's Report Candidate - Form 4 Municipal Elections Act, 1996 (Section 88.25) Instructions All candidates must complete Boxes A and B. Candidates who receive contributions or incur expenses must complete Boxes C, D, Schedule 1 and Schedule 2 as appropriate. Candidates who receive contributions or incur expenses in excess of $10,000 must also attach an Auditor's Report. All surplus funds (after any refund to the candidate or their spouse) shall be paid immediately over to the clerk who is responsible for the conduct of the election. For the campaign period from (day candidate filed nomination) YYYY 2018 MM 0 5 DD 0 1 to YYYY 2018 MM 1 2 DD 3 1 Initial filing reflecting finances to December 31 (or 45 days after voting day in a by-election) Supplementary filing including finances after December 31 (or 45 days after voting day in a by-election) BoicA: Name of CwuWatesmd Office Candidate's name as shown on the ballot Last Name or Single Name Maleeha Office for which the candidate sought election Town Councillor Municipality Whitby Spending Limit - General $ 27,088.10 I did not accept any contributions or incur any expenses. , BoxtB?: be(riaration:^i..l^^^^l^-.f^;:if: J.1:-1 ;-y^.;^^^?^:^ Given Name(s) Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81 (Complete Boxes A and B only) I, VWc^A <1=^L; A statements and attached supporting schedules are true and correct. , declare that to the best of my knowledge and belief that these financial 2019/03/2ro)^- Si^iarfure of Candidate Date (yyyy/mm/dd) Date Filed (yyyy/mm/dd) ^^/f/^'?/^| ^!ff/ pM Time Filed Initial of Candidate or Agent (if filed in person) ^v- Signature of Clerk or Designate 9503P (2018/04) © Queen's Printer for Ontario, 2018 Disponible en frangais Page 1 of 8

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Page 1: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

t̂̂ " Ontario Ministry of Municipal Affairs Financial Statement - Auditor's ReportCandidate - Form 4Municipal Elections Act, 1996 (Section 88.25)

Instructions

All candidates must complete Boxes A and B. Candidates who receive contributions or incur expenses must complete Boxes C, D,

Schedule 1 and Schedule 2 as appropriate. Candidates who receive contributions or incur expenses in excess of $10,000 must alsoattach an Auditor's Report.

All surplus funds (after any refund to the candidate or their spouse) shall be paid immediately over to the clerk who is responsible for theconduct of the election.

For the campaign period from (day candidate filed nomination)

YYYY

2018

MM

0 5

DD

0 1 to

YYYY

2018

MM

1 2

DD

3 1

Initial filing reflecting finances to December 31 (or 45 days after voting day in a by-election)

Supplementary filing including finances after December 31 (or 45 days after voting day in a by-election)

BoicA: Name of CwuWatesmd OfficeCandidate's name as shown on the ballot

Last Name or Single Name

Maleeha

Office for which the candidate sought election

Town Councillor

MunicipalityWhitbySpending Limit - General

$ 27,088.10

I did not accept any contributions or incur any expenses.

, BoxtB?: be(riaration:^i..l^^^^l^-.f^;:if: J.1:-1 ;-y^.;^^^?^:^

Given Name(s)

ShahidWard name or no. (if any)

East Ward Four

Spending Limit - Parties and Other Expressions of Appreciation

$ 2708.81

(Complete Boxes A and B only)

I, VWc^A <1=^L; Astatements and attached supporting schedules are true and correct.

, declare that to the best of my knowledge and belief that these financial

2019/03/2ro)^-Si^iarfure of Candidate Date (yyyy/mm/dd)

Date Filed (yyyy/mm/dd)

^^/f/^'?/^| ^!ff/ pMTime Filed Initial of Candidate or Agent (if filed in person)

^v-Signature of Clerk or Designate

9503P (2018/04) © Queen's Printer for Ontario, 2018 Disponible en frangais Page 1 of 8

Page 2: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

: Box C: Statement;'ofjC^mRaign::lhcptri^:aind?Exp^

LOANName of bank or recognized lending institution

Amount borrowed $

+

+

+

+

$$$T

INCOMETotal amount of all contributions (from line 1A in Schedule 1) + $ 25,925.96

Revenue from items $25 or less + $

Sign deposit refund + $Revenue from fundraising events not deemed a contribution (from Part III ofSchedule 2) +.Interest earned by campaign bank account + $Other (provide full details)1. + $

2.

3.

4.

5.

Total Campaign Income (Do not include loan) = _$_25,925.96 C1

EXPENSES (Note: include the value of contributions of goods and services)

Expenses subject to general spending limitInventory from previous campaign used in this campaign (list details in Table 4 ofSchedule 1) +.Advertising +

Brochures/flyers +

Signs (including sign deposit) +

Meetings hosted +

Office expenses incurred until voting day +

Phone and/or internet expenses incurred until voting day +

Salaries, benefits, honoraria, professional fees incurred until voting day +

Bank charges incurred until voting day +

Interest charged on loan until voting day +

Other (provide full details)

1. Pay Pal service fees + $ 78.402. Social Media + $ 955.81

3. + $

4. + $

5. + $

Total Expenses subject to general spending limit = $ 24,795.96 C2

EXPENSESExpenses subject to spending limit for parties and other expressions of appreciation

1. + $

A-TTT$$$T$

5,30210,5266,870

147487353

73

.53

.53

.41

.23

.84

.77

.44

2.

3.

4.

5.

+$

+$+T+$

Total Expenses subject to spending limit for parties and other expressionsof appreciation = $ C3

9503P (2018/04) Page 2 of 8

Page 3: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

Expenses not subject to spending limitsAccounting and audit

Cost offundraising events/activities (list details in Part IV of Schedule 2)

Office expenses incurred after voting day

Phone and/or internet expenses incurred after voting day

Salaries, benefits, honoraria, professional fees incurred after voting day

Bank charges incurred after voting day

Interest charged on loan after voting day

Expenses related to recount

Expenses related to controverted election

Expenses related to compliance audit

Expenses related to candidate's disability (provide full details)

+

+

+

+

+

+

+

+

+

+

$T-$"

-$-

TTTTTT

1,130.00

1.

2.

3.

4.

5.

Other (provide full details)1.

2.

3.

4.

5.

+$+ $+ $

+$

+$

+$+$+$+$+$

Total Expenses not subject to spending limits = $ 1,130.00 C4

Total Campaign Expenses (C2 + C3 + C4) = $ 25,925.96 Q5

,^ok,D:.Cdlculation;,G^:Sur|^iis-:6rDefi<^t..;^^

Excess (deficiency) of income over expenses (Income minus Total Expenses)(C1-C5) + $ 0.00 D1Eligible deficit carried forward by the candidate from the last election(applies to 2018 regular election only) - $ D2

Total (D1-D2) = $

If there is a surplus, deduct any refund of candidate's orspouse's contributions to the campaign - $ f)

Surplus (or deficit) for the campaign = $ 0 D3

If line D3 shows a surplus, the amount must be paid in trust, at the time the financial statements are filed, to the municipal clerk who isresponsible for the conduct of the election.

9503P (2018/04) Page 3 of 8

Page 4: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

Schedule 1 - Contributions

Part I - Summary of Contributions

Contributions in money from candidate and spouseContributions in goods and services from candidate and spouse(include value listed in Table 3 and Table 4)

Total value of contributions not exceeding $100 per contributorInclude ticket revenue, contributions in money, goods and services

where the total contribution from a contributor is $100 or less (do notinclude contributions from candidate or spouse).

+ $ 5,925.96

+ $

+ $ 800.00

Total value of contributions exceeding $100 per contributor (from line 1 B on page 5;list details in Table 1 and Table 2)

Include ticket revenue, contributions in money, goods and services where

the total contribution from a contributor exceeds $100 (do not includecontributions from candidate or spouse). + 19,200.00

Less: Contributions returned or payable to the contributor

Contributions paid or payable to the clerk, including contributions fromanonymous sources exceeding $25

Total Amount of Contributions (record under Income in Box C)

- $

- $

= $ 25,925.96 1A

Part II - Contributions exceeding $100 per contributor - individuals other than candidate or spouse

Table 1: Monetary contributions from individuals other than candidate or spouse

Name

SEE ATTACHED LIST

Full Address

Additional information is listed on separate supplementary attachment

Date Received

Total

Amount Received $Amount $Returned to Contributoror Paid to Clerk

9503P (2018/04) Page 4 of 8

Page 5: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

Table 2: Contributions in goods or services from individuals other than candidate or spouse(Note: must also be recorded as Expenses in Box C)

Name

Additional information is listed

Full Address Description of Goodsor Services

3n separate supplementary attachment

Date Received(yyyy/mm/dd)

Total

Value $

Total for Part II - Contributions exceeding $100 per contributor(Add totals from Table 1 and Table 2 and record the total in Part 1 - Summary of Contributions)

Part III - Contributions from candidate or spouse

Table 3: Contributions in goods or services

1B

Description of Goods or Services Date Received(yyyy/mm/dd)

Value $

9503P (2018/04) Page 5 of 8

Page 6: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

Description of Goods or Services Date Received(yyyy/mm/dd)

Additional information is listed on separate supplementary attachment Total

Value $

Table 4: Inventory of campaign goods and materials from previous municipal campaign used in this campaign(Note: value must be recorded as a contribution from the candidate and as an expense)

Description Date Acquired(yyyy/mm/dd)

Supplier

[_] Additional information is listed on separate supplementary attachment

Quantity

Total

Current MarketValue $

9503P (2018/04) Page 6 of 8

Page 7: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

Schedule 2 - Fundraising Events and Activities

Fundraising Event/ActivityComplete a separate schedule for each event or activity held

Additional schedule(s) attached

Description of fundraising event/activity

Date of event/activity (yyyy/mm/dd)

Part I - Ticket revenue

Admission charge (per person)(If there are a range of ticket prices, attach complete breakdown of all ticketsales)

Number of tickets sold

Total Part I (2A X 2B) (include in Part 1 of Schedule 1)

2A

2B$

Part II - Other revenue deemed a contribution

(e.g. revenue from goods sold in excess affair market value)Provide details

1.

2.

3.

4.

5.

Total Part II (include in Part 1 of Schedule 1)

+ $

+ $+ $+ $+ $

$

Part III - Other revenue not deemed a contribution

(e.g. contribution of $25 or less; goods or services sold for $25 or less)Provide details

1.

2.

3.

4.

5.

Total Part III (include under Income in Box C)

$$$$

+ $

$

Part IV - Expenses related to fundraising event or activity

Provide details

1.

2.

3.

4.

5.

6.

7.

8.

Total Part IV Expenses (include under Expenses in Box C)

+

+

+

+

+

+

+

+

$$$$$$$$

$

9503P (2018/04) Page 7 of 8

Page 8: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

; Audjtor's.|?ep<»rt -v^ ^;;: ;il::,'',::; ^^;r.,i;..:|:'j'

Muni^p^l Elec^idfis^,1996:tS^o^Q.^^!

A candidate who has received contributions or incurred expenses in excess of $10,000 must attach an auditor's report.

Professional Designation of Auditor

Chartered Professional Accountant

MunicipalityPickering

Date (yyyy/mm/dd)2019/03/19

Contact Information

Last Name or Single Name

RutlandGiven Name(s)

EdwardLicence Number

11692

Address

Suite/Unit No.

1024Street No. Street Name

Rouge Valley DriveMunicipality

Pickering

Telephone No. (including area code)905 706-6369

Province

ONPostal Code

L1V4N7Email Address

[email protected]

The report must be done in accordance with generally accepted auditing standards and must:

• set out the scope of the examination

provide an opinion as to the completeness and accuracy of the financial statement and whether it is free of materialmisstatement

Report is attached

Personal information, if any, collected on this form is obtained under the authority of sections 88.25 and 95 of the Municipal ElectionsAct, 1996. Under section 88 of the Municipal Elections Act, 1996 (and despite anything in the Municipal Freedom of Information andProtection of Privacy Act) documents and materials filed with or prepared by the clerk or any other election official under the MunicipalElections Act, 1996 are public records and, until their destruction, may be inspected by any person at the clerk's office at a time whenthe office is open. Campaign financial statements shall also be made available by the clerk in an electronic format free of charge uponrequest.

9503P (2018/04) Page 8 of 8

Page 9: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

Part II - Contributions exceeding $100 per contributor - individuals other than candidate or spouse

Table 1: Monetary contributions from individuals other than candidate or spouse

NAME

2 Dr. Panjwani

1 DrMahboob

35 Faisal Yousuf

3 John Ecker

8 Brian McMurter

5 NehalSyed

9 Waleed Soliman

7 Dr Naeem Zubair

10 Deena Soliman

4 James A. Petrin

14 Catherine Nicol

13 Michael Nicol37 Jeff Bang

17 Samir Dossal

24 Guiseppe Lamanna

23 PeterSaturno

16 Geoula Osipov

12 Tran Vuong

15 Nargis Mithani

25 R. Michelle Mclean

26 Russel G. White

27 Steven L. Weisz

28 Leah Baruch

29 Shelley Baruch

30 Mr. Joel R. Bernard!

31 Ms. Brownwyn NTAnderson

ADDRESS

311-190 Sherway Dr. Etobicoke ON M9C 5N2

81 Bridle Path North York ON M3B 2B23185 Uritz Drive, Mississauga ON, L5L4L5

113 Whitburn St. Whitby ON L1R 2N132 Bedell Cres Whitby ON L1R 2N8138 Bristol Rd. East Mississauga ON L5R 2E8

26 Whitney Ave Toronto ON M4W 2A8

320 George Reynolds Dr. Courtice ON LIE OA7

26 Whitney Ave Toronto ON M4W 2A8

97 Prentice Dr. Whitby ON L1N 9C2

78 Marjoram Dr. Ajax ON L1S 7P4

78 Marjoram Dr. Ajax ON L1S 7P4

1850 Kingston Road Unit 82, Pickerig L1V OA2

16 Lisa Cres. Richmond Hill L4B 3J4

401 Bowes Rd. Concord ON L4K 1J4

110 Samac Trail Oshawa ON L1G 7W1

% 2800 Highway #7, Suite 301 Vaughn ON L4K

156 Maple Sugar Lane Thornhill ON L4J 8T8

4 Donwoods Cres. ON L1R OK9

6800 Country Lane Whitby ON L1M 1N746 Williamson Dr. West Ajax ON LIT 4M9

56 Strathearn Blvd, Toronto, ON, M5P1T1

68 McGillivray Ave. Toronto ON M5M 2Y6

68 Aldershot Cres. North York ON M2P 1L7

6026 Earlcourt Cres. Manotick ON K4M lk2

PO Box 20069 Perth ON K7H 3M6

DATE AMOUNT

July 18, 2018July 18, 2018August 15,2018

August 15,2018

August 15,2018

September 26, 2018

September 26, 2018

September 26, 2018

September 26, 2018

September 26, 2018

October 23, 2018

October 23, 2018

October 23, 2018

October 23, 2018

October 23, 2018

1 October 2, 2018

October 2, 2018

October 2, 2018

February 12, 2018

February 12, 2018

February 12, 2018

February 12, 2018

February 12, 2018

February 12, 2018

February 12, 2018

$$$$$$$$$$$$$$$$$$$$$$$$$$

400.00

500.00

200.00

150.00

250.00

500.00

1,200.00

250.00

1,200.00

400.00

1,200.00

300.00

250.00

250.00

1,200.00

250.00

1,200.00

1,100.00

1,000.00

950.00

950.00

1,000.00

1,000.00

1,100.00

1,200.00

1,200.00

$ 19,200.00

Page 10: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

€^CHARTERED PROFESSIONAL ACCOUNTANT

March 8,2019

INDEPENDENT AUDITOR'S REPORT

To: Maleeha Shahid - Candidate for Town Councillor East Ward 4 WhitbyMunicipal Elections Act, 1996 (Section 78)

Opinion

I have audited the accompanying Financial Statement Form 4, Statement of Campaign Income

and Expenses ofMaleeha Shahid for the campaign period of May 1, 2018 to December 31, 2018for the election held on October 22, 2018.

In my opinion, except for the possible effect of the matter described in the Basis for QualifiedOpinion section of my report, the accompanying Form 4 financial statement presents fairly, in allmaterial aspects, the financial position ofMaleeha Shahid's election campaign and the results of

its operations from May 1, 2018 to December 31, 2018 in accordance with the financial reporting

provisions of the Municipal Elections Act, 1996 and the guidelines issued by the Ministry ofMunicipal Affairs and Housing.

Basis for Qualified Opinion

Due to the inherent nahire of the transactions of organizations of this type, the completeness of

the various categories of income and expenses is not susceptible to satisfactory audit verification.

Accordingly, my verification of income and expenses was limited to the amounts recorded in therecords of the candidate and I was not able to determine whether any adjustments might be

necessary to income, expenses and period surplus/deficit for the campaign period from May 1,2018 to December 31, 2018.

Qualified Opinion

I conducted my audit in accordance with Canadian generally accepted auditing standards. My

responsibilities under those standards are further described in the Auditor's Responsibilities for

the Audit of the Financial Statement section of my report. I am independent of the Candidate in

accordance with the ethical requirements that are relevant to my audit of the financial statement

in Canada, and I have fulfilled my other ethical responsibilities in accordance with theserequirements. I believe that the audit evidence I have obtained is sufficient and appropriate to

provide a basis for my qualified opinion.

Edward Rutland, CI'A, CA, HA1024 Rouge Valley Drive, Pickering, Ontario L1V 4N7

Tel: 905-706-6369 Fax: [email protected]

Page 11: Candidate - Form 4 ^ Ontario - Town of Whitby · 2019-03-28 · Shahid Ward name or no. (if any) East Ward Four Spending Limit - Parties and Other Expressions of Appreciation $ 2708.81

Responsibilities of Management and Those Charged with Governance for the Financial

Statement

Management is responsible for preparation and fair presentation of the financial statement in

accordance with the financial reporting provisions of the Municipal Elections Act, 1996 and theguidelines issued by the Ministry of Municipal Affairs and Housing. This includes maintainingsuch internal control as management determines is necessary to enable the preparation of afinancial statement that is free from material misstatement, whether due to fraud or error.

Those charged with governance are responsible for overseeing the Company's reporting process.

Auditor's Responsibilities for the Audit of the Financial Statement

My objectives are to obtain reasonable assurance about whether the financial statement as a

whole is free from material misstatement, whether due to fraud or error, and to issue an auditor's

report that includes my opinion. Reasonable assurance is a high level of assurance, but is not aguarantee that an audit conducted in accordance with Canadian generally accepted auditing

standards will always detect a material misstatement when it exists. Misstatements can arise from

fraud or error and are considered material if, individually or in the aggregate, they couldreasonably be expected to influence the economic decisions of users taken on the basis of this

financial statement.

As part of an audit in accordance with Canadian generally accepted auditing standards,

I exercise professional judgment and maintain professional skepticism throughout the audit. I

also:

Obtain an understanding of internal control relevant to the audit in order to design audit

procedures that are appropriate in the circumstances, but not for the purpose ofexpressing an opinion on the effectiveness of the Entity's internal control.

Obtained an understanding of the financial reporting provisions of the Municipal

Elections Act, 1996 and the guidelines issued by the Ministry of Municipal Affairs andHousing.

Edward Rutland, Chartered Professional AccountantLicensed Public Accountant