carlos murguia financial disclosure report for 2010

8/3/2019 Carlos Murguia Financial Disclosure Report for 2010

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AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Rep or ting ( las t name, f ir s t , middle init ial)Murg uia , Car lo s

4. Title (Ar ticle ! i l judges indicate active or sen ior s tatus;magistrate judges indicate full- or part-time)U .S . D is tr i c t J ud g e - A ct iv e

7. Chambers or Off ice AddressRoom 537 U.S. Cour thouse500 Sta te AvenueKansas Ci ty, Kansas 66101

2. Court or Organ iza t ionDis t r i c t o f Ka ns as

5a. Report Type (check appropriate type)

] N om i na t i on , Date[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

3. Date of Report05/11/2010

6. Report ing Period01/01/2010to12/31/2010

Reviewing Officer Date

IMPORTANT NOTES: The instractions accompanying this form must be fol lowea[ Camplete al i parts,checking the NONE bo x for each part where you have n o reportable information. Sign on last page.

I. P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)~ NOIqE(No reportable positions.)

1 . Selec t io n Co mm i t t ee "2.3.4.5.

POSITION NAME OF ORGANIZATION/ENTITYGreater Kan sas City H ispanic Scholarship Fund

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)[-~ NONE (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 6

Name of Person Reportin gMu rguia, Carlos

Date of Report05/11/2010

I II . N O N - I N V E S T M E N T I N C O M E . (Reportlng indivldual andspouse; seepp. 17-24 of filing instructions.)A. Filers 1Non-Investment Income~] NOblE (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.3.4.

INCOME.(yours, not sp ouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during anyportion of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)D NONE (No reportable non-investment income.)

1 . 20102 .20103 . 2 0 1 04.

DATE SOURCE AND TYPEUnif ied Governm ent of Wy andot te County K ansasANDA (Argentine Neighborhood Developm ent Association)Learnin g Qu est Education Savings Early Distr ibution

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDE


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Ia m e o f P e r s o n R e p o r t in gP a g e F I N A N C I A L 3 o f 6 D I S C L O S U R E R E P O R T I u r g u i a, C a r l o sV . G I F T S . a r ie l .d e s t h o s e , o s p o . s e u . d dependent children; seeps . 2 8 - 3 1 offiling instructions.)

N O N E (No rep ortable gifts.)SOURCE DESCRIPTION

1.

2.3.4.

5.


V A L U E

V I . L I A B I L I T I E S . a n c i u d e s t h o s e o l s p o u ~ e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of fillng instructions.)[~ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI. Sal l ie Mae Serv ic ing ( fo rmer ly USA Studen t Loan KGroup Loan Serv ices)2. B a nk of A m e rica Cred it Card K3. AT& T Vi s a Credit Card K4. Mastercard Credit Card K5.


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Name of Person ReportingMu rguia, Carlos

Date of Report05/I 1/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp.34-60 of filing instructions.)---] NO~E (No reportable income, assets, or transactions.)

5.6.

7.8.

. 1 0 .1 1 .

1 2 .

D e s c r i p t ion o f A s s e t s T r a ns a c t i ons du r i ng r e po r t i ng pe r i od( inc luding t rus t asse t s )Income during Gross value at en d

re p ortin g p er iod o f re po rtin g p er io d(1 ) (2 ) (1) (2) (1 )

Place "(X)" after each assel A m o u n t Type (e.g., V a lue V a lue Type (e.g.,exempt fromprior disclosure Code t d i v . , r e n t , C ode 2 M e t ho d buy, sel l ,

( A - H ) o r in t.) (J-P ) Co d e 3 r e d e m p t i o n )( Q - W )

(2) (3) (4)Date Value Gain

mm/dd/yy Code 2 Code(J-P) (A -H )

Argentine Federal Savings A I n t e r e s t J TBaird Rollver IRA (Cash & Mon ey MarketAccount held at M&I) A I n t e r e s t KLearning Quest Education Savings Program A Dividend JAmgen Ino (Comm on) None J TCitigroup (Comm on) None J TJPM (Comm on) A Dividend J TJNJ (Com m on) A Dividend J TMSFT (Common) A Dividend J TPepsico (Comm on) A Dividend J T3M Company (Comm on ) A Dividend J TUPS (Comm on) A Dividend J T

( 5 )Identity ofbuyer/seller(if private

transaction)

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

1 . Incom e G ain Codes: A ~ $ 1,000 o r less B =$1,001 - $2,500 C = $2,501 - $5,000 D = $5,001 - $15,000(See Columns B I and D4) F = $50,001 - $ 100,000 G =$ 100,001 - $1 ,000.000 H 1 =$1,000.001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J ~ $15,000 or less K =$ 15,001 - $ 50,000 L =$ 50,001 - $ 100,000 M =$ 100,001 - $250,000(See Columns CI and D3) N =$250,001 - $500,000 O =$ 500,001 - $1 ,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 -$25,000,001 - $ 50,000,000 P4 -More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market(See Column C2) U ~Book Value V = O t h e r W =Est imated

E =$15,001 - $50,000


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Nam e of P e r s on Repor t ingMurguia, Carlos


VIII. ADDITIONAL INFO RMAT ION OR E XP LANAT IONS. (lndicatepart of report.)1 . On P age 2 , Sect ion I I I .B. , Spouses Non- lnvestment Income r e c e iv e d a n e a r ly d i s t r ibu t io n i n 201 0 f r o m the L e a r n in g Q u e s t Ed u c a t io n S a v in g s A c c o uwhich is a lso recogn ized on the Investments Sect ion (Par t VII ) .2 . On Page 3, Sect ion VI ., L iabi li t ies - [ .~ i . .~ obta ined an add i t ional Mastercard cred i t card dur ing the repor t ing per iod .3 . On P ag e 4 , Sec t io n V I I . , In v es tmen t s an d Tr us t s - Due to ~ ~7 ! d i s t rib u tio n th e v a lue o f th e Lear n in g Q ues t E d uca t io n Sav in g s A cco un t h as d ec r eas ed invalue to an amo unt under $15,000.4 . On Page 4 , Sect ion VII . , Investments and T rusts - The fo l lowing investm ents earned no incom e ( in terest o r d iv idends) in add i t ion to any g rowth in p r inc ipaldur ing the repor t ing per iod : Am gen , Ci t ig roup .5. On Pag e 4 , Sect ion VII ., Investments and Trusts - Due to the fac t tha t the US Sav ings Bond (no . 12 on the 2009 F inancia l Disc losure Repor t ) was cash ed indur ing the 2009 repor table per iod , the investment has be en remove d f rom the 201 0 repor t .


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Name of Person Repor tingMurguia, Carlos

Date of ReportO5/1112010

IX. CERTIFICATION.I c e r t ify t ha t a ll i n fo rma t i on g i ve n a bov e ( i nc l ud i ng i n fo rm a t i on pe r t a i n ing t o m y spou se a nd m i nor o r de pe n de n t c h i l d re n , i f a ny ) i sa c c u ra t e , t rue , a nd c om pl e t e t o t he be s t o f my kn owl e dg e a nd be l i e f , a nd t ha t a ny i n fo rm a t i on no t r e por t e d w a s wi t hhe l d be c a u se i t me t a pp l i c a b l e s t a tu t o ry

prov i s i ons pe rm i t ti ng no n-d i s c l osure .I fu r t he r c e r t i fy t ha t e a rne d i nc ome f rom ou t s i de e mpl oy me nt a nd honora r i a a nd t he a c c e p t a nc e o f g i f t s wh i c h ha ve be e n re por t e d a re i ncompl iance wi th the provis ions of 5 U.S.C. app. 501 e t . seq. , 5 U.S.C. 7353, and Judic ia l Conference regula t ions .

Signature: S/Carlos M u r g u i a

N O T E : A N Y I ND I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LAND CR IMINAL SANCT IONS (5 U.S.C. app . 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

carlos murguia financial disclosure report for 2010

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