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Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization of Electron Bunches from Field Emitter Array Cathodes for Use in Next-Generation X-Ray Free Electron Lasers

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Page 1: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

Simon C. Leemann • Thesis Defense • December 18, 2006

Characterization of Electron Bunches from Field Emitter Array Cathodes for Use in Next-Generation X-Ray Free

Electron Lasers

Page 2: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Contents

2

• Introduction• The PSI X-FEL• The LEG Project at PSI

• Theory• Brightness & Emittance• Low Emittance Sources• Space Charge Forces• Emittance Compensation

• The LEG Project’s 100 keV DC Gun Test Stand• Motivation Behind the Test Stand• Gun & Solenoid• Diagnostics

• Experimental Results• Performance• Beam Profile Measurements• Emittance Measurements

• Conclusions & Outlook

Page 3: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Motivation Behind the PSI X-FEL

• PSI operates the Swiss Light Source SLS (3rd generation, storage ring based)

• Synchrotron radiation users have increasing demands• Even higher peak brightness (the figure of merit of light sources)• Hard X-ray radiation• Ultra-short pulses → time-resolved imaging of fast processes• Fully coherent radiation (spatial and longitudinal coherence)

➡ Need a new “4th generation light source” to fulfill these needs

➡ Linac based X-FEL

3

Introduction > The PSI X-FEL

Page 4: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

• Single-pass X-FEL consisting of• Low emittance electron source• Linear accelerator system• Bunch compressor system• Undulator section

(single-pass system: seeding)

Layout of the PSI X-FEL

4

Introduction > The PSI X-FEL

!"!#$%!&'($")*'+(+&,$!-+).'/-&,$#)+00+123

! "#$%&'$()*&

! +$&%(##$#,&-! ./#01,2

! 34'056*

! 789(:17 -;&0'<&!2=

>

e-

incoherent radiation coherent radiationmicrobunching

to experiment

S. Werin: “Tutorial on FEL”, CERN Accelerator School, Brunnen, 2003

seed

Page 5: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

• Other 1Å X-FEL projects: LCLS, European X-FEL• Electron energies up to 20 GeV• Several km long machines

➡ PSI strategy: downscale facility• Lower electron beam emittance → less energy required at undulator• Lower electron beam energy → linac length reduced• Decreased energy and length of machine → lower cost

➡ Low Emittance Gun (LEG) Project• Novel type of electron gun with unprecedented emittance (εx,y = 0.05 mm mrad)

• High gradient acceleration• Conserve low emittance up to relativistic energies• Develop diagnostics capable of measuring ultra-low emittance

Motivation Behind the LEG Project

5

Introduction > The LEG Project at PSI

Page 6: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

• Single-pass X-FEL requires:• High electron flux • High peak current• Small energy spread• Small angular spread

• RMS emittance: measure of the volume occupied by a bunch in phase space

• Liouville’s theorem: normalized emittance conserved➡ Low source emittance➡ High final electron beam energy

Brightness & Emittance

6

Theory > Brightness & Emittance

Brightness is figure of merit:} B =Q

!x!y!z

!(n)x,y

"#<

$

4%

!(n)u =

1mec

!!u2" !p2

u" # !upu"2, u = x, y

! =!u

2"2

!1 +

K2

2

"!u : Undulator Period

K ! Bu : Undulator Parameter

Page 7: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Low Emittance Sources

• Thermionic emission• Electrons emitted at T > 1000 K • Large initial Ekin → large initial px,y → large source εx,y

➡ Prefer cold cathodes

• Photo-electric emission• Time structure of electron bunch given by laser pulse• For good QE need short laser wavelength λγ

➡ Eγ = hc/λγ > Φw → large initial energy spread

• Field emission• Tunneling → emitted electrons have very low Ekin

• Tips in high electric fields → field enhancement• Field emitter array (FEA) → increases current• Gate layer → trigger pulsed emission • Focusing layer → low source σx’,y’ → low source εx,y

7

Theory > Low Emittance Sources CeB6 Cathode & Heater Assembly

• CeB6 Cathode 3 mm Diameter

• Emittance 0.4 !.mm.mrad

(thermal emittance, theoretical )

• Beam Current 3 Amp.

at 1450 deg.C

(using graphite heater)

• Current Density > 40 A/cm2

CeB6 thermionic cathode (Shintake et al.)

Cs2Te photo-cathode @ PITZ

2 µm1 µm

FIG. 8. IFE FE cone with dimensions.

FIG. 9. Close-up picture of a sharp tip.

FIG. 10. FN plot of IV data from a single tip.

FIG. 11. Plots of anode current vs gate voltage for arrays of different sizes.

FIG. 12. FN plot for a 25!750 array.

FIG. 13. Gate, focus, and three-terminal !labeled ‘‘Total’’" transfer charac-teristics.

58 L. Dvorson and A. I. Akinwande: Double-gated Spindt emitters with stacked focusing 58

J. Vac. Sci. Technol. B, Vol. 20, No. 1, JanÕFeb 2002

!w!!sch

e!Ef

Page 8: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Space Charge Forces

• Space charge forces: direct collective effect where the charge of the entire bunch acts on a single bunch particle

• At high energies electric defocusing (bunch charge) is compensated by magnetic focusing (bunch current)

• Space charge forces lead to distortions of the bunch’s phase space distribution and to coupling between different conjugate coordinates → emittance growth

➡ High gradient acceleration → reduce space charge blow-up at low energies➡ Compensate emittance growth due to space charge blow-up

8

Theory > Space Charge Forces

Fr = q (Er ! !cB!) = q(1! !2)Er =qEr

"2

Page 9: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Emittance Compensation

• Bunch has longitudinal charge modulation → defocusing space charge forces are different within different slices of the bunch

• Carlsten: Use focusing lens (solenoid) and subsequent drift section• In each slice: superposition of varying defocusing force (space charge) and

constant focusing force (lens)➡ Slices rotate in phase space with different frequencies➡ At one point along drift slices overlap → emittance minimized

9

Theory > Emittance Compensation

large εreduced ε

Page 10: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Simon C. Leemann • LEG Project Meeting • March 10, 2005

3D Plot: Gun Test Stand

Motivation Behind the 100 keV Gun Test Stand• Investigate bunches emitted from pulsed FEAs• Demonstrate emittance compensation• Develop diagnostic procedures to measure ultra-low emittance and

reconstruct full transverse phase space

➡ 100 keV Gun Test Stand designed, assem-bled and commissioned:• DC HV diode, FEA pulser on HV potential• Pulsed emission of space charge dominated

bunches from FEAs• In-vacuum solenoid magnet:

• Focusing• Emittance compensation

• Diagnostic module:• Measure charge-time structure of bunches• Measure emittance & Courant-Snyder

parameters (several methods → compareresults)

• Reconstruct full transverse phase spacedistribution

10

The LEG Project’s 100 keV DC Gun Test Stand > Motivation Behind the 100 keV Gun Test Stand

Page 11: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Gun & Solenoid

• FEA (r = 0.5 mm) on TO-5 mount installed in transistor holder, coaxial connection to cathode-side SMA feedthrough

• 100 kV, 11 mm gap, Î = 100 mA, τ = 5 ns

• Extensive parameter studies:• ES/MS solver: MAFIA 2.5D

➡ cathode and anode electrode size/shape optimized for lowest emittance at gun exit

➡ solenoid specifications optimized for emittance compensation(Imax = 3 A, Bz = 200 mT on axis)

• Particle tracking: GPT 3D➡ alignment tolerances

11

The LEG Project’s 100 keV DC Gun Test Stand > Gun & Solenoid

Spot Weld

Glass

Insulation

TO-5

Header

Gate Contact

Gate Film

Silicon Chip

Page 12: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Diagnostics: Slit & Pinhole Inserts• Emittance measurement:

requires single slit beamlet image and beam size at slit location

• Courant-Snyder parameter measurement: requires image of beamlets from slit array (two shots) or pinhole array (single shot)

• Phase space distribution: use relative beamlet intensity information to reconstruct phase space density

• Longitudinal beam sampling: Pepper-pot (pinhole array attached to movable screen monitor)

12

The LEG Project’s 100 keV DC Gun Test Stand > Diagnostics > Slit & Pinhole Inserts

7500

8000

8500

9000

9500

10000

0 5

0 1

00

150

200

250

300

350

400

line 1Space-Charge

Dominated Beam

Slits

Emittance Dominated Beamlets

Beamlet Intensity Profile on Screen

Inserts with masks

Pepper-pot

Page 13: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Diagnostics: Faraday Cup & Screen Monitors• Vertical and horizontal inserts for obstructive measurements:

• Each insert carries three tungsten masks (100 μm): single slit, slit array and pinhole array

• Screen monitors systems (with CCD cameras & zoom optics):• YAG: insert at fixed longitudinal position → beam size/profile measurement• P43 phosphor: ultimate beam stop, can be moved to desired longitudinal

position → beam size/profile measurement, image beamlets

• Coaxial Faraday cup & fast oscillo-cope (2 GHz, 20 GS/s)➡ Measure charge-time structure

of 5-100 ns bunches

13

The LEG Project’s 100 keV DC Gun Test Stand > Diagnostics > Faraday Cup & Screen Monitors

!"

Volker Schlott

LEG-Meeting, PSI, 01.12.2004

MEG-Testfacility-Status of Diagnostics

SLS

PAUL SCHERRER INSTITUT

!"#$%$&'()*#+,*

$-.$/0

0)1/.%$#2$22$(2)'/((/*+$0$*'#

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Volker Schlott

LEG-Meeting, PSI, 01.12.2004

MEG-Testfacility-Status of Diagnostics

SLS

PAUL SCHERRER INSTITUT

G)1$/.%$#C)/;8/%#!/(/</H#C,2

#0$/=,($=#!"#&,(($*'#/*<#'(/*=8$*'#.$/0#=8+*/%=

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#&/*#.$#0)1$<#8*')#'9$#.$/0#<8($&'%H#.$98*<#

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.$98*<#$%$&'()*#+,*#R#S5#T$U.$/0#$*$(+H

Page 14: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Performance: Operation Boundaries

• Gun sustains stable DC HV of 100 kV

• Slight misalignment of cathode with respect to anode increases surface peak electric field (> 20 MV/m on anode iris) → reduce DC HV

• Lifetime issue: FEAs are extremely sensitive to HV breakdown (after HV arc FEA is usually destroyed due to bridge between tips and gate layer)

• SRI FEAs operated at 40 kV➡ At higher accelerating voltage more severe damage

to FEA (ion back-bombardment, HV arcs)

• SRI FEAs gate voltage limited to < 200 V➡ At high gate voltages instabilities in emission are

observed (tip to gate emission → local vacuum degradation → can induce HV breakdown)

14

Experimental Results > Performance > Operation Boundaries

100 µm

Page 15: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Performance: Peak Current & Bunch Charge

15

Experimental Results > Performance > Peak Current & Bunch Charge

0.0001

0.001

0.01

0.1

1

10

120 130 140 150 160 170 180 190 200

Cu

rre

nt

[mA

]

Ugate [V]

Peak Current

Î (Ug)

0.1

1

10

100

120 130 140 150 160 170 180 190 200

Charg

e [pC

]

Ugate [V]

Bunch Charge

Q (Ug)

• Maximum performance given by stable emission of FEA and not by space charge limit of cathode

• Î = 2 mA, Q = 100 pC (in 100 ns)

➡ Emittance dominated beam

• Exponential increase of field emitted current with gate voltage as predicted by Fowler-Nordheim law

➡ Emission current very sensitive to gate voltage

Page 16: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Beam Profile Measurements

16

Experimental Results > Beam Profile Measurements

• Beam size independent of bunch charge (emittance dominated beam)

➡ Emittance compensation cannot be investigated with this FEA type

• Beam size evolution in agreement with theoretical model

• At 40 kV and with low bunch current needed to average over several images to get sufficient SNR

• Hot spots and non-uniformities discovered in the transverse beam image

Focused beam

σx = (0.872 ± 0.006) mm

Defocused beam

σx = (2.87 ± 0.03) mm

Page 17: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

• Measure downstream beam size (P43) as a function of solenoid current• Model solenoid as thin/thick lens with hard/smooth (as calibrated) edges

• Fit for σ as a function of Isol returns ε, β, α at the location of the solenoid

• Wrote codes SOLSCAN & EML to perform fitting and return results with errors

Emittance Measurements: Solenoid Scan

17

Experimental Results > Emittance Measurements > Solenoid Scan

! =

!

"

"#2

sM211 ! 2$sM11M12 +

1 + $2s

#sM2

12

#

0

2e-06

4e-06

6e-06

8e-06

1e-05

1.2e-05

1.4e-05

1.6e-05

400 600 800 1000 1200 1400 1600 1800 2000

!2 [

m2]

k [1/m2]

!xFit!yFit

!x = (2.26± 0.10)mm mrad!y = (2.94± 0.16) mm mrad

M = MdMsol =

!cos !! L

"k sin! 1!

ksin! + L cos !

!"

k sin! cos !

"where

! ="

k · lk = ( Bsol

2p/e )2

Page 18: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

• Measure beam size at location of thesingle slit insert (YAG)

• Measure beamlet width σu downstreamof a horizontal or vertical slit (P43)

• If linear correlation between divergenceand location is removed, emittancebecomes a simple product of beam sizeand uncorrelated divergence

Emittance Measurements: Single Slit Measurement

18

Experimental Results > Emittance Measurements > Single Slit Measurement

u! !"# u! = u! "m u

!u =!!u2" !u!2" # !uu!"2 $#%

!!u2" !u!2"

!u2"

!u!2" =!2

u

L2

!x = (2.41± 0.19)mm mrad

Page 19: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

• Measure beamlet images downstream of a pinhole array (P43)

• Calculate histogram of beamlet images and subtract background

• Divergence centroid for each bunch slice given by shift of beamlet image with respect to pinhole

• Divergence spread of each bunch slicegiven by width of beamlet image

Emittance Measurements: Pinhole Array Measurement (1)

19

Experimental Results > Emittance Measurements > Pinhole Array Measurement

(di ! d0)/L !" x!i

wi/L !" !!i

wi

d0di

L

Page 20: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

-0.008

-0.006

-0.004

-0.002

0

0.002

0.004

0.006

0.008

-0.003 -0.002 -0.001 0 0.001 0.002 0.003

x’ [r

ad]

x [m]

On Screen: 1-Sigma Divergence and Slit Width Indicated

• Divergence centroid and spreadfor each slice gives phase spacedistribution

• Using weighted averages, calculatesecond order moments → ε, β, α

• Wrote code RECONSTRUCTIONto do entire post-processing andreturn results with errors

Emittance Measurements: Pinhole Array Measurement (2)

20

Experimental Results > Emittance Measurements > Pinhole Array Measurement

u!m =

!um "m w#L

m $ N0

!!m =

!!(um " m w)2#/L2 " (u!

m)2

!u2" =!N

m=1 Im u2m!N

m=1 Im

0

50

100

150

200

250

300

350

400

450

500

0 50 100 150 200 250 300

Inte

nsity [

a.u

.]

Pixel Number []

DataBinning

!x = (2.846± 0.262)mm mrad

!x = (0.592± 0.027) m

!x = (!1.17± 0.061)

Page 21: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Experimental Results > Emittance Measurements > Pinhole Array Measurement

Emittance Measurements: Pinhole Array Measurement (3)• Relative intensity of beamlet images → reconstruct phase space density• Wrote code PHSPDENS to map each pixel on CCD to an area in phase space

and calculate distribution density➡ Emittance results show large source divergence due to lack of focusing layer

21

!x = (2.846± 0.262)mm mrad

Page 22: Characterization of Electron Bunches from Field Emitter ...leemann/work/leg/Closed_Thesis_Defense.pdf · Simon C. Leemann • Thesis Defense • December 18, 2006 Characterization

of 22Simon C. Leemann • Thesis Defense • December 18, 2006

Conclusions & Outlook

• Full transverse phase space reconstruction of emitted bunches possible

• Different measurement techniques in agreement

• Test stand is fully operational and ready to measure new cathode types

• LEG Project needs new FEAs with

• More current → reach 5.5 A goal

• Focusing layer → lower source divergence → lower emittance➡ PSI has started in-house development of new FEA cathodes

• Future tasks

• Benchmark new PSI cathodes

• Install and commission 3D mover motor system → correct misalignment

• Use pepper-pot (for space-charge dominated beams) → long. sampling

• Gun modification for laser-assisted FE from single tip field emitter

22

Conclusions & Outlook