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FSP Name Skye

FSP Number 212

Competency Cycle 2018-06-01 to 2019-05-31

COMPETENCY REGISTER Date 04-Mar-2019

Name Marilise VoslooID Number 0102030000000

FAIS Rep Yes

Rep Under Supervision Yes

Transitional Requirements Apply No

KI Yes

Regulatory Exams Y

Qualifications Requirements NYC

CPD Hours NYC

Experience / Supervision NYC

Class of Business Training Y

Product Provider Training / Accreditation NYC

Summary Competent

Name Marilise Vosloo

ID Number 0102030000000

CPD Hours 2018-06-01 to 2019-05-31 NYC

CPD Hours Required 18

CPD Hours Achieved 16

CPD Hours still required for Competency Cycle 2

Transitional Arrangement Applies:

Qualifications

Qualification Description Date Aquired

Diploma: Treasury Internatonal banking (NQF5) 2017-11-01

RFP1 (NQF4) 2018-06-19

National Diploma: Financial Markets (NQF6) 2018-07-26

Postgraduate Diploma: Financial Planning (NQF7) 2018-03-07

Wealth Management (NQF6) 2018-09-13

Qualification Requirement Due Date

Full Qualification Within 5 years from date of appointment

No

NYCQualification Requirement

License Category Advice Intermediary Service

Under Supervision

DOFA

1.1 Long-term Insurance: Category A Yes No No 06-Jul-2018

1.2 Short-term Insurance: Personal Lines Yes Yes No 01-Apr-2018

1.6 Short-term Insurance: Commercial Lines No No No 06-Jul-2018

1.10 Securities & Instruments: Debentures & securitised debt

Yes Yes No 09-Jan-2019

1.16 Health Service Benefits Yes Yes Yes 02-Apr-2018

1.19 Friendly Society Benefits Yes Yes No 06-Jul-2018

Experience / Supervision NYC

Regulatory Exams

Date Achieved Due Date

RE5 2018-05-01

RE1 2019-02-11

Y

Product Provider Training / Accreditation

Provider Name Document Competency Training Date

Alexander Forbes N/A NYC

Bestmed N/A NYC

Bonitas N/A NYC

Brightrock N/A NYC

Brolink N/A NYC

Frontline N/A NYC

Investec N/A NYC

Old Mutual Insure N/A NYC

AC&E Engineering Yes Y 2018-11-14

NYC

Class of Business Training

Class Of Business Sub Class Competent

Health Services Benefits Health Service Benefits Y

Y

Rep Name Requirement Achieved Due at this stage Outstanding Balance CompetencyChante van Vuuren 18 0 15 18 NYC

Henning Chamberlain 18 0 15 18 NYC

Malan Vosloo 18 0 15 18 NYC

Marilise Vosloo 18 6 15 12 NYC

Nicole Brown 18 0 15 18 NYC

Wynand Deyzel 18 0 15 18 NYC

CPD REGISTER - FSP SUMMARY

Competency Cycle 01 June 2017 to 31 May 2018

Due Date 31 May 2018

Months Remaining In Cycle 2

07-Mar-2019