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    ENGELS: THE CONDITION OF THE WORKING CLASS IN ENGLAND IN 1844 AND

    THE HOUSING QUESTION 1872) REVISITED ; THEIR R ELEVA NCE FOR URBAN

    ANTHROPOLOGY

    Bernard Magubane

    TH GH TTO

    Is i t well that while we range with Science, glorying in the t ime,

    City chi ldren soak and blacken soul and sense in ci ty sl ime?

    There among the g loom y a l leys Progress ha lt s on pa l sied fee t ,

    Cr ime and hunger cas t our maidens by the tho usand on th e s t ree t ;

    There the master scrimps his haggard seamstress of her dai ly bread;

    There a single sordid at t ic holds the l iving and the dead;

    There the smouldering f ire of fever creeps across the rot ted f loor,

    And the crowded cou ch on inces t , in the war rens of the poor .

    Tennyson

    The fundamenta l causes of th i s apparent paradox are in-

    deed very diff icul t to decide. Basical ly, the poverty an d

    suffering which reached a cri t ical level after 1815 were

    the consequence of the es tabl i shment of a capi tal i s t order

    in fa rming: tha t long t ransformat ion which was a l ready

    decis ively es tabl i shed by th e m id-e ighteenth century . We

    have had enough exper ience , s ince , of the economics of

    capi ta l i sm to k now tha t i t i s no paradox, wi th in i t s t e rms

    and i t s order , to have r i s ing produc t ion coexis tent wi th

    wide-spread un emplo ymen t and subs tant ia l pauper isa t ion .

    For in subject ing an economy to the discipl ines of wage-

    labour and the m arket , i t exposes men to new kinds of

    hazard, as i ts crises of credi t an d of prices work throug h.

    Raymond Williams

    The onditions Of The Working lass In

    England wri t ten in 1844 and The Housing

    Question

    (HQ) w ri t ten in 18 72 -7 3 as a series

    of art icles, are generally argue d to be clas-

    s ics . Th is ar tic le re-examines the two works

    Bernard Magubane i s Professor of Anthropology a t the Uni -

    vers i ty of C onnect icut , Stor r s , C t .

    *Al l quotes f rom Engels ' book, hereaf te r CWC, are t aken

    f rom Marx and Engels ' ,

    On Great ritain

    (Moscow: Progress

    Publishers, 1962).

    0304 -4092 /85/$0 3.30 9 1985 Elseviers Sience Publ i shers B .V.

    not on ly to demonst ra te thei r h is to r ica l im-

    p o r t an ce fo r u rb an an th ro p o lo g y , b u t a l so to

    re-es tab l ish thei r h is to r ic impor tance fo r cu r-

    r en t u rb an s tu d ies an d th e u n d er s t an d in g o f

    the poor and work in g c lass in cap i ta l i s t

    so c ie ty in th e m o d em w o r ld .

    Freder ick Engels was the f i rs t and fo r a

    long t ime the on ly person to p rov ide a d ia lec-

    t ical and historical material ist analysis of the

    evo lu t ion o f the bourgeo is c i ty and i t s endem-

    ic cr is is . Engels ' m eth odo log y and the ory re-

    mains a sh in ing example o f the super io r i ty o f

    the dialectical material ist analysis. In the mid

    1840s, he a l ready u nde rs to od the ro le eco-

    n o m ic f ac tor s p l ay in th e d ev e lo p m en t o f

    so c ie ty . H e ex am in ed th e cap i t a l i s t m o d e o f

    p ro d u c t io n , sh o w in g h o w i t sp aw n ed th e

    indust r ia l u rban fo rces wi th i t s con t rad ic t io ns .

    H e sh o w ed h o w th e b o u rg eo i s a f f lu en ce was

    th e d i a l ec t i ca l o p p o s i t e o f t h e p o v er ty o f t h e

    masses o f the peop le who langu ished in the

    urban s lums.

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    4 4

    SOCI LIST CL SSIC

    M arx and L en in he ld bo th the C W C and the

    HQ in the highes t es teem. In these books

    Engels not only surveyed the or igin and

    h i s to ry o f t he Indus t ri a l R evo lu t ion , bu t even

    more he asked the crucia l ques t ion in sc ien-

    t i f ic d iscourse : Ho w did th is s ta te of af fai rs

    a r ise? and H ow wi ll i t end ? B y s tudy ing

    the cha rac t e r o f E ng l i sh soc ie ty p r io r t o the

    Indust r ia l Revolut ion, Engels was able to

    show how the s i tua t ion tha t he w as desc r ibing

    and ana lyz ing w as the inev i t ab le ou tcom e o f

    a m o d e o f p r o d u c t i o n w h o s e d y n a m i c d e -

    p r ived the im m edia t e p roduce r s o f t he i r

    m eans o f l i ve l ihood and r educed them to a

    s i tua t ion w here the i r on ly op t ion w as e i the r

    death thro ugh s tarvat ion o r the sa le of the i r

    labor to the capi ta l i s t . The

    monopolizat ion

    of a l l means of subsis tence by the capi ta l i s t

    c lass was the source of the in jus t ice and

    dis tress o f the work ing c lass in the a t rociou s

    s lums in Engl ish c i t ies dur ing the Indust r ia l

    R evo lu t ion .

    In 1883, in an in t ro du ct io n to a new edi -

    t i on o f t he Communist Manifesto of 1848,

    Engels wrote th at even before 1845 he had

    been approach ing the m a te ri a l is t concep t io n

    o f h i s to r y . M y b o o k o n The Condit ions Of

    The Working Class In England

    show s how far

    I had t ravel led a long the road by mysel f . In

    1867 Marx declared that the ful lness of

    Engels ' s ins ight in to the nature o f the capi ta l -

    i s t m e t h o d o f p r o d u c t i o n h a s b e e n s h o w n b y

    the f ac to ry r epor t s , t he r epor t s on m ines , e t c. ,

    t ha t have appea red s ince the pub l i ca t ion o f

    his boo k [ 1 ] . L enin expressed the view that :

    T h e b o o k ( T h e C o n d i t io n s O f T h e W o r k in g

    Class In England) was a ter r ib le indic tment of

    capital ism and the middle classes . . . I t made a

    pro fo und im press ion upo n the m inds o f a ll w ho

    read i t . Everywhere Engels ' s s tudy came to be

    regarded as the bes t avai lable contemporary

    accoun t o f t he cond i t ion o f t he p ro le t a r i a t .

    A nd indeed ne i the r be fo re nor a f te r 1845 had

    the depressed cond i t ions o f t he w orke r s been

    so sha rp ly and accura t ely de l inea ted [2 ] .

    F ran tz M ehr ing sa id tha t T he m os t ad-

    m i rab le and a t t he sam e t im e the m os t no te -

    w or thy h i s to r i ca l f ea tu re o f t he book i s t he

    t h o r o u g h n e s s w i t h w h i c h t h e t w e n t y - f o u r

    yea r o ld au th or [E nge ls ] unde r s tood the

    sp i ri t o f t he cap it a li s t m o de o f p roduc t i on

    and succeeded in exp la in ing i t f rom n o t on ly

    the r i se , but a lso the decl ine of the bour-

    geoisie , no t only th e m isery of the prole tar ia t

    but a lso i t s sa lvat ion. The a im of the book

    was to show how large-scale indust ry created

    the m odem w ork ing c l a s s , a s a dehum anized ,

    physical ly shat tered race , degraded in te l lec-

    tual ly and moral ly to th e po int o f bes tia l-

    i ty . . . [3] .

    Are these fu l l some pra ises of Engels ' works

    dese rved? W ha t can u rban an th ropo log i s t s

    l ea rn f rom i t ? F or H obsbaw m the C W C

    deserves a number of accolades f i rs t as a

    sociological investigation. First ly, i t was, as

    Engels h ims el f jus t ly c la imed, the f i rst bo ok

    in B r i t a in o r any o the r coun t ry w hich dea l t

    wi th the workin g c lass as a whole and no t

    merely wi th par t icular sec t ions and indust r ies .

    S econd ly , and m ore im por t an t , i t w as no t

    merely a survey of working-class condi t ions ,

    bu t a genera l analysis of the evolut io n of

    indust r ia l capi ta l i sm, of the socia l impact of

    indust r ia l iza t ion and i t s pol i t ica l and socia l

    consequences - i nc lud ing the r igh ts o f t he

    l abor m ovem e nt . In f ac t it was the f i rs t

    large-scale a t tempt to apply the Marxis t

    m e t h o d t o th e c o n c r e te s t u d y o f s o c i e t y [ 4 ] .

    With the ci t ies everywhere facing crises, the

    s tudy of Engels ' works i s more than a fasc i -

    nat ing divers ion. The poss ibi l i t ies and l imi ta-

    t ions o f u rban a n th rop o logy and soc io logy are

    revealed in Engels ' work. Yet , wi th a few

    notable except ions , urbanologis ts have re-

    m a ined ind i f f e ren t t o the ques t ions E nge l s

    ra ised. What Engels achieved a lmost a hun-

    dred and f i f ty years ago was to suggest a way

    to unders tand the urban cr ises and s lum for-

    mat ion in capi ta l i s t socie ty based upon a

    c lose s tudy o f em pi r ica l m a te r i a l i n fo rm ed by

    the newly emerging mater ia l i s t perspect ive .

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    In that sense the CWC provides the guidelines

    for a future Marxist interpretation of the

    process of urbanizat ion.

    C O U N T R Y A N D C I T Y IN H I ST O R Y

    Cou ntr y and City, Raymo nd Williams

    [5] tells us, are powerfu l words, and anthro-

    pologists and sociologists often contrast them

    in terms of their meaning and implication for

    human existence. Among those social scien-

    tists who have attempted to define urban

    society and contrasted it with rural commun-

    ity are T~Sennies, Weber, Durkheim, Cooley,

    Redfield, etc. The Cou ntr y and City are

    often seen as ideal types or poles and societies

    are ranged along the two poles according to

    their complexity and development. TiSennies

    distinguished Gemeinschaft from Gesellschaft

    type societies, Weber called his two poles

    Wesenwille and Kfirwille Durkheim distin-

    guished mechanical from organic solidarity;

    Cooley distinguished between societies with

    primary and those with sec ondary relations

    and Redfield between folk and urban society.

    Currently, for some, North America and

    Europe represent the Cit y and Africa, Asia

    and Latin America the Count ry. These

    formal distinctions are however ahistorical ab-

    stractions and do not tell us how change itself

    came about from one pole of existence to the

    other. In point of fact, these dichotomies

    tend to shift our attention away from real

    historical processes and have become an

    element of a very powerful myth of urban

    sociology and anthropology in which the

    transition from a rural to an industrial society

    is seen (depending on one's ideological pre-

    disposition) either as a movement from back-

    wardness to modernity or as a kind of fall,

    the true cause and origin of social and moral

    decay.

    For Engels, scientific analysis of industrial

    capitalism had to begin with what Therborn

    calls the historico-material and concrete ex-

    perience, i.e., the study of social reality as

    45

    motion and process [6]. There took place in

    England a series of interlocking and mutually

    enhancing changes and developments in the

    seventeenth century that culminated in the

    Industrial Revolution in the early nineteenth

    century. The consequences of the technol-

    ogies and innovations of the middle of the

    eighteenth century were of an unprecedented

    magnitude, for they ushered in a revolution

    that transfor med the entire structure of civil

    society.

    Bourgeois social scientists never tire of accusing Marx and

    Engels of arriving at these conclusions a priori and of

    ignoring empirical facts. The CWC shows th at this charge

    is untenable. Long before the appearance of empirical

    sociology and anth ropolo gy Engels engaged in concrete

    social research and based his theoretical

    o n l u s i o n s o n

    the analysis and summing-up of facts which bourgeois

    sociologists usually ignored [7 ].

    In his historical survey of pre-industrial

    Britain, Engels focused on the unique eco-

    nomic transformations that occurred from the

    fifteenth century and its social consequences

    not only for rural England but for the entire

    part of the world that was brought within the

    orbit of British influence. He found that an

    increasingly capitalist form of agriculture had

    in effect become the pacesetter for the capi-

    talist development of England and the world.

    Since England was the classical ground of

    the Industrial Revolution and where the

    gigantic thrust of concentration and polariza-

    tion took place, Engels used it as a case to

    study in all its fullness the development of

    its principal result, the proletariat. The indus-

    trial revolution was thus more than a revolu-

    tion in machinery, its most important result

    was the creation of the revolutionary prole-

    tariat. It was this emergence, this produc-

    tion, this creation of a new human being and

    of the new class of social beings that was the

    explicit object of the CWC [8].

    Although it was not Engels' aim to write

    the history of the Industrial Revolution, he

    believed it necessary to establish some con-

    ception of the pre-historic state of English

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    46

    rural society and o f the general conditions be-

    fore the great transformation. The kind of life

    he describes is a familiar one to sociologists

    and anthropologists; it was of small-scale

    farming and domestic industry. The basic

    form of property was land, and competition

    of the peasant producers among themselves

    did not exist because of rural dispersion of

    their homes and the economy that supported

    them. The peasant lives were comfortable,

    peaceful and uneventful; they were pious and

    honest men; and their material condition was

    better by far than that of their successors.

    Their hours of work were not excessive; they

    had time for traditional recreation, and their

    health and that of their children were good.

    Socially their world was laid out for them:

    it was prescriptive and patriarchal [9]. This

    is how Engels described it:

    They regarded the ir squire , the grea tes t landholder of the

    reg ion , as the ir na tura l super ior ; they asked for advice

    f rom him, la id the ir small d isputes before h im for se t t le -

    ment , and gave h im a l l honor , as th is pa tr ia rcha l r e la t ion

    involved . They were respec tab l e people , good husbands

    and fa ther s , led mora l l ives because they had no tempta-

    t ion to be immora l , the re be ing no grogger ies or low

    houses in the ir v ic in i ty and because the hos t , a t whose

    Inn they now and then quenched the ir th ir s t , was a lso a

    respec tab le man, usua l ly a la rge tenant f a rmer who took

    pr ide in good order , good beer and ear ly hours (p . 37) .

    The development of the capitalist urban-

    industrial order disrupted this mode of exis-

    tence: in many ways the destruction was

    comparable in terms of its impact to the inva-

    sion of the colonial world by capitalism. The

    enclosure movement dislodged thousands of

    families from the country and they had no

    alternative but to flock to the towns. For

    Engels the most important result of these

    developments was the separation of the direct

    producers from the land and their settlement

    in urban centers as proletarians where they

    were ranged against the capitalist owners of

    the factories where they worked.

    The rap id ex tens ion of manufac tur ing demanded hands ,

    wages rose , and t roops of workmen migra ted f rom the

    agr icu l tura l d is t r ic ts to the towns . Popula t ion mult ip l ied

    enormous ly , near ly a l l the increase took p lace in the

    pro le ta r ia t . Thus a rose the grea t manufac tur ing an d com-

    merc ia l c i t ies of the Br i t ish Empire , in which a t leas t

    three- four ths of the popula t ion be long to the working-

    class, while the lower middle-class consists only of small

    shop-keepers , and very few handic ra f tsmen (pp . 49-50) .

    Engels did not bemoan the passing away

    of traditiona l society. He characterized the

    mode of human existence in pre-industrial

    Britain as follows:

    They [ the rura l dwelle rs ] were comfor tab le in the ir

    s i len t vege ta t ion , and but for the Indus tr ia l Revolu t ion

    they would never have emerged f rom th is ex is tence ,

    which , cos i ly romant ic as i t was , was never theless no t

    wo r th y o f h u ma n b e in g s . I n t r u th , th e y we r e n o t h u ma n

    be ings ; they were m ere ly to i l ing m achines in the serv ice

    of the few ar is tocra ts who guided h is tory down to tha t

    t ime . The Indus tr ia l Revolu t ion has s imply ca r r ied th is

    out to i ts log ica l end by making the workers machines

    pure and s imple, tak ing f rom them the las t t r ace of inde-

    pendent ac t iv i ty , and so forc ing them to th ink and

    d e ma n d a p o s i tio n wo r th y o f me n ( p p . 3 7 - 3 8 ) .

    Having characterized the social structure o f

    pre-industrial England, Engels then p roceeded

    to logically summarize the early history o f the

    Industrial Revolution. The aim of this resum6

    was to show the impact of the new industrial

    technology. The first group of technological

    innovations set in moti on a series of elaborate

    differentiations. For example, the invention

    of the spinning and the power-loom not only

    altered the relations between weaving and

    spinning, and weavers and spinners; it affected

    the division of labor in the family as well, and

    therefore had consequences in the structure

    of the household, and its internal balance of

    force. Other developments that followed were

    the assembly of large numbers of power

    driven machines in the factories. These

    machines required large numbers of workers

    to man them. As a result shifts took place,

    population increased, conditions of employ-

    ment altered and the nature of wealth chang-

    ed as well [ 10].

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    Even though Engels focused on the growth

    of the cotton industry - the prime mover of

    industrial development - he did not neglect

    parallel developments in other branches of

    textile manufacture; in metal work, minerals

    and mining, in agriculture, and in transport -

    roads, canals, and railways - nor did he fail to

    mention developments in commerce and the

    expansion of overseas and colonial markets.

    All these developments were connected in the

    sense that they formed part of a large com-

    plex and continually changing coherent whole

    now called industria l soc iety [ 11 ].

    The history of the Industrial Revolution

    was thus cumulative and was produced by

    a process of conquest of the country by the

    urban-based bourgeoisie. Williams [ 12] says

    that before and during the Industrial Revolu-

    tion rural England was characterized by an in-

    creasing penetration by capitalist social rela-

    tions and dominance of the market, because

    these had been powerfully evolving within its

    own structure for a long time. By the late eight-

    eenth century there existed in England an

    organized capitalist society, in which what

    happened to the market, anywhere, whether

    in industrial or agricultural production,

    worked its way through to the town and

    count ry alike, as parts o f a single crisis.

    Engels' investigation of the evolution of

    capitalism in England brought into silent

    relief the role of technology in the industrial

    revolution and its implication for a basic

    indus try - cotton. With the increased mecha-

    nization of the spinning process, the work

    of spinning was further rationalized by the

    machines driven by mechanical rather than

    human power. Water power, a source of

    mechanical energy, brought men together in

    large numbers in cities like Manchester.

    These immense cotton spinning factories or mills of the

    late eig hteenth century were something new in the world.

    After 1815 weaving was increasingly brought into fac-

    tories as well and within a short time cott on became the

    first industry in which production was wholly mechanized.

    47

    The next step was to adopt the men women and children

    who worked at the machines to the unvarying require-

    ments o f those instruments and this too was achieved

    although the ado pters ran into some resistance on the part

    of adoptees [ 13].

    The historical experience of industrializa-

    tion according to Engels was not to be sep-

    arated from that of urbanization. The two in

    the case of England happened together and

    reinforced one another; the reciprocating

    effects of each upon the other being further

    intensified by the demographic escalation. To

    form some idea of how the capitalist city

    shaped human life, it is important to study

    the dialectic of the commo dity relationship

    and the mode of urban existence it yields:

    The industrial disciplines the conditions of work of

    employm ent continual insecurity and continual com-

    petition are not to be segregated in their effects as

    formative experience from the conditions of living in the

    new industrial towns from the housing sanitary provi-

    sions - or lack of them - institutions of relief or welfare

    or lack of them - from all the new densities and stresses

    of existence in these unparalleled circumstances. The

    working men and women who came out at the end of

    their process were the first to go through what we now

    understand as a world historical experience. As a group

    they bear the marks of survivors. They bear those marks

    to this very day [1 4].

    The internal dynamic of economic trans-

    formation in England became linked as well

    to the colonialization movement. Within the

    developing territorial division of labor, the

    towns and cities of England had unlimited

    elbow room to grow as workshops of the

    world . Elaborating on the historical impac t

    of the Industrial Revolution for England

    Engels wrote:

    Sixty eighty years ago England was a coun try llke every

    other with small towns few and simple industries and a

    thin but proportionally large agricultural population

    Today it is a country like no other with a capital o f

    two and a half million inhabitants; with vast manufactur-

    ing cities; with an industry that supplies the world and

    produces almost everything by means of the most com-

    plex machinery; with an industrious intelligent dense

    population of which two-thirds axe employed in trade

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    METHODS OF INVESTIG TION

    Participant Observation

    T o g e t an in t im a te acq u a in tan ce w i th

    Manchester, Engels used various strategies

    w h ich h av e s in ce b eco m e th e co m m o n s to ck

    o f an th ro p olo g i s t s . In a d ed ica t io n to T h e

    Work ing Class Of Great Br i ta in which he

    wro te in Eng l ish and p ref ixed to the o r ig inal

    G erm an ed i t io n o f 1 8 4 5, E n ge l s w ro te th a t

    dur ing h is s tay in Eng land he purposefu l ly

    fo r so o k th e co m p an y an d d in n e r p a r ti e s , t h e

    p o r tw in e an d ch am p ag n e o f t h e m id dle -c l as ses,

    and devo ted my le isu re hours a lmost exclu -

    s ively to the in tercourse wi th p la in work ing

    m en ; I am b o t h g l ad an d p ro u d o f h av ing

    done so . He wan ted , he says, to see yo u in

    y o u r o w n h o m es , t o o b se rv e y o u in y o u r

    every-day li fe, to cha t wi th y ou on you r con-

    d i t ion and g r ievances, to wi tness you r st rug-

    g les agains t the socia l and po l i t ica l power o f

    yo ur opp ressor . Tha t i s, Engels ' s tud y was

    based on the s tudy o f l iv ing peop le and thei r

    l iv ing cond i t ions . And because he had acted

    co n sc io u s ly u p o n th a t d es i re , h e w as in d u ced

    to sp en d m an y a h ap p y h o u r in o b ta in ing a

    k n o w led g e o f th e rea li ti e s o f l i f e (p p . 3 3 6 -

    337).

    Engels a lso gained the in t imacy o f Man-

    chester by tak ing to the s t ree ts ; a t a l l hours o f

    the day and n igh t , on weeke nds and ho l idays .

    H e to o k to th e n e t w o rk o f p a th w ay s a lon g

    w h ich th e c i ty m o v es an d th a t co n s t i t u te s

    the p r incipal me ans fo r observ ing and under-

    s tand ing i t . Engels d id no t ven tu re in to the

    nooks and by-ways o f Manchester a lone. He

    w as acco m p an ied o n h i s ex p ed i t io n s in to th e

    inner recesses o f the c i ty by Mary Burns

    cure

    i n fo rm an t s ) an d i t w as sh e w h o in d u c t -

    ed Engels in to certain working class circles

    an d in to th e d o m es t i c l i ves o f t h e Man ch es t e r

    p ro le tar ia t . Thus Engels learned how to read

    a c i ty in th e co m p an y o r t h ro u g h th e m ed ia -

    t ion o f an i l l i te ra te I r i sh fac to ry woman . He

    learned to read the l i fe o f the c i tY wi th h is

    49

    eyes , ears , nose and fee t . He learned to read

    i t wi th h is senses , the ch ie f in le ts o f mind in

    th e p resen t ag e [1 8 ] .

    Library Research

    In add i t ion to h is personal impress ions

    Engels d rew on l i terary au thor i t ies ( the works

    of Peter Gaskel l , Jon Wade, George Richard ,

    Richardson Por ter , Edward Baines , Andrew

    Ure, the b ro thers Arch ibald and Wil l iam Pu l-

    teney Al ison , Thomas Car ly le , and o thers

    were consu l ted ) , and he a lso used o ff ic ia l

    records , par l iamentary commiss ions , fac to ry

    inspecto rs ' repor ts , and o ff ic ia l s ta t i s t ics .

    Engels a lso read many newspapers includ ing

    the Char t i s t

    North Star,

    w h ich p u b l i sh ed

    workers ' le t ters and ar tic les . I am bur ied up

    to m y n eck in E n g li sh n ew sp ap er s an d b o o k s ,

    he wro te to Marx on November 19 , 1844 ,

    f ro m w h ich I am co m p i l in g m y b o o k o n th e

    co n d i t io n o f t h e E n g li sh p ro le t a r i a t . T h e

    CWC thus aboun ds in fac ts , co l lec ted f rom

    a var ie ty o f sources us ing a var ie ty o f research

    st ra teg ies which have become the s tock in

    t rade fo r modern scho lars .

    Engels ' analy t ica l p rocedure in wri t ing the

    CWC is that w hich Sweezy [19] has terme d

    th e m e th o d o f su ccess iv e ap p ro x im a t io n .

    Th is consis ts in moving f rom the abst rac t to

    the more concre te in a s tep by s tep fash ion .

    E n g el s ' m e t h o d , w as n o t h o w ev er , s im p ly

    one o f abst rac t ion ; the log ical s tages in th is

    su ccess iv e ap p ro x im a t io n co r resp o n d to th e

    h is to r ica l s tages in the development o f cap i -

    tal ism - the CWC is based o n a vast array of

    facts gathered by a var ie ty o f methods .

    THE GRE T TOWNS

    In h i s s tu d y o f t h e d ev e lo p m e n t o f cap i-

    ta l i sm, Engels beg ins wi th the Great Towns

    and especia l ly Lon don , the cap i ta l o f Br i tain .

    In a mem orab le message Engels recor ded his

    f i r s t im p ress io n s o f L o n d o n f ro m A u tu m n o f

    1 8 44 . H e sp eak s o f t h e en o rm i ty o f t h is

    m e t ro p o l i s

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    50

    where a man may wander for hours together without

    reaching the beginning or the end, without meeting the

    slightest hint which could lead to the inference that

    there is open country within reach, is a strange thing.

    This colossal centrali zation, this heaping together of two

    and a half millions of human beings, at one point, has

    multiplied the power of this two and a half millions a

    hundred fold; has raised London to the commercial

    capital of the world, created the giant docks and assem-

    bled the thousand vessels that continually cover the

    Thames ... all this is so vast, so impressive, that a man

    cannot collect himself, but is lost in the marvel of Eng-

    land s greatness before he sets forth upon the English

    soil (p. 56).

    It was not long before Engels understood

    the price the Londoners had to pay for living

    in such a dense metropolis. In one of the great

    passages on the meaning of size, density, and

    heterogeneity which for Wirth summed up

    what he called urbanism as a way of life,

    Engels drew important theoretical conclu-

    sions. The passage is so significant that it

    deserves quoting at some length.

    After roaming the streets of the capital a day or two,

    making headway with difficulty through the human tur-

    moil and the endless lines of vehicles, after visiting the

    slums of the met ropol is, one realises for the first time th at

    these Londoners have been forced to sacrifice the best

    qualities of their human nature, to bring to pass all the

    marvels of civilisation which crowd their city; that a

    hundred powers which slumbered within them have re-

    mained inactive, have been suppressed so that a few might

    be developed more fully and multiply through union with

    those of others. The very turmoil of the streets has some-

    thing repulsive, something against which human nature

    rebels. The hundred of thousands of all classes and ranks

    crowding past each other, are they not all human beings

    with the same qualities and powers, and with the same

    interest in being happy? and have they not, in the end, to

    seek happiness in the same way, by the same means? And

    still they crowd by one another as though they had

    nothing in common, nothing to do with one another, and

    their only agreement is the tacit one, that each keep to

    his own side of the pavement, so as not to delay the

    opposing streams of the crowd, while it occurs to no

    man to honour another with so much as a glance. The

    brutal indifference, the unfeeling isolation of each in his

    private interest becomes the more repellent and offensive,

    the more these individuals are crowded together, within

    a limited space. And, however mu h one may be aware

    that this isolation of th e individual, this narrow self-seek-

    ing is the fundamental principle of our society every-

    where, it is nowhere so shamelessly bare-faced, so self-

    conscious as just here in the crowding of the great city.

    The dissolution of mankind into nomads, of which each

    one has a separate principle and a separate purpose, the

    world of atoms, is here carried out to its utmo st extreme.

    Hence, it comes, too, that the social war, the war of each

    against all, is here op enly declared ... [P] eople regard each

    other only as useful objects; each exploits the o ther, and

    the end of it all is, that the stronger treads the weaker

    under fo ot, and that the powerful few, the capitalists,

    seize everything for themselves, while to the weak many,

    the po or, scarcely a bare existence remains.

    What is true of London, is true of Manchester, Birming-

    ham, Leeds, is true of all great towns. Everywhere barbar-

    ous indifference, hard egotism on one hand, and nameless

    misery on the other, everywhere social warfare, every

    man s house in a state of siege, everywhere reciprocal

    plundering under the protection of the law, and all so

    shameless, so openly avowed that one shrinks before the

    concernings of our social state as they manifest them-

    selves here undisguised, and can only wonder that the

    whole crazy fabric still hangs together (pp. 57-5 8) [20].

    This passage reveals Engels' great insight

    into the impact of the capitalist industrial city

    on the life of its occupants. His analytic de-

    scriptive thrust locates urban alienation in the

    historical evolution of the capitalist mode of

    production - a society that is dominated by

    the production of commodities and thus

    stifles the fulfillment of human potentialities

    for those from whom capitalists extract sur-

    plus value. In such a society, respect for the

    individual and human dignity cannot be

    implemented, it only remains in the realm of

    ideas and philosophic pronouncements about

    hu ma n dignity and the sanctity of life.

    This passage, I believe, was also the first

    expression of what has since become a dom-

    inant experience of the city. Blake saw a

    commo n condition of weakness and woe.

    Wordsworth saw strangeness, a loss of connec-

    tion, not at first social but in perceptual

    ways, a failure of identity in the crowd of

    others which worked back to a loss of iden-

    tity in the self, and then, in these ways, a loss

    of society itself, its overcrowding and replace-

    men t by a procession of images: the dance

    of colours, lights and forms ... face after face

    and there are no other laws [21].

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    George S imm el , in h is essay The Metro -

    p o li s an d Men ta l L i f e , u n d er to o k to an a ly ze

    an d ex p la in th e ch a rac te r i s ti c m e n ta l a t t i t u d e

    o f m o d em c i ty d w e l le r s t o w ard s o n e an o th e r .

    F o r S i m m e l t h e a t t i t u d e o f t h e m e t r o p o l i t a n

    to w ard o th e r s t en d s to b e o n e o f r e se rve an d

    formal i ty . The inner aspect o f th is reserve i s

    no t on ly ind i f ference bu t a s l igh t avers ion o r

    a t leas t mutual s t rangeness and repu ls iveness

    [2 2 ] .

    The ondon

    Slums

    What k ind o f l iv ing quar ters does cap i ta l

    p rov ide fo r those i t exp lo i t s? Hav ing d iscussed

    th e m ass an o n y m i ty o f L o n d o n , E n g e l s p ro -

    ceed s to m ak e a m o re d e ta i led ex am in a t io n

    of the c ond i t io ns in which the socia l war creat -

    ed by cap i ta l i sm has p laced the p roper ty less

    c lass . The p ic tu re Engels pain ts i s one o f in-

    d i f ference and u t te r d isregard o f the welfare

    of the p ro le tar ia t by the bourgeo is ie . He

    regarded the p l igh t o f the p ro le tar ia t as a law-

    g o v ern ed r e su lt o f t h e d o m in a t io n o f p r iva t e

    proper ty and cap i ta l .

    Since capi ta l , the d irec t o r ind irec t contro l o f the means

    of subs is tence and produc t ion , is the weapon with which

    the social warfare is carr ied on, it is clear that all the dis-

    advantages of such a s ta te mus t f a l l upon th e poor . For

    h im n o man has the s l igh tes t concern . Cas t in to the whir l -

    pool , he mus t s t ruggle through as wel l as he can . I f he is

    so happ y as to f ind work , i . e ., f f the bourgeois ie does h im

    the favor to enr ich i tse lf by means of h im, wages await

    h im wh ich scarce ly suf f ice to keep bod y and soul to -

    ge ther ; i f he can ge t no work he ma y s tea l, i f he is no t

    afraid of the police, or s tarve, in which case the police will

    take ca re tha t he does so in a qu ie t an inof fensive manne r

    (p. 58).

    Engels th en descr ibes the Eng l ish s lums in a

    genera l way , such as those o f the most b i t ter

    p o v er ty th a t a r e to b e fo u n d n ea rb y to th e

    sp len d id m an s io n s o f t h e w ea l th y an d w i th -

    in th e m o s t r e sp ec tab le d i s tr i c ts o f t o w n .

    A b o u t th e co n d i t io n o f h u m an ex i s t ence in

    these s lums he c i tes f rom h is substan t ia l co l -

    l ec t io n o f r ep o r ts , d o cu m en t s and n ew sp ap er

    cl ipp ings which p rov ided shock ir rg s ta t i s t ics

    51

    ab o u t r en t an d d en s it i e s i n c lu d in g q u o tes

    f ro m co ro n er s ' i n q u es t s o n p e r so n s w h o h ad

    d ied o f s tarvat ion and in c i rcumstan ces o f

    u t t e r d es t i t u t io n . H e a lso h as so m eth in g to

    say abou t the homeless . He had v is i ted a

    n u m b er o f i n fam o u s ch eap lo d gin g h o u ses,

    and wri tes a hear t rend ing paragraph abou t

    wha t he saw. Then th ere were the l i te ra l ly

    u n h o u s e d a n d u n a c c o m m o d a t e d , t h o s e w h o

    slep t in passages and arcades o r who found

    sh e l t e r i n p a rk s o r o n th e em b an k m en t [2 3 ] .

    Urban s lums were no t s imply an aberra t ion ,

    they were the physical express ion o f the c lass

    s t ructu re o f the c i t ies in the era o f indust r ia l

    cap i ta l i sm:

    Every grea t c i ty has one or more s lums , where the work-

    ing-c lass is c rowded toge ther . True , pover ty of ten dwells

    in h idden a l leys c lose to the pa laces of the r ich ; bu t , in

    general , a separa te te r r i to ry has been ass igned to i t , where ,

    removed f rom the s igh t of the happie r c lasses , i t may

    struggle along as it can. These slums are pretty equally

    ar ranged in a l l the grea t towns of England , the wors t

    houses in the wors t quar te r s of the towns ; usua l ly one or

    two-stor ies cottages in long rows, perhaps with cellars

    used as dwellings, almost always ir regular ly built. These

    houses of th ree or four rooms and k i tche n form, through-

    out E ngland some par ts of Londo n excepted , the genera l

    dwellings of the working-class. The streets are generally

    unpaved , rough, d ir ty , f i l led with vege table and an im al

    re fuse , with out sewers or gu t te r s , bu t suppl ied with foul ,

    s tagnant pools ins tead . Moreover , vent i la t ion is impede d

    b y th e b a d , c o n f u s e d me th o d o f b u i ld in g o f th e wh o le

    quar te r , and man y h um an be ings here l ive c rowded in to

    small space , the a tmosph ere tha t p reva ils in these work-

    ing-men s quar te r s ma y readi ly be imagined . F ur ther ,

    the s t r ee ts se rve as dry ing grounds in f ine wea ther ; l ines

    are s t r e tched across f rom house to house , and hung with

    wet c lo th ing (p . 59) [2 4] .

    anchester

    All the above is p re l iminary to a d iscuss ion

    in deta i l o f Manchester , the c lassic g rou nd

    on which Eng l ish indust ry has wrough t i t s

    m as te rp iece . Wh a t so r t o f m as te rp iece w as

    Manchester? In the descr ip t ion and analyses

    of the workers ' l iving cond i t ions Engels makes

    h i s sem in a l co n t r ib u t io n to th e so c io lo g y o f

    th e u rb an co n d i t io n - t h e im p ac t o f cap it a li s t

    indust r ia l iza t ion and u rba n izat ion which in

    ma ny respects r ings t rue toda y as i t d id whe n

    i t was wri t ten .

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    52

    Every th ing which here a roused hor ror and ind igna t ion is

    of r ecent o r ig in , be longs to the indus tr ia l epoch . The

    couple of hundred of houses , which be long to o ld Man-

    ches te r , have long s ince been abandoned by the ir o r ig-

    ina l inhabi tan ts ; the indus tr ia l epoch a lone has c rammed

    in to them the swarms of workers which they now she l te r ;

    the indus tr ia l epoch a lone has bu i l t up every spot be tween

    the ir o ld houses to win a new covering for the masses

    whom i t has conju red h i ther f rom the agr icu l ture d is t r ic ts

    and f rom I re land; the indus tr ia l epoch a lone enabled the

    owners of these ca t t lesheds to r en t them for h igh pr ices

    to human be ings , to p lunder the pover ty of the workers ,

    to undermine the hea l th of thousands , in order tha t they

    alone

    the owners , may grow r ich . In the indus tr ia l epoch

    a lone i t has become poss ib le tha t the worker sca rce ly

    f reed f rom feuda l se rv i tude could be used as mere mate -

    r ia l , a mere cha t t le ; tha t he mus t le t h imse lf be c rowded

    in to a dwell ing too bad for every o ther , which he for h is

    hard-earned wages buys the r igh t to le t go u t te r ly to ru in

    (p. 87).

    Capitalism pit chf ork ed the new proletar-

    iat, often composed of immigrants from pre-

    industrial backgrounds, into a social hell in

    which they were ground down, despised,

    underpaid (if they had a job) or starved, left

    to rot in the slums [25]. The description of

    this offers insight into the class structure of

    the city that has endured and still character-

    izes modem urban areas. Manchester con-

    tained then about four hundred thousand

    inhabitants. The town itself was peculiarly

    built so that a person may live in it for years,

    and go in and out daily without coming into

    contact with working-people's quarters or

    even with worker s, tha t is, so long as he

    confines himself to his business or to pleasure

    walks:

    This a r ises ch ie f ly f rom the fac t , tha t by unconsc ious

    tac i t agreement , a s wel l a s with ou tspoken consc ious

    de te rmina t ion , the work ing-people s quar te r s a re sharp ly

    separa ted f rom the sec t ions of the c i ty r ese rved for the

    middie-class; or , if this does not succeed, they are con-

    cea led with the c loak of ch ar i ty (p . 78) .

    The description of the spatial structure of

    Manchester by Engels anticipated by some

    eighty years what has come to be known as

    the concentric zone theory of the city, as

    formulated by Park and Burgess.

    Manches te r conta ins , a s i ts hear t , a r a ther ex tended com-

    merc ia l d is t r ic t , pe rhaps ha lf a mile long and about as

    broad , and cons is t ing a lmos t wholly of o f f ices and ware-

    houses . Near ly the whole d is t r ic t is abandoned by dwell-

    e r s, and is lone ly and deser ted a t n igh t ; on ly watchm en

    and pol icemen t r averse i ts na r row lanes with the ir da rk

    lan te rns . This d is t r ic t is cu t th rough by ce r ta in main

    thoroughfares upon which the vas t t r a f f ic concentra tes ,

    and in which th e ground leve l is lined with br i l l ian t shops .

    In these s t r eets the upper f loors a re occupied , he re and

    there , is a good dea l o f l i f e upon them unt i l la te a t n igh t .

    With the except ion of th is comm erc ia l d is t r ic t , a l l Man-

    ches te r p roper , a l l Sa lford and Hulme, a g rea t pa r t o f

    P e n d le to n a n d Ch o r l to n , two - th k d s o f Ar d wic k , a n d

    s ing le s t r e tches of Chee tham Hil l and Broughton a re a l l

    unm ixed work ing-people s quar te r s , s t r e tch ing l ike a

    g ird le , averag ing a mile and a ha lf in bread th , a round

    the commerc ia l d is t r ic t . Outs ide , beyon d th is gkdle , the

    upper and middle bourgeois ie l ive in r egula r ly la id ou t

    s t r ee ts in the v ic in i ty of the work ing quar te r s , e specia l ly

    in Chor l ton and lower ly ing por t ions of Chee tham Hil l ;

    the upper bourgeoisie in r emoter v i l las with gardens in

    Chor l ton and Ardwick , o r on the breezy he ights o f Chee t-

    ham Hil l , Broughton , and Pendle ton , in f r ee , wholesome

    country a ir , in f ine , comfor tab le homes , passed once

    every ha lf o r quar te r hou r by omnib us go ing in to to c i ty .

    And the f ines t pa r t o f the a r rangement is th is , tha t the

    members of th is money a r is tocracy can take the shor tes t

    road th rough the m iddle of a l l the labour ing d ist r ic ts to

    the ir p laces of bus iness , witho ut ever seeing tha t they a re

    in the mids t o f the gr imy misery tha t lu rks to the r igh t

    and the le f t. For the thoroughfares lead ing f rom the ex-

    change in a l l d irec t ions ou t o f the c i ty a re l ined , on bo th

    s ides , with an a lmos t unbr oken se ries of shops , and a re so

    kept in the hands of the middle and lower bourgeois ie ,

    which, out of self- interest, cares for a decent and cleanly

    exte rna l appearance and can ca re for i t. True , these shops

    boar some re la t ion to the d is t r ic t which l ie beh ind them,

    and a re more e legant in the commerc ia l and res ident ia l

    quar te r s tha n w hen t hey h ide gr imy working-m en s dwel-

    l ings ; bu t they suf f ice to concea l f rom the eyes of the

    wea l thy men and women of s t rong s tomaches and weak

    nerves the misery and gr ime which form the complement

    of the ir wea l th (p . 79) .

    Engels then proceeds to a concrete demon-

    stration and conducts the reader along a

    number of the main streets, showing how the

    changes in the character of the buildings that

    front the streets indicates what is to be found

    behind them. He is in fact charting one series

    of connected and stratified variables within

    the social topography of the cit y [26].

    Engels concludes this spatial analysis of Man-

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    chester wi th the observ at ion (p . 110) that :

    [ A ] n y o n e w h o k n o w s M a n c h e s t e r c a n i n f e r t h e a d j o in i n g

    d i s t r ic t f r o m t h e a p p e a r a n c e o f t h e th o r o u g h f a r e b u t

    one i s se ldom in a pos i t ion to ca tch f rom the s t ree t a

    g l impse o f the rea l l abour ing d i s t r i c t s . I know very wel l

    tha t th i s hypocr i t i ca l p lan is mor e o r l e ss com mo n to a l l

    g rea t c i t i e s; I know too tha t the re ta i l dea le r s a re fo rc ed

    b y t h e n a t u r e o f t h e ir b u s i n e s s t o t a k e p o s s e s s i o n o f t h e

    g r e a t h i g h w a y s ; I k n o w t h a t t h e r e a r e m o r e g o o d b u il d -

    i n gs t h a n b a d o n e s u p o n s u c h s t re e t s e v e r y w h e r e a n d t h a t

    the va lue o f l and i s g rea te r near the m th an in rem ote d i s -

    t r i c t s ; bu t a t the same t ime I have never seen so sys tem-

    a t ic a shu t t ing ou t o f the work ing-c lass f rom th e thor -

    o u g h f a r e s s o t e n d e r a c o n c e a l m e n t o f e v e r y t h in g w h i c h

    m i g h t a f f r o n t t h e e y e s a n d t h e n e r v e s o f t h e b ou r g e o i si e

    as in Manches te r .

    Such are the physical ar rangem ents o f Man-

    chester. The genera l laws that def ine the

    h i s to ry o f u rb an d ev e lo p m en t an d th e i r l i nk s

    to th e d y n am ics o f capi t a li s t w ea l th accu m u -

    la t ion and d is t r ibu t ion are bas ic to the sc ience

    of the c i ty . Dav id Harvey [27] po in ts ou t

    that th is approach fo l lowed by Engels in 1844

    was and s t il l is far more consis te n t wi th the

    hard economic and socia l rea l i t ies than i s the

    cu l tu ra l i s t ap p ro ach ad o p te d b y u rb an o lo g i s ts

    w h o w r i t e o n th e g h e t to an d u rb an p o v er ty .

    In fac t wi th cer ta in obv ious modif ic a t ions ,

    Engels ' descr ip t ion cou ld eas i ly be made to

    f i t t h e co n te m p o ra ry A m er ican c i ty [2 8 ] .

    In Man ch es t e r , l i k e in m o d em b o u rg eo i s

    c i t ies , the s lum, pover ty and o ther u rban d is-

    o rd e rs w ere a p e rm an e n t f ea tu re o f t h i s c ity ,

    em bed ded in i t s class re la t ions . The separa t ion

    o f th e r i ch an d th e p o o r h ad b een b u i l t i n to

    the very spat ia l s t ructu re o f the c i ty , by insur-

    ing that d i f feren t ia l access to scarce resources

    p e rp e tu a ted th e in eq u a l i t i e s t h a t fo rm ed

    cap i ta l i sm. The imperat ives o f cap i ta l i s t log ic

    l an d sp ecu la t io n , i n co m e co n cen t ra t io n ,

    p o l it i ca l p o w e r - co m b in e to ex c lu d e th e

    poo r and cer ta in sect ions o f the work ing class

    f ro m th e b en e f i t s o f cap it a l is t eco n o m ic

    growth. Worse st i l l , the working-class distr ict

    i s a lways l iab le fo r demol i t ion because o f

    bu i l t - in obso lescence o f i t s housing . The

    con tracto rs , usual ly carpen ters anal bu i lders ,

    53

    or manufactu rers , spend l i t t le o r no th ing in

    repai rs pa r t ly to avo id d imin ish ing thei r ren t

    receip ts , and par t ly in v iew of the approach-

    in g su r ren d er o f t h e im p ro v em en t to th e l an d

    o w n ers ; w h i le in co n seq u en ce o f co m m erc ia l

    cr ises and loss o f work that fo l lows them,

    w h o le s t r ee t s o f t en s t an d em p ty , t h e co t t ag es

    fa l l ing rap id ly in to ru in and un inhab i tab le-

    ness (p . 92).

    S ince Engels wro te the CWC, the c i ty has

    en o rm o u s ly ex p an d ed as an o rg an iza t io n o f

    p ro d u c t io n an d a co n cen t r a t ed cen te r o f

    power and weal th , i t has a lso deter io ra ted as

    a p l ace in w h ich to co n d u c t o th e r h u m a n an d

    civilized activit ies. As the wea lthier popula -

    t ion have f led the cen ter , th ey have leap-

    frogged over the vast working-class and left

    them there massed , as i t were , abou t that

    a l ternat ively dense and ho l low core , in an

    im m en se u n b ro k en b e l t i n w h ich th ey w o rk

    and l ive [29] . Othe r spat ia l aspects o f u rban

    grow th deal t wi th by Engels conce rn the

    p h y sica l sep a ra t io n b e tw een th e p l ace o f w o rk

    and the p lace o f res idence.

    THE SOCI L L IFE OF THE WORKING CL SS

    Wh at k in d o f ex is t en ce d oes th e w o rk in g

    class lead? Th at i s, wh at are the con d i t ions o f

    l i fe and ex is tence l ike fo r the work ing c lass

    in genera l and fo r workers in par t icu lar?

    Engels g ives a shock ing p ic tu re o f the p l igh t

    o f the Eng l ish workers . L i fe in the u rban

    s lum s fo r t h e lo w p a id an d u n em p lo y ed w as

    character ized by demoral iza t ion and a l iena-

    t io n , b y th e m o s t p ro fo u n d soc ial and p er -

    sonal d is t ress . I t app rox i ma ted the Hobbesian

    war o f each agains t a l l.

    Engels beg ins by t rac ing the resu l ts o f com-

    pet i t ion o f s ing le workers wi th one ano ther .

    C o m p e t i t i o n i s t h e co m p le t e s t ex p ress io n o f

    the bat t le o f a l l which ru les modem civ i l

    society . Th is batt le, a batt le for l ife, for exis-

    tence , fo r every th ing , in case o f need a bat t le

    fo r l i fe and death , i s fough t no t between the

    d i f feren t c lasses o f socie ty on ly , bu t a lso be-

    twee n the ind iv idual me mb ers o f these c lasses .

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    54

    Each is in the way of the other, and each

    seeks to crowd ou t all who are in his way, and

    to put himself in their place (p. 110).

    The mode of conflict Engels is describing

    is spawned in the interstices of the jungle

    capitalist; its values and relations are reflected

    in human behavior.

    In the s t rugg le fo r ex i s tence ; the p ro le ta r ia t i s he lp less ;

    l e f t to h imse l f , he cann ot l ive a sing le day . The bou r -

    g e o i si e h a s g a i n e d a m o n o p o l y o f a l l m e a n s o f e x i s t e n c e . . . ;

    w h a t t h e p r o l e t a r i a t n e e d s h e c a n o b t a i n o n l y f r o m t h i s

    bourgeo is ie , wh ich can decree h i s l i f e o r dea th . I f o f fe r s

    h i m t h e m e a n s o f l i v in g , b u t o n l y f o r an " e q u i v a l e n t " f o r

    h i s work . I t even le t s h im have the appearance o f ac ting

    f rom a f ree cho ice , o f making a con t rac t wi th f ree , un-

    c o n s t r a i n e d c o n s e n t , a s a r e s p o n s ib l e a ge n t w h o h a s

    a t ta ine d h i s major i ty (p . 110) .

    Engels spends many pages setting down in

    detail what can only be called conditions of

    social hell under which the workers and the

    poor lived. In the great towns disease of every

    kind flourished. Lung disease and various

    grades of fever were common. He also gives a

    summary of diseases connected both directly

    and in a secondary way with diet deficiency,

    such as scrofula, rickets and a variety of ali-

    mentary troubles [30].

    Engels was the first to discuss what urban

    anthropologists call the Culture of Poverty -

    a group of circumstances and kinds of be-

    havior patterns which when acting in concert

    create a viscious circle for the poor, the unem-

    ployed and the unemployable. First there was

    unemployment which produced helplessness

    and drunkeness; which as symptoms of this

    state, are an effort on the part of the poor

    to gain temporary release from their life, and

    a furt her auxiliary cause in its worsening. The

    cause of poverty, contrary to liberal assump-

    tions, is created by capitalism and should not

    be explained by the weakness and shiftless-

    ness of individuals. Capitalism as a mode of

    production creates a class structure of the

    employed and the unemployable. The latter

    class is put in a situation where it cannot help

    but acquire and develop certain attitudes.

    Then these acquired attitudes are taken to be

    their nature and to determine their roles in

    society. So dirty, tem pora ry and seasonal jobs

    are assigned to this class and when their serv-

    ices are no longer needed, they are then

    blamed for being shiftless and not deserving.

    What is called culture of poverty, is thus a

    life-style that is more the result of poverty

    than its cause.

    For instance, on top of everything else the

    working class areas suffered from a complete

    absence of almost all facilities for sociability

    and recreat ion. As Engels puts it;

    The fa i l ing o f the w orkers in genera l may be t raced to an

    u n b r i d l e d t h i r s t f o r p l e a s u re , t o w a n t o f p r o v i d e n c e , a n d

    of f l ex ib i l i ty in f i t t ing in to the soc ia l o rder , to the genera l

    i n a b i l i t y t o s a c r i f i c e t h e p l e a s u r e o f t h e m o m e n t t o a

    rem ote advan tage . But i s tha t to be won dere d a t? When a

    c lass can purchase fe w and on ly the mos t sensua l p leas -

    ures by weary ing to i l , mus t i t no t g ive i t se l f over b l ind ly

    and madly to those p leasures? A c lass abou t whose educa-

    t ion no one t roub les h imse l f , which i s a p layba l l to a

    thou sand chances , knows no secur i ty in l i f e - wha t in -

    cen t ives has such a c lass to p rov iden ce , to " respec tab i l -

    i t y , " t o s a c ri f ic e t h e p l e a su r e o f t h e m o m e n t f o r a re -

    m o t e r e n j o y m e n t , m o s t u n c e r t a i n p r e c i s el y b y r e a s o n o f

    t h e p e r p e t u a l l y v a r y i n g , s h i f ti n g c o n d i t i o n s u n d e r w h i c h

    the p ro le ta r ia t l ives? A c lass which bears a l l the d i sad-

    van tages o f the soc ial o rder w i thou t en joy ing i t s ad-

    van tages , one to which the soc ia l sys tem appears in pure ly

    hos t i l e aspec t s - who can d ema nd tha t such a c lass

    respec t th i s soc ia l o rder? Ver i ly tha t i s a sk ing much But

    t h e w o r k i n g m a n c a n n o t e s c a p e t h e p r e s e n t a r r a n g e m e n t

    of soc ie ty so long as i t ex i s t s , and when the ind iv idua l

    worker res i s t s i t , the g rea tes t in ju ry fa l ls upo n h imse l f

    (p. 162).

    In the English cities there was thus a strik-

    ing contrast be tween the extraordinary af-

    fluence of the middle classes and the poverty

    of the unemployed and unemployable; in the

    dispossessed and vagrants, the old, the sick

    and the disabled, who, because they were

    unable to work in the towns crea ted by the

    capitalist, were seen merely as negative and

    unwanted burdens. In analyzing the position

    of the Irish, Engels made a point basic to the

    understanding of the poor in cities under

    capitalism - the need o f the capitalist for a

    reserve army of labor. The rapid expansion

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    of English industry could not have taken

    place if England had not possessed in the

    numerous and impoverished population of

    Ireland a reserve at command ... There are in

    London 20,000; in Manchester 40,000; in

    Liverpool 34,000 poor Irish people . (p. 124)

    The surplus population serves definite func-

    tions under capitalism: it can be drawn upon

    during the periodic cycles of prosperity and

    let go during the inevitable downturn. The

    slums are the physical expression that the

    reserve army is a permanently essential part

    of capitalism. The reserve army was composed

    partly of proletarians, partly of potential

    proletarians - countr ymen, Irish immigrants,

    people from the economically dynamic areas

    and less dynamic occupa tions [31 ].

    The important institutional casuality of

    urban capitalist development was to be none

    other than tile working-class family. The

    demand capitalism made on the various mem-

    bers of the working-class family made family

    life almost impossible for the workers. As

    Engels (p. 162) put it

    In a comfor t less , f i l thy house , ha rd ly good enough for

    mere n igh t ly she l te r, i l l - furn ished , o f ten ne i t her r a in- tigh t

    nor w arm, a fou l a tm osphere f i l l ing rooms overc rowded

    with h um an be ings , no dom es t ic com for t is poss ible . The

    husband works the whole day th rough , perhaps the wife

    a lso and the e lder ch i ldren , a l l in d if fe ren t p laces ; they

    meet n igh t and morning only , a l l under perpe tua l tempta-

    t ion to dr ink ; wha t f amily l i f e is poss ib le under such

    condit ions? Yet the work ing-man cannot escape the

    family , mus t l ive in the family , and the consequence is

    a perpe tua l success ion of f amily t roubles , domes t ic quar -

    re ls , mos t demora l is ing for paren ts and ch i ldren a l ike .

    Neglec t o f a l l domes t ic du t ies , neg lec t o f the ch i ldren ,

    especially, is only too vigorously fostered by the existing

    ins t i tu t ions of soc ie ty . And ch i ldren growing up in th is

    savage way, amidst these demoralis ing inf luences, are ex-

    pec ted to tu rn ou t goody-goody and mora l in the end

    Ver i ly the requirem ents a re na ive , which the se lf -sa t is f ied

    bourgeois makes upon the w ork ing-man

    On top of all these problems, the working-

    man, who was lucky enough to have a job was

    no bette r off - the work he did was not of a

    self-fulfilling kind. It was work imposed on

    the working class as a necessity. Engels states

    55

    that the machine-tending work of a spinning

    operative was guaranteed, if nothing else, to

    break the spirit. It prevented the worker from

    occupying his mind with anything else.

    The superv is ion of machinery , the jo in ing of b roken

    threads , is no ac t iv i ty which c la ims the opera t ive ' s th ink-

    ing , ye t i t i s o f a sor t which prevents h im f rom occupying

    his mind w ith o t her th ings . .. th is work a f fords the muscles

    no oppor tun i ty for phys ica l ac t iv i ty . Thus i t is , p roper ly

    speaking , no t work , bu t ted ium, the mos t deadening ,

    wear ing process conce ivable . The opera t ive is condemne d

    to le t h is phys ica l and menta l powers decay in th is u t te r

    monotony , i t i s h is miss ion to be bored every day and a l l

    day long f rom h is e igh th year . Moreover, he mus t n o t take

    a moment ' s r es t ; the engine moves increas ing ly , the

    whee ls , the s t r aps , the sp ind les hum and ra t t le in h is ea r s

    with out a pause , and i f he t r ies to sna tch one ins tan t ,

    the re is the over looker a t h is back with the bo ok o f fines .

    This condemnation to be burned a l ive in the mil l , to g ive

    cons tan t a t ten t ion to the t i r e less machine is f e l t a s the

    keenes t to r ture by th e opera t ives , and i ts ac t ion upon

    mind and body is in the long run s tun t ing in the h ighes t

    degree (p. 211) .

    Since Engels wrote CWC, factory work has

    become worse. It has been reduced to a series

    of operations that are even more deadening to

    the senses. The machine tending in the textile

    mills, copy typist work, key-punch operators

    and computer programmers, bank clerks -

    the watchers and tenders of new electronic

    technology - all con front a working life

    whose quality is to say the least unappetizing

    [32]. Bookchin makes the point that the aim

    of capital is to reduce human labor into an

    aggregate of muscular and mental energy and

    to make it lose its identit y as an expression of

    human powers [33].

    Though the development of capitalist

    science and technology provides the material

    prerequisites for the emancipation of labor,

    by reducing necessary labor time and im-

    mensely increasing productivity, the actual

    consequences are not liberating but enslaving.

    The individual worke r is no longer identifiably

    productive; established skills are eroded and

    displaced; the worker is subordinated to the

    machine; wages are depressed; both the in-

    tensity and the length of the working day are

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    56

    increased. Marx summed up the consequences

    of fact ory work as follows:

    Factory work exhausts the nervous system to the utter-

    most; at the same time, it does away with the many-sided

    play o f the muscles, and confiscates every atom of free-

    dom, both in bodily and in intellectual activity. Even the

    lightening of the labour becomes an instrument of tor-

    ture, since the machine does not free the worker from the

    work, but rather deprives the work itself of all conten t.

    . Every kind of capitalist production, in so far as it is not

    only a labour process but also capital s process of valori-

    zation, has this in common, but it is not the worker who

    employs the conditions of his work, but rather the

    reverse, the conditions o f work employ the worker. How-

    ever, it is only with the coming of machinery that this

    inversion first acquires a technical and palpable reality.

    Owing to its conversion into an automaton, the instrumen t

    of labour confronts the worker during the labour process

    in the shape of capital, dead labour, which dominates and

    soaks up living labour-power. The separation of the intel-

    lectual faculties of the production process from manual

    labour, and the transformation of those faculties into

    powers exercised by capital over labour, is, as we have

    already shown, finally completed by large-scale industry

    erected on the foundatio n of machinery. The special skill

    of each individual machine-operator, who has now been

    deprived of all significance, vanishes as an infinitesimal

    quantity in the face of the science, the gigantic natural

    forces, and the mass of social labour embodied in the sys-

    tem of machinery, which, together with those three

    forces, constitutes the power of the master [34].

    What does this tell us? That the process

    tha t has p roduced vast material wealth is

    simultaneously reproduced as absolute aliena-

    tion, that it has produced this wealth on the

    backs of workers who had been reduced to

    what C. Wright Mills called cheerful robots .

    In the language of the factory, workers are

    hand s and operatives ; and individuality

    in work is reduced to a numerical expression.

    The fragmentation of the work process is to

    ensure that capital through its hired managers

    had the greatest possible degree of control

    over the living labor it emp loys [35] .

    In the bourgeois city the very bases of

    human association have been distorted and

    reduced into harsh comm odity relations;

    everyone becomes an ene my of everyone else.

    In this country, social war is under full headway, every

    one stands for himself, and fights for himself against all

    comers, and whether or not he shall injure all the others

    who are his declared foes, depends upon a cynical calcula-

    tion as to what is more advantageous for himself. It no

    longer occurs to any one to come to a peaceful under-

    standing with his fell ow-man; all differences are settl ed by

    threats, violence, or in a court of law. In short, everyone

    sees in his neighbor an enemy to be got out of the way,

    or, at best, a tool to be used for his own advantage. And

    this war grows from year to year, as the criminal table

    shows, more violent, passionate, irreconcilable. The ene-

    mies are dividing gradually into two great camps - the

    bourgeoisie on the one hand, the workers on the other.

    This war of each against all, of the bourgeoisie against the

    proletariat, need cause us no surprise, for it is only the

    logical sequel of the principle involved in free competi-

    tion (pp. 165-166).

    Engels also discussed such currently perti-

    nent problems of capitalism as depression and

    trade cycles, the question of the reserve

    army of labor, the theoretical problems of

    surplus labor, and the actual existence of sur-

    plus laborers, largely in the form of an im-

    mense pool of casual laborers in the cities and

    beneath them of an almost as large group of

    unemployed and unemployable members of

    the proletariat [ 36].

    THE CL SS STRUGGLE

    Engels understood the progressive role of

    cities in history as centers of economic-cul-

    tural development and incubators of the

    modern revolutionary working class. In the

    industrial towns, the working men and

    women were faced with many difficult prob-

    lems. Millions of hitherto independent pro-

    ducers had been pitc hfor ked from the

    natural econo my and rendered destitute.

    Those who fo und work consumed today what

    they made yesterday. The men and women

    who by their toil created the greatness of Eng-

    land were living on the margins of poverty;

    receiving less and less of the surplus value

    they produced. The working class soon real-

    ized that their situation was not temporary:

    they came to understand that they were an

    integral and permanent part of the property-

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    less urban population. It dawned on them

    that their children would be born to toil,

    would have no other prospect than remaining

    toilers all their lives. To defend themselves

    the workers formed themselves into trade

    unions. The industrial urban milieu forced

    them to learn the meaning of their situation

    and by concentrating them in the urban

    space, made them learn the power of collec-

    tive action.

    The grea t c i t ies a re the b ir thp laces of labour movements ;

    in them the workers f i r s t began to r e f lec t upon the ir

    own condi t ion , and to s t ruggle aga ins t i t ; in them the

    oppos i t ion be tween pro le ta r ia t and bourgeois ie f i r s t made

    i tse lf manifes t ; f rom them proceeded the Trade Unions ,

    Char t ism, and Soc ia l ism. The grea t c i t ies have t r ans -

    formed the d isease of the soc ial body, w hich appears in

    chronic form in the country , in to an acute one , and so

    made manifes t i ts r eal na ture and the means of cur ing i t .

    Without the grea t c i t ies and the ir forc ing inf luence upon

    popula t ion in te l l igence , the working-c lass would be fa r

    less advanced than it is . Moreover , they have destroyed

    the las t r emnant of pa tr ia rcha l r e la t ion be tween working-

    men and employers , a r esu l t to which manufac ture on a

    la rge sca le has contr ibu ted by mult ip ly ing the employees

    depend ent upon a sing le employer p . 153) .

    A great part of the CWC is devoted to the

    working-class movement, its forms and meth-

    ods of struggle. It is thus no accident that

    some of the most profound and enduring in-

    sights about working consciousness derived

    from the CWC. For Engels the working class

    movement was a necessary expression of the

    antagonistic contra dictions of the main classes

    of capitalist society.

    Working-class consciousness and struggle

    under capitalism has gone through many

    phases. The earliest and crudest form of

    struggle was that of crime and was induced by

    want, distress or necessity. The working-man

    lived in poverty and want, and saw that others

    were bette r of f than he. It was not clear to

    his mind why he, who did more fo r society

    than the rich idler, should be the one to suffer

    under these conditions. Want conquered his

    inherited respect for the sacredness of proper-

    ty, and he stole ... crime increased with the

    extension of manufactur e, ... the yearly num-

    57

    ber of arrests bore a constant relation to the

    number of bales of cotton annually consum-

    ed (p. 248).

    Soon the workers realized that crime did

    not help their cause. That is to say, the struc-

    ture of crime reproduces the structure of the

    existing social injustice as much as it pro-

    tested against them.

    The c r imina l could pro t es t aga ins t the ex is t ing order of

    soc ie ty only s imply , as one ind iv idua l ; the who le might of

    soc ie ty was broug ht to bear upon each c rimina l , and

    crushed h im with i ts immense super ior i ty . Bes ides , the f t

    was the mos t pr imit ive form of pro tes t , and for th is

    reason , i f for no o ther , i t never became the univer sa l

    express ion of the publ ic op in ion of the working-men,

    however much they might approve of i t in s i lence . As a

    c lass , they f i r s t manifes ted oppos i t ion to the bourgeois ie

    wh e n th e y r e s is t e d th e in t r o d u c t io n o f ma c h in e r y a t th e

    very beginning of the indus tr ia l pe r iod p . 249) .

    The political significance of crime for

    Engels showed a lack of political conscious-

    ness on the part of the urban proletariat. The

    next stage in the development of political

    awareness among the newly proletarianized

    workers was the revolt against the machinery

    in the cause of which factories were demol-

    ished. This form of opposition was too nar-

    rowly focused and, like crime, self-defeating:

    When the monetary end was attained, the

    whole might of social power fell upon the un-

    protected evil doers and punished them to its

    heart's content, while the machinery was

    introduced none the less (p. 259).

    The third stage reached by the working

    class was the political form of struggle. The

    reform bill of 1824 opened the way for this

    phase in working-class political development.

    The reform bill gave the working class a right

    previously restricted to the aristocracy and

    the bourgeoisie, the right of free association.

    The hitherto secret organizations of the

    workers could now be organized openly. In

    all branches of industry Trade Unions were

    formed with the outspoken intention of

    protecting the single working-men against the

    tyranny and neglect of the bourgeoisie. The

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    58

    objects were: to fix wages and to deal, en

    masse as a power, with the employers; to

    regulate the rate of wages according to the

    profit of its latter, to raise it when opportun-

    ity offered, and to keep it uniform in each

    trade through out the cou ntr y (p. 250).

    Although the proletarianization of the

    peasants had been a universal negation, with

    the growth of the labor movement the work-

    ers began to discover their power and their

    humanity as well. In the trade union move-

    ment the working-men discovered a new state

    of consciousness and the beginnings of a new

    kind of solidarity. The great urban centers,

    the house of modern industry, by concentrat-

    ing furthe r both the increase of middle-class

    wealth and power on the one hand and work-

    ing-class poverty and helplessness on the other

    was the main source of working-class move-

    ment and class consciousness. That is, urban

    development was a gigantic process of class

    segregation, which put the new laboring poor

    into great morasses of misery outside the

    centers of government and business and the

    newly specialized residential area of the bour-

    geoisie. The almost universal European divi-

    sion into a goo d west end and a po or

    east end of large cities could not help but

    produce this solidarity [ 37 ].

    The labor mo vement of the first half of the

    nineteenth century was not either in composi-

    tion or in its ideology and program a strictly

    proletar ian movement, i.e., one of indus-

    trial and factory workers or even one con-

    fined to wage earners. It was rath er a common

    front of all forces and tendencies representing

    the (mainly urban) laboring-poor [38]. Its

    importance lay not in its effectiveness, but in

    the lessons of solidarity and class conscious-

    ness which it taught.

    Engels examined in detail the life experi-

    ences and struggles in specific production

    processes and production relations to reveal

    the forms of existence in these branches: the

    spinners and weavers, workers in knitting and

    embroidery, tailors and dressmakers, glass-

    blowers, metal workers, miners, and farm

    laborers. He shows the workers' tribulations

    and struggles against impossible odds. The

    misery had impelled the workers to grapple

    with their condition. Engels found that the

    workers in industry were more conscious of

    their class interest than others. Under capi-

    talism, the proletarians' human dignity is

    expressed only in struggle against the existing

    conditions. Hence the importance of trade

    unions and economic strikes as instruments

    for advancing the interests of the workers,

    and as a means of uniting the workers and

    generating militancy.

    These strikes,

    at first

    skirmishes, sometimes resulted in

    weighty struggles; they decide noth ing, it is true, bu t

    true they are the strongest proof that the decisive battle

    between bourgeoisie and proletariat is approaching. They

    are the military school of the working-men in which they

    prepare themselves for the great struggle which cannot be

    avoided; they are the pronounci amentos of single branches

    of industry that these too have joined the labour move-

    ment ... and as a school of war, the unions are unexcelled

    (p. 260).

    Engels illustrated the political conscious-

    ness of the miners by describing the coal

    miners' efforts to form a trade union and to

    organize a strike which they launched in

    March 1844. The miners had collected a strike

    fund large enough to assure each miners'

    family of strike pay of half a crown a week

    for several months. The miners nineteen-week

    experience was a great triumph; workers uni ty

    struck fear in the hearts of the bourgeoisie.

    The great five mon ths battl e of the coal miners against

    mine owners, a battle fought on the part of the

    oppressed

    with an endurance, courage, intelligence, and coolness

    demands the highest admiration. What a degree of true

    human venture, of enthusiasm and strength of character,

    such a battle implies on the part of men who ... were

    described as late as 1840, as being thoroughly brutal

    and

    wanting in moral sense (p. 204).

    What gives these Unions and the strikes arising f rom them

    their real importance is this, that they are the first at

    tempt of the workers to abolish competition . They imply

    the recognition of the fact that the supremacy of the

    bourgeoisie, is based wholly upon the competit ion of the

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    w o r k e r s among themselves; i.e., upon their want of

    cohesion. And precisely because the Unions direct them-

    selves against the vital nerve of the present social order,

    however one-sidedly, in however narrow a way, are they

    so dangerous to this social order. The working-men can-

    not attack the bourgeoisie, and with it the whole existing

    o r e r of society, at any sorer point than this. If the com-

    petition of the workers among themselves is destroyed, if

    all determine not to be further exploited by the bour-

    geoisie, the rule of property is at an end pp. 218 -219 ).

    The industrial capitalist city by its very

    nature creates a new consciousness among

    workers and a will to resist the injustices of

    capitalism. It functions as an organizing con-

    tainer; the source of Blake's mind-forg'd

    monacles. That is, it is a focus of all connec-

    tions - social, political and economic. The

    workers saw plenty of wealth around them,

    and the law protecting its gross inequities.

    They wanted enough to live on, and by fair

    means or foul we will have it [39] .

    For Engels the working-class movement

    was an imperative and an expression of the

    antagonism of capital. He saw the Chartist

    movement as having the potential of becom-

    ing a proletarian and a socialist movement.

    Why? Because Chartism is the compact form

    of the opposition to the bourgeoisie (p. 263).

    Prior to that opposition always remained

    isolated. It was single working men or sections

    who fought a single bourgeois. If the fight

    became general, this was scarcely by inten tion

    of the working men or when it did happen

    intentionally, Chartism was at the bottom of

    it. But in Chartism it is the whole working-

    class which arises against the bourgeoisie, and

    attacks, first of all the political power, the

    legislative rampart with which the bourgeoisie

    has surrounded itself.

    But in England of the 1840s, socialism was

    still unc onnect ed to the working-class move-

    ment and those who advocated socialism did

    not advocate an implacable class struggle.

    English Socialism arose with Owen, a manu-

    facturer, and proceeds therefore with great

    consideration toward the bourgeoisie and

    great injustices toward the proletariat in its

    methods, although it culminates in demanding

    59

    the abolition of the class antagonism between

    bourgeoisie and proletariat. The socialists are

    thoroughly tame and peacable, accept our

    existing order, bad as it is, so far as to reject

    all other methods but that of winning public

    opinion (pp. 272- 273 ).

    How was Chartism to overcome its limita-

    tions? It had to be purified of its bourgeois

    elements and merge with the working class.

    This process had already begun and many

    Chartist leaders had embraced socialism.

    Capitalist development was producing prole-

    tarian socialism, whose historical necessity

    was determined by the antagonistic character

    of capitalism and the advance of philosophical

    and sociological thought. Through the study

    of the objective conditions Engels was able to

    demonstrate how the progress of capitalist

    production induced the proletarians to unite

    in a single powerful army which was increas-

    ingly conscious of the fact that its interests

    were incompatible with those of the capitalist.

    The war of the poor against the rich now

    carried on in detail and indir ectly will become

    direct and universal. It is too late for peaceful

    solution. The classes are divided more and

    more sharply, the spirit of resistance pene-

    trates the workers, the bitterness intensifies,

    the guerilla skirmishes become concentrated

    in more important battles, and soon a slight

    impulse will suffice to set t he avalanche in

    mo ti on (p. 335).

    THE MIDDLE CL SSES

    In analyzing the poverty of the working

    class, Engels knew that he was dealing with a

    society where poverty and affluence are in-

    separably joined; where the production of

    wealth takes place on condition of the social

    or absolute impoverishment of the producers.

    The poverty of the working class had thus

    always to be compared with the affluence of

    the middle classes. As Bentham put it:

    In the highest stage of social prosperity, the great mass of

    the citizens will most probably possess few other