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ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT IN KENYA University of Nairobi ISO 9001:2008 1 Certified http://www.uonbi.ac.ke David N. Mungai, Ph.D. Associate Professor Department of Geography & Environmental Studies A Presentation Made to Visiting Faculty and Students From Tongji University, China on 8 August 2013 in Room 312, Hyslop Building, University of Nairobi [email protected]

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Page 1: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT IN KENYA

University of Nairobi ISO 9001:2008 1 Certified http://www.uonbi.ac.ke

David N. Mungai, Ph.D.Associate Professor

Department of Geography & Environmental Studies

A Presentation Made to Visiting Faculty and Students From Tongji University, China on 8 August 2013 in Room 312, Hyslop Building, University of Nairobi

[email protected]

Page 2: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

1. Brief background to environmental management in Kenya

2. EIA and Process

3. The Second Schedule of EMCA (1999)

4. EIA and SEA Capacity , EIA assessment by type and regional coverage

5. SEA and Process

6. Some Examples

Organization of the Presentation

University of Nairobi ISO 9001:2008 2 Certified http://www.uonbi.ac.ke

Page 3: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

NEAP (1994) and National Environment Policy (2013) emphasize Environmental Assessment

The Environmental Management and Coordination Act 1999 – Legal & Institutional Framework

EMCA provides coordination & harmonization of all environmental laws in Kenya

Part VI of the Act (Sections 58-67) makes general provisions for Environmental Impact Assessment for all projects specified in the Second Schedule

Background

University of Nairobi ISO 9001:2008 3 Certified http://www.uonbi.ac.ke

Page 4: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

EIA Operational Guidelines and Administrative Procedures developed in 2006 – Chapter 6 deals with SEA

Also EIA Training Guidelines developed in 2006

National Guidelines for SEA revised in 2011

EAC (Kenya, Uganda, Tanzania, Rwanda & Burundi) developed Environmental Assessment Guidelines for Shared Ecosystems in EA – 2004

EIA Guidelines for the tourism sector developed 2007 –an example of sectoral guidelines as required

Background Cont’d

University of Nairobi ISO 9001:2008 4 Certified http://www.uonbi.ac.ke

Page 5: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No. 101 in 2003 –aim to guide and standardize EIA, EA and SEA studies in Kenya – amended 2009

Waste Management Regulations developed, 2006

Water Quality Regulations developed 2006

Conservation of biodiversity and resourcrs, assess to genetic resources and benefit sharing Regulations, 1999

Background Cont’d ** Regulations**

University of Nairobi ISO 9001:2008 5 Certified http://www.uonbi.ac.ke

Page 6: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Fossil fuel emission control Regulations, 2006

Noise Regulations, 2009

Controlled Substance Regulations, 2007

Coastal Zone Regulations, 2003

Under consideration – e-waste Regulations

Background Cont’d** Regulations**

University of Nairobi ISO 9001:2008 6 Certified http://www.uonbi.ac.ke

Page 7: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Difference between EIA, EA and SEA

University of Nairobi ISO 9001:2008 7 Certified http://www.uonbi.ac.ke

StrategicEnvironmentAssessment

Environmental(Impact

Assessment & Audit)

Page 8: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

The Project Report Phase

The EIA Study Phase

The EIA Review Phase

Decision making

EIA PROCESS IN KENYA

University of Nairobi ISO 9001:2008 8 Certified http://www.uonbi.ac.ke

Page 9: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No
Page 10: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Urban development

Transportation

Dams, rivers & water resources

Aerial spraying

Forestry related activities

Agriculture projects

Processing & manufacturing industries

Electrical infrastructure

Second Schedule - Prescribed Projects for EIA

University of Nairobi ISO 9001:2008 10 Certified http://www.uonbi.ac.ke

Page 11: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Management of hydrocarbons

Waste disposal

Natural conservation areas

Nuclear reactors

Biotechnology projects

Second Schedule - Prescribed Projects for EIA Cont’d

University of Nairobi ISO 9001:2008 11 Certified http://www.uonbi.ac.ke

Page 12: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

EIA/SEA Capacity

• No. registered Lead Experts =

• No. registered Associate Experts =

• No. registered Firm of Experts =

Coverage

• No. Project Reports =

• No. EIA Reports =

• No. SEA Reports =

• Regional coverage

Some Statistics

University of Nairobi ISO 9001:2008 12 Certified http://www.uonbi.ac.ke

Page 13: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

EIA & SEA Capacity

University of Nairobi ISO 9001:2008 13 Certified http://www.uonbi.ac.ke

4,018

1,714

359

0

500

1000

1500

2000

2500

3000

3500

4000

4500

LEAD ASSOCIATE FIRM

Registered EIA Experts in Kenya (as at July 2013)

Page 14: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Environmental Assessment by Type

University of Nairobi ISO 9001:2008 14 Certified http://www.uonbi.ac.ke

11,296

1,017

240

1,0002,0003,0004,0005,0006,0007,0008,0009,000

10,00011,00012,000

PR EIASR SEA

Page 15: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

EIAs by Sector (Dec 2012 to July 2013)

University of Nairobi ISO 9001:2008 15 Certified http://www.uonbi.ac.ke

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Page 16: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Regional Coverage (Dec ‘12 to Jul ‘13

University of Nairobi ISO 9001:2008 16 Certified http://www.uonbi.ac.ke

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Page 17: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

SEA extends aims and principles of EIA upstream in decision-making process

Aims at evaluating environmental implications of policies, plans or programmes (and their alternatives)

Responsibility for SEA rests with the Lead Agency

Strategic Environmental Assessment (SEA)

University of Nairobi ISO 9001:2008 17 Certified http://www.uonbi.ac.ke

Page 18: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Similar to the EIA process

Screening and scoping

Stakeholder analysis

Assessment of political economy

Literature review

Situation assessment

Environmental assessment

Social assessment

Financial and economic assessment

SEA Process

University of Nairobi ISO 9001:2008 18 Certified http://www.uonbi.ac.ke

Page 19: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Political institutional and governance assessment

A case study (if possible)

Setting of SEA priorities and development of alternatives Stakeholder workshops

SEA review (NEMA) Lead Agencies

Public

NEMA prepares brief for policy makers to use – NEC and concerned Minister – to make decision

SEA Process

University of Nairobi ISO 9001:2008 19 Certified http://www.uonbi.ac.ke

Page 20: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Macro-level strategies and plans

Policy reforms and budget support programmes

National sectoral development programmes

Infrastructure investments programmes and plans

Spatial development programmes and plans

Transnational planning

Country Assistance strategies and plans

Agency-wide sectoral development strategies

Donor-sectoral policies

Entry Point for SEA in Kenya

University of Nairobi ISO 9001:2008 20 Certified http://www.uonbi.ac.ke

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University of Nairobi ISO 9001:2008 21 Certified http://www.uonbi.ac.ke

SOME EXAMPLES

Page 22: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Proposed Tana Integrated Sugar Project in Tana River and Lamu Districts, Coast

Province, Kenya - 2007

EXAMPLE 1

University of Nairobi ISO 9001:2008 22 Certified http://www.uonbi.ac.ke

Page 23: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

16,000 ha will be under the Nucleus Estate management

4,000 ha will be under small holder farmers out grower production

Pasture/ livestock development, environmental conservation and provision of way leaves for livestock and human movement.

University of Nairobi ISO 9001:2008 23 Certified http://www.uonbi.ac.ke

Page 24: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Irrigated sugar cane production

Sugar-processing mill

Co-generation of electricity

Ethanol Plant

Water treatment

Waste water treatment

Project Components

University of Nairobi ISO 9001:2008 24 Certified http://www.uonbi.ac.ke

Page 25: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Satellite View of Tana Delta

Page 26: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

University of Nairobi ISO 9001:2008 26 Certified http://www.uonbi.ac.ke

Human Settlements in Project Area – Farmers, Pastoralists,Fishermen, Traders

Page 27: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Sailoni Headworks

10.5m diversion

14 cumec

Page 28: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

University of Nairobi ISO 9001:2008 28 Certified http://www.uonbi.ac.ke

EXAMPLE 2: Xpressions Flora Rose Flower Farm, THIKA - 2006

Page 29: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Proposed Site for the Flower FarmSite ~ 1,000m upstream of Water

Treatment Works for Thika Town

University of Nairobi ISO 9001:2008 29 Certified http://www.uonbi.ac.ke

Page 30: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Water Intake for Thika Municipality on Chania River – 1,000m downstream of

proposed flower farm

University of Nairobi ISO 9001:2008 30 Certified http://www.uonbi.ac.ke

Page 31: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Vol. I - A strategic environmental and social impact assessment on the Kenya Education Sector Support Programme (KESSP)

Vol. II – Environmental and social guidelines for infrastructure component/WATSAN

Resettlement Policy Framework for the KESSP

EXAMPLE 3: SEA by the Ministry of Education (2005)

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Scoping Report in 2012 – full SEA to follow

Current pressure – rising population, competition for land, water and other natural resources, declining water flows & climate change

Purpose – to guide policy formulation and decision-making on future development of the Delta (land use planning)

EXAMPLE 4: SEA by the Ministry of Lands (Land Use Plan for Tana River

Delta)

University of Nairobi ISO 9001:2008 32 Certified http://www.uonbi.ac.ke

Page 33: ENVIRONMENTAL IMPACT ASSESSMENT AND STRATEGIC ENVIRONMENTAL ASSESSMENT … · 2020-06-02 · Environmental (Impact Assessment and Audit) Regulations published as Legal Notice No

Study carried out in 2007

Institutions-centred SEA

Purpose – to inform, influence and strengthen implementation of the Forests Act 2005

Approach – a blend of analytical work and consultation to diagnose issues, identify priority areas and potential actions

EXAMPLE 5: SEA by the World Bank on the Kenya Forests Act

2005

University of Nairobi ISO 9001:2008 33 Certified http://www.uonbi.ac.ke

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