environmental payback and tradeoffs in california high speed rail
TRANSCRIPT
Page S1 of S14
SUPPLEMENTARY INFORMATION for
High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
Authors:
Mikhail Chester † Assistant Professor, Civil, Environmental, and Sustainability Engineering Affiliate Faculty, School of Sustainability Arizona State University [email protected]
Arpad Horvath Professor, Civil and Environmental Engineering University of California, Berkeley [email protected]
† Author to whom correspondence should be addressed
Table of Contents:
S1 System Boundary ..................................................................................................................................................... S2 S2 High-speed Rail Electricity Propulsion Electricity Consumption ................................................................... S3 S3 Aircraft Operational Energy Consumption and Emissions ............................................................................. S4 S4 End-use Energy Consumption Results ................................................................................................................ S9 S5 Marginal Effects ..................................................................................................................................................... S10 S6 California Without and With HSR Transportation System Contrasts .......................................................... S11 S7 Existing Infrastructure Expansion Schedules ................................................................................................... S12 S8 Supplementary Information References ............................................................................................................ S13
Additional project background is available at: www.sustainable-transportation.com
Supplementary Information for: M Chester and A Horvath Page S2 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
S1 System Boundary
An attributional LCI that compares transportation modes or consequential LCI that compares policy or
decision outcomes requires the establishment of a commensurate system boundary. A commensurate system
boundary ensures that equivalent life-cycle stages are compared so that results are meaningful. Each bullet in
Table S1 has been evaluated for energy inputs and air emission outputs.
Table S1 – Life-cycle Assessment System Boundary
Component Automobiles Rail Aircraft
Veh
icle
Co
mp
on
ents
Gro
up
ing
Active Operation Running
Cold start
Running (propulsion) Take off
Climb out
Cruise
Approach
Landing
Inactive Operation Idling Idling
Auxiliaries (heating, ventilation, air conditioning, and lighting)
Auxiliary Power Unit operation
Startup
Taxi out
Taxi in
Manufacturing (facility construction excluded)
Vehicle manufacturing
Engine manufacturing
Train manufacturing Aircraft manufacturing
Engine manufacturing
Maintenance Automobile maintenance
Tire replacement
Battery replacement
Train maintenance
Train cleaning
Flooring replacement
Aircraft maintenance
Engine maintenance
Insurance Vehicle liability Crew health and benefits
Train liability
Crew health and benefits
Aircraft liability
Infr
ast
ructu
re C
om
po
nen
ts G
roup
ing
Construction Roadway construction Station construction
Track construction
Airport construction
Runway/taxiway/tarmac construction
Operation Roadway lighting
Herbicide spraying
Roadway salting
Station lighting
Escalators
Train control
Station parking lighting
Station miscellaneous (e.g., other electrical equipment)
Runway lighting
Deicing fluid production
Ground Support Equipment operation
Maintenance Roadway maintenance is the result of heavy duty vehicles and thus not charged to automobiles [Huang 2004].
Station maintenance
Station reconstruction
Station cleaning
Track maintenance
Airport maintenance
Airport reconstruction
Runway/taxiway/tarmac maintenance
Parking Construction and Maintenance
Roadside, surface lot, and parking garage parking
Station parking Airport parking
Insurance Infrastructure benefits and liability (e.g., auto mechanics and construction workers)
Non-crew health insurance and benefits
Infrastructure liability insurance
Non-crew health and benefits
Infrastructure liability
Fu
el
Cycle
Co
mp
on
ents
Gro
up
ing
Gasoline, Jet A, and Electricity Production
Gasoline and diesel fuel refining and distribution (includes through fuel truck delivery stopping at fuel station. Service station construction and operation are excluded)
Raw fuel extraction and processing, electricity generation, transmission and distribution
Extraction, refining and distribution
Supplementary Information for: M Chester and A Horvath Page S3 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
S2 High-speed Rail Electricity Propulsion Electricity Consumption
Life-cycle inventory (LCI) results for a new HSR system will be highly sensitive to train propulsion electricity,
a factor that is uncertain and should be contextualized against systems in Europe and Japan. A large body of
literature exist characterizing HSR electricity consumption, often with the goal of evaluating operating costs
or greenhouse gas (GHG) emissions. A sample of this literature is shown in Table S2 with reported electricity
consumption normalized to kilowatt-hours per seat-kilometer (kWh/seat-km).
Table S2 – HSR Electricity Consumption Literature Survey
Source Figure S1 Code
Notes Electricity
kWh/seat-km
IFEU (2011) Α Deutsche Bahn, ICE, <200 km/hr 0.029
ATOC (2009) Β Shinkansen 700 Series, 300 km/hr 0.029
ATOC (2009) Γ AGV 300 km/hr, 14-car, max of 300 km/hr 0.033
ATOC (2009) Δ Virgin Class 390 Pendolino, 200 km/hr, 9 cars 0.033
IFEU (2011) Ε Deutsche Bahn ICE >200 km/hr 0.034
Kosinksi et al (2010) Ζ Shinkansen Nozomi 700N At 220 km/hr 0.037
ATOC (2009) Η TGV Duplex, 300 km/hr, 1090 seats 0.037
ATOC (2009) Θ TGV Reseau, 300 km/hr 0.039
Network Rail (2009) Ι AVE S103 Velaro, 300 km/hr 0.039
ATOC (2009) Κ Eurostar Class 373, 300 km/hr 0.041
Janic (2003) Λ French TGV, 250 km/hr 0.044
Andersson and Lukaszewicz (2006) Μ Type 73 Signatur, <210 km/hr, 4-car unit, 201 seats 0.045
van Wee et al (2003) Ν Hanze line (HZL), <260 km/hr 0.055
van Wee et al (2003) Ξ Zuider Zee line (ZZL), <260 km/hr 0.056
Janic (2003) Ο Deutsche Bahn ICE, 250 km/hr 0.058
Kumagi (2008) Π Shinkansen Nozomi 700N, 260-300 km/hr 0.062
van Wee et al (2003) Ρ Zuider Zee line (ZZL) Maglev Intercity, <400 km/hr 0.065
Kosinksi et al (2010) Σ Shinkansen Zero Series, 220 km/hr 0.072
van Wee et al (2003) Τ Zuider Zee line (ZZL) Maglev Metro, <400 km/hr 0.074
( indicates that the electricity consumption factor was used for future CAHSR results in the main manuscript)
The data reported in Table S2 captures a broad range of physical, environmental, and operating characteristics
that lead to a wide range (0.029 to 0.074 kWh/seat-km) of electricity propulsion values. The range in values is
the result of differing vehicle ages (e.g., Kosinski et al 2010 report two generations of Shinkansen 700 trains),
sizes, operating characteristics (e.g., speed), technology (e.g., magnetic levitation or overhead power supply),
and environment (e.g., elevation changes), to name a few. Figure S1 shows the electricity consumption factors
ordered from lowest to highest.
Supplementary Information for: M Chester and A Horvath Page S4 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
Figure S1 – HSR Electricity Consumption Literature Survey Comparison (kWh/seat-km)
The 0.029 kWh/seat-km factor for sub-200 km/hr and 0.034 km/hr factor for above 200 km/hr from IFEU
(2011) are used for future CAHSR trains producing the results reported in the main manuscript. This
electricity consumption is on the low end and represents a modern HSR train today. While future HSR trains
may offer greater propulsion efficiency, speculation on this factor is imprudent. However, the reporting of
life-cycle effects when trains are powered by a wind and solar mix provides a lower bound of what can be
expected as train efficiency improves.
S3 Aircraft Operational Energy Consumption and Emissions
Using the U.S. Federal Aviation Administration’s (FAA) Emission and Dispersion Modeling System (EDMS)
software [FAA 2010] and with assistance from Pratt and Whitney, near airport (startup, taxi out, takeoff,
climb out, approach, and taxi in) and cruise fuel use and emissions are determined for Boeing 737 legacy
models, the current Boeing 737-800, and a future Bombardier CS300ER. Cruise phase effects are not
rigorously reported to allow for detailed estimates for flights at different lengths, aircraft models, and engine
models. In general, aircraft emissions near airports are monitored to avoid human health impacts and help
improve local non-attainment standards. Previous air travel LCIs used cruise phase emissions estimates from
EEA (2006). A new approach was developed to allow for a more flexible parametric analysis including new
engine models and a California-corridor specific flight profile, and the effects on cruise phase fuel use and
emissions.
Engine emission indexes are combined with flight profiles and engine thrust factors to determine near airport
operations effects. The legacy Boeing 737 is modeled with two CFM56-3B-2 engines and the Boeing 737-800
with two CFM56-7B26/2 engines with the EDMS software [FAA 2010]. Table S3 and Table S4 detail the
time-in-phase and fuel and emission indexes for these two aircraft.
0
0.01
0.02
0.03
0.04
0.05
0.06
0.07
0.08
Α Β Γ Δ Ε Ζ Η Θ Ι Κ Λ Μ Ν Ξ Ο Π Ρ Σ Τ
Supplementary Information for: M Chester and A Horvath Page S5 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
The startup, taxi out, and taxi in phases can produce significant CO and VOC emissions [Wood et al 2008].
During startup, the fuel flow to the engines is initiated and the spark ignition system activated to establish a
flame. The engine reaches a stable temperature in 30 to 90 seconds at which point hydrocarbons and CO
emission indexes stabilize. Prior to ignition, fuel pushed through the combustor is unburned producing the
same VOC speciation as evaporative emissions. This speciation has a very different profile than VOCs
produced during combustion; they consist mostly of alkanes and are much less toxic. The taxi out and in CO
emission index of 30.1 g kg-1 is consistent with Figure 6 in Wood et al (2008) which shows CO at this level at
around 10% of rated engine thrust.
Table S3 – CFM56-3B-2 Engine Emission Indexes from EDMS for a Legacy Boeing 737
Step Mode Time (s) Fuel (kg/s) CO EI (g/kg) VOC EI (g/kg) NOx EI (g/kg) PM EI (g/kg)
Departure 1 Startup 60.000 0.005 - 994.786 - -
2 Taxi Out 1,140.000 0.131 30.100 2.013 4.100 0.154
3 Takeoff 4.912 1.243 0.900 0.477 19.399 0.150
4 Takeoff 4.912 1.237 0.900 0.477 19.399 0.150
5 Takeoff 4.912 1.229 0.900 0.477 19.399 0.150
6 Takeoff 4.912 1.221 0.900 0.477 19.399 0.150
7 Takeoff 4.912 1.211 0.900 0.477 19.399 0.150
8 Takeoff 4.912 1.200 0.900 0.477 19.399 0.150
9 Takeoff 4.912 1.188 0.900 0.477 19.399 0.150
10 Takeoff 4.912 1.175 0.900 0.477 19.399 0.150
11 Takeoff 4.912 1.161 0.900 0.477 19.399 0.150
12 Takeoff 1.135 1.152 0.900 0.048 19.401 0.150
13 Takeoff 1.353 1.151 0.901 0.048 19.406 0.150
14 Takeoff 1.607 1.149 0.902 0.048 19.411 0.150
15 Takeoff 2.025 1.147 0.903 0.048 19.418 0.150
16 Takeoff 2.713 1.145 0.905 0.048 19.427 0.150
17 Takeoff 4.013 1.141 0.907 0.048 19.439 0.150
18 Takeoff 7.106 1.135 0.911 0.048 19.457 0.150
19 Climb Out 3.358 1.097 0.913 0.048 19.471 0.138
20 Climb Out 6.885 1.058 0.915 0.049 19.478 0.139
21 Climb Out 6.885 1.050 0.917 0.049 19.487 0.139
22 Climb Out 4.569 1.043 0.919 0.049 19.495 0.139
23 Climb Out 9.523 1.036 0.923 0.049 19.511 0.139
24 Climb Out 19.194 1.019 0.933 0.049 19.544 0.139
Arrival 1 Approach 68.655 0.139 24.375 1.456 4.497 0.131
2 Approach 35.900 0.190 11.560 0.494 5.786 0.131
3 Approach 38.466 0.237 6.831 0.230 6.911 0.131
4 Approach 81.964 0.266 5.201 0.155 7.546 0.131
5 Approach 0.083 0.266 5.244 0.158 7.491 0.131
6 Taxi In 1.602 0.433 4.600 0.071 10.599 0.154
7 Taxi In 4.218 0.555 0.900 0.062 12.405 0.154
8 Taxi In 4.218 0.468 1.331 0.068 11.121 0.154
9 Taxi In 4.218 0.384 2.163 0.076 9.794 0.154
10 Taxi In 420.000 0.131 30.100 2.013 4.100 0.154
SOx emissions are introduced as a uniform 1.292 g kg-1 across all steps [FAA 2010].
Supplementary Information for: M Chester and A Horvath Page S6 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
Table S4 – CFM56-7B26/2 Engine Emission Indexes from EDMS for a Boeing 737-800
Step Mode Time (s) Fuel (kg/s) CO EI (g/kg) VOC EI (g/kg) NOx EI (g/kg) PM EI (g/kg)
Departure 1 Startup 60.000 0.005 0.000 994.786 0.000 0.000
2 Taxi Out 1,140.000 0.124 39.930 6.763 4.270 0.224
3 Takeoff 5.009 1.352 1.640 0.052 19.199 0.125
4 Takeoff 5.009 1.345 1.640 0.052 19.199 0.125
5 Takeoff 5.009 1.337 1.640 0.052 19.199 0.125
6 Takeoff 5.009 1.328 1.640 0.052 19.199 0.125
7 Takeoff 5.009 1.318 1.640 0.052 19.199 0.125
8 Takeoff 5.009 1.307 1.640 0.052 19.199 0.125
9 Takeoff 5.009 1.295 1.640 0.052 19.199 0.125
10 Takeoff 5.009 1.281 1.640 0.052 19.199 0.125
11 Takeoff 5.009 1.267 1.640 0.052 19.199 0.126
12 Takeoff 1.131 1.258 1.641 0.052 19.201 0.126
13 Takeoff 1.348 1.256 1.642 0.052 19.206 0.126
14 Takeoff 1.602 1.254 1.644 0.052 19.211 0.126
15 Takeoff 2.017 1.250 1.646 0.052 19.218 0.126
16 Takeoff 2.703 1.246 1.649 0.052 19.226 0.126
17 Takeoff 3.999 1.241 1.653 0.052 19.238 0.126
18 Takeoff 7.081 1.231 1.659 0.052 19.257 0.126
19 Takeoff 9.123 1.216 1.666 0.053 19.275 0.126
20 Takeoff 8.537 1.199 1.671 0.053 19.288 0.126
21 Takeoff 8.584 1.181 1.677 0.053 19.300 0.126
22 Takeoff 2.095 1.170 1.681 0.053 19.310 0.126
23 Climb Out 2.728 1.078 1.684 0.053 17.357 0.134
24 Climb Out 1.383 0.988 1.687 0.053 15.446 0.135
25 Climb Out 21.555 1.981 1.700 0.054 15.430 0.135
Arrival 1 Approach 12.688 0.045 41.623 7.050 4.305 0.964
2 Approach 1.321 0.046 41.557 7.039 4.304 0.964
3 Approach 0.409 0.199 33.544 6.309 5.619 0.964
4 Approach 26.615 0.350 22.961 4.283 7.630 0.964
5 Approach 9.442 0.350 23.057 4.324 7.612 0.964
6 Approach 18.886 0.350 23.126 4.354 7.597 0.964
7 Approach 2.692 0.350 23.179 4.377 7.586 0.964
8 Approach 16.188 0.350 23.232 4.399 7.576 0.964
9 Approach 28.324 0.350 23.347 4.449 7.552 0.964
10 Approach 28.310 0.350 23.490 4.512 7.522 0.964
11 Approach 18.864 0.349 23.614 4.568 7.496 0.964
12 Approach 18.856 0.349 23.710 4.608 7.475 0.964
13 Approach 18.855 0.349 23.803 4.650 7.454 0.964
14 Approach 9.425 0.349 23.880 4.683 7.438 0.964
15 Approach 8.624 0.349 23.928 4.705 7.427 0.964
16 Approach 3.996 0.349 23.929 4.709 7.422 0.964
17 Approach 0.082 0.349 23.910 4.703 7.423 0.964
18 Taxi In 1.731 0.494 9.860 1.059 9.318 0.224
19 Taxi In 4.003 0.595 6.135 0.477 10.525 0.224
20 Taxi In 4.003 0.512 9.065 0.920 9.531 0.224
21 Taxi In 4.003 0.431 14.166 7.949 8.490 0.224
22 Taxi In 420.000 0.124 39.930 6.763 4.270 0.224
Cruise phase fuel consumption and emissions are determined from rated power use relative to the climb out
stage. The rated power at cruise (16%) and climb out (85%) are a percentage of fuel flow and are based on
Pratt and Whitney (2011).
Supplementary Information for: M Chester and A Horvath Page S7 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
Total emissions for a legacy Boeing 737 and a Boeing 737-800 are determined by Equation 1:
where N = Number of Engines TIM = Time in Mode (sec) F = Fuel Index (kg sec-1) EI = Emission Index (g kg-1)
Equation 1
For an average U.S. Boeing 737 flight in 2009, the total trip distance was 1,400 km (840 mi) and air time 120
min, and for an average CA flight 570 km and 58 min [BTS 2011], producing the fuel and emissions profiles
in Table S5 and Table S6.
Table S5 – Legacy Boeing 737 U.S. Flight Fuel Consumption and Emissions
Phase Time (s) Fuel (kg) CO (g) VOC (g) NOx (g) PM (g) SOx (g)
Departure Startup 60.00 0.60
594.25 0.77
Taxi Out 1140.00 298.45 8983.41 600.74 1223.56 45.99 385.60
Takeoff 64.16 152.29 137.36 53.13 2955.93 22.86 196.76
Climb Out 50.41 104.77 96.76 5.13 2044.24 14.53 135.36
Cruise Cruise (U.S.) 6812.42 2664.97 2369.02 125.65 50041.89 355.63 3313.56
Cruise Cruise (CA) 3144.57 1230.13 1093.53 58.00 23099.02 164.16 1529.52
Approach Approach 225.07 94.70 976.27 45.61 620.61 12.44 122.35
Taxi In 434.26 123.21 3332.54 222.23 599.21 18.99 159.19
Validation Calculated LTO
774.03 13526.33 1521.09 7443.55 114.81 1000.05
Validation ICAO (2007) LTO
780.00 13030.00 840.00 7190.00
780.00
Following a similar methodology, the International Civil Aviation Organization (ICAO) reports landing-take
off (LTO) emissions for various aircraft types [ICAO 2007]. The validation rows show that the approach
used in Equation 1 produces accurate flight fuel consumption estimates and emissions.
Table S6 – Boeing 737-800 U.S. Flight Fuel Consumption and Emissions
Phase Time (s) Fuel (kg) CO (g) VOC (g) NOx (g) PM (g) SOx (g)
Departure Startup 60.00 0.64
637.22 0.83
Taxi Out 1140.00 283.40 11316.32 1916.72 1210.05 63.62 366.16
Takeoff 93.30 235.75 389.38 12.29 4533.98 29.59 304.59
Climb Out 25.67 94.01 159.65 5.04 1461.92 12.65 121.46
Cruise Cruise (U.S.) 6809.52 4694.79 4351.29 137.29 40084.03 344.94 3312.15
Cruise (CA) 3141.67 2166.01 2007.53 63.34 18493.33 159.14 1528.11
Approach Approach 223.58 147.70 3485.09 666.18 1108.34 142.44 190.83
Taxi In 433.74 118.43 4301.19 741.41 580.18 26.58 153.01
Validation Calculated LTO
879.93 19651.64 3978.85 8894.46 274.88 1136.87
Validation ICAO (2007) LTO
880.00 7070.00 720.00 12300.00
880.00
Supplementary Information for: M Chester and A Horvath Page S8 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
For future aircraft emissions, results in Table S6 are joined with reported improvements by Pratt and Whitney
for their developing PW1524G engines. These engines are expected to reduce fuel consumption and CO2
emissions by 20%, and NOx emissions by 50% [Bombardier 2011]. Based on preliminary testing, they are
expected to generate CO emissions profiles that are 36% of Committee on Aviation Environmental
Protection series 6 (CAEP6) standards, VOC at 4%, NOx at 42%, and PM at 50% [Hoke 2011]. These
profiles are compared against the Boeing 737-800’s CFM56-7B26/2 engines emissions with CO at 75% of
CAEP6 standards, VOCs at 73%, NOx at 69%, and PM at 3% [ICAO 2010]. Applying the PW1524G
emissions profile percentages against the CFM56-7B26/2’s flight results in Table S6 produces the results for a
future Bombardier CS300ER (Table S7).
Table S7 – Bombardier CS300ER U.S. Flight Fuel Consumption and Emissions
Phase Time (s) Fuel (kg) CO (g) VOC (g) NOx (g) PM (g) SOx (g)
Departure Startup 60.00 0.51
35.06 0.66
Taxi Out 1140.00 226.72 5460.96 105.46 739.77 1026.09 292.93
Takeoff 93.30 188.60 187.91 0.68 2771.87 477.33 243.67
Climb Out 25.67 75.21 77.04 0.28 893.75 204.05 97.16
Cruise Cruise (U.S.) 6809.52 3755.83 2099.82 7.55 24505.52 5563.56 2649.72
Cruise (CA) 3141.67 1732.81 968.78 3.49 11305.97 2566.83 1222.49
Approach Approach 223.58 118.16 1681.81 36.65 677.59 2297.38 152.67
Taxi In 433.74 94.74 2075.64 40.79 354.69 428.77 122.40
CO2 emissions are based on 3.1 kg CO2 per kg fuel and a heating value of 46.9 MJ per kg fuel.
Supplementary Information for: M Chester and A Horvath Page S9 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
S4 End-use Energy Consumption Results
Results for end-use energy consumption are shown in Figure S2 and reveal similar dominating life-cycle
components to GHG emissions. Energy consumption is dominated by vehicle propulsion (fuel cycle for
CAHSR and vehicle operation for automobiles and aircraft) but show significant increases when life cycle
components are included. Steel and plastic use dominates automobile vehicle manufacturing and maintenance
is largely the result of supply chain electricity. Heavy use of concrete dominates CAHSR infrastructure
construction effects. Refineries, oil and gas extraction activities, and electricity use in supply chain activities
are primary contributors to non-propulsion fuel-cycle effects.
Figure S2 – End-use Energy Consumption Results in MJ per PKT
Supplementary Information for: M Chester and A Horvath Page S10 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
S5 Marginal Effects
Marginal life-cycle results are important for understanding consequential effects. Past passenger
transportation LCIs [Chester and Horvath 2010, Chester and Horvath 2009, Chester 2008] have reported
results at long-term averages. Here we examine the marginal effects of the decision to travel by a particular
mode, normalized per vehicle-kilometer-traveled (VKT). We distinguish between short-run marginal, mid-run
marginal, and long-run average to capture relevant timescales for life-cycle effects. Results for a 670 seat
CAHSR train using WECC-RPS electricity, Boeing 737-800, and 35 mpg Sedan (representative future
vehicles) are shown in Figure S3.
Figure S3 – Average and Marginal GHG Emissions in g CO2e/VKT
Life-cycle Grouping Vehicle Operation
Short, Mid, Long Vehicle Manufacturing
Mid, Long Vehicle Maintenance
Mid, Long Vehicle Insurance
Mid, Long Infrastructure Construction
Long Infrastructure Operation
Long Infrastructure Maintenance
Mid, Long Infrastructure Parking
Long Infrastructure Insurance
Long Fuel Cycle
Mid, Long Life-cycle Grouping Legend
Short, Mid, and Long Mid and Long Long
The short-run is defined as the instance the trip occurs. In the short-run, the decision to travel on a mode
produces no effects on HSR or the Boeing 737-800 because the vehicle trip happens anyways. For the
automobile, assuming a single occupancy automobile, only vehicle operation effects occur in the short-run.
Mid-run marginal effects capture life-cycle components directly affected by vehicle operation both in the
immediate and sub-decadal timeframe. For mid-run marginal, the decision to travel on a mode produces
vehicle manufacturing, vehicle maintenance, vehicle insurance, infrastructure maintenance, and fuel cycle
effects, in addition to vehicle operation. These effects occur independently of decisions en masse that choose
that mode. Lastly, long-run average results (those reported and discussed in the main manuscript) add
Supplementary Information for: M Chester and A Horvath Page S11 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
infrastructure construction, operation, parking, and insurance effects to represent the total life-cycle effects.
To reduce infrastructure long-run effects for any mode, a large-scale critical mass of travelers must choose
other modes. For example, to avoid highway construction effects for the automobile, large shifts would have
to occur to HSR or aircraft so that future roadway construction or expansion is avoided.
S6 California Without and With HSR Transportation System Contrasts
The consequential assessment compares 2040 without and with CAHSR. The critical comparison parameters
are shown in Table S8. Note that only the differences (or displacement of effects) are considered in the
presentation as net changes of transportation impacts.
Table S8 – Consequential Assessment Operation/Propulsion and Life-cycle Scenario Differences for Phase 1 in 2040
Without HSR With HSR Auto Operation 481 billion VKT [PB 2012 BCA] 475 billion VKT [PB 2012 BCA] Auto Life-cycle
Construction and maintenance of 1,000 freeway lane kilometers [PB 2011 EC]. Section S7 details the rehabilitation schedules.
Vehicle (manufacturing and maintenance), infrastructure (operation and parking), and crude oil extraction, refining to gasoline, and distribution.
Roadway expansion is prorated with the HSR ridership uncertainty assessment. For example, in the manuscript Figure 4, the HSR 50% ridership uncertainty stratum corresponds to 50% of lane kilometers constructed (i.e., 1,250).
Vehicle (manufacturing and maintenance), infrastructure (operation and parking), and crude oil extraction, refining to gasoline, and distribution.
Air Operation 33 million trips [PB 2011 BCA] 5.1 to 5.9 million trips displaced [PB 2012 BCA].
Using average flight occupancy and distance, it is estimated that this displacement results in a reduction of 27 million aircraft VKT.
Air Life-cycle Construction and maintenance of 3,600 meters of runways [PB 2011 EC]. Taxiways, tarmac, and gate expansion are also included based Chester and Horvath (2009). Section S7 details the rehabilitation schedules.
Vehicle (manufacturing and maintenance), infrastructure (operation and parking), and crude oil extraction, refining to jet fuel, and distribution.
Runways (10,000 meters), taxiways, and tarmacs are prorated with the HSR ridership uncertainty assessment following the approach described for automobiles.
Vehicle (manufacturing and maintenance), infrastructure (operation and parking), and crude oil extraction, refining to jet fuel, and distribution.
HSR Propulsion Several forecasts are considered [PB 2012 O&M]: ▫ High: 41 million VKT ▫ Medium: 34 million VKT ▫ Low: 27 million VKT
Uncertainty analysis is performed on the High forecast by consecutively removing 10% of HSR VKT and corresponding riders and shifting them to autos and aircraft (manuscript Figure 4).
HSR Life-cycle Vehicle (manufacturing and maintenance), infrastructure (operation and parking), and electricity production primary fuel extraction and processing.
Supplementary Information for: M Chester and A Horvath Page S12 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
S7 Existing Infrastructure Expansion Schedules
In the decision to not build California High-speed Rail (CAHSR), highways and airports must be expanded to
meet forecasted travel demand growth, and this expansion will not occur instantaneously. The CAHSR
Authority estimates that an additional 3,700 freeway lane kilometers and 13,000 m of runways will be needed
(with associated taxiways and tarmacs) [CAHSRA 2012]. Given the 20 year and 50 year wearing course and
subbase lifetimes for these paved surfaces, and the assumptions that 1) the expansion starts 10 years after it is
decided not to construct high-speed rail (HSR), and 2) that expansion occurs over 30 years, a construction
schedules is produced (Table S9).
Table S9 – Construction and Reconstruction Schedule for Asphalt and Concrete Road and Air Infrastructure Expansion
Axis Text First 3rd
Wearing Course Second 3rd
Wearing Course Third 3rd
Wearing Course First 3rd Subbase
Second 3rd Subbase
Third 3rd Subbase
D1
D2
D3
D4
D5
D6
D7
D8
D9
D10
( = Initial Construction, = Reconstruction)
The construction and reconstruction scheduled activities in Table S9 are used to determine the consequential
avoided effects of the decision to implement HSR.
Supplementary Information for: M Chester and A Horvath Page S13 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
S8 Supplementary Information References
[Andersson and Lukaszewicz 2006, Andersson and Lukaszewicz (2006)]
Andersson E and Lukaszewicz P 2006 Energy Consumption and Related Air Pollution for Scandinavian Electric Passenger Trains KTH Royal Institute of Technology Report KTH/AVE 2006:46 (Stockholm, Sweden). [ATOC 2009, ATOC (2009)]
Association of Train Operating Companies (ATOC) 2009 Energy Consumption and CO2 Impacts of High Speed Rail: ATOC Analysis for Greengauge 21 (London, United Kingdom). [Bombardier 2011, Bombardier (2011)]
Bombardier 2011 Change is in the Air (available online at http://www.cseries.com/). [BTS 2011, BTS (2011)]
Bureau of Transportation Statistics (BTS) 2011 Air Carrier Statistics (Form 41 Traffic) Tables T100 and P52 U.S. Department of Transportation (Washington, DC, available online at http://www.transtats.bts.gov/). [CAHSRA 2012, CAHSRA (2012)]
California High-speed Rail Authority (CAHSRA) April 2, 2012 California High-speed Rail Program Draft Revised Business Plan (Sacramento, CA). [CAHSRA 2011, CAHSRA (2011)]
California High-speed Rail Authority (CAHSRA) October 2011 California High-speed Rail Benefit-Cost Analysis (BCA) (Sacramento, CA). [Chester and Horvath 2011, Chester and Horvath (2011)]
Chester M V and Horvath A 2011 Vehicle Manufacturing Futures in Transportation Life-cycle Assessment University of California, Berkeley Institute of Transportation Studies Research Report #UCB-ITS-RR-2011-3 (available online at escholarship.org/uc/item/1qp3f0vc). [Chester and Horvath 2010, Chester and Horvath (2010)]
Chester M V and Horvath A 2010 Life-cycle Assessment of High-speed Rail: the Case of California Environmental Research Letters 5(1) (doi:10.1088/1748-9326/5/1/014003). [Chester and Horvath 2009, Chester and Horvath (2009)]
Chester M V and Horvath A 2009 Environmental Assessment of Passenger Transportation Should Include Infrastructure and Supply Chains Environmental Research Letters 4(2) (doi:10.1088/1748-9326/4/2/024008). [Chester 2008, Chester (2008)]
Chester M V 2008 Life-cycle Environmental Inventory of Passenger Transportation Modes in the United States Unpublished Doctoral Dissertation, Department of Civil and Environmental Engineering, University of California, Berkeley (Berkeley, CA). [EEA 2006, EEA (2006)]
European Environment Agency (EEA) 2006 EMEP/CORINAIR Emission Inventory Guidebook (Copenhagen, Denmark, available at http://reports.eea.europa.eu/EMEPCORINAIR4). [FAA 2010, FAA (2010)]
Federal Aviation Administration (FAA) 2010 EDMS 5.1.3: Emission and Dispersion Modeling System Software (Washington, DC). [Hoke 2011, Hoke (2011)]
Hoke J 2011 Recent Combustor Technology Development Progress Presentation to the Society of Automotive Engineer’s 2011 AeroTech Workshop (Toulouse, France). [Huang 2004, Huang (2004)]
Huang Y 2004 Pavement Analysis and Design, 2nd Edition, Prentice Hall (Upper Saddle River, NJ). [ICAO 2010, ICAO (2010)]
International Civil Aviation Organization (ICAO) 2010 Engine Emissions Databank (Civil Aviation Authority, West Sussex, UK, available online at http://www.caa.co.uk/). [ICAO 2007, ICAO (2007)]
International Civil Aviation Organization (ICAO) 2007 Airport Air Quality Guidance Manual Preliminary Edition, Document 9889 (Montreal, Quebec, Canada). [IFEU 2011, IFEU (2011)]
Institut für Energie und Umweltforschung (IFEU) 2011 UmweltMobilCheck: Wissenschaftlicher Grundlagenbericht (Heidelberg, Germany). [Janic 2003, Janic (2003)]
Janic M 2003 High-speed rail and air passenger transport: a comparison of the operational environmental performance Journal of Rail and Rapid Transit 217(4) 259-269 (doi:10.1243/095440903322712865).
Supplementary Information for: M Chester and A Horvath Page S14 of S14 High-speed Rail with Emerging Automobiles and Aircraft Can Reduce Environmental Impacts in California's Future
[Kosinski et al 2010, Kosinksi et al (2010)]
Kosinksi A, Schipper L, and Deakin E 2010 Analysis of High-speed Rail’s Potential to Reduce CO2 Emissions from Transportation in the United States Proceedings of the Transportation Research Board’s 90th Annual Meeting, Paper #11-3720 (Washington, DC). [Kumagi 2008, Kumagi (2008)]
Kumagi N 2008 Keystone of High Speed Rail: Safety and Environment Presentation to the International Union of Railway’s 6th World Congress on High Speed Rail (Amsterdam, Netherlands). [Network Rail 2009, Network Rail (2009)]
Network Rail 2009 Comparing Environmental Impact of Conventional and High Speed Rail (London, United Kingdom). [PB 2012 BCA, PB (2012 BCA)]
Parsons Brinckerhoff (PB) 2012 California High-Speed Rail Project: California High-Speed Rail Benefit-Cost Analysis (BCA) (Sacramento, CA). [PB 2012 O&M, PB (2012 O&M)]
Parsons Brinckerhoff (PB) 2012 California High-Speed Rail Project: Estimating High-Speed Train Operating & Maintenance Cost for the CA HSRA 2012 Business Plan (Sacramento, CA). [PB 2011 BCA, PB (2011 BCA)]
Parsons Brinckerhoff (PB) 2011 Draft California High-Speed Rail Project: California High-Speed Rail Benefit-Cost Analysis (BCA) (Sacramento, CA). [PB 2011 EC, PB (2011 EC)]
Parsons Brinckerhoff (PB) 2011 Costs of Providing the Equivalent Capacity to High-Speed Rail through Other Modes, Draft, (Sacramento, CA). [Pratt and Whitney 2011, Pratt and Whitney (2011)]
Pratt and Whitney 2011, Personal communications with Elizabeth Mitchell (Manager, Technology & Environment Special Initiatives) and Domingo Sepulveda (Manager, Environmental Regulatory Affairs - Emissions) between September 2010 and November 2011. [van Wee et al 2003, van Wee et al (2003)]
van Wee B, van den Brink R, and Nijland H 2003 Environmental impacts of high-speed rail links in cost–benefit analyses: a case study of the Dutch Zuider Zee line Transportation Research Part D: Transport and the Environment 8(4) 299-314 (doi:10.1016/S1361-9209(03)00017-8). [Wood et al 2008, Wood et al (2008)]
Wood E, Herndon S, Miake-Lye R, Nelson D, and Seeley M 2008 Aircraft and Airport-Related Hazardous Air Pollutants: Research Needs and Analysis Transportation Research Board’s Airport Cooperative Research Program (ACRP) Report 7 (Washington DC)