gis-based hydrologic modeling

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K INEROS2 is an event-oriented, physically based model describing the processes of interception, infiltration, surface runoff, and erosion from small agricultural and urban watersheds (Smith et al., 1995). In this model, watersheds are represented by subdi- viding contributing areas into a cascade of one-dimensional overland flow and channel elements using topographic information. A broadly updated version of KINEROS, KINEROS2 may be used to determine the effects land cover change or various artificial features such as urban developments, small P lanning and assessment in land and water resource management are evolving toward complex, spatially explicit regional assess- ments. These problems have to be addressed with distributed models that can compute runoff and erosion at different spatial and temporal scales. The extensive data requirements and the difficult task of building input parameter files, however, have long been an obstacle to the timely and cost-effective use of such complex models by resource managers. The USDA-ARS Southwest Watershed Research Center, in cooperation with the U.S. EPA Landscape Ecology Branch, has developed a geographic information system (GIS) tool to facilitate this process. A GIS provides the framework within which spatially distributed data are collected and used to prepare model input files and evaluate model results. The Automated Geospatial Watershed Assessment tool (AGWA) uses widely available stan- dardized spatial datasets that can be obtained via the Internet. The data are used to develop input parameter files for the Kinematic Runoff and Erosion Model (KINEROS2) and the Soil & Water Assessment Tool (SWAT), two watershed runoff and erosion simulation models that operate at different spa- tial and temporal scales. AGWA automates the process of transforming digital data into simulation model results and provides a visualization tool to help the user interpret results. The utility of AGWA in joint hydrologic and ecological investiga- tions has been demonstrated on such diverse landscapes as southeastern Arizona, southern Nevada, central Colorado, and upstate New York (Miller et al., In Press). S.N. Miller 1 , D.J. Semmens 1 , R.C. Miller 1 , M. Hernandez 1 , D.C. Goodrich 1 , W.P. Miller 1 , W.G. Kepner 2 , D.W. Ebert 2 1 USDA-ARS Southwest Watershed Research Center, 2000 E. Allen Rd., Tucson, AZ 2 U.S. EPA Landscape Ecology Branch, PO Box 93478, Las Vegas, NV 89193 A GWA is a multipurpose hydrologic analysis system for use by watershed, natural resource, and land use managers and scientists in performing watershed- and basin-scale studies, (Semmens et al., 2001). It was developed under the following guidelines: Provide a simple, direct, and repeatable method for hydrologic model parameterization Use only basic, attainable GIS data Be compatible with other geospatial watershed-based environmental analysis software Be useful for scenario and alternative futures simulation work at multiple scales. AGWA is an extension for the Environmental Systems Research Institute’s ArcView versions 3.X (ESRI, 2001), a widely used and relatively inexpensive PC-based GIS software package (trade names are mentioned solely for the purpose of providing specific information and do not imply recommendation or endorsement by the USDA). This approach facilitates comparative spatial analysis, mak- ing AGWA particularly valuable for interdisci- plinary studies and alternative futures simula- tion work. AGWA is distributed freely via the Internet as a modular, open-source suite of programs. Visit us on the web at www.tucson.ars.ag.gov/agwa. Model results that can be displayed in AGWA are shown in the table. This option allows managers to identify problem areas where management activities can be focused, or to anticipate sensitive areas in association with planning efforts (Miller et al., 2002). AGWA is designed to evaluate relative change and can only provide qualitative esti- mates of runoff and erosion. It cannot provide reliable quantitative estimates of runoff and erosion without careful calibration. It is also subject to the assumptions and limitations of its component models, and should always be applied with these in mind. A schematic of the procedure for utilizing these models with AGWA is presented to the right. AGWA is a modular program that is designed to be run in a step-wise manner. The AGWA extension for ArcView adds the “AGWA Tools” menu into the View window, and must be run from an active view. The AGWA tools menu is designed to reflect the order of tasks necessary to conduct a watershed assessment, which is broken out into five major steps: S WAT is a river-basin, or watershed-scale model developed to predict the impact of land management practices on water, sediment, and agricultural chemical yields on large, complex watersheds with varying soils, land use, and management conditions over long periods of time (Arnold et al., 1994). The model combines empirical and physically-based equations, uses read- ily available inputs, and enables users to study long-term impacts. SWAT is defined by eight major components: hydrology, weather, erosion and sedi- mentation, soil temperature, plant growth, nutrients, pesticides and land man- agement. For more information on SWAT, visit www.brc.tamus.edu/swat. A GWA uses readily available GIS data. An AGWA user can download USGS 30m DEMs, NRCS STATSGO or SSURGO soil data, and use U.S. EPA MRLC or NALC land cover data from the Internet and, with a minimal amount of pre-processing, get started on hydrologic modeling. To use AGWA, you will need version 3.1 or later of ArcView and version 1.1 of the Spatial Analyst extension. AGWA works with the Windows 95, 98, 2000, ME, XP, and NT environments. Please note that technical support is not available for AGWA. Simulation results that can be displayed in AGWA Simulation results that can be displayed in AGWA SWAT Precipitation (mm) ET (mm) Percolation (mm) Surface runoff (mm) Transmission loss (mm) Water yield (mm) Sediment yield (t/ha) KINEROS SWAT KINEROS Infiltration (mm; m 3 /km) Runoff (mm) Infiltration (in; ac-ft/mi) Runoff (m 3 ) Sediment yield (kg/ha) Peak flow (m 3 /s) Peak flow (mm/hr) Peak sediment discharge (kg/s) Channel scour/deposition (mm/m 2 ) Visualization of change in surface runoff on the Upper San Pedro Basin, SE Arizona as predicted by AGWA. Land cover data from 1973 and 1997 were used to define hydrologic parameters, and the differences in runoff for each subwatershed element are shown here. SWAT simulation results are depicted for the entire basin, while KINEROS simulation results for the subwatershed near Sierra Vista are shown as an insert. The concentration of urban growth is also depicted to illustrate the spatial variability in runoff response. These results demonstrate the temporal and spatial scaling of rainfall-runoff processes inherent in AGWA. Navigating Through AGWA Navigating Through AGWA Generate Watershed Outline Grid Subdivide Watershed Into Model Elements Polygon Intersect Soils and Land Cover Look-up tables Display Simulation Results Run the Hydrologic Model & Import Results to AGWA External to AGWA Choose the model to run Generate rainfall data SWAT KINEROS2 Daily rainfall from... gauge locations Thiessen map Storm event from... NOAA Atlas 2 pre-defined return period user-defined Visualization for each Model Element SWAT output KINEROS output runoff sediment yield peak runoff rate peak sediment discharge infiltration evapotranspiration percolation transmission loss sediment yield runoff, water yield REFERENCES Arnold, J.G., J.R. Williams, R. Srinivasan, K.W. King, and R.H. Griggs, 1994. SWAT-Soil Water Assessment Tool. USDA, Agricultural Research Service, Grassland, Soil, and Water Research Laboratory, Temple, Texas. ESRI, 2001. ArcView Version 3.2a Software and User Manual. Environmental Systems Research Institute, Redlands, CA. Miller, S.N., D.J. Semmens, R.C. Miller, M. Hernandez, D.C. Goodrich, W.P. Miller, W.G. Kepner, and D. Ebert, 2002. GIS-based hydrologic modeling: the Automated Geospatial Watershed Assessment Tool. Proceedings of the Second Federal Interagency Hydrologic Modeling Conference, Las Vegas, NV, July 28- August 1, 2002. Miller, S.N., W.G. Kepner, M.H. Mehaffey, M. Hernandez, R.C. Miller, D.C. Goodrich, F. Kim Devonald, D.T. Heggem, and W.P. Miller, In Press. Integrated landscape assessment and hydrologic modeling for land cover change analysis, Accepted for publication, Journal of the American Water Resources Association, Spec. Volume on Watershed Management and Landscape Studies. Semmens, D.J., S.N. Miller, M. Hernandez, P. Miller, D. Goodrich, and W. Kepner, 2001. Automated Geospatial Watershed Assessment (AGWA) - A GIS- Based Hydrologic Modeling Tool: Documentation and User Manual. U.S. Dept. Agric., Agric. Res. Service. www.tucson.ars.ag.gov/agwa Smith, R.E., D.C. Goodrich, D.A. Woolhiser, and C.L. Unkrich, 1995. KINEROS - A kinematic runoff and erosion model; Chapter 20 in V.P. Singh (editor), Computer Models of Watershed Hydrology, Water Resources Publications, Highlands Ranch, Colorado, 1130 pp. detention reservoirs, or lined channels on flood hydrographs and sediment yield. For more information on KINEROS2, visit www.tucson.ars.ag.gov/kineros. ABSTRACT Visit us on the web at www.tucson.ars.ag.gov/agwa SWAT Conceptual design of the interactions among land cover change and hydrologic response as represented in AGWA. Natural Condition Decreased Vegetation urbanization woody plant invasion land cover change degradation infiltration evapotranspiration soil moisture surface roughness flood hazard groundwater recharge interception Increased Runoff Increased Erosion Decreased Water Quality Increased Velocity AGWA DESCRIPTION KINEROS2 Digital Elevation Model (DEM) Watershed delineation & discretization Intersect model elements with... Run model and import results Soil Land Cover Rainfall Visualize Results Discretized Watershed (model elements) USING AGWA Step 1: Watershed delineation and discretization. The user first creates a watershed outline, which is a grid based on the accumulated flow to the designated outlet (pour point) of the study area. Given a user specified contributing (channel) source area, the watershed is then subdivided into model elements for either KINEROS or SWAT. Step 2: Land cover and soils parameterization. AGWA is predicated on the presence of both land cover and soil GIS coverages. In this step, the watershed is intersected with these data and parameters necessary for the hydrologic model runs are deter- mined through a series of look-up tables. The hydrologic parameters are added to the polygon and stream channel tables. Step 3: Generating rainfall input files. For SWAT, the user must provide daily rainfall gages within and near the watershed. If multiple gages are present, AGWA will build a Thiessen polygon map and create an area-weighted rainfall file. For KINEROS, the user can use NOAA Atlas 2 data, select from a series of pre-defined design storms, or choose to build his/her own rainfall file through an AGWA module. Distributed (mul- tiple gauge) precipitation can be handled by KINEROS, but the input files must be provided by the user. Step 4: Writing input files and running the model. At this point, all necessary input data have been prepared: the watershed has been subdivided into model elements; hydro- logic parameters have been determined for each element; and rainfall files have been created. AGWA then generates input files for the model of choice, and the model is run. Model results are automatically imported into AGWA and added to the polygon and stream map tables for display. A separate module controls the visualization of model results. Step 5: Viewing results. The user can toggle between viewing the total depth or accumulated volume of runoff, erosion, and infiltration output for both upland and channel elements. This enables problem areas to be identified visually so that limited resources can be focused for maximum effectiveness. Model results can also be overlaid with other digital data lay- ers to further prioritize management activity. Data Layers Used and Tasks Performed in Watershed Assessment Watershed discretized by AGWA for KINEROS. Note the main drop-down AGWA Tools interface. SYSTEM REQUIREMENTS GIS Input Data Used in AGWA for Hydrologic Modeling. 268LEB02.Kepner GIS-Based Hydrologic Modeling: The Automated Geospatial Watershed Assessment Tool GIS-Based Hydrologic Modeling: The Automated Geospatial Watershed Assessment Tool

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Page 1: GIS-Based Hydrologic Modeling

KINEROS2 is an event-oriented, physicallybased model describing the processes of

interception, infiltration, surface runoff, anderosion from small agricultural and urbanwatersheds (Smith et al., 1995). In thismodel, watersheds are represented by subdi-viding contributing areas into a cascade ofone-dimensional overland flow and channelelements using topographic information.

A broadly updated version of KINEROS,KINEROS2 may be used to determine theeffects land cover change or various artificialfeatures such as urban developments, small

Planning and assessment in landand water resource managementare evolving toward complex,spatially explicit regional assess-ments. These problems have tobe addressed with distributed models that can compute runoff and erosion atdifferent spatial and temporal scales. The extensive data requirements andthe difficult task of building input parameter files, however, have long beenan obstacle to the timely and cost-effective use of such complex models byresource managers.

The USDA-ARS Southwest Watershed Research Center, in cooperationwith the U.S. EPA Landscape Ecology Branch, has developed a geographicinformation system (GIS) tool to facilitate this process. A GIS provides theframework within which spatially distributed data are collected and used toprepare model input files and evaluate model results. The AutomatedGeospatial Watershed Assessment tool (AGWA) uses widely available stan-dardized spatial datasets that can be obtained via the Internet. The data areused to develop input parameter files for the Kinematic Runoff and ErosionModel (KINEROS2) and the Soil & Water Assessment Tool (SWAT), twowatershed runoff and erosion simulation models that operate at different spa-tial and temporal scales.

AGWA automates the process of transforming digital data into simulationmodel results and provides a visualization tool to help the user interpretresults. The utility of AGWA in joint hydrologic and ecological investiga-tions has been demonstrated on such diverse landscapes as southeasternArizona, southern Nevada, central Colorado, and upstate New York (Milleret al., In Press).

S.N. Miller1, D.J. Semmens1, R.C. Miller1, M. Hernandez1, D.C. Goodrich1, W.P. Miller1, W.G. Kepner2, D.W. Ebert2

1USDA-ARS Southwest Watershed Research Center, 2000 E. Allen Rd., Tucson, AZ • 2U.S. EPA Landscape Ecology Branch, PO Box 93478, Las Vegas, NV 89193

AGWA is a multipurpose hydrologic analysis system for use by watershed, natural resource,and land use managers and scientists in performing watershed- and basin-scale studies,(Semmens et al., 2001). It was developed under the following guidelines: • Provide a simple, direct, and repeatable method for hydrologic model parameterization• Use only basic, attainable GIS data• Be compatible with other geospatial watershed-based environmental analysis software• Be useful for scenario and alternative futures simulation work at multiple scales.AGWA is an extension for the

Environmental Systems Research Institute’sArcView versions 3.X (ESRI, 2001), a widelyused and relatively inexpensive PC-based GISsoftware package (trade names are mentionedsolely for the purpose of providing specificinformation and do not imply recommendationor endorsement by the USDA). This approachfacilitates comparative spatial analysis, mak-ing AGWA particularly valuable for interdisci-plinary studies and alternative futures simula-tion work. AGWA is distributed freely via theInternet as a modular, open-source suite ofprograms. Visit us on the web at www.tucson.ars.ag.gov/agwa.

Model results that can be displayed inAGWA are shown in the table. This optionallows managers to identify problem areaswhere management activities can be focused,or to anticipate sensitive areas in associationwith planning efforts (Miller et al., 2002).

AGWA is designed to evaluate relativechange and can only provide qualitative esti-mates of runoff and erosion. It cannot providereliable quantitative estimates of runoff anderosion without careful calibration. It is alsosubject to the assumptions and limitations of itscomponent models, and should always beapplied with these in mind.

Aschematic of the procedure for utilizing these models with AGWA is presented to the right.AGWA is a modular program that is designed to be run in a step-wise manner.The AGWA extension for ArcView adds the “AGWA Tools” menu into the View window,

and must be run from an active view. The AGWA tools menu is designed to reflect the orderof tasks necessary to conduct a watershed assessment, which is broken out into five major steps:

SWAT is a river-basin, or watershed-scale model developed to predict theimpact of land management practices on water, sediment, and agriculturalchemical yields on large, complex watersheds with varying soils, land use,and management conditions over long periods of time (Arnold et al., 1994).

The model combines empirical and physically-based equations, uses read-ily available inputs, and enables users to study long-term impacts. SWAT isdefined by eight major components: hydrology, weather, erosion and sedi-mentation, soil temperature, plant growth, nutrients, pesticides and land man-agement. For more information on SWAT, visit www.brc.tamus.edu/swat.

AGWA uses readily available GIS data. An AGWA user candownload USGS 30m DEMs, NRCS STATSGO or SSURGOsoil data, and use U.S. EPA MRLC or NALC land cover datafrom the Internet and, with a minimal amount of pre-processing,get started on hydrologic modeling.

To use AGWA, you will need version 3.1 or later of ArcViewand version 1.1 of the Spatial Analyst extension. AGWA workswith the Windows 95, 98, 2000, ME, XP, and NT environments.

Please note that technical support is not available for AGWA.

Simulation results that can be displayed in AGWA

Simulation results that can be displayed in AGWA

SWATPrecipitation (mm)

ET (mm)

Percolation (mm)

Surface runoff (mm)

Transmission loss (mm)

Water yield (mm)

Sediment yield (t/ha)

KINEROS SWATKINEROSInfiltration (mm; m3/km)

Runoff (mm)

Infiltration (in; ac-ft/mi)

Runoff (m3)

Sediment yield (kg/ha)

Peak flow (m3/s)

Peak flow (mm/hr)

Peak sediment discharge (kg/s)

Channel scour/deposition (mm/m2)

Visualization of change in surface runoff on the Upper San Pedro Basin, SE Arizona aspredicted by AGWA. Land cover data from 1973 and 1997 were used to define hydrologicparameters, and the differences in runoff for each subwatershed element are shown here.SWAT simulation results are depicted for the entire basin, while KINEROS simulation resultsfor the subwatershed near Sierra Vista are shown as an insert. The concentration of urbangrowth is also depicted to illustrate the spatial variability in runoff response. These resultsdemonstrate the temporal and spatial scaling of rainfall-runoff processes inherent in AGWA.

Navigating Through AGWANavigating Through AGWA

Generate Watershed Outline Grid

Subdivide Watershed Into Model Elements Polygon

Intersect Soils and Land Cover Look-up tables

Display Simulation Results

Run the Hydrologic Model& Import Results to AGWA

Externalto AGWA

Choose the model to run

Generate rainfall data

SWAT KINEROS2

Daily rainfall from...

• gauge locations• Thiessen map

Storm event from...

• NOAA Atlas 2• pre-defined return period• user-defined

Visualization

for each

Model Element

SWAT output KINEROS output

• runoff• sediment yield

• peak runoff rate• peak sediment discharge

• infiltration

• evapotranspiration• percolation

• transmission loss• sediment yield

• runoff, water yield

REFERENCESArnold, J.G., J.R. Williams, R. Srinivasan, K.W. King, and R.H. Griggs, 1994.SWAT-Soil Water Assessment Tool. USDA, Agricultural Research Service,Grassland, Soil, and Water Research Laboratory, Temple, Texas.

ESRI, 2001. ArcView Version 3.2a Software and User Manual. EnvironmentalSystems Research Institute, Redlands, CA.

Miller, S.N., D.J. Semmens, R.C. Miller, M. Hernandez, D.C. Goodrich, W.P.Miller, W.G. Kepner, and D. Ebert, 2002. GIS-based hydrologic modeling: theAutomated Geospatial Watershed Assessment Tool. Proceedings of the SecondFederal Interagency Hydrologic Modeling Conference, Las Vegas, NV, July 28-August 1, 2002.

Miller, S.N., W.G. Kepner, M.H. Mehaffey, M. Hernandez, R.C. Miller, D.C.Goodrich, F. Kim Devonald, D.T. Heggem, and W.P. Miller, In Press. Integratedlandscape assessment and hydrologic modeling for land cover change analysis,Accepted for publication, Journal of the American Water Resources Association,Spec. Volume on Watershed Management and Landscape Studies.

Semmens, D.J., S.N. Miller, M. Hernandez, P. Miller, D. Goodrich, and W.Kepner, 2001. Automated Geospatial Watershed Assessment (AGWA) - A GIS-Based Hydrologic Modeling Tool: Documentation and User Manual. U.S. Dept.Agric., Agric. Res. Service. www.tucson.ars.ag.gov/agwa

Smith, R.E., D.C. Goodrich, D.A. Woolhiser, and C.L. Unkrich, 1995. KINEROS- A kinematic runoff and erosion model; Chapter 20 in V.P. Singh (editor),Computer Models of Watershed Hydrology, Water Resources Publications,Highlands Ranch, Colorado, 1130 pp.

detention reservoirs, or lined channels onflood hydrographs and sediment yield.For more information on KINEROS2,visit www.tucson.ars.ag.gov/kineros.

ABSTRACT

Visit us on the web atwww.tucson.ars.ag.gov/agwa

SWAT

Conceptual design of the interactions among land coverchange and hydrologic response as represented in AGWA.

Natural Condition

Decreased Vegetation

urbanizationwoody plant invasion

land cover changedegradation

infiltration evapotranspiration

soil moisture

surface roughness

flood hazard groundwater recharge

interception

Increased Runoff

Increased ErosionDecreased Water Quality

Increased Velocity

AGWA DESCRIPTION

KINEROS2

Digital Elevation Model (DEM)

Watershed delineation& discretization

Intersect modelelements with...

Run model andimport results

Soil

Land Cover

Rainfall

Visualize Results

Discretized Watershed(model elements)

USING AGWA

Step 1: Watershed delineation and discretization. The user first creates a watershedoutline, which is a grid based on the accumulated flow to the designated outlet (pourpoint) of the study area. Given a user specified contributing (channel) source area, thewatershed is then subdivided into model elements for either KINEROS or SWAT.

Step 2: Land cover and soils parameterization. AGWA is predicated on the presenceof both land cover and soil GIS coverages. In this step, the watershed is intersectedwith these data and parameters necessary for the hydrologic model runs are deter-mined through a series of look-up tables. The hydrologic parameters are added to thepolygon and stream channel tables.

Step 3: Generating rainfall input files. For SWAT, the user must provide daily rainfallgages within and near the watershed. If multiple gages are present, AGWA will builda Thiessen polygon map and create an area-weighted rainfall file. For KINEROS, theuser can use NOAA Atlas 2 data, select from a series of pre-defined design storms, orchoose to build his/her own rainfall file through an AGWA module. Distributed (mul-tiple gauge) precipitation can be handled by KINEROS, but the input files must beprovided by the user.

Step 4: Writing input files and running the model. At thispoint, all necessary input data have been prepared: thewatershed has been subdivided into model elements; hydro-logic parameters have been determined for each element; andrainfall files have been created. AGWA then generates inputfiles for the model of choice, and the model is run. Modelresults are automatically imported into AGWA and added tothe polygon and stream map tables for display. A separatemodule controls the visualization of model results.

Step 5: Viewing results. The user can toggle between viewingthe total depth or accumulated volume of runoff, erosion, andinfiltration output for both upland and channel elements.This enables problem areas to be identified visually so thatlimited resources can be focused for maximum effectiveness.Model results can also be overlaid with other digital data lay-ers to further prioritize management activity.

Data Layers Used and TasksPerformed in Watershed Assessment

Watershed discretized by AGWA for KINEROS.Note the main drop-down AGWA Tools interface.

SYSTEM REQUIREMENTSGIS Input Data Used in AGWA for Hydrologic Modeling.

268LEB02.Kepner

GIS-Based Hydrologic Modeling: The Automated Geospatial Watershed Assessment Tool

GIS-Based Hydrologic Modeling: The Automated Geospatial Watershed Assessment Tool