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Partnership Ideal Mode of International Cooperation By Jean Serge QUESNEL CE SPPA, ÉNAP November 23, 2016

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  • PartnershipIdeal Mode of

    International CooperationBy Jean Serge QUESNEL CE

    SPPA, NAP

    November 23, 2016

  • The International Perspectives stream delves into a wide field of interest focusing on resource management in general, including: strategic planning, policies, governance, trends, frameworks, accountability, transparency, systems, services, etc. It includes the role of key players in international relations, especially those fostering good government and good governance in the developing world, including Canada (Global Affairs, etc.) and that of international agencies (OECD, World Bank, IMF, UNDP, etc.).

    The International Perspectives stream focuses on various international finance areas that impact the

    Government of Canada

  • Session Objectives

    By the end of this session, participants will understand: the various modalities of international

    cooperation; what makes partnership an efficient mode of

    cooperation; and, Canada's use of partnership in international

    cooperation.

  • Modalities of international cooperation

  • Aid.

    Direct

    Delegated

    Self reliance

    Indirect

    Main Approaches

  • Self reliance

    Gov National Government Local Government

    Caritas National NGO Churches

    People Communities Families

    Bnficiaires

  • Direct

    Beneficiaries

    Food Aid

    CapitalAssistance

    Technical Cooperation

  • Indirect

    ONU

    UNHCR

    UNICEF

    FAO

    PAM

  • Delegated

    InternationalNGO

    Transfer to National Government

    CRCRCRNational

    NGO

    Aidehumanitaire

  • Transfer channelsDirect

    Tied Aid

    CounterpartFunds

    JointFunds

    In Trust

  • Partnership an efficient mode

    of cooperation

  • Levels of Results Based Management

  • Ressources

    Accountability Matrix

    Stakeholders

    PROGRAMMING IMPLEMENTATION MONITORINGPLANNING VALUATION

    Results Based Management

    R ESULTS

    $

    Risks

  • Management levels

    Minister/ CEO

    Manager

    Projectofficer

    EmployeeTask

    Project

    Programme

    Strategy

    LegislativeBodyPolicy

  • Results Task level

  • Management levels

    Pre-DeterminedTask

    Result

  • Task Management

    The process determines the quality of the result.

    The fastest way of achieving the result is to ensure a strict compliance to all administrative steps of the procedure.

    The materialisation of this type of management is bureaucracy.

    De facto, it is the robotisation of the employee who has to comply to rules.

  • RBM at the Task Level

    R E S U L T S

    PROGRAMMING

    Operations Research

    Procedure Manual

    EXECUTION

    Management by Exception

    Procedure Application

    OVERSIGHT

    Compliance Auditing

    Reporting on Process

    PLANNING

    Time & Motion

    Activity Flow Chart

    EVALUATION

    Systemic Analysis

    Performance Evaluation

    Quality depends on Procedure

  • Results Project level

  • Management levels

    ResultsLed

    PreDetermined

    ResultsTask

    Project

    Results

  • When the lunar module Eagle landed in the Sea of Tranquility at 13 hours, 19 minutes, 39.9 seconds EST on July 20th, 1969, an incredible space journey had just put the first man on the moon.One significant spin-off of the U.S. space program was the development of flexible yet precise organizational structures and tools that allowed people to work together to reach challenging goals.Out of that grew the modern concept of project management.

    Genesis

  • Definition: Project Management

    Project management is defined as managing and directing time, material, equipment, personnel, and cost to complete a particular project in an orderly, economic manner; and to meet established objectives to the satisfaction of the client, respecting agreed schedule, budget and quality specifications, with due considerationof risks involved.

  • Key Features: Project

    Specific start end point Well-defined objective Endeavor is unique, not repetitive Cost and time schedule product or result Inter-divisional, multi-disciplinary

  • OBJECTIVE(Impact)

    OUTCOMES

    OUTPUTS

    ACTIVITIES

    INPUTS

    are provided

    to carry out

    to produce

    leading to achievement of

    to be used to yield

    Results Chain

  • Critical Assumptions

    GOAL (IMPACTS)

    PURPOSE (OUTCOMES)

    OUTPUTS

    INPUTS

    ASSUMPTIONS

    IF

    IF

    IF

    THEN

    THEN

    THEN

  • Bus Drivers Funds for buses Funds for tools & parts Maintenance Instructor

    Training program Procure buses Procure tools & parts Maintenance routines

    Drivers trained New buses operational Workshop equipped Routine maintenance

    Frequency of bus accident reduced

    High service level for bus passengers

    Passengers continue using company buses

    Road conditions are improved

    Trained drivers remain with the bus company

    Tools and spares supplied and cleared in time

    Few complaints against the drivers

    Minimal number of accidents in a year

    Very small % of trips are delayed

    Company market share on the rise

    Accident ReductionEXTERNAL FACTORSINDICATORS

    AC

    TIV

    ITIE

    SO

    UTP

    UTS

    OU

    TCO

    ME

    SIM

    PAC

    TS

  • Accountability Matrix

    Activity/Task A B C D1

    2

    3

    4

    5

    Advise

    Approve

    Does

    Advise

    Does

    Approve

    Does Approve

    Approve AdviseDoes

    Does

    Advise ApproveAdvise

    TEAM MEMBERS

  • RBM at Project Level

    R E S U L T S

    PROGRAMMING

    Work Breakdown Precedence Network Activity Resourcing

    Work Schedule Project Budget Accountability

    Matrix

    Operations Plan

    EXECUTION

    Critical Path Management

    Direct execution or Contracting

    Contracts

    CONTROL

    Progress reporting on project parameters

    Performance Reports and Audits

    PLANNING

    Problem Diagnosis Alternatives

    Objective setting

    Project identification Memorandum

    Logical Framework

    EVALUATION

    Effectiveness Efficiency Economy

    Performance Evaluation

    L E D

  • Results Programme level

  • Levels of Management

    InPartnerships

    Results Led

    Pre-DeterminedTask

    Project

    Programme

    Results

  • Programme

    Logic Models

  • Country Programme Results Framework

    Programme

    Vision

    Strategic Strategic Strategic

    Outcome Outcome Outcome

    Intermediate Intermediate Intermediate Intermediate

    Outcome Outcome Outcome Outcome

    Outputs

    Outputs Outputs Outputs Outputs

    Partner1 ($) Partner 2 ($) Partner 4 ($) Partner 5 ($)

    Partner 3 ($)

    Country Programme Results Framework

    Programme

    Vision

    Strategic Strategic Strategic

    Outcome Outcome Outcome

    Intermediate Intermediate Intermediate Intermediate

    Outcome Outcome Outcome Outcome

    Outputs

    Outputs Outputs Outputs Outputs

    Partner1 ($) Partner 2 ($) Partner 4 ($) Partner 5 ($)

    Partner 3 ($)

  • Is the model believable?

    34

  • Partnership Paradigm

    Partner is not a contractor Relationship based on mutual trust Shared mission and values Long term commitment Pooling of talent & resources Funding based on grants New paradigm for accountability An empowerment management approach Enable the respect of different cultures Win-win collaboration

  • RBM at the Programme Level

    R E S U L T S

    PROGRAMMING

    Matrix management

    Programme plan Performance metrics

    EXECUTION

    Coordinated implementation

    Partners apply their respective

    procedure

    OVERSIGHT

    Compliance to the Programme Plan and close monitoring of

    risks

    Progress Reporting on each component

    and on the whole

    PLANNING

    Clear statement of intended results

    and of accountability

    matrix

    Programme charter

    EVALUATION

    Joint Evaluation

    Performance evaluation of the

    whole and the components

    Achieved in Partnership

  • ResultsInstitutional strategies level

  • Management levels

    Result led

    Pre-determined

    Task

    Project

    ImpactStrategy

    InPartnership

    Programme

    Results

  • Results achieved at thestrategic management level are

    not done by the organisation alone but in collaboration with

    other partners

    39

  • Key Questions

    Are going to do it by ourselves?

    Are we going to seek help and contract out and remain accountable?

    Are we going to delegate and work in partnership?

  • Three Strategic Questions

    How does the UN choose the best strategic partners?

    Can we trust them to reflect our vision and values?

    How can we assess their performance?and our own performance?

  • R E S U L T S

    PROGRAMMING

    SWOTPriorities

    Performance MetricsResponsibility & Authority Charter

    Multi-year Budget

    EXECUTION

    Direct Management

    Contracting OutDelegation to

    Partners

    Annual Plan Implementation

    OVERSIGHT

    Compliance to Strategic targetingand Annual plans

    Scorecard

    PLANNING

    Official MandateMission & Values

    Strategic Targeting

    Strategic Plan

    EVALUATION

    Institutional Evaluation

    Performance Evaluation

    Reports

    RBM at the Institutional Strategic Performance Level

    Strategically MaximisedMandate

    Fulfilment

  • Institutional Assessment Models

    A Casual Model for Organizational Performance & Change Drucker Foundation Self-Assessment Tool (SAT) EDC/Pact Discussion-Oriented Organizational Self-Assessment (DOSA) Future Search Conference The Marvin Weisbord Six-Box Model The Seven-S Model Tom Wolff and Associates Practical Approach to Evaluating Coalitions UNDP Participatory Organizational Evaluation Tool (POET) USAID Measuring Institutional Capacity W. K. Kellogg Foundation Evaluation Framework World Bank Institutional Analysis Toolkit for Safety Net Mechanisms IDRC/UNIVERSALIA/IADB- Enhancing Organizational Performance: A

    Toolbox for Self-Assessment

  • 44

    Environment

    OrganisationalCapacity

    OrganisationalMotivation

    Organisational Performance

    IDRC-UNIVERSALIA MODEL

  • Canada's use of partnership in international cooperation

  • Paris Declaration on Development Effectiveness

    Development ResultsRe

    sults

    -bas

    ed M

    anag

    emen

    t

    Shar

    ed R

    espo

    nsib

    ilitie

    sM

    utua

    l Acc

    ount

    abili

    ties

    Har

    mon

    isat

    ion

    Alig

    nmen

    t

    Ow

    ners

    hip

  • ODA Allocations - 1971

    Canadian Government

    International Organisations

    Partnership

  • 1968 1975

    Administration

    Programme

    Budget - ALLOCATION

  • 50

    Accountability Model

    Inputs Activities Outputs ImmediateOutcomesIntermediate Outcomes

    Final

    Outcomes

    Areas of ControlInternal to the Organization

    Areas of Influence

    External to the Organization

    Efficiency

    Effectiveness

  • 0

    10

    20

    30

    40

    50

    60

    70

    Planning Programming Implementation Monitoring Evaluation

    MANAGEMENT EFFORT

    Direct Management Management in Partnership

  • Canada Civil Society

    Canada Government

    Canada Private Sector

    International Civil Society

    International Governments

    International Private Sector

    Multilateral organisations

    Institutions financires

    ODA Allocations - 2012

  • Between 2015 and 2020, the Government of Canada will support 12 projects managed by 15 volunteer cooperation agencies to deploy more than 11,000 volunteers to some 50 countries.

    Example

  • Questions ?

    Slide Number 1The International Perspectives stream delves into a wide field of interest focusing on resource management in general, including: strategic planning, policies, governance, trends, frameworks, accountability, transparency, systems, services, etc. It includes the role of key players in international relations, especially those fostering good government and good governance in the developing world, including Canada (Global Affairs, etc.) and that of international agencies (OECD, World Bank, IMF, UNDP, etc.).Session ObjectivesSlide Number 4Slide Number 5Self relianceDirectIndirectSlide Number 9DelegatedTransfer channelsSlide Number 12Slide Number 13Slide Number 14Management levelsSlide Number 16Management levelsTask Management RBM at the Task LevelSlide Number 20Management levelsSlide Number 22Slide Number 23Slide Number 24Slide Number 25Slide Number 26Slide Number 27Slide Number 28Slide Number 29Results Programme levelSlide Number 31Slide Number 32Slide Number 33Is the model believable?Slide Number 35Slide Number 36Results Institutional strategies levelSlide Number 38Results achieved at thestrategic management level are not done by the organisation alone but in collaboration with other partners Slide Number 40Slide Number 41Slide Number 42Slide Number 43Slide Number 44Slide Number 45Slide Number 46Slide Number 47Slide Number 48Slide Number 49Accountability ModelSlide Number 51Slide Number 52Slide Number 53Slide Number 54Slide Number 55Slide Number 56Slide Number 57Slide Number 58