individual risk and need assessment in criminal justice pennsylvania commission on crime and...
TRANSCRIPT
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Individual Risk and Need Assessment in Criminal Justice
Pennsylvania Commission on Crime and Delinquency
Criminal Justice Advisory Board ConferenceState College, PAOctober 28, 2013
Presented by: Kathleen Gnall, OwnerGnall Consulting
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Presentation Overview• The U.S. Justice System: How
effective and efficient are we?
• Evidence: What does it mean? Why does it matter?
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Assessment: The Foundational Evidence-based Practice
• Individual AssessmentMethodsWhat are we measuring?Risk and Criminogenic Needs.Screening instruments,
comprehensive risk and need tools and specialized assessments: what’s the difference?
Where used in C.J. system? Purpose?
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Assessment: The Foundational Evidence-based Practice
The science and the policy: cut-off
scores.Common Risk/Need Tools. • Are some better? •How choose?
Challenges in implementation.Fourth generation assessments as
ways of addressing issues.“Take-Aways
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A Visit to the Doctor Sudafed it is!
Maybe I should get a second opinion!
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How Can You Assess?• Clinical Judgment
Based on training, education, experience and often gut.
About the same accuracy as flipping a coin.
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How Can You Assess?
• Actuarial instruments designed and tested on offender populationsConsistently shown to be superior
to unaided clinical judgment.• Best outcome combine clinical and
actuarial.
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Risk Defined • What is Risk? The statistical
probability of reoffending.
Actuarial tables.Not political, popular.Scientific statement about general
reoffending.
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First Cut• Screening instruments or
screenersFew questionsAll or mostly static factorsInformation readily availableVery quick to administerSorts into “buckets” often low,
medium, high according to probabilities of committing new crimes.
Must meaningfully differentiate.
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Risk Profile • A risk profile is comprised of static
and dynamic factors. Stable static factors such as age at
first arrest, number of arrests are predictive of future behavior.
Other static factors, such as age, which do change but cannot be influenced, are likewise predictive.
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Criminogenic Needs• Beyond screening, comprehensive
assessments which consider static and dynamic factors which contribute (statistically linked) to criminal behavior.
Criminogenic NeedsAnti-social attitudes
Anti-social values and beliefs
Impulsivity Risk-Taking
Anti-social Associates
Poor problem-solving skills
Low levels of education
AOD Dependence
Isolation from pro-social others
Limited Work Skills and History
Lack of Family Cohesion
Poor Decision-making skills
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Assessment Instruments• Valid – is the tool predictive of recidivism?
• Reliable – different people assessing same offender same results?
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What Can You Tolerate?
• “Norming” establishing cut-off scores; a policy decision.
• How much risk willing to assume at various levels. False Positives and False Negativese.g. Is low a 30 percent chance or a 10
percent chance?
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Where Used, How Used • Situations where liberty interest -
sentencingMultiple, sometimes competing goals of the justice system.
Consider historical factors and those for which individual has control.
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Where Used, How Used • Pretrial
Lower-level offenders who don’t have substantial history and who have needs such as mental health and/or drug and alcohol that appear to driving behavior.
Usually screener. ORAS as example.
Does not include any info. about current arrest.
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Where Used, How Used • Incarceration
Priority for treatment. Priority among need areas.Type and intensity of interventions.
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Where Used, How Used • Release Decision
Readiness. Conditions.
• Community SupervisionLevel and conditions
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Risk/Need Instrument Examples
• Level of Service Inventory Case Management•Wisconsin Risk/Need and Proxy • COMPAS•ORAS and location specific instruments
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Risk/Need Instrument Examples
• In CommonHistorical Variables
Age at first arrestSchool performance – suspended/expelled?Prior supervision experiences – abscond/walk away
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Risk/Need Instrument Examples
• In CommonKey Need Areas
Antisocial attitudes, friends, familyUse of Leisure TimeDrug and Alcohol UseEducation and EmploymentFinancial/Life Skills
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Risk/Need Instrument
• All designed, tested extensively• All reliable/meaningfully
differentiate when administered and used properly• More about practical
considerations
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Considerations in Selection
• Purpose• Ability to collect in automated
system • Committed to understanding and
appropriately using information• Cost• Ability to analyze and use
information to influence policy
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Considerations in Selection•Monitoring Reliability• Training/Re-training• Readministration
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How’s It Working Thus Far?
• Not Great. WHY?Administer instruments, ignore
results. “Paper in file.”Have results, treat everyone the
same.Use overrides inappropriately.Culture change is hard – staff
resistance.
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Solutions• 4th generation instruments
synthesize results which are used to drive case plan.
• Look to other jurisdictions to see results. E.g. University of Pennsylvania Richard Berk and Philly Probation
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Implementation• Do No Harm• First step in Evidence-based
system• Focus on the horizon• Organizational Assessment
and Readiness• Create clear, compelling
statement of goal
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Implementation• Engage. Teach. Listen.• Take the time to do it right
the first time.
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Questions/Further Information
Kathy GnallGnall ConsultingKathy.gnall@gmail.com717-795-1753www.gnallconsulting.com