key to the management of intellectual property in digital media europe-china conference on...
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Key to the management of intellectual property in digital media
Europe-China Conference on Intellectual Property in Digital Media Shanghai Oct 18 2006
Norman Paskin
NAMING AND MEANING
T E R T I U S L t d
• Assigning an identifier to a referent
• Identifier: unique persistent alphanumeric string (“number”, “name”, “lexical token”) specifying a referent
– Unique: one to many: an identifier specifies one and only one referent (but a referent may have more than one identifier)
– Persistent: once assigned, does not change referent
• Resolution: process by which an identifier is input to a network service which returns its associated referent and/or descriptive information about it (metadata).
• Referent: the object which is identified by the identifier, whether or not resolution returns that object.
• Object: any entity within the scope of the identifier system. – may be abstract, physical or digital, since all these forms of entity are of
relevance in content management (e.g. creations, resources, agreements, people, organisations)
Naming
• First class naming: Digital Object Architecture– “Digital information needs to be a first class citizen in the networked
environment” (Kahn/Wilensky 1995)• First class = one that has an identity independent of any other item
• Handle system– Part of the Digital Object Architecture: a system for persistent naming for
digital objects and other resources on the Internet, and efficiently resolving those names to data
• DOI (Digital Object Identifier) system– One application of the Handle System, which adds to it additional features –
social and technical infrastructure, policies, metadata management.
• Internet – the global information system that is logically linked by a globally unique
address space and communications using TCP/IP and provides high level services layered on these (or successors)
– Not DNS; not the Web (includes P2P, voip, etc)
• DNS: Domain Name System – maps domain names (computer hostnames) to IP addresses.
Naming
• Granularity: the extent to which a collection of information has been subdivided for purposes of identification (e.g. a collection; a book; tables and figures)– Functional Granularity: it should be possible to identify an entity whenever it
needs to be distinguished
• Precisely what is being named? – The work “Robinson Crusoe”?– The Norton edition of “Robinson Crusoe”? – The pdf version of the Norton edition of…. ?– The pdf version of…held on this server…?– Most digital objects of interest have compound form, simultaneously
embodying several referents– Resolution of an identifier may give the referent, or only metadata; or a
“manifestation”
• Resolution of an identifier– Persistence: “get me the right thing” – Contextual resolution: “get me the thing that is right for me”– Appropriate copy resolution (e.g. OpenURL context-sensitive linking): same
content in different contexts– Full contextual resolution (e.g. DVIA): different content in different contexts
What is being named?
• DNS is current basis of resolution of web-based identifiers – URL: not a first class name; an attribute: a location of a file on the WWW
• specification allows addressing by full path to host ( IP address); rarely used. • if the content of the file is moved, the URL link won't find it ("404 not found", or
manual redirection, or automated redirection which may not persist). • if the content, but not location, of the file is changed, a user may not know this.
– URN: naming convention for the content of files. • Specification independent of technologies; but DNS the only present technique• No widely standardised ways of using this: can't type URNs into browsers except in
certain special circumstances. – URI: collective name for URN and URL schemes.
• Not the basis of other non-web identifiers – e.g. Skype names
• DNS not a good general-purpose name system – Does not meet requirements of first class name + appropriate granularity – Not first class names: all URIs at one location have to be ultimately managed by the
same domain name owner, which makes URLs brittle for any piece of content which could possibly change owners
– No granularity of administration per name by anyone other than a network administrator– URLs are grouped by domain name and then by some hierarchical structure, originally
based on file trees, now possibly unconnected from that but still a hierarchy– problems of security and updating and internationalisation – Potential scalability in the face of new technologies
Resolution
What is the problem?
• Managing information in the Net over very long periods of time:– centuries or more
• Dealing with very large amounts of information in the Net over time• When information, its location(s) and the underlying systems may change
dramatically over time• Respecting and protecting rights, interests and value• Allow for
– arbitrary types of information systems– dynamic formatting and data typing– interoperability between multiple different information systems– metadata schema to be identified and typed
• Solution to this problem was put forward as Digital Object Architecture (Kahn/Wilensky 1995+) and has been successfully developed and deployed
– Digital Objects (DOs)• Structured data, independent of creation platform• Consisting of “elements” of the form <type,value>• One of which is its unique, persistent identifier
– Resolution of Unique Identifiers• Maps an identifier into “state information” about the DO• Identifiers are known as “Handles”
– Format is “prefix/suffix” (e.g. 10.100/1234)– Prefix is unique to a naming authority– Suffix can be any string of bits assigned by that authority– Handle System is a general purpose resolution system
– Repositories from which DOs may be accessed– Metadata Registries
• Repositories that contain general information about DOs• Supports multiple metadata schemes• Can map queries into unique DO specifications (via handles)
Digital Object Architecture
URL 2 http://a-books.com/….
DLS 9 acme/repository
HS_ADMIN 100 acme.admin/jsmith
XYZ 100111001111012
Handle dataHandle Data type Index
10.123/456 URL 1 http://acme.com/….
Handles resolve to typed data
• Part of the Digital Object Architecture: www.handle.net (Bob Kahn)• Basic resolution system for Internet: identify objects, not servers.• Optimized for speed, reliability, scaling (compared to DNS) • Open, well-defined protocol and data model (RFC 3650,1,2)
– Free protocol; service at cost (non-profit); – freely available to be used as engine underneath other named identifiers.
• Separation of control of the handle and who runs the servers– distributed administration, granularity at the handle level
• Any Unicode character set – China: CNNIC (.CN registrar) has integrated DNS and handle
• All transactions can be secure and certified – own PKI as an option
• Not all data public: individual values within a handle can be private.• No semantics in the identifier• Logically centralized, physically distributed and highly scalable• Does not need DNS, but can work with DNS:
– deployed via tools e.g http proxies, client plug-ins, server software, etc
Handle System
• Provides infrastructure for application domains, e.g., digital libraries & publishing, network management, id management ...
• Library of Congress• DTIC (Defense Technical Information Center)• IDF (International DOI Foundation)
– CrossRef (scholarly journal consortium)– Office of Publications of the European Community – CAL (Copyright Agency Ltd - Australia)– MEDRA (Multilingual European DOI Registration Agency)– Nielsen BookData (bibliographic data - ISBN)– R.R. Bowker (bibliographic data - ISBN)– German National Library of Science and Technology etc
• NTIS (National Technical Information Service)• D-Space (MIT + HP)• ADL (DoD Advanced Distributed Learning initiative)• Several Digital Library projects (eg ARROW)• In development: Globus Alliance (for GRID computing)
Handle System usage
• Assigned Prefixes– DOI 2028– DSpace 453– Other apps 406
• Handles– DOI 25+ M– Other: additional millions (total per prefix known only to prefix manager;
e.g. LANL adding 600M but privately)
• Global Handle System– Core: three service sites (added locations being considered)– c. 50 million direct resolutions per month – c. 50 million proxy server resolutions
Handle System usage
The DOI System
• DOI (Digital Object Identifier) system: www.doi.org
• Initially developed from the publishing industry but now wider
• Currently being standardised in ISO (TC46/SC9)• the home of ISBN etc “content identifers”
• One application of the Handle System• adds to it additional features – social and technical infrastructure,
policies, metadata management.
Data Model for declaring meaning
Naming scheme
and resolution
Policies
doi>
Naming scheme and resolution
• The Handle System • An identifier “container” e.g.
– 10.1234/NP5678– 10.5678/ISBN-0-7645-4889-4– 10.2224/2004-10-ISO-DOI
• Resolve from DOI to data– Initially resolve to location (URL) – persistence– May be to multiple data:
• Multiple locations• Metadata• Services• Extensible
Data Model f or declaring meaning
Naming scheme and resolution
Policies
doi>
DOI policies
• Implementation through International DOI Foundation• Not-for-profit body: federation of appointed agencies
– Governance and agreed scope, policy, “rules of the road” – Technical infrastructure: resolution mechanism, proxy servers, mirrors, back-up,
central dictionary, – Social infrastructure: persistence commitments, fall-back procedures, cost-
recovery (self-sustaining), shared use of IDF tools etc• Registration agencies
– Each can develop own applications– Any business model – Use in “own brand” ways appropriate for their community
Data Model f or declaring meaning
Naming scheme and resolution
Policies
doi>
Data Model for declaring meaning
Data Model f or declaring meaning
Naming scheme and resolution
Policies
doi>
• DOI Data Model = Metadata tools:
–a data dictionary to define
–a grouping mechanism to relate
• Necessary for interoperability
• Able to use existing metadata
–Mapped using a standard dictionary
–Can describe any entity at any level of granularity
• See “DOI and data dictionaries” www.doi.org
• Assigning metadata to a referent, to enable semantic interoperability – “say what the referent is”– Resolution of an identifier may give the referent, or only metadata; or a
“manifestation”
• Semantic: – Do two identifiers from different schemes actually denote the same referent? – If A says “owner” and B says “owner”, are they referring to the same thing? – If A says “released” and B says “disseminated”, do they mean different
things?
• Interoperability: the ability for identifiers to be used in services outside the direct control of the issuing assigner
– Identifiers assigned in one context may be encountered, and may be re-used, in another place or time - without consulting the assigner. You can’t assume that your assumptions made on assignment will be known to someone else.
• Persistence = interoperability with the future
Meaning
Tools to ensure meaning
• Basis: “Interoperability of Data in E-Commerce Systems” (indecs) : http://www.indecs.org 1998-2000
• Focus: generic intellectual property and how to make data about it interoperable
• Who: EC + groups from the content, author, creator, library, publisher and rights communities
• What: Pioneered a model of event-based metadata as a solution for integrating management of rights.
• Led to: a structured ontology (data dictionary); tools for mapping terms precisley; inference tools etc: – contextual ontology architecture
Metadata scheme e.g. ONIX
Metadata scheme e.g. LOM
Agreed term-by-term mapping or“Crosswalk”
Metadata scheme e.g. ONIX
Metadata scheme e.g. LOM
Metadata scheme e.g. ONIX
Metadata scheme e.g. LOM
ONIX:Author = NormanRights:Writer
Metadata SchemeNormanRights
Term “Author”
Term “Writer”
Metadata interoperability: semantic problems
Mappings are not simple:
• Different names (and languages) for the same thing (Author vs Writer)
• Same name for different things (title, Title)
• Data elements at different levels of speciality (title vs FullTitle, AlternativeTitle).
• Different allowed values for elements (“pii” vs “not pii”)
• Data at different levels of granularity (journal_article vs SerialArticleWork/SerialArticleVersion).
• Data in different structures (article as attribute of journal or vice versa).
• Data from different sources (local codes vs ONIX codes).
• Different contextual meaning (DOI of what…?)
• Different representation (1 title vs n titles).
• Different mandatory requirements (ISSN mandatory vs optional)
• Schemas are being updated all the time. . . . . etc.
To manage all of this requires a coherent structured approach.
Contextual analysis
Agent
PlaceTime
Resource
Norman Paskin
Shanghai
061018IPDMShanghai.ppt
2006-10-18
Agent
PlaceTime
Resource
Event: Norman Paskin presented 061018.ppt in Shanghai on 18 Oct 2006
Contextual analysis
ContextType
Agent
Context
Place
Resource
Time
ResourceType
TimeType
PlaceType
HasAgentType
HasValue
HasResourceType
HasTimeType
HasPlaceType
HasValue
Context ModelKey
Values of Basic Terms
Types of Basic Terms
RelatingTerms
AgentType
HasValue
HasValue
HasValue
Tools to ensure meaning
Contextual Ontology approach is used in:
• ISO MPEG-21 Rights Data Dictionary (http://iso21000-6.net/)
• DOI Data Dictionary (http://www.doi.org )
• DDEX digital data exchange - music industry (http://ddex.net/)
• ONIX: Book industry (+) messaging schemas (www.editeur.org )
• Rightscom’s OntologyX - licensee of output, plus own work on tools (www.rightscom.com )
• Digital Library Federation - communication of licence terms (ERMI: ONIX for licensing terms)
• ACAP: Content Access (http://www.the-acap.org/ )
etc
Naming and Meaning
• Naming: prerequisite for management of digital information entities
– name and manage information in the form of digital objects– naming conventions for identifying (first class naming) – service for using object names to locate and disseminate objects– infrastructure for extensible distributed digital information services – agnostic as to technology (web, mobile, P2P, etc) - assumes only the
existence of the internet protocol (or successors)
• Meaning: prerequisite for enabling digital information entities to interact
– interoperability and digital policy management – semantic interoperability: building on the indecs (interoperability of data
in e-commerce systems) principles – deployment of a context-based ontology mapping.
Key to the management of intellectual property in digital media
Norman Paskin
NAMING AND MEANING
T E R T I U S L t d