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Book Recommended:
1. M.P. Jain : Outline of Indian Legal History
2. J.K. Mittal : History of Indian Law
3. M.P. Singh : Indian Legal History
4. Cowell : History and Constriction of Courts & Legislature in India
5. Rankin : Background of Indian Law
6. J.K. Mittal : Indian Legal History
7. V.D. Kulsherestha : Land Marks in Indian Legal & Constitutional History
THE EAST INDIA COMPANY AND ITS EARLY SETTLEMENTS
THE EAST INDIA COMPANY
The First East India Company was incorporated in England under a Charter
granted by Queen Elizabeth on 31st December, 1600. Its official tide was "the
Governor and Company of Merchants of London trading into the East Indies". It was
given the-exclusive right of trading in all parts of Asia, Africa and America beyond
the Cape of Good Hope eastward to the Straits of Magellan. The trading area so
defined covered almost every part of the world except Europe. No other British
subject could trade in this area without obtaining a licence from the Company. 'The
charter was granted for 14 years and it could be renewed for another 15 years only if
it did not prejudicially effect the Crown and its people. The company was managed by
Court of Directors. The members of the Company in a general meeting, called "the
Court", elected annually a Governor and twenty-four directors to look after and
manage the affairs of the Company.
Powers of the Company. - By majority vote the Court could make any
reasonable/laws; constitutions, orders and ordinances as it found necessary and
convenient "for the good government of the said Company, and of all factors, matters,
marines, and other officers, employed or to be employed in any of their voyages and
for the better advancement and continuance of the said trade and traffic". For any
violation of these laws the Court could also provide for such pains, punishments, and
penalties as were deemed necessary. These laws and penalties were subject to the
condition that they had to be "reasonable, and not contrary or repugnant to the laws,
statutes or customs" of
England. Ilbert has called these powers of the Company "the germ out of which the
Anglo-Indian codes were ultimately developed". A number of Charters granted
subsequently (Charters of 1609, 1661, 1668, etc.) preserved these powers of the
Company.
A Second East India Company, to which the Commerce of India was
exclusively granted, was incorporated under a Charter of 5th September, 1698 issued
by William III. The two companies were united into one in 1709 under an award of
Lord Godolphin. The new united company came to be called "The East India
Company." The Charter of 1698 which formed the basis of the constitution, powers
and functions of the new Company added only few things to the Charter of 1600.
Under the new Charter the total number of members of the Company constituted the
General Court. The General Court elected annually twenty-four directors, called the
Court of Directors, for the purpose managing and directing the affairs of the
Company. In addition to the powers granted under the Charter of 1600, the Charter of
1698 also provided that subject to the sovereign rights of the Crown the Company
shall have the power to govern its factories and forts. To establish the accountability
of the Company to the Crown the Company was required to submit annually its
accounts to the British Parliament. This constitution of the Company remained
unchanged until the enactment of the Regulating Act, 1773 discussed below.
In addition to the above-mentioned wide general powers, the Company
acquired from time to time specific powers from the British sovereign. Among such
powers we may mention the Royal Commissions and the Charter of 1661.
Royal Commissions.-Within a short time of its creation the Company realised
that the powers in its hands were insufficient to control the lawlessness and
disobedience in respect of its functioning and operations. Therefore, the Company
sought the help of the Crown to punish people for capital offences. This the Crown
did by issuing Commissions. By such Commissions the Crown authorised the
Commander-in-Chief of each voyage separately to punish for serious offences. The
first such Commission was issued in 1601. On 14th December, 1615 the Crown gave
a general power to the Company to issue such commissions to its Captains. The
power of the Company in this regard was subject to the limitation that in capital
offences of murder and mutiny the trial should be· by a jury of twelve servants of the
Company. Subsequently, when the Company established its business at different
places, on 4th February, 1623 King James II granted to the company the power of
issuing Commission to any of its Chief Officers authorising them to punish persons,
subject to a jury trial in case of capital punishment.
Charter of 1661.-The Charter issued on 3rd April, 1661 by Charles II has a
special significance in the Indian legal history. By this Charter the company was
empowered to appoint a Governor and Council at its factories. In addition to other
powers1, the Governor and Council were authorised to judge all persons belonging to
or living under the Company "in all cases, whether civil or criminal" according to the
laws of England and to execute judgment accordingly. In places, which had no
Governor and Council, the Chief Factor and Council were empowered to send
offenders for punishment either to a place where there was a Governor and Councilor
to England. Thus the Charter of 1661-
1) authorised the Company to try and punish all persons living under it, including
the Indians,
2) opened the doors for the introduction and application of English law in India,
and
3) conferred judicial powers on the executive, viz., the Governor and Council.
SETTLEMENT AT SURAT
The Company established its first factory in India at Surat in 1612 during the
time of Mughal Emperor Jahangir. To gain the favour and protection of the Emperor,
King James I, sent Sir Thomas Roe to him in 1615 as his Ambassador. The Emperor
issued a 'Firman' granting certain facilities to the English people to carryon their
activities in a hired house at Surat; to live according to the laws, religion and customs
of England and to be judged by their own laws in their disputes. But a dispute arising
between an Indian and an English was to be decided by the local Indian courts.
Constitution and Functions of the Factory.-The factory was administered by
a President and Council who were appointed by the Company. The decisions of the
majority of the members of the Council were the decisions of the Company. Apart
from exercismg their powers for trading purposes the President and his Council also
had the power to administer law and justice. But very little is known about the British
judicial system at Surat. This much is clear that the English people were governed by
a dual system of laws, namely:-
(a) In their own matters by the laws of England; and
(b) In matters with Indians by the native laws of this country.
The native courts at Surat also did not enjoy good reputation. They suffered
from many evils. According to Dr. U.C. Sarkar "during this time the administration of
justice by the Mughal emperor also was very unsatisfactory particularly in cases
which were not adjudicated by the emperors themselves". There was no set pattern of
crimes and punishments and corruption among the judges was rampant. Many cases
of indiscriminate punishment and letting off of criminals on acceptance of bribe by
the judge are cited by Malabari in his book: Bombay in the Making and by Kaye in
his Administration of the East India Company. Many English people, therefore, took
law into their own hands and did not care for these courts.
The Surat settlement of the Company remained in prominence until 1617. Due
to the transfer of the seat of the President and Council to Bombay in that year, Surat
lost all its importance for the Company.
SETTLEMENT IN MADRAS
Madras was founded by Francis Day in 1639 on a piece of land granted to him
by a Hindu Raja. A fort named as Fort St. George was established there. The Raja
also authorised the Company "to govern and dispose off the Government of Madras
Patnam" -a small village adjacent to the fort. Inside the fort lived the English and
outside in Madras Patnam lived the native people and accordingly the two were
known as the White Town and- the Black Town respectively. The two towns together
later came to be known as Madras.
The legal system that existed in Madras upto 1726 may be divided into three
stages.
First Stage (1639 to 1665).- To begin with, Madras was an agency
subordinate to Surat. Its Chief Officer was called 'Agent' who administered the affairs
of the Company with the help of a Council. The judicial system that existed at this
stage was conspicuous by the absence of any systematic and regular administration of
justice. The only system that existed was-
(a) The agent and his Council for the White Town; and
(b) The Choultry Court for the Black Town.
The jurisdiction and powers of he former were not clearly laid down. It could not
decide serious offences and generally sent them to the Company's authorities 'in
England. No decision could be given in such cases for years due to the lack of
effective and expeditious means of communication. The Choultry Court was a native
court presided by the village headman known as Adigar. In 1652, Company's two
servants wee appointed to sit in this Court, after the dismissal of the then Adigar on
ground of dishonesty. This Court could decide only petty civil and aimina1 matters.
What happened in cases of serious nature, is hardly blown. Apparently there was no
specific and regular procedure to deal with such matter in the Black Town and the
procedure and punishment differed from case to case. Generally the matter used to be
referred to the native Raja who either gave a specific direction in the case or
authorised the English authorities to decide the matter according to the English law.
Charter of 1661 was granted by Charles II and radical changes were brought by it as
under it the Company could II appoint Governors and other officers in India".
Company's authority was was excluded over the natives i.e., non-employees of the
company. Justice was to be imparted
according to the English Law.
Second Stage (1665 to 1686).- Although the Charter of 1661 provided that the
Governor and Council could decide every matter according to the laws of England,
nothing was done until 1665, when the Dawes case arose. Mrs. Ascentia Dawes was
brought on a charge of murder before the Agent and Council. As per practice, the
Agent and Council could only refer the matter to England. To get rid of this procedure
the Company thought it proper that the Governor and Council should be appointed
under the. Charter of 1661 so that such cases may be decided then and there.
Accordingly, in 1665 the Company raised the status of Madras to a Presidency and
appointed a Governor and Council who could also work as Court. The case of Mrs.
Dawes was decided by this Court. Perhaps because of the absence of any legal expert
in the Court the lady got acquitted. Many requests were made by the Governor and the
Council to the Company to send a legal expert, but none was heard. In 1678, the
Governor and Council resolved that they would sit as Court for two days in a week to
decide the cases in all civil and criminal matters with the help of a jury of twelve men.
The Court was called as the High Court of Judicature. This Court decided important
cases both in civil and criminal matters and also heard appeals against the decisions of
the Choultry Court.
Third Stage (1686 to 1726)- Admiralty Court.-As noted above proper
administration of justice was absent in the Presidency and the same was the case with
other establishments. Crimes were increasing and occurred more frequently on ships
transporting goods from one place to another. To face this difficulty and to avoid the
evils arising from it, it was found necessary that a Court having the jurisdiction to
decide the maritime cases should be established. Therefore, on 9th August, 1683,
Charles II granted a Charter to the Company making a provision for the establishment
of the Admiralty Courts. Admiralty Court was to consist of three members, one of
whom was to be 'learned in the civil law,' and the other two were merchants,
appointed by the Company. The Court had to hear all cases, mercantile and maritime
concerning all persons coming within the limits of the Charter, e.g., the cases of
trespass, injuries, wrongs, etc. committed at the high seas. The Court had to apply the
principles of equity justice and good conscience and the customs of the merchants.
Subject to the directions of the Crown, the Court could determine its procedure.
The proposed Court was established in Madras on 10th July, 1686. The first
members of the Court were three civil servants who were also members of the
Governor's Council. In the year 1687, a lawyer-member with the designation of
Judge-Advocate was appointed to this Court. The lawyer was Sir John Biggs. On the
arrival of the Judge-Advocate, Governor and Council found that there was no need of
the Governor and Council administering justice separately and they, therefore,
relinquished their job in favour of the Court of Admiralty which henceforth decided
all types of cases whether civil, criminal, maritime or mercantile. Criminal cases were
decided with the help of jury.
In 1689, Sir Biggs died and the post of the Judge-Advocate fell vacant. In the
absence of any lawyer-member, the Governor himself assumed the charge of the
Judge-Advocate. This composition of the Court was against the nature of the original
Charter which required a civil lawyer as the Judge-Advocate. Hence in 1692, a new
Judge-Advocate was appointed who was dismissed in 1694 on a charge of bribery. In
1696, the Company directed that the members of the council would successively work
as Judge-Advocate. But none of them was a civil lawyer, hence the Court lost its
importance. After 1704, the Court ceased to work regularly. In the meantime other
Courts were established to decide the disputes.
Establishment of Corporation and the Mayor's Court.-Under a Charter of
30th December, 1687, the East India Company proposed to establish a Corporation in
Madras. The purpose of the Corporation was-
(1) to provide a representative local government.
(2) to impose local taxes, and
(3) to have the powers “for the speedier determination of small controversies
of little importance frequently happening among the unarmed inhabitants.
The first Corporation in Madras was established on 29th September, 1688. It
had one Mayor, 12 Aldermen and from 60 to 120 Burgesses. The Mayor was to be
elected annually. The Corporation was subject to the authority of the Governor and
Council who could remove any of the member of the Corporation including the
Mayor.
Mayor's Court.-The Mayor's Court consisted of the Mayor and all the
Aldermen. The quorum for the Court was three-1 mayor and 2 Aldermen. A lawyer
member, called Recorder, was appointed by the Mayor and Aldermen for helping
them in deciding the cases of -considerable value and intricacy".
The jurisdiction of the Court extended to all civil and criminal matters. It had
power to inflict any punishment on any Indian as ~el1 as Englishmen subject to the
condition that no Englishman could be punished to death. In criminal cases the Court
had to take the help of jury. Appeals against the judgment of this Court both in civil
and criminal matters, went to the Admiralty Court. In civil matters, an appeal could be
filed only when value exceeded 3 pagodas and in criminal cases when the loss of life
or limb was involved.
The law to be applied by this Court was not specifically laid down. The only
provision made in the Charter was that the Court would decide the disputes "in a
summary way according to justice and conscience," and according to the laws made
by the Company.
The Court, although provided a forum for deciding the disputes of the people,
it could not enjoy the independence needed by the judiciary. It always depended on
the Governor and Council because they could remove the Mayor and any Alderman.
Moreover, the Mayor and the Alderman were also the members of the Council and,
therefore, they could not do full justice in the matters related to the Company and its
executive.
Choultry Court.-After the establishment of the Mayor's Court the Choultry
Court, which used to impart justice to the natives, lost its importance. Its jurisdiction
was limited only to petty criminal cases. It could impose only minor punishments of
fine, imprisonment and whipping. In civil matters it could hear the cases upto the
value of 2 pagodas only.
The Mayor's Court, the Choultry Court and the Court of Admiralty were three
Courts which functioned in Madras. The Admiralty Court ceased to function after
1704 and its jurisdiction was exercised by the Governor and council. They also heard
the Mayor Court's appeals till 1727 when a Mayor's Court was established under 1726
Royal Charter.
Conc1usion.- The overall picture of the administration of justice in Madras
was not very good in these early stages. The system suffered from many drawbacks.
The most outstanding of them are the following:-
1) Absence of proper judicial system.
2) Uncertainty of laws.- The Courts and the people did not know the law
applicable to them and their disputes.
3) Severe punishments.-Usually, the punishments were barbarous and inhuman.
They were based on the mixed idea of deterence and prevention.
4) Lack of facilities in the jails.-The inmates lived in inhuman conditions.
5) Unfair trial.- The English principles of fair trial such as the principles of
natural justice and benefit of doubt to the accused were not observed. The
''benefit of clergy" was however available to the Britishers.
SETTLEMENT IN BOMBAY
The island of Bombay was under the occupation of Portuguese since 1534. In
1661, the Portuguese king gave this island to King Charles II of England as a dowry
in the marriage of his sister. The King (Charles II) gave island to the East India
Company in 1668 at an annual rent of £10. In the same year Charles II issued a.
Charter which conferred requisite authority on the Company for the general'
administration of island including the administration of justice and making of laws.
The Company could make necessary laws, ordinances, regulations, etc. for its good
governance and could impose fines and penalties including the death sentence on
those who disobeyed the laws of the Company. But, as noted in the very beginning of
this Chapter, these powers could be exercised reasonably and consistent with the laws
of England. For the administration of justice, the Company could establish Courts
which had to follow the procedure of English Courts.
In the beginning Bombay was put under the authority of a Deputy Governor
and Council. The Deputy-Governor and Council were subject to the Presidency at
Surat. The first Deputy-Governor of Bombay was Gerald Aungier. He was a good
administrator and took much interest in establishing a good judicial system on the
island. Like Madras, the judicial system in Bombay upto 1726, may also be divided
into three stages.
First Stage (1668 to 1683).-During this period two judicial systems - ere
established. The first of them was established in 1670. According to Ibis, Bombay
was divided into two divisional. Each division had a Court consisting of five judges.
The Custom Officer of the Division was the President of the Court. Some of the
judges in these Courts were Indians.
The jurisdiction of this Court extended to petty criminal cases, e.g., thefts
involving the stolen property upto 5 xeraphins2 and similar other cases. The civil
cases which came before this Court, were also of petty nature. It had no jurisdiction to
decide cases involving more than 200 xeraphins. Appeals against the judgments of
this Court could be filed in the Court of the Deputy-Governor and Council.
The Deputy-Governor and Council worked as a superior Court having both
original and appellate jurisdiction, in all civil and criminal cases. In civil cases, it had
the jurisdiction to entertain matters of the value exceeding 200 xeraphins. All the
serious offences, which could not be entertained by the Divisional Court, were tried
by this Court with the help of jury. The appellate jurisdiction of this Court was
confined to appeals against the decisions of the Divisional Courts.
The judicial system established in 1670, was quite elementary and primitive.
No distinction was made between the executive and the judiciary. Nor was there any
provision for a lawyer-member in the Courts. Many requests were made by the
Deputy-Governor to the Company for providing a man learned in law, but it did not
care. Ultimately it authorised the Deputy-Governor to select any lawyer-member of its
choice available in India. The Deputy-Governor selected Mr. George Wilcox to be a
lawyer-member in the judicial administration. Soon after the selection of Wilcox, the
judicial system of 1670 was abolished and a new system was established in 1672.
On 1st August, 1672, a governmental proclamation was made. By this
proclamation the existing Portuguese law in the island was replaced by the English
law. From then onwards, the English law became the law of the island in all matters.
Under this proclamation a new judicial system was also established under which three
types of Courts were created.
Court of Judicature.-A Court with Wilcox as its judge, was established to
hear all civil and criminal cases. The Court also had jurisdiction in matters of probate
and testaments. For civil matters the Court sat once a week. All the cases were
decided with the help of jury.
A Court-fee at the rate of 5% was also imposed in civil cases. For deciding
criminal cases, the Court used to sit once in a month. For the purpose of criminal
administration of justice, Bombay was divided into four sections. For each section one
Justice of Peace was appointed' who worked as a committing magistrate. The Justices
of Peace sat in the Court as assessors at the time of the trial.
Court of Conscience.- This Court was also presided over by Wilcox, it was
called as Court of Conscience because it provided quick .and summary justice. It
entertained only petty cases and decided civil matters of value upto 20 xeraphins.
There was no provision for any court-fee. This Court did not have any jury. It could
be said that the judge decided the matter to the best of his judgment.
Court of Appeals.-The Deputy-Governor and Council functioned as Court of
Appeal. They heard appeals against the judgments of the Court of Judicature in all
matters.
The judicial system which was so established under the plan of 1672 worked
well. It was quick, inexpensive and efficient. Its main defect was that the Judges did
not enjoy independence required for good administration of justice. They were not
paid properly; were always under the subjection of the executive and could be
harassed by the officers of the Company. This system worked till 1683 when the
Keigwin's rebellion brought it to an end by capturing the island. The island remained
under the rebellions for about a year. It was recaptured by the Company in 1684.
After its recapture the company established a new judicial system in it.
Second Stage (1684-1693).-Under the new system of judicial administration,
a Court of Admiralty was established in Bombay on the lines of the Court of
Admiralty established in Madras under the Charter of 1683. Basically the Court had
jurisdiction in admiralty and maritime matters. But due to the absence of any other
Court, even civil and criminal matters went to this Court. After some time dispute
arose between the Governor and Council and the Judge-Advocate of the Court of
Admiralty about their respective jurisdictions. Consequently this Court was deprived
of civil and criminal jurisdiction in 1685.
To deal with the civil and criminal matters, a Court was established on the lines of the
Court of Jurisdicature created under the plan of 1672. But the jurisdiction of this
Court and of the Court of Admiralty were not clearly demarcated. Therefore, disputes
of jurisdiction, between these two continued to arise. Bitterness between the Judge-
Advocate and the Governor increased to the extent that after the retirement of the first
Judge-Advocate, no other lawyer-member was ever appointed to the Court of
Admiralty. In the absence of the lawyer-member the Court could .x function on the
expected lines.
In 1690, one Siddi Yakub, Admiral of the Mughal Emperor, attacked the
island of Bombay and captured it. It remained under his occupation till 1718. Nothing
is known about the judicial system which existed on the island during Siddi's
occupation. In 1718, when the Administration of the island again came into the hands
of the Company a new judicial S\'Stem was established for it.
Third Stage (1718 t6'1'(26).-On 25th March, 1718 a Court with Chief Justice
and 9 judges was established. Out of the 9 judges, five were English and four were
Indians. The Court thus represented the major Indian communities through the four
judges who were known as 'Black Justices'.
The Court had jurisdiction in all criminal and civil matters. In the
administration of justice, the Court applied the principles of equity, justices and good
conscience, and the rules made by the Company from time to time. Application of
law, however, had to be in confirmity with and not contrary to the laws of England.
Apart from deciding civil and criminal matters, the Court also had the jurisdiction in
the matters of probates, and testaments. It also functioned as Registration Office.
The Court used to sit once a week to decide all cases. There was no specified
law which the Court had to apply and, therefore, it gave a summary and ready justice
in all cases which came before it. No rules of procedure or evidence were prescribed
for the Court.
Civil cases which came before the Court were small in number and petty in
nature, not involving any intricate issues. Many of these cases used to be decided
according to the personal laws of the parties or the customs prevailing among the
communities to whom the disputes related.
Criminal cases which came before the Court were of varied nature. They
extended from minor offences to capital offences. The Court could give judgment and
punishment in every minor or major offence. In enforcing punishments generally the
rules of English law were observed, yet the punishments were severe and sometimes
there was no relationship between the punishment and the offence. A curious
punishment which no body will support today was the punishment of detention in jail.
No time limit of imprisonment was prescribed, whipping was a common punishment.
The presumption of innocence of the accused and benefit of doubt to him also did not
get recognition in this Court. The jury system which existed earlier was also given up
and the Court decided all cases without jury.
In Ram Kanati's case, Kanati was arrested on the charge of being involved
with a dacoit Angira on a dancer's hearsay evidence who told that dacoit Angira told
her the same. Ram Kanati's property was confiscated and he was granted perpetual
imprisonment, because of fictitious charges which the Governor and Council had
framed.
Conclusion.-The system established in 1718 was an improvement upon the
earlier system-at least to the extent that the participation of Indian judges was allowed
in the administration of justice. This helped the Court in winning the confidence and
respect of the local people. The internal position of the Company did not, however,
allowed the Court to function properly. A little bit separation of executive from the
judiciary had been introduced by the Court of 1718, yet the executive, i.e., the
Governor and Council always interfered with the independence of the judiciary. Apart
from that many of the English judges in the Court were the members of the
Governor's Council as well as of the Court. The judges were also the prosecutors. In
many cases the Government of the company itself was involved. In those cases the
judges could not impart impartial justice. Examples "are available where these judges
prepared and procured evidence against the persons who were brought before the
Court for justice. Another anomaly was that being members of the Court as well as of
the Governor's Council, these judges heard appeals as Governor and Council against
their own decisions. In this way" the judicial system was wanting in so many respects.
The canons of natural justice and the principles of law were violated by the defects
which have been just mentioned.
SETTLEMENT IN CALCUTA
Job Charnock, a servant of the company, laid the foundation of the British
settlement in Calcutta, on 24th August, 1690. It began with the establishment of a
factory at Sutanati on the banks of river Hugli. A fort was built which was named as
Fort William. Eight years after, in 1698, the Company secured the zamindari of three
villages, namely Calcutta, Sutanati and Govindpur from the Subedar of Bengal, Prince
Azimush-sher, one of the grandsons of Aurangzeb.
As zamindar the company obtained all the privileges available to the
zamindars. The zamindars enjoyed almost unlimited rights and privileges. If the ruler
got the revenue in time, he did not care about the acts of zamindars within their
zamindari. Although the Mughal mlers had established a hierarchy of Courts1 and
also a good administration of justice, yet after Aurangzeb, it began to tremble and lost
its importance and prestige. The Nawab had no proper control/over them. He became
idle and left his judicial work to his subordinates. Similarly, at the lower levels the
persons to whom the administration of justice was assigned did not perform it
properly unless they were paid some gratification. In these circumstances it could be
assumed that the zamindars, who were responsible for the collection of the revenue,
exercised all those powers which they thought were necessary in their interest. They
could inflict any punishment on any person without any fear of action. No action
could be taken against them even if they condemn a person to death. In civil matters
they decided as they wished without regard to the claims of the parties. This was the
state of affairs when the company became the zamindar in Bengal.
Judicial system under the Company.-Company as zamindar appointed an
officer with the designation of Collector to collect the land revenue from the tenants.
He was also given civil, criminal and revenue powers to decide disputes arising within
his jurisdiction. There was no specific direction to the Collector about how the law
was to be applied in deciding disputes which came before him. Therefore, he
generally decided matters according to his own discretion or according to the customs
and usages applicable in the locality. Appeals against the judgment of the Collector
went to the Governor and Council. If the Collector gave any death sentence, it was to
be confirmed by the Governor and Council. Serious criminal and civil matters relating
to Englishmen did not come within the jurisdiction of the Collector and were decided
by the Governor and Council.
Although the Company was merely a zamindar under the Mughal Nawab just
like any other zamindars at that time, two important differences were made. First,
while the appeals against the judgments of other zaminelars went to the Courts of the
Nawab, the appeals from the Collector went to the Governor and Council. Second, in
the case of other zamindars the death sentence was confirmed by the Nawab, while in
the case of Company, that job was performed by the Governor and Council without
reference to the Nawab. From these differences it appears that the Company began to
exercise its independence at Fort William from the very beginning.
The judicial system established by the Company in Calcutta was very
elementary. No specific provision was made about the procedure the courts had to
follow and the canons of law and justice they had to observe. This arrangement could
hardly be called judicial system. It was merely a matter of administrative
convenience. It continued until the Charter of 1726 established a new and uniform
judicial system in all the three Presidencies.
ESTABLISHMENT OF CROWN’S COURTS IN INDIA:
THE MAYOR’S COURT
CHARTER OF 1726
The Charter issued by King George I on 24th September, 1726 marks the
beginning of Crown's courts in this country. The Company under the previous
Charters was finding itself unable to cope up with the problems which arose due to its
extended and enlarged establishments. Therefore, it requested the King to issue a
Charter by which special power could be granted to the Company. The main reasons
for such request appears to be the following:-
1) One reason mentioned in the request of the Company was the
"real want at Madras, Fort William and Bombay of a proper and competent
power and authority for more speedy and effectual administration of justice in
civil cases, and for the trying and punishing of capital and other criminal
offences and misdemeanors". In the preceding chapter we have noted the kind
of poor judicial system that existed at the above mentioned places.
2) Another reason was the lack of jurisdiction with the then
existing courts to grant probates and letters of administration in cases where
the executors of the deceased or his legal representatives if he died intestate,
were not in the British settlements in India. According to the then existing
practice, in such cases the Council took possession of the effects of the
deceased servant and sold them by public auction and deposited the proceeds
in the Company's treasury for the benefit of the Indian Legal & Constitutional
History deceased's heirs. But this arrangement sometimes gave rise to
troublesome suits against the Company, which, the Company not only had to
defend but also had to pay compensation and costs sometimes.
3) A third reason connected with the second was the seizure of
property by the Governor and Council of the covenanted servants of the
Company alleged to be indebted to the Company Such seizure of property
could be disputed by the concerned servant in the courts in England. If the
courts came to the conclusion that the seizure was illegal or that the property
was of more value than the amount of debt, the Company had to pay the
penalty for illegal seizure and interest on excessive amount. The Company
wanted to avoid this kind of litigation in England. Therefore, not only it
wanted the establishment of courts "with civil and testamentary jurisdiction to
take cognizance of such cases, but also to establish them under authority that
would be recognized by the English Courts".
4) A fourth, but weak, reason mentioned by Fawcett was the
absence of a proper authority to deal with the indiscipline and the serious
crimes committed by the military persons. A court was needed in India to
punish all such acts effectively.
Accepting the request of the Company, the king granted the Charter of 1726
which provided for the following judicial machinery.
Mayor's Courts.-A Mayor's Court was established superseding· all the
existing courts established in Bombay, Madras and Calcutta. The Court consisted of a
Mayor and nine Aldermen, seven of whom including the Mayor, were required to be
natural born British subjects. Aldermen were elected from among the leading
inhabitants of the settlement to hold office for life. The Mayor was elected from
among the aldermen. Subject to appeal to the King-in-Council they could be
removed· from office by the Governor and Council, on the ground of misbehaviour.
The Court was declared a Court of Record and was empowered to try, hear and
determine all civil suits, actions and pleas between the parties arising within the
Presidency towns or factories subordinate to them and to grant probate of wills and
letters of administration.
The Charter did not specify the law applied by this Court. It simply said that
the Court will try, hear and determine all matters "according to justice and right". In
view of the past practice and &e Charter of 1661 these words were interpreted to
mean "according to the laws of England". Subsequent history, however, established
that the statutory laws of England passed after the issuance of the Charter of 1726
were not applicable in India. Since the Court applied the English law, it also followed
the practice and procedure of the courts in England.
Appeals from the decisions of the Mayor's Court were filed in the Court of the
Governor and Council. A second appeal in cases valued at 1,000 pagodas or more
could be made to the King-in-Council in England.
Court of Governor and Council.- The Charter of 1726 also constituted a
Court of Record consisting of the Governor and Council of each Presidency to hear
civil appeals against the decisions of the Mayor's court and to decide criminal cases.
The Governor and five members of the Council were appointed Justices of Peace and
constituted a criminal court of Oyer and Terminer, and were authorised and required
to hold Quarter Sessions four times a year for the trial of all offences except high
treason.
A petty jury of twelve persons for the actual trial and a grand jury of twenty-
four persons for preliminary finding of all offence assisted the Court in the same
manner as did under the Commissions of Oyer and Terminer and Goel Delivery in
England.
Legislative Powers.-The Charter of 1726 authorised the Governor and
Council of each Presidency to make bye-laws, rules and regulations for the good
governance of the Company and of the inhabitants of the Presidency. This power was,
however, subject to the following limitations:-
The laws made by the Governor and Council
1. must be "agreeable to reason"
2. must not be "contrary to the laws and statutes of England", and
3. were ineffective until confirmed and approved by the Company's
Board of Directors in England.
Main Features of the Charter.- The following are some of the main features
of the Charter of 1726:-
1. The Charter for the first time established the Crown's Court in India. Hitherto,
whatever courts existed had their origin in the Company. The courts
established by the Charter were the Royal Courts having full recognition in the
British legal system.
2. The Charter created a uniform system in' all the· three Presidencies of
Bombay, Madras and Calcutta. The different systems existing till then were
replaced by the new.
3. The judicial system established by the Charter was much more regular, clear
and definite than the earlier systems.
4. For the first time the jurisdiction of the King-in-Council was extended to
India. Here lies the introduction of the principles of English law through
judiciary into our land.
5. The Charter created a legislature in each Presidency with the power of making
necessary laws.
6. The Charter is also important for the reason that the statutory laws of England
passed after its issuance did not form a part of the laws of this country. More
important than this is the fact that this Charter introduced into the Presidency
towns the then existing laws of Englands-both common and statutory.
Mayor’s Courts under the Charter of 1687 and 1726: Comparison.- In
Chapter 1we have noted that the Charter of 1687 had also established a Corporation
and Mayor's Court in Madras. But apart from the apparent similarity of names there
was a vast difference between the two Charters. The main differences may be
enumerated as under:
1) The Charter of 1687 applied to Madras only while the Charter of 1726 applied
to all the three Presidencies.
2) The Mayor's Court established under the Charter of 1726 had the jurisdiction
in Civil matters only in addition to its testamentary and probate jurisdiction,
while the court under the Charter of 1687 had the jurisdiction in criminal
matters also.
3) Appeals against the judgments of the Mayor's Court under the . Charter of
1687 went to the Court of Admiralty while from the Mayor's Court under the
Charter of 1726, to the King-in-Council.
4) The Mayor's Court of 1687 was a Court of the Company while the court
established under the Charter of 1726 was the Court of the Crown:',
5) The Mayor's Court under the Charter of 1687 was better in one respect that it
had a lawyer-member called Recorder while in the Court under Charter of
1726 there was no provision for any lawyer-member.
6) In procedural matters, the court under the Charter of 1726 had to observe the
technicalities of the courts in England while the Court under Charter of 1687
was guided by its own procedure of convenience.
7) In the Court under Charter of 1687 there was good representation of Indians
while under the Charter of 1726 in spite of the provision for two Indian
members none was ever appointed in practice.
8) Under the Charter of 1726 the criminal jurisdiction was completely assigned
to the executive, i.e., the Governor and Council, while under the earlier
Charter it belonged to the Mayor's Court and the Admiralty Court.
Working of the Charter of l726-The provisions of the Charter were
implemented quickly and the new courts started functioning in all the three
presidencies by February 1728. Requisite independence was assured to the Mayor's
Courts and to supervise their functioning the Company required all the three courts to
submit annually the registers of their proceedings to be scrutinised by counsel
appointed by the Company. "With the Charter the Company had sent each Presidency
a book of instructions and multifarious forms as to the Method of Proceedings in civil
suits, Sessions trials, probate and administrative work". Thus "the Company made
considerable efforts to keep the courts in straight and narrow path of English law".
Very soon, however, the independence of the courts and their strict adherence to
English law became the cause of the following difficulties:-
1. Hostility arose between the Mayor and the Governor and Council. Mayor
wanted to exercise judicial independence but the Governor and Council did
not like any person to be fully independent from its authority. Therefore, they
began to dictate their terms to the Mayor's Court in the exercise of its judicial
functions. Relation between the two worsened and things went to the stage of
breaking down.
2. About the natives, jurisdiction of the Mayor's Court was not clearly specified.
It was not clear whether the matters belonging to the natives were within the
jurisdiction of the Court or not. In a case the Mayor's Court ordered the release
of a Hindu son Indian Legal & Constitutional History from the custody of his
father on the application of his mother who had converted to Christianity. The
Court's order was reversed by the Governor and Council on the ground that the
Mayor's Court had no jurisdiction to interfere in the religious matters of the
natives.
3. In Madras, a dispute arose on the taking of oath before the Court. A Hindu
would like to take oath on the cow or the Gita, but the Mayor's Court insisted
upon the taking of pagoda (temple) oath. The Hindus complained to the
Governor and Council on this· matter which not only increased the bitterness
between the Mayor's Court and the Governor and Council but also compelled
the Directors of the Company to write a letter favouring the Governor and
Council.
4. The Mayor's Court annoyed the natives by applying the principles of English
law to them without regard to their personal laws and customs. On each
occasion when such issues arose the natives complained to the Governor and
Council who sided with the natives. The Governor and Council had to
administer the territory and therefore, they never liked that any court should
cause resentment among the natives against the Company.
5. The Governor and Council heard appeals, from the decisions of the Mayor's
Court. Whenever the wishes of the former were not represented in the decision
of the latter they reversed the decision in appeal.
These are some of the instances of discord and difficulties under the Charter of
1726. Such was the case almost in all the Presidencies. The judiciary did not possess
expert staff with required training for administering justice and the executive did not
have respect for the judiciary which is needed for good administration of justice.
In 1746, the French occupied Madras which remained under their
administration till they surrendered it to the British in August 1749. During this
occupation, the judicial system established under the Charter of 1726 remained
suspended in Madras. The Company availed of this opportunity to request the king to
remove the difficulties caused by some of the provisions in the Charter of 1726.
Particular attention was drawn to the application of English law to Indians. Accepting
the request of the Company, King George II issued a Charter on 8th January, 1753.
CHARTER OF 1753
Except the following few changes the Charter of 1753 left the system under
Charter of 1726 intact.
1. To avoid the disputes between the Governor and Council, and the Mayor's
Court, the Charter put the latter under the subjection of the former. The
election of Aldermen was abolished and it was laid down that the Aldermen
shall be appointed by the Governor and Council. The Mayor, instead of being
elected by the Aldermen, was also to be selected by the Governor and Council
out of two names of Aldermen suggested by the corporation.
2. Suits and actions between the natives were expressly excluded from the
jurisdiction of the Mayor's Court unless both parties submitted them to its
determination. Natives were also left to take oath "In such manner as they
accorded to their several castes ... to be most binding on their conscience, to
oblige them to speak the truth".
3. The jurisdiction of the Mayor's Court was restricted to suits of the value of
over 5 pagodas.
4. A Court of Requests was created to hear small civil cases upto the value of 5
pagodas. The Court used to sit once in a week. The judges of the court were
called Commissioners who were appointed by the Governor and Council from
amongst the servants of the Company. The number of the Commissioners
were between 8 to 24. Three of these Commissioners used to sit in the court at
one time by rotation. The Court used to give quick judgments in the cases
coming before it. It also had the jurisdiction to decide the matters of native
people.
Criticism.- The judicial plan of 1753 and of 1726, though made some far-
reaching changes, were not enough to provide a sound administration of justice. In
many respects it was defective and in some respects it took retrograde steps. Some of
the outstanding defects may be enumerated as below:-
1) The judicial system which was established by this Charter was executive
ridden. The Mayor's Court was fully subjected to the authority of the Governor
and Council by putting the nomination and appointment of the Aldermen in
the hands of the Council. Being under the pressure of the executive the court
always worked according to their wishes at the cost of its independence.
2) The constitution of the court was such that no impartial justice could be given
in those cases where the dispute was between a Company's servant and an
Indian, because the members of the court themselves· were servants of the
Company and they never Indian Legal & Constitutional History liked that
their co-brothers should be harassed in their disputes with the Indians.
3) There was no difference between the executive and the judiciary in the
criminal matters as all the judges of the criminal court were the members of
the Governor's Council.
4) The judiciary suffered from lack of legal knowledge. It knew neither the
English law nor did it understand the laws and customs of the natives.
Whatever it decided was the self interpretation of law and full discretion of its
members. The observation of Kaye is worth noting in this respect. He says
"Justice gained little by the establishment of the Mayor's Court" as it was
composed of "the Company's mercantile servants-men of slenderest legal
attainments, and the slightest judicial training."
5) There was no proper control or supervision over courts. The only control was
of the executive, i.e., the Governor and Council, which was not conducive to
the administration of justice. Provision was made for appeals to the King-in-
Council in matters of high amount but in practice hardly anyone took an
appeal to that court. Therefore, the King's Council also could not exercise
effective control.
6) The jurisdiction of the court was limited only to Presidency towns. Even
Englishman living outside the limits of the Presidency towns escaped from the
jurisdiction of these courts. They committed offences inside the country and
yet could not be brought before the Company's Court as their jurisdiction did
not extend to countryside. On the contrary, many natives living within the
jurisdiction of the courts were subjected to English law of which they had no
knowledge and which was different from their laws, customs and habits. The
natives were, therefore, put under a law which they could not even
contemplate.
7) There were no lawyers to defend the parties. Some Attorneys had been
allowed by the court to appear for the parties but these Attorneys also were not
well conversant with the laws of England and India. Apart from that, they
could not defend the parties independently. Action could be taken against
them if they prosecuted any case against the Company or its government.
8) The representation of Indian judges which 'had been provided earlier in some
courts in Bombay and Madras was practically denied in these courts. The non-
representation of the Indians caused much resentment among the natives.
This was the state of affairs under the Charter of 1753. In such position the
House of Commons appointed a Committee of Secrecy in 1m to scrutinize the affairs
of the· Company and to report on the administration of justice and on the relations
between the judiciary and the executive. On an adverse report on the functioning of
the Company the judicial system was overhauled and a Supreme Court was
established in Calcutta in 1774.
COURTS FOR NATIVES
The courts discussed above were created for deciding mainly the disputes of
the Britishers and other foreigners. The natives were generally excluded from their
jurisdiction. For them other courts were created. In the three Presidencies different
types of such courts existed. The position of each Presidency may be discussed
separately.
(1) Madras.-In Madras, the Choultry Court existed to decide the cases upto
the value of 20 pagodas. This Court continued to decide cases upto 1774, when some
temporary arrangements were made by the Company's Directors and the Choultry
Court was temporarily abolished. But it began to work again in 1775 and continued
till 1800 when it was finally abolished. After it a court under a servant of the
Company was created to decide the disputes between the natives upto the value of 5
pagodas. This Court was replaced in 1798 by the Recorder's Court.
(2) Ca1cutta.-In Calcutta, the natives had been put under the jurisdiction of
the Zamindar's Court. The Company as Zamindar administered justice in their
disputes. However, some disputes arose between the Zamindar's Court and the
Mayor's Court over their jurisdiction. The Mayor's Court contented that it had
jurisdiction in all civil matters while the Zamindar'sCourt did not accept it. In one
case matters went to the extent that one Sad a Shiv Dass was put into jail by the
Zamindar for filing a complaint in the Mayor's Court. Similar disputes arose with
respect to foreigners who were not Englishman or Indian natives. In 1775, the
Zamindar's Court decided a case relating to an European, who was not an
Englishman. The Mayor's Court complained of it to the Governor and Council and
ultimately a rule was made that the Zamindar could decide the cases of Hindus and
Muslims only and not of other foreigners.
The Zamindar's Court was manned by a single person and thus one individual
enjoyed many powers. It was thought necessary that some changes should be
introduced. Accordingly, a civil court of Company's five servants was created to
decide civil suits above Rs. 20 with a right to appeal to the Governor and Council in
cases above the valuation of Rs' 100. On criminal side also some reforms were made.
Justices of the peace were appointed to decide criminal cases. The capital offences
were tried by a Bench of three Justices of peace. The Justices of Peace were entitled
to give any punishment including the punishment of death. However, death sentence
had to be confirmed by the Governor and Council before it was executed.
(3) Bombay.-In Bombay, no separate courts were established to decide
disputes among the natives. The reason was that the Company made a claim of full
sovereignty over the Island and, therefore, they did not want to treat the natives
differently.
CHAPTER XII
THE INDIAN HIGH COURTS
Prior to the passing of the Indian High Courts Act, 1861, there existed dual
system of courts in India, namely, the Crown’s Courts and the Company’s Courts.
The Supreme Courts’ established in the Presidency towns of Calcutta, Madras and
Bombay were the courts of the British Crown while the Adalats established in the
Mofussil areas were the courts of the East India Company. The courts had two
different sets of organisations jurisdiction and powers. The functioning of courts in
the Presidency towns was different from that of the mofussils of which they were the
capitals.2 The existence of two parallel sets of courts namely, the Supreme Court and
the Sadar Adalats in the Presidency towns created great confusion and uncertainty
about their respective jurisdictions. The Crown’s Courts and the Company’s Courts
mainly differed in following aspects:
1. The Supreme Court consisted of professional lawyers as Judges and only
those who were Barristers of atleast five years standing could be appointed as a Judge
of this Court but the Judges of the Company’s Adalats were mostly lay persons
without any professional or legal experience.
2. The Judges appointed in the Supreme Court held office during Crown’s
pleasure whereas the Judges appointed in Company’s Adalats held office during
Company’s pleasure.
3. There was no hierarchy of courts in Crown’s Court but there was a regular
hierarchy of civil and criminal courts in the Company’s judicial arrangement. The
Sadar Diwani Adalat and the Sadar Nizamat Adalat of the Company had only
appellate jurisdiction but the Supreme Court had both, original and appellate
jurisdiction.
4. The laws applied by the two sets of court were different. The Supreme
Court applied English law in deciding civil and criminal cases. The Company’s
Courts applied native laws for deciding cases relating to inheritance, succession,
contract etc. However, consequent to the passing of the Charter Act of 1833, the
Supreme Court was also bound by the regulations passed by the Governor-General-in-
Council. Thus both the sets of courts were administering justice according to the laws
and regulations by the Governor General-in- Council after 1833.
5. The Supreme Court mostly followed English law of evidence as far as
possible whereas the Company’s Courts mostly followed the customary law
ofevidence as derived from Hedaya and applied Anglo-Mohammedan law in deciding
criminal cases.
The uncertainty about the jurisdiction and the law applicable by these two sets
of courts created conflict and confusion. Therefore, it was necessary to merge these
courts into one single judicial system. In 1829, Sir Charles. E. Grey, the Chief Justice
of the Supreme Court at Calcutta emphasised the need for the fusion of these two rival
courts functioning in the Presidency towns. The need for the amalgamation of these
courts was further highlighted by Sir Metcalfe. The process of unification was,
however, completed in three distinct phases as mentioned below.
As a first step towards amalgamation of Crown’s Courts and the Company’s
Courts into a single judicial system, a Central Legislative Council was established in
India under the Charter Act of 1833. The laws and regulations passed by the Council
were equally binding on all the courts whether established by the Crown or the
Company. The result was that the Supreme Court of the Presidencies lost its
privileged position. the Act of 1833 also provided for the appointment of a Law
Commission to work out an uniform system of laws and police for the country. Thus
the Act marks the beginning of the condification of laws in India.
In the second phase of unification of the Supreme Court and the Sadar
Adalats, the Law Commission stressed on the need for a codified procedural law
before such fusion. The Bill for the fusion of these two sets of courts was finally
introduced by Sir Charles Worel in 1853. Consequently, a codified civil procedure
was enacted in 1859 and the Penal Code was enacted in 1860.
In the third and the last stage, the East India Company was dissolved by the
Crown’s Act of 1858 and the responsibility of the entire government of India, passed
on to the British Crown. Finally, the Indian High Courts Act was passed by the British
Parliament on August 16, 1861 by which the Supreme Court and the Sadar Adalats of
the Presidency towns were merged together to be known as the High Court of
Judicature at Calcutta, Madras and Bombay.
The Indian High Courts Act, 1861:
The Indian High Courts Act,3 1861 authorised the British Crown to establish a
High Court in each of the Presidency towns. Thereupon, a Charter was issued by the
British Crown in May 1862 to establish a High Court at Calcutta and the Crown again
issued a Charter in June 1862 for establishment of a High Court at Madras and
Bombay.
With the establishment of the High Court of Judicature at Fort William
(Kolkata), the existing Supreme Court and Sadar Adalats (Sadar Diwani) Adalat and
Sadar Nizamat Adalat) were abolished and their jurisdiction and powers were
transferred to the newly created High Court.
Constitution:
Each High Court was to consist of a Chief Justice and not more than fifteen
puisne Judges, of whom not less than one-third were to be barristers of minimum five
years’ standing and one-third were to be members of the Company’s Civil service
having not less than ten years standing including a minimum experience of three years
as a Zilla Judge. The remaining Judges could be either from the Bar or the civil
service i.e. persons who had practised as pleaders in the Sadar Adalat or the Supreme
Court for at least ten years or persons who had held judicial office not inferior to that
of Principal Sadar Ameen or a Judge of a Small Cause Court for not less than five
years.
It was further provided that the Judges of the Supreme Court and the Sadar
Adalats were automatically to become the Judges of the newly created High Court
without the necessity of a specific appointment and the Chief Justice of the Supreme
Court was to be the Chief Justice of the High Court of Kolkata. The Judges of the
High Court were to hold office during Her Majesty’s
pleasure.
Jurisdiction:
The High Court was to be a Court of Record. It was to have original and
appellate jurisdiction over civil, criminal, admiralty, testamentary, intestate and
matrimonial causes. It was also to exercise power to superintendence over all
subordinate courts. One of the Judges of the High Court was to hold a separate court
for relief to insolvent debtors.
The original jurisdiction of the High Court was similar to that of the
jurisdiction exercised by the Supreme Court before the establishment of the High
Court. However, unlike the earlier Supreme Court, its jurisdiction was limited to the
local limits of the Presidency town.4 It was given the power to try and determine suits
in which the cause of action arose within the local limits of Kolkata or at the time of
commencement of the suit the defendant resided or carried on business or worked for
gain within the limits of Calcutta. It could decide all civil suits excepting those in
which the subject-matter involved was less than Rs. 100/- in value which were triable
by the Small Cause Court.
The High Court had original criminal jurisdiction over all persons residing
within the Presidency Town of Calcutta. It also had criminal jurisdiction over all
Britishers and Europeans residing beyond the local limits of Calcutta. It had extra-
ordinary jurisdiction to try and determine the offences committed by persons residing
in places within the jurisdiction of any court which was subject to its superintendence.
The High Court was given appellate jurisdiction over civil as well as criminal
cases decided by the courts subordinate to it. It was also to be Court of reference and
revision for the subordinate criminal courts which were subject to its superintendence.
In addition, it could transfer any criminal case from one court to another court.
The High Court was also empowered to admit and enroll Advocates and
Vakils. It could also take disciplinary action against them. The qualifications
necessary for advocates, pleaders and Attorneys were to be laid down by the High
Court.
Appeals:
The decision of the High Court was final in appeals from criminal cases and
no further appeal lay to any other court. However, in civil cases appeal from the
decision of the High Court lay to the Privy Council provided the pecuniary value of
the suit was not less than Rs. 10,000/- or the High Court certified the case as fit one
for appeal to the Privy Council. Besides, an appeal to the Privy Council was allowed
from any decision or order of the High Court made in exercise of its original
jurisdiction or in any case where any point of law was involved and the case was
certified fit to be taken to Privy Council.
Procedure:
The Charter establishing the High Court at Calcutta (now Kolkata) authorised
the High Court to make rules and orders for regulating all the proceedings including
civil, maritime, testamentary, intestate and matrimonial cases. However, in making
such rules and orders, it was to be guided by the Code of Criminal Procedure, 1859.
In the exercise of its original criminal jurisdiction, it was to adopt the same procedure
as was followed by the Supreme Court immediately preceding it, and in other criminal
cases, the Code of Criminal Procedure, 1861, was to guide the proceedings.
Establishment of other High Courts:
By the Crown’s Letters Patent of June 26, 1862, the High Courts of Bombay
and Madras were established in pursuance of the High Courts Act, 1861. The High
Court Act, 1865 empowered the Governor General-in-Council to alter the local limits
of the jurisdiction of the High Courts established under the High Courts Act of 1861.
This power of the Governor-General was subject to the approval of the Crown. The
British Crown further issued a Letters Patent on March 17, 1866 under the High
Courts Act of 1861 establishing a High Court at Agra which was later shifted to
Allahabad in 1875. This High Court was not conferred any original civil jurisdiction
and jurisdiction in insolvency cases. It also did not have admiralty jurisdiction.5 A
High Court was established at Patna in 1916 which was given admiralty jurisdiction
also In 1919, a High Court was established at Lahore.
The High Courts Act, 1911:
Subsequently, the High Courts Act, 1911 was passed whereby the maximum
number of Judges in each High Court was raised from 16 to 20. The Act also
empowered His Majesty to establish additional High Courts and gave power to the
Governor General to appoint additional Judges for a period of two years.
High Courts under The Government of India Act, 1915:
The Government of India (Consolidating) Act, 1915 was passed by the British
Parliament on July 27, 1915 for consolidating and re-enacting all the provisions
relating to the Indian High Courts Act enacted earlier, Under this Act, the existing
High Courts were repealed and several changes were introduced in the composition,
jurisdiction and the laws applicable in these Courts.
The Act of 1915 provided that each High Court was to consist of a Chief
Justice and as many Judges as appointed by His Majesty not exceeding twenty. The
Governor General-in-Council was empowered to appoint additional Judges for a
period not exceeding two years. The qualifications for appointment of a person as a
Judge of the High Court were as follows
(i) He should be a Barrister or an advocate of Great Britain of not less than five
years standing; or
(ii) A member of Indian Civil Service for not less than ten years including
experience of 3 years as a District Judge; or
(iii) A person who has held judicial office, not inferior to that of a Small Cause
Court for a period of not less than five years; or
(iv) A person who has been a pleader of a High Court for not less than ten years.
The Act specifically provided that in all cases atleast one-third Judges of a
High Court including the Chief Justice but excluding the Additional Judges, had to be
Barristers or Advocates and atleast one-third of them were required to be the members
of the Indian Civil Services. The Judges held office during the pleasure of the Crown.
All the High Courts were to be the Courts of Record. They enjoyed the same
powers and authority for administration of justice as were vested in them at the
commencement of the Act. However, they did not have any jurisdiction in revenue
matters. The High Court could make rules and prescribe form for regulating the
procedure of its subordinate courts and had power of Superintendence over all the
courts which were subject to its appellate jurisdiction.
The High Court was to apply personal law or customary law of the natives in
deciding their cases relating to inheritance and succession of lands, rent and goods or
contract provided both the parties were subject to same personal or customary law. If
the parties were subject to different personal laws and Customs, then the suit was to
be decided according to the law of the defendant.
The Act provided that the Governor General, Governors , Lieutenant
Governors, Chief Commissioners and the members of the Government’s Executive
Council were immune from the original jurisdiction of the High Courts for any thing
ordered or done in their official capacity nor could they be arrested or tried in any
proceeding in the High Court except for the offence of treason or felony.
High Courts under the Government of India Act, 1935:
The Government of India Act, 1935 repealed all the earlier Acts. Under this
Act, every High Court was to be a Court of Record. It was to consist of a Chief Justice
and such other Judges as were appointed by His Majesty from time to time.6
However, the number of Judges so appointed together with the additional Judges
appointed by the Governor-General was not to exceed such maximum number as His
Majesty might fix in relation to the Court. The Judges were to hold office until the age
of sixty years. They could, however, be removed from office earlier on the ground of
misbehaviour or infirmity of mind or body on the recommendation of the Privy
Council . The Governor General was empowered by the Act to appoint Additional
Judges for two years to cope up with the arrears of work pending in different High
Courts. The Act abolished the earlier system of appointing one-third Judges from
amongst the Barristers and Advocates and one-third from the Indian Civil Services.
The qualifications for appointment as a High Court Judge remained more or less the
same as under the Act of 1915. However, the rule prescribing that a person appointed
to hold office of Chief Justice of a High Court should be a Barrister of England or
Ireland or an Advocate of Scotland was abrogated and now even an Indian who had
served as a Judge of a High Court for not less than three years, was eligible to hold
the office of the Chief Justice. An Indian member of the Bar could also be appointed
as Chief Justice of a High Court provided he fulfilled the requisite qualifications.
The Act further provided that the salaries and pensions of the Judges of the
High Court were to be fixed by His Majesty and could not be changed to the
disadvantage of any of such Judge.
The jurisdiction of the High Courts under the Government of India Act, 1935
remained the same as those of the High Courts immediately before the
commencement of the Act. Thus they did not have original jurisdiction in revenue
matters.
All the laws in force in British India immediately before the commencement
of the Act of 1935 were to continue until they were annulled or repealed or amended
by a competent legislative authority.
The High Courts were empowered under the Act to get a case transferred to
itself from any of its subordinate courts, on application by the parties. They had power
of superintendence over all the courts subject to tFeir appellate
jurisdiction.
Appeals from the decisions of the High Court could be taken to the Federal
Court7 established under the Government of India Act, 1935. An appeal from
the judgment, decree or final order of the High Court could be filed in the Federal
Court only if the High Court certified that the case involved a substantial question of
interpretation of the Act or any order of the Council. Under certain circumstances, an
appeal could be taken to the Federal Court even without such certificate of fitness
provided the value of subject matter of the civil case in dispute was not less than fifty
thousand rupees or such other sum as might be specified by the Act, or the case
involved directly or indirectly some claim of property of equivalent value, or the
Federal Court itself granted special leave to appeal in certain cases.
The Government of India Act, 1935 also empowered His Majesty to issue
Letters Patent constituting or reconstituting a High Court for any Province or part of
it.8 Consequently the following High Courts cme into existence.
The Court of the Judicial Commissioner for Central Provinces was replaced by
the High Court of Nagpur in 1936. Later, after integration of Nagpur in Maharashtra,
a High Court of Madhya Pradesh at Jabalpur was established in 1956, which
comprised the areas of erstwhile Central Provinces.
A High Court was established at Gauhati for Assam in 1948 which exercised
powers and authority, similar to those of the High Court of Calcutta.
The High Court of Orissa was established in 1948 at Cuttuck and the Patna High
Court ceased to exercise jurisdiction over the Province of Orissa.
A High Court was set up at Jodhpur for the State of Rajasthan in 1949.
The High Court of Travancore-Cochin was established at Ernaculum in December,
1949. Later, this State came to be known as the Kerala State and therefore, the High
Court was also called as the High Court of Kerala.
There already existed a High Court of Jammu and Kashmir prior to the Indian
Independence, which functioned under the erstwhile Maharaja with its seat at
Srinagar.9 After Independence it is functioning as Jammu and Kashmir High Court.
The State of Andhra Pradesh was formed in 1953 and a High Court for the
state was established at Hyderabad in July 1954. This Court had its jurisdiction
similar to that of the High Court of Madras.
The State of Gujarat came into existence under the Bombay Reorganisation
Act, 1960. Consequently, a High Court for Gujarat was established at Ahmedabad in
May 1960, which was to have similar powers and jurisdiction as the High Court of
Bombay (now Mumbai).
After the formation of the State of Nagaland in 1962 the Assam High Court at
Gauhati came to be known as the ‘High Court of Assam and Nagaland’.
A High Court existed in Mysore even before the Indian Independence. It was
established under the Mysore High Court Act, 1884. The jurisdiction and powers of
this High Court were redefined by the Mysore High Court Act of
1964.
High Courts After the Indian Independence:
The Constitution of India provides for the establishment of a High Court for
each State.1° However, the Parliament may establish a common High Court for two
or more States, or two or more States and a Union Territory. Each High Court shall
have a Chief Justice and such other Judges as the President may appoint from time to
time. The manner and procedure of appointment of Chief Justice and the Judges of the
High Court is contained in Article 217 (1) of the Constitution and the conditions of
eligibility for their appointments are laid down in Article 217 (2). The tenure of the
Judges of the High Court is secured by Article 2.24 of the Constitution so as to enable
them to perform their functions without far or favour. They are completely
independent of the executive control.
Jurisdiction:
Each High Court shall be a Court of Record and as such it shall have the
power to punish for its contempt. The provisions of the Code of Criminal Procedure
are not applicable for such contempt proceedings and the High Court follows its own
procedure for this purpose. However, the person charged with contempt has to be
apprised of the charge against him and given reasonable opportunity to defend
himself.
The decisions of the Privy Council or Federal Court are binding upon the High
Court until the Supreme Court held a contrary view.’1 The jurisdiction and powers of
the High Court and the law administered by it and rules framed for regulating its
sittings shall be the same as immediately before the commencement of the
Constitution.12
The Writ Jurisdiction:
Article 226 of the Constitution empowered the High Court to issue writs in the
nature of habeas corpus, mandamus, prohibition, quo-warranto and certiorari or any of
them, to any person or authority including the Government in appropriate cases within
its territorial jurisdiction for the enforcement of fundamental rights and for any other
person. It is significant to note that the power conferred on a High Court is not in
derogation of the power conferred on the Supreme Court by Article 32 of the
Constitution.13 It further needs to be mentioned that prior to the Indian Constitution,
the High Courts of the Presidency Towns were empowered to issue prerogative writs
within local limits of their original civil jurisdiction.
Significantly, the power of the High Court to issue writs under Article 226 is
wider than that conferred on the Supreme Court by Article 32 of the Constitution. The
Supreme Court can issue writ only for enforcement of fundamental rights as contained
in Part III of the Constitution, whereas the High Court can issue writ for enforcement
of fundamental rights and also for other purposes, i.e. even for enforcement of legal
rights which are not fundamental. The writ jurisdiction exercised by the Supreme
Court under Article 32 and by the High Court under Article 226 for the enforcement
of Fundamental Rights is mandatory and not discretionary. However, the writ
jurisdiction exercised by the High Court under Article 226 for any other purpose is
discretionary.14 Therefore, relief under Article 226 in case of enforcement of legal
right cannot be claimed as of right. The High Court may refuse to grant relief if there
is delay laches, negligence or omission on the part of the petitioner to assert his
right.15
The jurisdiction conferred on the High Court under Article 226 (and the
Supreme Court under Article 32) is vast and comprehensive. Therefore, it may grant
anticipatory relief and is also empowered to make declaratory order.
Public Interest Litigation (Epistolary Jurisdiction)
With the development of public interest litigation in India during the late
1970’s, the High Court may entertain any petition, letter or even a news item
published in a newspaper as a writ under Article 226 provided it involves public cause
or public grievance. This is indeed a progressive trend moving in the direction of
liberalising the traditional locus stand i rule:16 As pointed out by justice Krishna Iyer
(as he then was ), liberalisation of locus standi may become necessary to challenge
the administration in following cases :—
1. When corruption permeates the entire fabric of governor and state power is
abused by the authorities;
2. When social justice warrants liberal judicial review of administrative action;
3. to enlarge the interests of public-minded citizens or organisations;
4. when some government agency is left free to violate the law contrary to public
interest.;
5. when ‘activism’ is deemed necessary for ‘participative public justice’.
The High Court also has the power of superintendence over the subordinate
courts or tribunals falling within its territorial jurisdiction under Article 227. This
power extends to judicial as well as administrative matters. However, in practice the
High Court exercises this power rarely where it apprehends gross injustice to any of
the parties. Thus it keeps the subordinate courts within bounds and ensures that they
do not exceed or abuse their jurisdiction.
Article 228 of the Constitution further provides that the High Court has power
to withdraw the case from any of its subordinate courts, dispose it of by itself or
return it back to the subordinate court after deciding the question of law where it is
satisfied that the case pending in such a subordinate court involves a substantial
question of law, as to the interpretation of the Constitution and determination of
which is necessary for the disposal of the case.
The provisions relating to extension of jurisdiction of High Courts to Union
Territories are contained in Article 230 of the Constitution. The Parliament may by
law, extend the jurisdiction of a Hgh Court or may exclude from it any Union
Territory.
Appeals
An appeal from the decision of a High Court lies to the Supreme Court of
India.17 Any judgment, decree or final order of a High Court in a civil, criminal or
other proceedings can be moved in appeal to the Supreme Court provided a certificate
to that effect is granted by the High Court. Under certain circumstances, the Supreme
Court can itself grant a special leave to appeal on refusal by the High Court to grant a
certificate.
High Courts for Union Territories:
Earlier, the Union Territory of Delhi was within the jurisdiction of the Punjab
High Court. However, a separate High Court for the Union Territory of Delhi was
established in 1966 under the Delhi High Court Act, 1966.
For the North-Eastern States of India, namely, Manipur, Tripura, Meghalaya,
Arunachal Pradesh, Imphal, Sikkim and Assam there is a High Court set up at Gauhati
with its benches in Imphal and Tripura, one each. Earlier, the Court of Judicial
Commissioner at Manipur and Tripura was exercising powers of appeal, reference and
revision as also superintendence and control over its subordinate Courts. But the
Court of Judicial Commissioner at these two placed were abolished with the setting
up of a High
Court in Gauhati.
The States of Haryana and Punjab have a common High Court with its seat at
Chandigarh. This High Court also exercises jurisdiction over the Union Territory of
Chandigarh by virtue of the Punjab Reorganisation Act of 1966. The Union
Territories of Dadra and Nagar Haveli come under the jurisdiction of the Bombay
High Court by an Act passed for this purpose in 1961. Formerly, Goa, Daman & Diu
were also under the jurisdiction of the Bombay High Court by the Act of 1962 but
now there is a separate High Court for Goa and Panaji.
The jurisdiction of the Madras High Court has been extended over
Pondicherry from November 6, 1962, by the Pondicherry (Administration) Act, 1962.
Critical Appreciation
The Constitution of India has assigned a very important role to High Courts
which are the sole interpreter and guardian of the Constitution and protectors of
fundamental rights of the citizens of India. They exercise their powers and jurisdiction
in a manner so as to ensure even-handed justice to all. However, the extension of the
special jurisdiction of High Courts under various Acts has resulted into heavy arrears
of cases pending in these Courts. The Law Commission,’8 has suggested measures to
cope up with the situation. Some of the recommendations of the Law Commission
suggest that raising the number of Judges in the High Courts, raising their retiring age
from 62 to 65 years and liberalising their salaries, allowances and pensions etc. may
help in improving the working of the High Courts in India. The Law Commission has
also suggested that the High Court Judges should be selected from amongst the
prominent members of the Bar at a comparatively early stage so that they may not
tend to refuse the appointment. The minimum working days for each High Court
should be atleast 200 days in a year and every Judge should do judicial work at least
for five hours a day. In order to reduce the pressure of appellate work, the Law
Commission has suggested that pecuniary jurisdiction of the High Court for
determining appeals should be substantially raised.
Suggestions:
With a view to bringing about improvement in the standard of working of the
existing High Courts in India, the following measures may be suggested:19—
1. There is need to have more High Court Benches, if not the High Courts, in
major States. This should be done in consultation with the Chief Justice of the
State concerned and concurrence of the Chief Justice of India.
2. Merit and not merely the seniority, should be criteria for the appointment of
Chief Justice of India and the Judges who have less than two years to retire
may not be considered for appointment as Chief Justice keeping in view the
nature and responsibilities of this highest judicial office.
3. The retiring age of the Judges of the High Courts should be raised from 62 to
65 years so that there is no disparity in the age of retirement of the Supreme
Court and High Court Judges. The salaries, allowances and pension etc. of the
High Court Judges should be liberalised so as to attract persons of proven
ability to join the Bench as a High Court Judge.
4. As suggested by Prof. Mittal, Article 217 (2) (a) of the Constitution should be
suitably amended by imposing a condition that for appointment as a High
Court Judge, an incumbent must have held office as a District Judge for at
least a period of three years. This would eliminate the chances of unworthy
persons getting into this prestigeous post through political maneavouring.
5. In order to reduce the burden to appellate courts, the pecuniary jurisdiction for
civil appeals should be enhanced.
6. Finally, the Judges of the High Courts should not be allowed to practice in any
court after retirement nor should they be allowed to accept employment
anywhere except as a Judge of the Supreme Court. The provisions of the
Constitution should be suitably amended for this purpose.
In fact, there should be blanket bar on the appointment of a retired High Court
Judge or Supreme Court Judge to any office of profit including assignment as a
member or head of any Commission because it adversely effects the independence of
judiciary. The sitting Judges, in the hope of being offered some lucrative post-retrial
assignment may be inclined to be pro-governmental in their approach while
discharging their judicial functions which may not be in interest of justice.
CHAPTER XIV
THE PRIVT COUNCIL
The Privy Council played a very important role in shaping the administration
of justice prior to Indian Independence. It has a great contribution in systematising the
law and administration of justice in India. Its significance becomes all the more
conspicuous when we take into consideration the varieties of people belonging to
different caste, creed and religions etc. who received justice through this august
institution with dispassionate interest. As Dr. M.P. Jam rightly opined, “almost all
systems of our jurisprudence and every type of judicial institution was within the
umbrella of the Privy Council.1 Every kind of dispute was to be adjudicated upon by
the Privy Council because its jurisdictional area covered almost one-fifth of the
human population in the world and hence requires thorough study.”2
Historical Perspective
The development of the institution of Privy Council is closely related to the
historical developments in England for the preceding nine hundred years. The history
of Privy Council dates back to the Normans who conquered England in 1066 A.D.
They introduced a strong central government which handled the legislative, executive
and the judicial functions of the government. A small council called the Curia Regis
or King‘s Court consisting of feudal Lords was formed to advise the king in
administrative and legal matters. The Council met in different parts of the country at
regular intervals. The Curia Regis conducted its business through two kinds of
meetings: (i) meeting of the entire Curia; and (ii) meeting of the smaller Curia. The
meeting f the entire Curia was arranged on three great festival in a year i.e. Easter,
Whitsun and Christmas when all the feudal chiefs and royal members met together to
consider serious matters. In these meetings they also evolved new laws and settled
disputed cases. The King himself held this Court in person. The origin of the House of
Lords in subsequent years may be traced back to this larger body of Curia Regis, also
known as Magnum Concillium.
The smaller Curia, held its meetings more regularly and frequently to transact
government business involving day-to-day administration, particularly the matters
relating to revenue and finance of the Government. This smaller meeting consisted of
limited number of royal-officials including King’s ministers and his Justiciar and
Chancellor. In course of time, with the progress and prosperity of the country, the
pressure of work on the smaller Curia increased. Consequently, the smaller body was
split into several branches to deal with different subjects separately and came to be
known a King’s Council. It was an important body and acted as an adviser to the
King. It due to the division of the King’s Council in subsequent years that the
common law courts were developed. Despite the separation of common law courts
from Curia Regis, the King continued to exercise his residual jurisdiction through the
Council which met as the King’s inner body of advisers composed partly of officials
and partly of great nobles. The power of the Council to try criminal cases was limited
to misdemeanours only.
During the Tudor’s rule in England in fifteenth century, the Curia Regis or the
King’s inner Council which mainly consisted of the King’s trusted advisers,
concerned itself with state matters. The ordinances of the Council of 1526
distinguished its executive from the judicial functions. Henceforth, the executive
branch was to attend the King constantly while the Judicial Branch remained at
Westminister and was later known as the Judicial Committee of the Privy Council.
The British empire having acquired many colonies overseas during the 17th century,
it was necessary for the King-in-Council to adjudicate upon the appeals from these
colonies. Consequently, this function was entrusted to the Privy Council in 1572. For
this purpose a special committee called the Judicial Committee of the Privy Council
was formed which acted as the highest appellate institution so far appeals from the
overseas British colonies were concerned.
The jurisdiction of the Privy Council to entertain appeals from the courts in
the King’s Dominions was based on the Royal prerogative of the Sovereign as the
fountain of justice. This prerogative was described long ago in Reg v. Bertand,3 as an
inherent prerogative right of every subject of the King to petition the sovereign for
justice, if he failed to get it in the ordinary courts. In the beginning, the King-in-
Council entertained appeals grace and it was left to the discretion of the Privy Council
to accept the appeal or to reject it. But with the expansion of the British empire, the
right of appeal became the privilege of the King’s subjects and the appeals of this
nature were termed as “Appeals as of right”. Besides, provision was also made for
appeals by special leave which were moved before the Privy Council with its special
permission.
In course of time, petitions in relation to the causes dealt with in the
courts of England came to be brought before the King-in-Parliament and not in King-
in-Council i.e. Privy Council and thus originated the modern judicial functioning of
the House of Lords to correct the errors from the courts in England.
The Nature and Extent of the Privy Council’s Jurisdiction:
Describing the nature of the jurisdiction of the Privy Council Lord Haldane in
Hull v. Mckenna,4 observed, “we are not ministers in any real sense, we are a
Committee of Privy Councillors who are acting in the capacity of judges….. giving
advice to His Majesty but in a judicial spirit. The Sovereign gives the judgment
himself and always acts upon the report which we make. Our report is made public
before it is sent up to the Sovereign in council. It is delivered in a printed from.”
Thus it would be seen that in practice the privy Council was the last court or
apex court of appeal for colonies and dominions but the decision of the Council was
always in the form of advice and not as a final order as in case of other courts. It used
to be in a form of report tendering advice to his Majesty regarding the action to be
taken in case under appeal. The Report of the Privy Council was, therefore, always
concluded with the words, “Their Lordships humbly advise His Majesty……”
showing that it was a mere
recommendation to the Crown regarding the way in which it might decide the matter
in hand in exercise of its Royal prerogative of justice. It was a well established
convention that King-in-Council always accepted the report of the Judicial Committee
of the Privy Council. The report has to be unanimous as there was no scope for
dissenting opinions of the members.
Commenting on the nature, extent and importance of the jurisdiction of the
Privy Council to hear appeals and petition from colonies, Lord Brougham in his
celebrated speech on Law Reforms in 1828, observed that the Privy Councillors
“determine not only the questions of colonial Law plantation cases but also sit as the
Judges in the last resort of all prize causes. And they hear and decide upon all our
plantation appeals………….. All this immense jurisdiction over the rights of property
and person, over rights political and legal, and over all the questions growing out of
so vast and varied a province, is exercised by the Privy Council unaided and alone. It
is obvious from the mere distance of those colonies and the immense variety of
matters arising in them, foreign to our habits and beyond the scope of our knowledge,
any judicial tribunal in this country must of necessity be an extremely inadequate
Court of Review. The greatest difficulty in addition was that different colonies had
different law.” Mentioning about India, Lord Brougham pointed out that, “these
variations are still greater since while one territory is swayed by the Mohammedan
law, another is ruled by Hindu law and this again, in some of our possessions is
qualified and superseded by the law of Buddha, the English jurisprudence being
confined to the handful of British settlers and to inhabitants of three Presidencies.”5
In view of the inability of the Privy Council to cope up with these multifarious
problems, Lord Brougham who was himself the Lord Chancellor in 1830, introduced
a Bill on the constitution of the Privy Council. Consequently, an act ‘For better
Administration of Justice in His Majesty’s Privy Council’ was passed on August 14,
1833 in England whereby a Judicial Committee of Privy Council consisting of
President Lord Chancellor Land other Privy Councillors holding high judicial offices
was formed. As stated earlier, the Judicial Committee, in fact did not deliver judgment
but only advised the King in judicial matters who acted on its report and issued orders
in Council to give effect to any advice given by the Committee.
Composition of the Judicial Committee of Privy Council:
A permanent Judicial Committee of Privy Council was set up under the
Parliamentary Act of 1833. The Committee composed of the President of the Privy
Council, Lord High Chancellor, and such other members of the Privy Council as from
time to time held any of the following offices, namely,
1. The First Lord Commissioner of the Great Seal of Great Britain.
2. Chief Justice or the Judge of the King’s Bench Court.
3. Master of Rolls.
4. Vice Chancellor of England.
5. Chief Justice or the Judge of the Court of Common Pleas.
6. Chief Baron of the Court of Exchequer.
7. Judge of Prerogative Court of Lord Arch Bishop of Canterbury.
8. Judge of the High Court of Admiralty; and
9. Chief Judge of the Courts of Bankruptcy etc.
In addition, the King could also provide two other Privy Councillors, to be the
members of the Judicial Committee. By inducting the high judicial officials, the Act
strengthened the legal element in the Judicial Committee of the Privy Council. The
was fixed at four. Two members of the Privy Council who held judicial offices in
India or any of the Dominions could be appointed as Assessors without right to vote
on a salary of £ 400 per annum. The entire appellate jurisdiction of the King-in-
Council was to be exercised by the Judicial Committee of the Privy Council. Thus,
under the Act of 1833, the Judicial Committee of the Privy Council was constituted
as, “an effective Court of Appeal with provision for inclusion of members with
experience of overseas jurisprudence.”6 The Privy Council also granted special leave
to appeal in civil matters involving a substantial question of law.
All appea1s and petitions were referred by the King-in-Council to the Judicial
Committee of the Privy Council. The Judicial Committee was to hold its proceedings
in open court and report its findings and recommendations to the Crown. The decision
of the Judicial Committee was not in the form of judgment but was a sort of
recommendation made to the King suggesting as to what was proper to be done on the
principles of justice in the given case and it was acted on by the King in full Privy
Council. The King away accepted the report of the Judicial Committee and delivered
judgment accordingly.
Appeals to Privy Council:
In the case of Fryer v. Bernard,7 the Privy Council held that appeals from
overseas Dominions could lie only to the King-in-Council. Thus from the British
possessions beyond seas, petitions seeking justice could go and continued to go to the
King-in-Council which functioned as a court of last resort and as an ultimate court of
appeals from such territories. As the overseas colonies of England increased and
developed from 17th century onwards, the Privy Council’s judicial function assumed
more and more importance. As the underlying idea in submitting appeals to the Privy
Council was to redress the unjust administration of law and justice, and it being an
appeal to the sovereign as the fountain head of justice for protection the appeal was in
the form of a petition to be considered only as a matter of grace. Therefore, it was
within the discretion of the King-in-Council to grant or to refuse leave to appeal. But
with growing Empire and enactment of various statutes by the Parliament allowing
appeals to the King-in-Council from various courts in the settlement under certain
circumstances, the petitionary appeal ripened into a privilege for the King’s subjects.8
Appeals made under such statutory provisions came to be known, as “Appeals as of
Right”. But this did not exhaust the Royal prerogative completely and King-in-
Council still entertained appeal made to it with special permission even though the
circumstances of a particular appeal did not fulfil the requirements expressly made in
respects of “appeals as of right”. These appeals were called as “appeals by special
leave”.
From the point of view of classification of appeals according to the subject
matter, they could be classified into two broad categories namely, (i) civil and (ii)
criminal.
(i) Appeals in civil matters could be made with or without special leave of the
Privy Council. Appeals without leave were regulated by order in Council or
Imperial Act or local Act. Special leave could only be granted by the Privy
Council, if in its point of law was involved, unless it was restrained by some
statute to do so.
(ii) In criminal cases, an appeal could be allowed by Crown in exercise of
prerogative rights, if advised by Judicial Committee. Such cases were far and
few to be used exceptionally where:
(a) there had been violation of principles of natural justice,
(b) violation of rules of procedures
(c) substantial and grave injustice was caused to the appellant in any
manner.
Special leave to appeal could be granted by the Judicial Committee in cases
where the law had been interpreted in such a manner so as to create a bad precedent
for future and no other course except granting of special leave and intervention by the
Crown, could prevent the consequences thereof.
Appeals from India:
Appeals from the courts in India, i.e. the Crown’s Courts and, the Company’s
Courts lay to Privy Council as of right. These appeals may be discussed under the
following heads :—
1. Appeals from Mayor’s Courts of 1726.—Appellate jurisdiction of the
Privy Council was made available for the first time to Indians by the Carter of 1726
by which Mayor’s Courts were established in three Presidencies of India. The first
appeal from the Mayors Court lay to the governor and Council of the Settlement. The
decisions of the Governor and Council were to be final all cases involving a subject
matter up to 1,000 pagodas in value. In other cases involving subject-matter worth
more than 1000 pagodas, a further appeal from the Governor and Council lay to the
King-in-Council, within a period of fourteen days from the date on which the
judgment appealed against was recorded.
2. Appeals from the Supreme Court under Regulating Act, 1773.— The
Regulating Act 1773 and the Judicial Charter of 1774, made provision for Supreme
Courts at three Presidencies in place of Mayor’s Court. The Supreme Court started
functioning in Fort William from 1774. An appeal from the decision of the Supreme
Court could be taken to king-in-Council provided the subject-matter in dispute was
worth 1000 pagodas or more. Appeal to King-in- Council in civil cases was to be
made of petition, which was to be moved in the Supreme Court. The Court was
directed not to allow any such appeal unless the petition for that purpose was
preferred before it within six months from the date of pronouncing the judgment.9
However, in criminal matters, the Supreme Court was to have full and
absolute power and authority to allow or deny permission to make an appeal to the
Privy Council. The Supreme Court was given full powers to decide the merits of the
cases which justified grant of leave to appeals. Thus in criminal cases, the Supreme
Court had the discretion to allow or not to allow an appeal to the Privy Council.
3. Appeals from the Recorder’s Court under the Act of 1797.—The
Mayor’s Courts at Madras and Bombay gave place to the recorder’scinj7Jn which the
provisions analogous to those prevailing at Calcutta were made applicable. In 1800, a
Supreme Court was established at Madras in place of Recorder’s Court with
provisions of appeal to the Privy Council (King-in-Council) similar to those of the
Supreme Court at Calcutta. Likewise, when a Supreme Court was established at
Bombay in 1823, similar appellate provisions with the only difference that the
pecuniary limitation for appeal was Rs. 3000/- instead of 1000 pagodas, were made
applicable. The King-in- Council had a right to refuse or admit the appeal or correct
or vary such decision at its pleasure.
4. Appeals to Privy Council from Sadar Adalats.— Before 1781 i.e. the Act
of Settlement, there was no provision for appeals to the King-in-Council from Sadar
Adalats in Bengal which were established to hear appeals from the mofussils. The Act
of Settlement 1781, however, enhanced the status of the Sadar Diwani Adalat by
constituting in into a Court of Record and conferred it a right of appeal from its
decision to King-in-Council in such civil matters which involved subject-metter
valuing £ 5000 or more. No rules were prescribed to regulate such appeals by the Act
except for prescribing the aforesaid pecuniary limit. It was only in 1797 that
Regulation XVI laid down that the petition of appeal had to be presented to the Sadar
Diwani Adalat wit six months of the date of delivery of judgment appealed against. It
was also clarified that the subject-matter had to be £ 5000 or more, exclusive of the
cost of the suit.
5. Appeal from Sadar Adalats of Madras and Bombay.—A Sadar Diwani
Adalat was established at Madras in 1802. In an appeal from its decision in civil
matters involving subject-matter valuing Rs. 45,000/- and upwards lay to the Sadar
Diwani Adalat at Calcutta. But by an Act of 1818, the Sadar Diwani Adalat at
Calcutta relinquished the authority to hear appeals from the Sadar Diwani Adalat of
Madras and now an appeal from the Madras lay However, there was no restriction as
to the appealable amount.10 Accordingly, appeals from the Madras Sadar Adalat be
taken to the Privy Council even in cases where the value of the subject-matter was
less than £ 5000.
In Bombay, right to appeal to the Privy Council was allowed as early as 1812
under a Regulation of that year. It extended to civil cases of the value of £ 5000 or
more. However, the restriction of monetary value was withdrawn by Regulation V of
the Bombay Code of 1818. In 1827, Elphinstone Code came into existence which
contained almost similar provisions of appeal to the Privy Council as were already in
force, the most striking feature of which was absence of any pecuniary limit for
moving an appeal.
Fate of Early Appeals:
The earliest appeal to the Privy Council was, Andrew Hunt v. Raja of
Burdwan,11 from the Sadar Diwani Adalat of Calcutta, decided by the the Privy
Council in 1798, affirming the decision of the Sadar Diwarii Adalat. Until 1833, there
were fourteen appeals from Sadar Diwani Adalats to Privy Council including eleven
from Calcutta,12 one from Madras and two from Bombay. To start with, the litigants
could not make much use of the provisions of appellate jurisdiction of Privy Council
because of their ignorance of the steps to be taken to bring the appeals from hearing
before the Privy Council. The suitors as well as the lawyers in the Company’s Adalats
were not familiar with the mode, manner and procedure of conducting appeals in
England. The litigants of interior mufassils had little contact with Englishmen and
hence they were ignorant about the court procedure. A solicitor in England had to be
appointed to represent the case of the litigant in the Privy Council and the Attorney of
the Supreme Court only acted as a liaison between the appellant and the solicitor.
After filing an appeal to the Privy Council, the parties waited eagerly for the decision
to come from the King-in-Council, but it never came as certain steps had to be taken
by the parties before the case could be taken by the Privy Council in the King-in-
Council and in the absence of those steps, the appeal would either be dismissed for
non-prosecution or consigned to the record office. This caused a lot of disappointment
to the litigants and the disputed property was almost ruined. Thus the ignorance of the
litigants about the exact procedure to be following during the course of appeal to be
taken to the Privy Council caused them more harm than good.
It was in 1826 that Alexander Johnston,’3 brought it to the notice of the
Company’s Board of Directors that many appeals involving important questions of
law had been pending before the Privy Council for a number of years. These cases
had not been heard because the parties concerned had not taken necessary steps in
England to pursue these appeals. The Privy Council, therefore, impressed upon the
Board of Control of the Company to initiate steps to inform the parties in India about
the pendency of their proceedings in these appeals and appraise them of the necessary
procedure to be followed to bring their cases to a hearing, it was suggested that a
Registrar of appeals be appointed to undertake the cases of respondents where the
appellants had appointed agents but the respondents had not done so. Where neither of
the two appointed an agent, the Registrar could act for both the parties.
The Company on its part, hesitated to appoint agents on behalf of the parties
for the fear whether it would be able to recover from the parties, the cost which it
might incur in bringing the appeals to a hearing. The Company, therefore, desired that
proper regulation be promulgated laying down that in all cases in which parties
concerned failed to appear by their agents to prosecute them would be disposed of and
the Company would be reimbursed by the parties concerned the expenses incurred by
it on prosecuting the pending appeals. As a result of this an Act’14 was passed by the
Parliament in 1833 reorganising the constitution of the Privy Council which now
functioned as a permanent institution to dispose of appeals and petitions from
overseas colonies.
The Judicial Committee specially dealt with the appeals from the Indian courts
which were pending before the Privy Council. It passed the following orders to
expedite the disposal of pending appeals.
By its first order of 1833, the Company was directed to bring before the
Judicial Committee of the Privy Council, all the cases of appeals from its Sadar
Diwani Adalats. In all forty-three such appeals were pending at the time which
included eighteen cases from Bengal, ten from Madras and fifteen from Bombay
Sadar Adalats. By the second order of November 18, 1833, the Company was
required to appoint solicitors or agents to act as counsels for different parties whose
appeals were pending before the Privy Council.
By the third order, the Company was authorised to recover costs from the
appellants incurred by it in bringing appeals through agents in the Privy Council.
Since there was no uniformity regarding pecuniary limits of appeals from
different Indian Courts, the Privy Council by an order of 1838 provided that after
December 31,1838 no appeal should be allowed, by any Sadar Diwani Adalat or
Supreme Court of India, unless the petition was presented within six months from the
date of judgment, decree or order and the value of the subject- matter in dispute in
such appeal was at least Rs. 10,000/-. The order also provided for appeals by special
leave in exceptional cases.
The constitution of the Judicial Committee was modified in 1843 when the
quorum to decide appeals from Indian Courts was reduced from 4 to 3 members.
The Judicature Act, 1845:
According to the aforesaid three orders in Council the Company brought the
pending appeals for disposal. In all 67 appeals were disposed of, out of which 37 were
affirmed, 12 reversed, 1 varied, 14 compounded, 2 withdrawn and 1 was remitted.
The Company had to spend a sum of 151537 pounds on these appeals, of which only
a nominal part could be recovered from the parties. Therefore, the British Parliament
passed an Act in 1845 seeking to absolve the Company of its responsibilities of
appeals. The Act laid down that the provisions of 1833 should not be applied to any
appeal from any Sadar Diwani Adalat after January 1, 1846 and such appeals were to
be managed by the parties themselves. Thus after 1st January 1846, the management
of appeals in England was taken out of Company’s hands and was vested in the
parties themselves.
Appeals to Privy Council from the Indian High Courts:
Consequent to the passing of the Indian High Courts Act, 1861, the Supreme
Courts and the Sadar Adalats in Calcutta, Bombay and Madras were abolished and in
their place the High Courts were established in these Presidency towns. An appeal
could be made to the Privy Council in any case not being of a criminal jurisdiction
from any final judgment, decree or order of the High Court if the value of the subject-
matter was not less than rupees ten thousand or the High Court declared that the case
was fit one for such appeal to the Privy Council.”15
In criminal cases, an appeal could lie to the Privy Council from any judgment
or sentence of a High Court made in exercise of its original jurisdiction or in any case
where a point of law had been reserved for the opinion of the High Court by court
exercising original jurisdiction provided the High Court certifies that the case is fit
one for appeal to the Privy Council.’16
Special leave to Appeal:
Besides, various Charters and Regulations also reserved to the Sovereign,
namely, King-in-Council, power to grant special leave tapea1 in those cases which did
not qualify to co’ e6i’eii’as of t1Wunder stipulated conditions. It could grant special
leave to appeal even where the High Court refused to grant necessary certificate or
leave. Special leave could be granted in civil as well as criminal cases.
In civil matters, though special leave was not granted in all cases yet the
attitude of the King-in-Council (Privy Council) was more flexible17 than in criminal
matter The Privy Council could grant special leave to appeal in civil matters where a
substantial question of law was involved o the case of a. public importance or of a
substantial character.’18
In criminal cases, the approach of the Privy Council was more restrictive and
it intervend only when there had been gross miscarriage of justice and the essential
legal principles had been violated.19 The obvious reason for this restrictive approach
of the Privy Council in criminal appeals was that such appeals were time consuming
and therefore would have resulted in the postponement of sentences or execution
thereof passes on those found guilty of murder causing undue delay between
commission of crime and the punishment which would have diluted the entire
deterrent effect of punishment, leaving the convicts in suspense. Yet another reason
was large number of criminal cases in colonies.
In Ibrahim v. Rex,20 the Privy Council inter-alia observed, “leave to appeal is
not granted except where some clear departure from the requirements of justice,
exists; nor unless by a disregard of the forms of legal process, or by some violation of
the principles of natural justice or otherwise, substantial and grave injustice has been
done There must be something which, in the particular case, deprives the accused of
the substance of fair trial or the protection of law.21
Referring to its prerogative to grant special leave to appeal, the Privy Council
in two cases22 of appeal from the Supreme Court of Bombay made it clear that the
clause referred to civil cases only and appeals in criminal cases, could go to the Privy
Council only if the Supreme Court concerned gave the necessary certificate of
permission.23 It is to be noted that even in the case of Nand Kumar, the Supreme
Court of Calcutta had refused to grant leave to appeal to the Privy Council.24
In 1862, the Privy Council considered the question of special leave to appeal
to itself from the Sadar Nizamat Adalat at Calcutta in Reg v. Joykisen Mookerjee.25On
being convicted on a charge of forgery, the accused prayed for leave to appeal which
was refused by the Sadar Nizamat Adalat. The Privy Council, while admitting the
existence of prerogative of the Crown to grant special leave to appeal and admitting
that justice had not been well administered in this case, still refused special leave on
three main grounds, namely, (i) it ‘would involve investigation and examination of the
entire evidence in the case de novo; (ii) till that time there was no precedent to grant
special leave nor had any petition praying for special leave ever come from any
Dominion or colonies; (iii) the consequences of granting special leave would be
destructive of administration of criminal justice.
The Privy Council, however, hoped that justice would be done in the instant
case by exercising the Royal prerogative of granting pardon to the accused.
In Re Dillet26 case the Privy Council reiterated its earlier stand on grant of
special leave in criminal cases and observed that invariably it would desist from
reviewing or interfering with the course of criminal proceedings unless it is shown
that there has been violation of the principles of natural justice or some substantial
and grave injustice has been caused to the petitioner. Perhaps, the first case from India
in which the Privy Council intervened was in 1913 because the accused in this case
was condemned to death upon no evidence at all.27
The Privy Council in Arnold v. King Emperor,28 through Lord Shaw stated
that the Judicial Committee of Privy Council is not a court of criminal Appeal. It shall
not interfere with the course of criminal law unless there has been gross violation of
the natural principles of justice so demonstratively manifest as to convince their
Lordships, that the result arrived at was opposite to the result which their lordships
would themselves have reached.
Appeal from the Federal Court:
A Federal Court was established in India by the Government of India Act,
1935. An appeal from the decision of the Federal Court could be allowed to the Privy
Council in the exercise of its original jurisdiction without leave, and in any other case,
by leave of the Federal Court, or His Majesty’s Council, namely the Privy Council.29
It must be stated that even after the establishment of the Federal Court, the old system
of appeal from High Court to Privy Council was continued and uninterrupted.
Abolition of the Jurisdiction of the Privy Council:
Consequent to the Indian Independence in 1947, there was need to extend the
jurisdiction of the Federal Court by restricting Privy Councils jurisdiction over it.
Therefore an Act called the Federal Court (Enlargement of Jurisdiction) Act, 1948
was passed which provided that an appeal would be allowed to the Federal Court from
any judgment of the High Court without leave to appeal of the Federal Court if an
appeal could have been brought to His Majesty’s Council without any special leave
under the provisions of the Code of Civil Procedure or of any other law in force, and
with the special leave of the Federal Court in other cases.
The jurisdiction of the Privy Counci.1 to hear appeals from India was
completely abolished in 1949 by the Abolition of the Privy Council Jurisdiction Act,
1949 which came into force on October 10, 1949 The pending appeals were
transferred to the Federal Court except those which the Privy Council could dispose
of before the inauguration of the Indian Constitution With the coming into force of the
Constitution of India on January 26, 1950, the Federal Court was replaced by the
Supreme Court of India. It was the highest court for the country and conferred wide
jurisdiction.
The last Indian case decided by the Privy Council was that of N.S.
Krishnaswami_Ayyangar v.Perumal Goundan,30 from Madras which was decided on
December15, 1949. Thus came to an end Privy Council’s over two century old
relationship with India.
Role of Privy Council in the Development of law in India:
The Privy Council played a very significant role in the development of law in
India. As rightly commented, “it served as a bridge between the Indian and the
English legal systems over which legal ideas travelled from England to India.” It
helped in the development of the fine principles of common law in India which
provided basis for codification of India laws. The Privy Council also acted as a
connecting like between the various Sadar Adalats, Supreme Courts High Court in
Indian which followed and interpreted law differently from one another and thus
served as a great unifying force in the judicial administration in India.31 The decisions
of the Privy Council have enriched the Indian legal literature in many ways. It always
tried to uphold the principles of natural justice and fair play in the realm of criminal
jurisprudence. Its contribution to civil law, property law, personal laws and
commercial law is also no less important. It tried to rationalise these laws by
incorporating in them the fine principles of equity, justice and good conscience.
Speaking about the contribution of Privy Council to the Indian legal system,
Shri K.M. Munshi at the eve of the abolition of the Privy Council observed “The
British Parliament and the Privy Council are two great institutions which the Anglo-
Saxon race have given to mankind. The Privy Council, during the last few centuries
has not only laid down law, but coordinated the concept of rights and obligations
throughout all the Dominions and Colonies in the British Commonwealth. It has been
a great unifying force and for us Indians, it became the instrument and embodiment of
the rule of law, a concept on which alone we have based our democratic institutions
which we have set up in our Constitution.”32
The Privy Council assumed the role of the sole interpreter of the Federal
Constitution under the Government of India Act, 1935 and in this capacity it has
played a commendable role in moulding the Constitution, remote from the local
political background.
It must be stated that even after the establishment of the Supreme Court of
India on January 26, 1950, the decisions of the Privy Council are held in great esteem
as is evident from the fact they are still binding on all the High Courts of India unless
overruled by the Supreme Court of India.
Despite the contribution of the Privy Council to the development of law and
legal institutions in India, its judgments have sometimes been criticised for not being
in consonance with the accepted Indian norms. This was particularly true with its
decisions relation to personal laws of Hindus and Mohammedans. Since the members
of the Privy Council were all English Judges, they had little knowledge about the
manners, customs and traditions of the Indian natives. Moreover, the solicitors in
England were engaged by the Attorneys of the Indian Supreme Courts. These
solicitors, again being ignorant about the Indian ways of life, lacked adequate
knowledge about the habits and practices of the natives, therefore, they were not in a
position to plead the cause of their clients successfully.
Another shortcoming of the functioning of the Privy Council from England
was the huge expenditure which the parties had to incur in order to move in appeal to
the Privy Council. As a result of this, only rich and influential parties could resort to
this course of justice and the poor were obviously deprived of this opportunity due to
financial constraints.
That apart, the Privy Council was the highest court in the Indian judicial
system. It being located in England, gave an impression of our sole dependence on the
Britishers in matters of law and justice. But there seems to be little force in this
argument keeping in view the high traditions which the Privy Council has evolved
through its attitude of judicial detachment and unflinching integrity that subordinated
everything to the rule of law and its conscientious regard for the rights and justice not
only between subject and subject but also between State and subjects. The supremacy
of Privy Council lay in its ‘fearless justice’ .33
CHAPTER XV
MODERN JUDICIAL SYSTEM
Having discussed the origin and development of various types of courts for the
administration of justice in British India, it would be in the fitness of things to give a
brief account of the differ9nt courts functioning under the modern judicial system in
this country. The hierarchy of courts functioning in modern India is as follows:-
The Supreme Court of India:
The Supreme Court has been declared as the highest Court of the land by the
Constitution of India. It is at once the interpreter and guardian of the Constitution. It is
the highest appellate court of the country. It has original, appellate and advisory
jurisdiction as discussed in the earlier chapter.1 It is empowered to frame rules with
the approval of the President, relating to the practice and procedure of the Court. A
Judge of the Supreme Court may also to give a dissenting judgment.
The Supreme Court being a court of record, can punish for its contempt. Such
power is necessary for maintaining the sanctity of the Court and its authority It is
independent of the control of the executive and legislature i.e., Parliament as is
evident from the provisions relating to the appointment and removal of the judges of
the Supreme Court.
The High Courts:
Immediately below the Supreme Court, there are High Courts in different
States, which constitute the highest Court of Appeal and revision in the State, both for
civil and criminal matters. The High Courts are also the courts of record in the State
and have to perform the general functions of superintendence and control over the
subordinate courts within its territorial jurisdiction. The High Court exercises original
jurisdiction in matters relating to issue of writs for violation of fundamental rights of
persons and for any other purpose.2
Subordinate Courts:
Below the High Court of the State, there exists a network of subordinate
Courts comprising criminal and civil courts. Though there is no uniformity as regards
jurisdictional limits of different categories of subordinate courts in different States,
nevertheless the organisation of these courts is more or less similar in most of the
States. The various categories of subordinate civil and criminal courts are discussed
below.
1. Civil Court:
In general, the hierarchy of Courts which exist in each State for the
administration of civil justice consists of :—
1. District Court.— There is a Court of District Judge in each district which
is the Principal Civil Court of original jurisdiction. It also exercises appellate
jurisdiction for the orders and decree of the subordinate courts in cases upto Rs.
5,000/- in value. The District Judge has the power to control and supervise the whole
subordinate judicial Courts in the District. He is assisted in his work by the Additional
District Judges wherever necessary.
2. Lower Courts.—Below the District Court, there are a number of courts of
judges having different designations in different States. In some States they are
designated as Munsifs while in others they are called as Civil Judge class I and class
II. Their pecuniary jurisdiction varies from State to State3 between Rs. 1,000/- and
Rs. 5,000/- as contained in the Civil Courts Acts of the respective State.
3. Other Small Causes Courts.— Besides the lower subordinate Courts,
there are a few more Courts of minor jurisdiction which are called the Courts of Small
Causes. They are meant to provide cheap and speedy justice in petty civil cases. The
Courts of Small Causes were first established iri.1860 which were amended in 1865
and again in 1867. The same person may be appointed as Judge of more than one such
courts. Each Court of Small Causes has a Registrar who is a ministerial officer of the
Court. He may, however, be empowered to try civil cases below Rs. 20/- in value. The
Judge of the Small Causes Court can decide civil cases up to the value of Rs. 1,000/-.
The jurisdiction of this court is exclusive and its decision is always final. However,
the High Court has the power to revise the decision of the Small Cause Courts. The
Small Causes Courts are under the control of the District Court and under the
superintendence of the High Court of the State.
In addition to the courts mentioned above, certain States also have Courts of
Mamlatdars and Village Munsiffs as in Maharashtra or Village Courts in Madras or
Honarary Munsiffs and Magistrates in the State of Uttar Pradesh.4
4. The Village Panchayats.—After the Indian Independence most of the
States have established Village Panchayats which are commonly known as ‘Gram
Panchayats’ in compliance with the directive principles contained in Article 40 of the
Constitution of India. Each Gram Panchayat consists of an elected head called the
Sarpanch and a Up-sarpanch to assist the Sarpanch. The members of the Panchayat
are called the ‘Panchas’ who are elected by the village people. The Gram Panchayat
conducts its proceedings in public and exercises petty civil as well as criminal
jurisdiction but it has no power to execute its decisions. As regards civil cases, the
Gram Panchayat decides petty cases involving money, goods, recovery of movable
property or compensation claims to the extent of Rs. 200/- in value. However, under
special powers, this pecuniary limit can be extended upto Rs. 500/-. The plaintiff has
to file a written plaint to institute a suit in a Panchayat and the decrees passed by it are
executed by the concerned civil court. The District Judge exercises supervisory
control over the working of the Panchayats. He can suspend the Panchayat for
incompetency or abuse of powers etc. Likewise, the members of the Panchayat can
also be removed for misconduct incompetence or insolvency.
5. The Civil Courts of Presidency Towns.— The functioning of the Courts
in Presidency towns of Calcutta, Madras and Bombay is somewhat different. The
various Courts that exist in Presidency towns include the following
(i) The Presidency High Courts.—There is a Presidency High Court in each
of the Presidency towns of Calcutta, Madras and Bombay which exercises original
jurisdiction to decide civil cases of any value within the local limits of the Presidency
town. Such jurisdiction extends to all causes of civil nature except those which are
decided by the Small Causes Courts and other City Civil Courts.
(ii) The City Civil Courts of Madras, Bombay & Calcutta.—A City Civil
Court was established in each of the Presidency towns as a measure of relief to the
Presidency High Courts and to render administration of justice speedy and less
expensive.
The Madras City Civil Court was first to be established in 1892 under the
Madras City Civil Court Act, 1892. This Court had the jurisdiction to decide civil
cases upto the value of Rs. 2500/-. This pecuniary limit was subsequently raised to
Rs. 10,000/- in 1951 and finally, to Rs. 50,000/- by an Act of 1955. It is significant to
note that the City Civil Court of Madras enjoys concurrent jurisdiction with the High
Court whose ordinary original jurisdiction is not affected by the introduction of the
City Civil Court. An appeal from the City Civil Court however, lies to the Presidency
High Court of Madras.
The Bombay City Civil Court was established in 1948 under an Act of that
year. This Court has jurisdiction to decide cases upto Rs. 10,000/- within the local
limits of the city of Bombay. This pecuniary limit was subsequently raised to Rs.
25,000/- in 1950 and at present it is Rs. 50,000/-. An appeal from the decision of this
Court lies to the Presidency High Court of Bombay. The jurisdiction of the Presidency
High Court is barred to the extent of the jurisdiction of the City Court. However, the
High Court may under special circumstances, get transferred to itself, any suit or
proceeding from the City Civil Court of Bombay.
A City Civil Court was also established at Calcutta in 1957 with tower to
decide cases upto Rs. 10,000/- which was subsequently raised to R 50,000/ Like other
City Civil Courts, an appeal from this Court lay to the Presidency High Court of
Calcutta.
(iii) Presidency Courts of Small Causes.— In each of the three Presidencies,
there is a Court of Small Causes emerging from the old Courts of Requests which
existed under the charter of 1753. The powers, constitution and jurisdiction of the
Courts of Requests were altered from time to time in order to meet the exigencies of
time. Finally, these Courts were abolished in 1850 and new Courts of Small Causes
were established in three Presidency towns which could decide civil cases upto Rs.
500/- in value. The pecuniary jurisdiction was subsequently raised to Rs. 1000/- in
1864 and if the parties mutually consented, the suits of even higher value could also
be decided by this Court.
Each of the Presidency Small Cause Court was to have a Chief Judge and as
many other Judges as the State Government deemed necessary. These Courts were
subordinate to respective High Court of the Presidency. There was to be a Registrar of
the Small Cause Court who could be authorised by the High Court to dispose of
undefended suits and interlocutory applications. In case of any doubt, the Judges of
the Small Causes Court were to reserve any question of law or equity or admissibility
of evidence etc. for the opinion of the High Court. The High Court had a general
power of supervision and control over the working of the Small Causes Courts. The
Small Cause Courts are not
empowered to decide suits for the recovery of immovable property, enforcement of
trust, restitution of conjugal rights or grant of injunctions etc. The decree and order of
the Small Cause Court in a suit is final and conclusive, unless otherwise provided.
II. Courts for Criminal Justice:
The subordinate courts administering criminal justice function uniformly
throughout the country under the Code of Criminal Procedure, 1973. These consist of
Courts of Magistrates of different categories and the Sessions Courts.
The Code of Criminal Procedure, 1973, provides that there shall be, in every
State, the following classes of criminals Courts,5 namely :—
(i) Courts of Session;
(ii) Judicial Magistrates of the first class, and in any metropolitan area,6
Metropolitan Magistrates;
(iii) Judicial Magistrates of the second class; and
(iv) Executive Magistrates.
(i) The Court of Session.— Each district of the State has a Court of Session
which is presided over by a District & Sessions Judge. Additional Session
Judges may also be appointed for assisting the Session Judge in his work. They are
equal in rank and not subordinate to the Sessions Judge. The criminal cases of a grave
nature are tried in the Sessions Court and the Session Judge can pass any sentence.
However, the sentence of death passed by him, requires confirmation of the High
Court concerned for final execution.7 The Sessions Court also hears appeals from the
Courts of District Magistrates and those of special magistrates.
(ii) Judicial Magistrates.—The Code of Criminal Procedure, 1973 provides
to the appointment of a Chief Judicial Magistrate in every district. He is assigned the
powers of the Magistrate of the first class. The appointment of the Chief Judicial
Magistrate is made by the High Court of the State concerned. Every Chief Judicial
Magistrate shall be subordinate to the Session Judge. He can pass any sentence
authorised by law except a sentence of death or of imprisonment for life or
imprisonment for a term not exceeding seven years.
Besides the Chief Judicial Magistrate, there are also the Courts of Magistrates
which are further classified as Judicial Magistrates and the Executive Magistrates.
There are two grades of Judicial Magistrates, namely, the Judicial Magistrate of the
first class and the Judicial Magistrate of the second class.
The Court of Magistrate of the first class may pass a sentence of imprisonment
not exceeding three years, or fine not exceeding Rs. 5000/- or both.
The Court of Magistrate of the second class may pass a sentence of
imprisonment for a term not exceeding one year, or fine not exceeding Rs. 1000/- or
both.
In Metropolitan areas, the Court of a Chief Metropolitan Magistrate shall have
the powers of a Chief Judicial Magistrate and the Metropolitan Magistrate shall have
the powers of the Magistrate of the first class. The Chief Metropolitan Magistrate
shall be subordinate to the Sessions Judge.
(iii) Executive Magistrates.— In every district and in every Metropolitan
area, the State Government may appoint as many persons as it thinks fit to be
Executive Magistrates and shall appoint one of them to be District Magistrate.13 The
State Government may appoint any Executive Magistrate to be an Additional District
Magistrate who shall also have the same powers as those of a District Magistrate. The
State Government may place an Executive Magistrate in charge of a Sub-Division and
the Magistrate so placed in charge of a Sub-Division shall be called a Sub-Divisional
Magistrate. The State Government may also appoint Special Executive Magistrate for
particular areas or for performing particular functions.
All Executive Magistrates, other than the Additional District Magistrate, shall be
subordinate to the District Magistrate and every Sub-Divisional Magistrate shall be
subject to general control of the District Magistrate.
The state Government may also appoint Special Executive Magistrate for
particular areas or for performing particular functions.
All Executive Magistrates, other than the Additional District Magistrate, shall
be subordination to the District Magistrate and every Sub-Divisional Magistrate shall
be subject to general control of the District Magistrate.
The jurisdiction of the Executive Magistrate shall extend to local limits of the
areas defined by the District Magistrate and they shall exercise all or any of the
powers with which they may be invested by the Code of Criminal Procedure.
III. Revenue Courts:
The system of courts adopted by different States for adjudication of revenue
cases is more or less similar with minor deviations in the designations of the revenue
officials. The different categories of Revenue Courts functioning in the States are as
follows :—
1. The Board of Revenue.—The Board of Revenue is the highest revenue
Court in a State. It decides all judicial matters and cases relating to settlement in
whole of the State.
2. Commissioners and Additional Commissioners. — The whole of the
State is divided into several Divisions each having a Commissioner who exercises
powers and performs duties assigned to him by the Code of Land Revenue of the
State. An Additional Commissioner may also be appointed by the State Government
in a Division. He assists the Commissioner in his work. The Commissioners and
Additional Commissioners function under the Board of Revenue.
3. Collectors and Additional Collectors. — Each Division of the State is
further divided into several districts, each having a Collector who is in- charge of the
district. Additional Collectors are also appointed by the State Government to assist the
Collector of the District. Their powers and functions are defined by the Land Revenue
Act or the Code.
4. Assistant Collectors. — There are Assistant Collectors of first and Secçnd
class in each District. In some States they are designated as Deputy Collectors.
Assistant Collector of the first class may be placed in charge of a Sub-Division when
they are called as Sub-Divisional Officers. They are subject to the control and
supervision of the Collector of the District.
5. Tehsildars and Naib Tehsildars. — These are revenue officers in the Tehsil
which is a unit of collection of revenue. They deal with revenue matters according to
the provisions of the Land Revenue Act or Code. In some States they are designated
as Talukedars or Mamlatdars.
Besides these revenue officers, there are a number of other petty revenue
officials such as Superintendent Land Records, Assistant Superintendent of Land
Records, Kanungos, Patwaris as the State Government may prescribe from time to
time. In villages; there are Kotwars or Lekhpals who prepare the land records in their
areas.
Appeals.— An appeal from the order of the Assistant Collector class II or
Tehsildar shall lie to the Collector and from the decision of the Collector or Assistant
Collector Class I or Sub-Divisional officer to the Commissioner. The appeal from the
orders of the Commissioner or Additional Commissioner shall lie to the Board of
Revenue. An appeal may be admitted, reversed or dismissed by these appellate
revenue authorities.
In order to maintain efficiency in the administration of law and justice in the
country, it is necessary for the State to exercise effective control on the subordinate
Courts. This has been ensured by the constitutional provision contained in Article 227
of the Constitution which vests the power of superintendence over the subordinate
judiciary in the High Courts. They have been empowered to make rules for
controlling the organisation of the subordinate Courts. The power of postings and
promotion of and the grant of leave to persons in the State Judicial Service other than
the District Judges, are vested in the High Courts so that they can exercise effective
control on these subordinate judicial officers.
An Appraisal of the Modern Judicial System:
A sound judicial system of administration of justice is perhaps the most
valuable legacy which the Britishers have left behind in India. The concepts of Rule
of law, independence of the judiciary and justice according to law have been firmly
established in the judicial system of India. That apart, constant efforts are being made
to improve the administration of justice through changes in the working of the
subordinate courts, particularly to eleminate delay and minimise legal formalism. The
gravest defect that exists in the judicial system of India is that it suffers from undue
delay in disposal of cases which often results into miscarriage of justice because
“Justice delayed is justice denied. Moreover, the relief granted to the aggrieved parties
loses its significance by the lapse of time. The delay in trial and disposal of cases can
be attributed to the lethargy of the Bar and the Bench. The members of the Bar
particularly adopt dilatory tactics to exploit their clients or monetary gains.
The litigation in the Indian courts is a costly affair. Commenting on the heavy
expenses that are incurred in seeking remedies from the Court, the Law Commission,
in its 14th Report of 1958 observed, “India is the only country under a modern system
of Government which deters a person who is deprived of his property of legal right
from seeking redress by imposing a tax on the remedy he seeks.” Thus the heavy
court-fee which the suitor is required to pay to get his claim or right redressed deters
him from approaching the law courts. Therefore he prefers to bear the loss, damages
and suffering caused to him by the wrongdoer rather than entering into a costly and
lengthy litigation.
The highly complex and technical nature of the court procedure also creates
practical problems for the litigants. The suitors being ignorant about the formalities of
the law and courts, are often exploited by the ministerial staff and the legal
practitioners. These formalities at every stages of the trial are so cumbersome and
time consuming that the suitors at times begin to lose faith in the institution of justice
itself.
The combination of judicial and executive powers in the same official is yet
another set-back of the present day criminal justice system.’7 In some States the
magistrates are entrusted with the functions of police as well as Judge. They have to
try, prosecute and punish the offenders. The Collectors of the District are acting as
District Magistrates also in many States. This is likely to lead to abuse of power by
the trial Magistrate which may result into miscarriage of justice. However, more
recently this aspect has received serious attention of the State Governments and
efforts have been made to separate the judicial functions of the magistrates from their
executive functions.
The heavy arrears of cases pending in different courts has rendered the
litigation a lengthy and cumbersome process. It results into inordinate delay in
disposal of cases causing untold miseries to poor and helpless litigants. In order to
reduce the arrears in law Courts it is suggested that pecuniary jurisdiction of the
Judges in subordinate courts should be enhanced. Revitalisation of the institution of
‘Nyaya Panchayats’ at village level may perhaps help to reduce the burden of lower
courts to a considerable extent. These Panchayats may be empowered to dispose of
petty civil and criminal cases in the villages. The Petty cases of village people may
thus be disposed of quickly without much expenditure.
The Law Commission, through its Reports from time to time has suggested
some concrete measures to remove the shortfalls of the existing judicial system in
India. It has recommended an increase in the strength of Judges in the courts for
speedy disposal of judicial work. There is need to reorganise the State. Judicial
Services. In order to ensure the entry of really talented and worthy persons as Judges
it is suggested that there should be an All India Judicial Service on the pattern of
Indian Civil Services and the recruitment of Judges should be through the Union
Public Service Commission as is the case of other Administrative Services or the
Engineering, Forest and Medical Services etc. The recruitment of Judges by the States
leaves much room for manipulation and favouratism. The promotions in the judicial
services should be on the basis of ability and merit and not merely on seniority. The
setting up of a National Judicial Academy at Bhopal in 2003 for providing initial
training to new recruits as Judge/Magistrates and refresher courses for the serving
judicial officers is indeed a welcome step towards bringing about a qualitative
improvement in the Indian Judicial Services.
In order to provide adequate relief to poor litigants, free legal aid services, are
organised by the States so that indigent persons are not denied justice because of their
inability to pay the court-fee. The States are initiating schemes and measures to
provide free legal aid services at district and other levels but unfortunately the quality
of legal aid provided by these agencies is far from satisfactory. The remuneration
payable to the legal aid advocates is so meagre that only briefless and inexperienced
practitioners are inclined to accept this work and really competent and experienced
lawyers take no interest in it.
It must be said that the institution of Lok Adalats under the Legal Services
Authorities Act, 1987 has proved to be a successful measure in taking justice to the
door steps of the poor. These Lok Adalats are held at district, tehsil and even village
level and dispose of cases then and there by mutual settlement or compromise by the
parties. This has helped in easing the work of the lower courts at the same time
providing cheap and speedy justice to common man. The statutory recognition of Lok
Adalats19 by the Legal Services Authorities (Amendment) Act 2002, has provided
strength and force to this public court.
The main object of the programme for legal aid and Lok Adalats is to avoid
litigation, as far as possible, and to find a compromise by creating mutual
understanding and trust between the disputant parties. This innovative approach is one
of the effective ways to reducing number of unwarranted litigation in courts.
There have been several proposals before the Government to cut down judicial
delays and reduce the number of pending cases. The launching of about 450 fast track
courts on April 1, 2001 at the district level in various States has been one of the
effective measures for curtailing judicial delay. Initially five such courts were to be
set up in each district. The scheme envisages the appointment, for a tenure of two
years, of adhoc Judges from amongst the retired sessions and additional sessions
Judges, members of the Bar and judicial officers who would be promoted on adhoc
basis. The selection of Judges is made by the High Courts. The scheme will go a long
way in expediting dispensation of justice and clearing backlog of cases. There are
about 25 fast track Courts functioning in the Capital (Delhi) at present.
The Supreme Court in Brij Mohan Lal v. Union of India, (decided on May 6,
2002) directed that all the vacant posts in Fast Track Courts be filled within three
months of the judgment. These Courts were to be assigned the exclusive work of
disposing of the cases of undertrials who were languishing in jails for petty offences
and put behind the bars for periods which are longer than the punishment warranted
by the offence. This will mean huge saving in jail expenditure.
The adversarial nature of litigation which was monetary-oriented provided
relief only to rich and wealthy litigants and the poor and persons of meagre means
found it difficult to defend themselves against their resourceful opponents. This
caused great injustice to poor and ignorant masses. Therefore, in order to enable the
common man to have access to doors of justice, public interest litigation has been
encouraged by the Supreme Court and the High Courts. The epistolary jurisdiction of
these courts has given way to the adversarial mode of litigation by liberalising the
doctrine of locus standi whereby a writ can be filed under Article 32 in the Supreme
Court or Article 226 in the High Court in the public interest against the State or a
public undertaking for enforcement of any of the fundamental or legal rights which
have adversely affected a sizable groups of the society. This is indeed a commendable
development in the history of judicial administration in India.
The establishment of Family Courts which has already received statutory
recognition by the Family Courts Act, 1984 is yet another progressive step in the
direction of mitigating the hardships of the litigants. Since these Courts shall have
jurisdiction over divorce, legitimation, maintenance, property partition, custody of
child etc., it would lessen the burden of civil courts which are presently dealing with
these cases. It is high time when all the States should initiate steps to establish family
Courts so that it can be possible to bring about reconciliation among parties in
matrimonial disputes outside the courts.
Consumer Forums at the National, State and District level are also functioning
for the redressal of consumer’s grievance and providing them relief in appropriate
cases.
In the ultimate analysis, it may be stated that though the modern Indian
judicial system suffers from certain glaring defects, the legislators arid law reformers
are constantly striving to remove these shortcomings to make justice system effective
and welfare oriented. Perhaps, what is wanting in the present context is the real zeal
and urge among the legal fraternity to look to the miserable plight of the suffering
litigants sheding aside their own selfish interests and routinism. Therefore the need of
the hour is, to bring about a change in the attitude of the judicial personnel who are
entrusted with the task of administration of justice.
The setting up of the Human Rights Commission in November 1993, was
indeed a welcome measure in the direction of strengthening the cause of justice. The
Commission entertains complaints involving violation of human rights such as
custodial deaths, illegal arrests, atrocities against women, sex violations, violations by
Armed Forces etc. Many states have also established their Human Rights
Commission. Since a dignified survival of man is at the core of human rights
jurisprudence, its focus is on discarding anarchic, violence as well the practices based
on oppression, torture and indignities so that better standards and higher norms life
can be achieved. It may however, be pointed out that the National Human Rights
Commission (NHRC) and the State HRC have no power to punish the violators of
human rights, nor can they grant any compensation or even immediate interim relief
to the victims or the members of their families. The Commission can only make
recommendation to the concerned governments for prosecution and grant of relief.
Therefore, in order to make NHRC more effective and meaningful, it is necessary that
it should have its own independent investigating machinery with punitive powers.
Also there is need for setting up human rights courts for adjudication of human rights
violation cases.
In order to ensure gender justice and provide assistance to the judicial
administration in protecting the rights of women, a statutory body known as National
Commission for Women was set up in January 1992 under an Act called the National
Commission for Women Act, 1990. The main functions of the National Commission
for Women are as follows:
(1) to review the constitutional and legal safeguards for women and recommend
remedial legislation for ensuring the enforcement of the rights of women;
(2) to facilitate remedial measures for resolving the problems of women and
advice the Government on all policy matters effecting women;
(3) to review the existing provisions of the Constitution affecting women and
ensure effective implementation of the safeguards for women;
(4) to look into complaints of aggrieved or victimised women and initiate suo
motu action in appropriate cases;
(5) to undertake professional and education research for ensuring representation
of women in all spheres of life and national activities;
(6) to look into the cases of violation of law against women and make sure that
women’s rights are well guarded; and
(7) to strive for socio-economic development of women and work for women’s
empowerment.
The Women Commission subm1ts its reports annually to the Central
Government indication the cases dealt with and action taken by the Commission.
The States have also set up Women‘s Commission at state level to look into
the problems and complaints of aggrieved women and solve their socio-legal
problems.
CHAPTER XX
CODIFICATION OF INDIAN LAWS AND THE LAW
COMMISSION
The Charter Act of 1833 marked a new era in the development of laws in
India. It made a beginning of consolidation and codification of Indian laws. The
British Company had acquired many territories by this time and it was difficult for it
to exercise effective control over them with the existing constitutional pattern. A
strong Central Government was, therefore, desired for the proper administration of
such a vast empire.
Establishment of an All India Legislature:
The British rulers experienced that the state of law in presidency towns and
mofussil areas was also most uncertain and haphazard and lacked uniformity. There
were as many as five different authorities which framed laws and regulations for India
at that time. They were :—
(i) The Charters issued by the British Crown;
(ii) The Acts passed by the British Parliament;
(iii) The Regulations (orders) of the Governor-General-in-Council.
(iv) The rulings of the Supreme Court; and
(v) The Regulations passed by the Presidencies.
On account of the multiplicity of the sources of law, the law made by one
authority often differed from those made by the other authority, with the result that
there was a lot of confusion about certainty of laws. With a view to removing this
anomaly, it was proposed to establish an All India Legislature having authority to
enact laws for the whole of British India. This was done by the Charter Act of 1833.
The All India Legislature so established consisted of the Governor General-in-Council
having a fourth member called the Law Member. He was to assist the Council in
making laws for the entire British India. The establishment of an All India Legislature
was a great step towards the process of centralisation and improvement in the quality
of laws enacted for India.
Another important issue which needed immediate attention was the
consolidation and codification of Indian laws. The existing criminal law was far from
satisfactory due to its inherent defects. The personal laws of the natives dealt with
only certain specific topics such as succession, inheritance, marriage, usages and
religious institutions. There were many civil wrongs and crimes which were left
outside the scope of law which posed problems before the English Judges. Therefore,
legal experts like T.B. Macaulay drew the attention of British Parliament towards the
necessity of codification of Indian laws in order to remove the imperfections thereof.
He attributed three major vices in the then existing Indian laws. The first was the
nature of laws and regulations; the second was the ill-defined authority and power
from which various laws and regulations emanated; and the third was the anomalous
and conflicting judicature by which the laws were administered.’ Macaulay further
pointed out that the decision of different courts of India rendered the law not only
bulky but uncertain and contradictory. There was no link between the Crowns court
and the Company’s courts and each of them interpreted laws in their own way. At
times, conflicting decisions were given by these courts on similar issues. This
obviously hampered the cause of justice.
The Charter Act of 1833:
As stated earlier, an All India Legislature was established in India by the
Charter Act of 1833 which forms a watershed in the legal history of India.2 Lord
Macaulay was appointed as the Law Member of the Governor-General-in- Council
under this Act. The laws passed by the All India Legislature were called as ‘Acts’ and
not Regulations. The Council was authorised to make laws for whole of the British
territory in India and it could repeal, amend or alter any law or regulation in force in
any part of India. The laws made by the Legislature were required to be placed before
the British Parliament through the Board of Control for approval. With the creation of
this new Council, the Governments of Bombay and Madras were deprived of their
law-making power.
First Law Commission:
Lord Macaulay in 1833, had emphasised the urgency of codification of Indian
laws by arranging them in a systematically written code. Consequently, section 53 of
the Charter Act of 1833 made provision for the appointment of a Law Commission in
India for the purpose of codification and consolidation of the Indian laws. The
principle which was to be followed in the process of codification and consolidation of
the Indian laws was stated by Macaulay in the following words:—
We do not mean that all the people of India should live under the same law,
far from it we know how desirable that object is but we also know that it is
unattainable. Our principle is simply this—uniformity where you can have it,
diversity where you must have it, but in all cases certainty.”
The First Law Commission was appointed in 1834 under the Chairmanship of
Lord Macaulay. It consisted of four members including the chairman. The other three
members were J.M. Macleod, G.W. Anderson and C.H. Cameron who represented the
Presidencies of Calcutta, Madras and Bombay respectively. In 1837, F. Millet was
also appointed as the member of the Law Commission, thus its membership including
the Chairman rose to five, which was the maximum prescribed by the Charter Act of
1833. The Law Commission was to function under the direction and control of the
Governor General-in-Council which was authorised to determine from time to time
the subject upon which the Commission was to make enquiries and submit its reports.
The Commission was directed to prepare a draft of Penal Code and also of Civil and
Criminal Procedure Codes. The Law Commission was also to suggest improvements
over the existing legal system in their reports keeping in view the religious sentiments
and customs of the different communities residing in India.
Contribution of the First Law Commission:
As directed by the Government of India, the Law Commission first started
with the codification of criminal law. The reason for top priority to draft Penal Code
was that the existing criminal law was full of uncertainties and confusion throughout
the country. In the Presidencies, the English law of crimes was applied while the
Provinces of Bengal and Madras followed the Mohammedan law of crimes. The
Province of Bombay followed the penal law under the Elphinstone Code of 1827.
Besides, Regulations were also frequently issued by the Government to regulate
administration of criminal justice. The draft of Penal Code was finally submitted by
the Law Commission to the Government in 1837. Since the Draft was mainly
prepared by Lord Macaulay, it was also called the ‘Macaulay Code’. However, the
daft could not be enacted into law until 1860.
In 1837 Lord Macaulay went back to England and Andrew Amos was appointed as
the Chairman of the Law Commission in his place. Later on, C.H. Cameron was
appointed as Chairman of the Commission in 1840.
Draft Penal Code:
Since the Draft Penal Code which was submitted by the Law Commission to
the Government on May 2, 1937, could not be immediately enacted into a law, the
Council instructed the Law Commission to prepare a scheme of pleading and
procedure with forms of indictment appended to the provisions of the draft Penal
Code. Two members of the Commission, namely, Cameron and Elliott prepared the
scheme with several forms and submitted it with their report to the Government on
February 1, 1848.
In 1842, the Law Commission also prepared a draft Code of Law of Limitation
in British India. However, after the return of Lord Macaulay to England the activities
of the First Law Commission declined considerably. Commenting on the contribution
of the First Law Commission of India to the codification of Indian laws, Keith4
opines, “no important positive enactments had resulted, and on the score of expense it
had been reduced to a skeleton organisation.”
Lex Loci Report:
The Charter Act of 1833, allowed unrestricted entry to Europeans in India,
consequently there was unprecedented inflow of foreigners and they settled in
different parts of the country. Subsequently, by 1837, they were also authorised to
hold land. But the status of Europeans including Christians, Anglo Indians and
Parsees residing in mofussil areas and the application of law to them remained
uncertain for all these years. In presidency towns, these aliens were judged by the
English law but there was obscurity of law applicable to non- Hindus and non-
muslims in the mofussil. In other words, there was no lex locj i.e. law of the land, for
them. Therefore, the attention of the First Law Commission was drawn to this lacunae
by the Government in 1837 and it was directed to make enquiries on this subject and
submit its report. The Law Commission submitted its report known as ‘Lex loci
report’ to the Government on October 31, 1840 suggesting that substantive law of
England should be declared as lex loci (Law of the land) applicable to all excepting
Hindus and Muslims inhabiting in the mofussil areas. The Law Commission
attempted to justify this recommendation on the ground that English law was
applicable to all persons other than the Hindus and muslims, in the presidency towns,
and therefore, the same law should be applicable to them in mofussil areas also
because as for as possible the law of the land should be same throughout the te’ritory
of the Comoany’s rule.5 The Law Commission suggested that an Act should be
passed incorporating the recommendation of the lex loci report subject to following
safeguards and restrictions :—
(i) Only that much of the English substantive law was to he declared lex
loci which suited the Indian conditions. The procedural law of England
was not to be declared lex loci.
(ii) No Act of the British Parliament passed after 1726 was to be extended
to mofussil areas unless there was an express provision in the Act for
extending it to India.
(iii) The English law relating to marriage, divorce and adoption was to be
applied only to persons professing christianity and non-christians were
to be governed by the rules of the sect to which the parties belonged.
The personal laws of Hindus and Mohammedans were not affected in
any way, by the introduction of lex loci law.
(iv) The mofussil courts were to follow the rules of equity law in
preference to English law, whenever there was a conflict between the
two.
(v) The appeals from mofussil courts in matters decided by them under the
Lex Loci Act, were to be decided by the Supreme Court.
(vi) The English law relating to conveyancing, land tenures and inheritance
of land were not to apply as lex loci in India. In matters of inheritance of immovable
property, the law of the place where the property was situate was to be followed while
in case of movables, the law of the domicile of the parties was the rule.
The lex loci Report submitted by Andrew Amos, the Chairman of the First
Law Commission to the Government was published in 1845. It was considered as a
unique contribution made by the First Law Commission, since it brought to an end the
diversities in the laws applicable to non-Hindus and non-muslims, prevailing in
mofussil areas. But the Government did not want to implement the Report in haste
and therefore, as a measure of caution, circulated it to all the local Governments,
Sadar Courts and Presidencies for their opinion. The lex loci proposals met severe
criticism from different quarters.
Criticism of Lex Loci Report:
The lex loci Report was criticised for its poor draftsmanship6 as also for want
of precision as to the extent to which the law of England was to be introduced. Allen
Gledhill observed that the Report ‘was based on expediency rather than a desire to
impose British culture on India.”7 According to J. Davidson, the Commissioner of
Agra Division, “lex loci was nothing but a dead letter’. Sir Henry Hardinge
commented that even if lex loci report was accompanied by a digest of English law
suited to Indian conditions, it might increase complications, technicality and
uncertainty in the mofussil courts.
The general criticism against lex loci proposals was that through this report,
the British Government made an attempt to introduce the general law of England as a
law of the land in India. There were practical difficulties in implementing the lex loci
Report in India since English legal system was highly technical and voluminous.
Moreover, the Judges in India were not well conversant with the complexities of the
British common law and, therefore, they experienced practical difficulties in
following it in India. Further, in order to give effect to lex loci law, it was necessary to
prepare a Digest containing various portions of the common law which were intended
to be introduced in India for the guidance of the Courts and the judges. The
compilation of such a Digest was by no means an easy task as it involved
considerable labour and time.
The cumulative effect of the criticism of lex loci report was that it remained
unheeded by the Government. Nevertheless, it served a useful purpose by focusing the
attention of jurists and legal experts to the complications and practical difficulties
involved in the process of codification of laws in India. It further apprised the British
Government that literal implementation of English substantive law in India without
necessary modifications was most undesirable keeping in view the Indian conditions.
The Caste Disabilities Removal Act, 1850:
The lex loci report presented by the First Law Commission was not
implemented by the Government due to its pre-occupation with other important
political and military affairs. A part of the Report was, however, implemented to
redress the complaint of Christian converts and for this purpose an Act called the
Religious Freedom Act, 1850, otherwise known as the Caste Disabilities Act, 1850
was passed. The Act protected the proprietary rights of Hindu and Muslim converts to
christianity. Hitherto, the conversion of a Hindu or a Muslim to christianity entailed
loss of right to his property. But consequent to passing of the Religious Freedom Act,
1850, the Hindu and Muslim converts were to continue to retain the right over their
property even after renouncing the Hindu or Mohammedan faith. The Act was
vehemently criticised by Morley on the ground that it was an indirect attempt on the
part of British Government to encourage conversion of Hindus and Muslims to
christianity, which could not be said as an honourable policy of the British
Government.
The Charter Act of 1853:
In view of the extensive modifications suggested by the First Law Commission in the
administration of law and justice in India. It became necessary to enhance the law
making powers of the Legislative Council. This purpose was achieved by the Charter
Act of 1853 which raised the status of the Law Member of the Council to that of the
full-fledged member of the Governor General-in-Council with power to sit and vote in
the Council on all occasions as a regular member. The Act also defined the functions
of the Executive and Legislative Councils more elaborately so as to enable these two
organs of the Government to function more efficiently and independently. The
strength of the Governor General in-Council while transacting legislative functions
was raised to twelve members including the Governor General, four members of his
Council, Commander-in-Chief, two Judges of the Supreme Court of Calcutta one of
whom was to be the Chief Justice, and four members representing the local
governments. The sittings of the Legislative Council were made public and its reports
were officially published. The Act also provided for the appointment of a Law
Commission,8 for India in England to consider and examine the recommendations
and roposals of the First Law Commission. The Law Commission was to submit its
report to Her Majesty in
England.
Second Law Commission:
The Second Law Commission consisting of seven members was appointed on
November 9, 1853 for a period of three years under the Chairmanship of 5ir John
Romilly. The other members were Sir John Jervis, Sir Edward Ryan, Lord Sher
Brooke, C.H. Cameron, John M. Macleod and T.F. Ellis. The Commission held its
sittings in London till the middle of 1856 and submitted four reports after examining
the proposals of the First Law Commission thoroughly. 1 these, the Second Report,
which was submitted in February 1855, was important as it dealt with the grounds on
which the codification of substantive law was to be carried out for India.
First Report:
The Second Law Commission submitted its first Report in 1855 in which
proposed the amalgamation of the Supreme Court at Fort William with Sadar Diwani
and Sadar Nizamat Adalats and suggested that a High Court be established in place of
these three integrated Courts. Besides, the Commission also suggested the
preparatiion of uniform Codes of Civil and Criminal Procedure applicable to the
niewly proposed High Court and also to all the inferior courts subordinate to itt.
Second Report:
In its Second Report, the Law Commission agreed with the lex Loci Report of
the First Law Commission that there should be a substantive civil law for the
inhabitants of the mofussil. The Commission expressed a view that only so much
portion of English law should be adopted in India which did not offend the
sentiments, customs and traditions of the natives. It further suggested that the matters
not falling under the codified English law, should be decided according to the
principles of equity, justice and good conscience.
The Commission was oppo4sed to the idea of codification of personal laws of
Hindus and Mohammedans.
Third Report:
In its third Report the Commission proposed a plan for establishing a judicial
system and procedure for the courts in North Western Provinces. The judicial system
proposed by the Law Commission was similar to that of Bengal with minor changes
to meet the special requirements of the frontier region.
Fourth Report:
The Fourth Report of the Law Commission suggested a judicial plan for the
presidencies of Bombay and Madras on a uniform pattern.
Codes Prepared by the Second Law Commission:
The Second Law Commission submitted four Draft Codes on Civil Procedure
which were finally introduced as codified civil law under the Act No. VIII of 1859.
The Code was, however, repealed twice in 1877 and again in 1882. Finally, the Civil
Procedure code of 1908 was enforced throughout the country which remains, in force
even today.
The Penal Code drafted by Lord Macaulay in 1837 was revised by Sir Barnes
Peacock who was one of the members of the Second Law Commission. It was finally
enacted and passed in 1860. This code has undoubtedly proved to be the most
efficient piece of legislation which continues in force even to this day. However,
consequent to the Indian Independence in 1947, the conditions have drastically
changed and, therefore, the Penal Code needs to be thoroughly revised. The task of
reviewing the Code for changes is under progress by a Committee of Experts
appointed by the Government of India for the purpose.
The Code of Criminal Procedure,9 was also enacted in 1861, which was based
on the recommendations of the Second Law Commission. In 1859, the Limitation
Act, was enacted.
The Indian High Courts Act was passed in 1861 whereby the Supreme Courts
and Sadar Diwani and Sadar Nizamat Adalats were abolished and in their place, a
High Court was established in each of the presidencies.
Third Law Commission:
The term of the Second Law Commission having expired in 1856, it was
necessary to set up another Commission to complete the task of codification initiated
by the Second Law Commission. Therefore, a Third Law Commission consisting of
six members with Sir J. Romilly as its Chairman, was appointed on December 14,
1861. The other members of the Commission were Sir W. Erie, Sir Edward Ryan, Mr.
Robert Lowe, Mr. Justice Willes and John Macleod. In course of time, Sir Erle, Mr.
Justice Willes and John Macleod were succeeded by Sr. W.M. James, John Henderson
and Justice Lush.
The main function of the Third Law Commission was to proceed with the codification
of substantive law in India as suggested by the Second Law Commission in its Second
Report. This Commission submitted seven reports dealing with the proposals to
codify different laws such as succession, contracts, negotiable instrument, specific
relief, evidence, transfer of property and the revision of the Code of Criminal
Procedure. The Reports submitted by Third Law Commission were as follows:—
First Report:
The first Report of the Commission contained a draft of the law of inheritance
and succession generally applicable to all persons excepting Hindus and
Mohammedans who were governed by their own personal laws. The Commission
noticed that there was great confusion regarding inheritance and succession of
property relating to persons other than Hindus and Mohammedans for whom there
was no personal law applicable in mofussils. Therefore, it prepared a draft on
inheritance and succession and submitted it to the Legislative Council in 1863.
Consequently, with a few changes in the draft, the Indian Succession Act was passed
on March 3, 1865. This was considered as one of the most valuable contributions of
the Third Law Commission. The Act dealt with the provisions of intestate as well as
testamentary succession. it was based on the English law but was quite intelligible and
accessible as opined by Sir Henry Maine. However, it maintained two distinct system
for devolution o1 property, namely, one for movable (personal) property and the other
for immovable (real) property. The Act made a specific provision that marriage
should not, by itself, have any adverse effect to change the ownership of the property.
In addition, the Act also made provision for wills, probate and Letters of
Administration. The principles of equity were incorporated in the Act wherever
necessary. The Succession Act was subsequently revised in 1925. However, the
Hindus are presently governed by the Indian Succession Act, 1956 and the
Mohammedans have their own personal laws of inheritance and succession.
Second Report:
The Third Law Commission submitted its second Report in 1866 which
contained a draft on law of contract. It was essentially based on the English law of
contract with necessary modifications wherever necessary. According to Rankin, the
draft possessed great merit and in his view, “it was an original and expert attempt to
present a simplified statement of the English law of contract with some important and
remarkable modifications” However, the draft was drastically revised by the
Legislative Council to such an extent that the Third Law Commission resigned in
protest against it in July, 1870. The revised draft was finally passed in 1872 as the
Indian Contract Act.
Third Report:
The third report of the Third Law Commission contained a draft of the
Negotiable Instruments Bill. The report was submitted in 1867 and it was enacted as
the Negotiable Instruments Act in 1881.
Fourth Report:
The fourth report which was submitted by the Commission did not contain any
specific draft on any Code, but it contained the opinion of the Law Commissioners on
the draft of law of contract which had been submitted by them to the Government
earlier.
Fifth Report:
The fifth Report of the Third Law Commission was submitted in 1868. It
contained a draft on Evidence Bill. Hitherto, the English law of evidence was
followed by the Supreme Courts in presidency towns while the courts which were
outside the presidency towns, were not required to follow the English law as such, but
they could do so if they deemed it equitable. The Mohammedan law of evidence
called the Hedaya was irrational and suffered from many absurdities. This obviously
led to great confusion and uncertainity in the administration of criminal justice.
Therefore, codification of law of evidence was taken up by the Third Law
Commission. However, the draft on Evidence bill submitted by the Commission was
not approved by the Legislative Council India which considered it inadequate and ill-
arranged. Therefore, the draft was referred to the Select Committee, but it was
eventually dropped. Finally, flew draft on law of evidence was prepared by Sir J.F.
Stephen which became Act in 1872 and continues in operation even to this day.
More recently, the present Law Commission of India has emphasised the need
to revised the Evidence Act in view of the changed Indian conditions, particularly, the
rule of admission of hearsay evidence, and admissibility of secondary evidence need
to be revised and restated.
The Sixth Report:
The Sixth Report of the Third Law Commission which was submitted in 1870,
contained draft Transfer of Property Bill.
Seventh Report:
The Third Law Commission submitted its last report in 1870 which contained
a revised draft of the Code of Criminal Procedure. It must be stated that the period
from 1862 to 1872 has been considered as the Golden Age of codification of laws in
British India. Sir Henry Maine, was the Law Member of the Governor General in
Council upto 1869 and he was succeeded by Sir James Stephen. Both these legal
luminaries made significant contribution to the codification of Indian laws. Nearly
twenty enactments were passed during their tenure between 1863 to 1872.
The Code of Criminal Procedure was further modified in 1872, 1875 and 1877
and finally a single Code of Criminal Procedure was passed in 1882. It was re-enacted
and passed again in 1898 and finally replaced by the Code of Criminal Procedure
1973 which has been recently amended by the Code of Criminal Procedure
(Amendment) Act, 2005.
Sir James Stephen was succeeded by Lord Hobhouse, as a Law Member of the
Council. During his tenure, the process of codification of laws was considerably
slowed down probably because of the directions from Britain to go slow with the
legislative machanism in India. Only the Specific Relief Act,’2 was enacted during
the tenure of Lord Hobhouse. However, he was actively involved in the process of
repealing the obsolete statutes and re-enacting them in a simplified form. During his
tenure, two volumes of English Statutes relating to India, three volumes of General
Indian Acts and ten volumes of Provincial Codes were presented to the Government
which was undoubtedly a significant contribution to the development of laws in India.
Fourth Law Commission:
In 1875, Lord Salisbury, the Secretary of State for India, wrote,13 a letter to
the Government of India that under the provisions of the Indian Councils Act, 1861, it
was possible to appoint a Law Commission in India itself. He suggested that a team of
eminent draftsmen could be entrusted the task of preparing the drafts of different
branches of the Indian law. The Government of India accepted the proposal of Lord
Salisbury and proposed certain substantive laws tobe considered for codification.
They included trusts, easements, master and 231 servant, alluvion and dilluvion
transfer of immovable Property and Negotiable Instruments. It was proposed that
codification of these laws should be carried out in India. The Bills on Negotiable
Instruments and Transfer of Property originally prepared by the Third Law
Commission in England were remodelled. The drafts of the Bills on trusts, easements,
alluvion and dilluvion and master and servant were prepared by Dr. Whitley Stoken.
All these Bills were referred to the Fourth Law Commission on February 11, 1879.
The Commission consisted of Dr. Whitley Stokes, Sir Charles Turner and Raymond
West. The Commission submitted only one Report to the Government of India in
November, 1879 which consisted of the following recommendations.
(1) The codification of the important divisions of the substantive law should
continue.
(2) The codification should be based on English law with necessary modifications
wherever necessary.
(3) The object of codification should be uniformity of laws but due regard should
be given to local customs.
(4) The propositions of the codified law were expected to be precise and simple.
(5) The Bill passed on the negotiable instruments, transfer of property, easements
etc. should be codified after due modifications.
(6) The Commission stressed on the codification of actionable wrongs.
(7) The Commission further recommended that after the codification of aforesaid
laws, the law of insurance, carriers and liens should also be taken up for
codification.
(8) The rules of interpretation should be systematically framed in chapters.
As a result of the recommendation of the Forth Law Commission, which Was
the last Commission, appointed by the British Government, the Negotiable Instrument
Act was passed in 1881 and the Transfer of Property Act, the Indian Easements Act
and Trusts Act were passed in 1882.
With the Report of Fourth Law Commission in 1879, came to an end the
period of formal codification of laws in British India. Thereafter, the British
Government did not appoint Law Commissions any more and the work of legislation,
revision and consolidation of Codes was handled by the legislative Department of the
Government of India. However, the contribution of the four Law Commissions to the
codification of laws and development of legal system Won appreciation from legal
authorities in India. According to M.C. Setalvad, “the labour of these Law
Commissions consisting of eminent English jurists, Spread over half a century, gave
to India a system of code dealing with important parts of substantive and procedural
civil and criminal law.”
Permanent Law Commission:
After the Indian Independence in 1947, many colonial laws needed a thorough
revision consequent to the changed conditions of India. Some efforts were made in
this direction but it goes to the credit of Sir Han Singh Gaur, who moved a resolution
in the Legislative Assembly in December, 1947 suggesting the establishment of a
statutory ‘Law Revision Committee’ to review the position of laws. The resolution
was, however, withdrawn subsequently on the assurance from Dr. B.R. Ambedker,
the then Law Minister, who proposed to set up a permanent Law Commission for this
purpose. Thereafter, on July 26, 1954, the All India Congress Committee passed a
resolution to set up a Law Commission to look into the modernisation of laws. On
November 19, 1954, a non-official resolution)5 was moved in the Parliament for the
appointment of a permanent law Commission for revision and modernisation of the
Indian substantive and procedural laws. Accordingly, the then Law Minister, Shri
C.C. Biswas made a declaration in the House on August 5, 1955 announcing the
appointment of a Law Commission. Finally, a permanent Law Commission was
appointed which consisted of eleven members as follows
1. Mr. M.C. Setalvad, the Attorney General of India as Chairman;
2. Mr. M.C. Chagla, the Chief Justice of the Bombay High Court;
3. Mr. K.N. Wanchoo, the Chief Justice of the Rajasthan High Court;
4. Mr. G.N. Das, retired Chief Justice of the Calcutta High Court;
5. Mr. Satyanarayan Rao, retired Judge of the Madras High Court;
6. Dr. N.C. Sen Gupta, Advocate, Calcutta;
7. Mr. V.K.T. Dhari, Advocate-General, Madras;
8. Mr. Narasa Raju, Advocate General, Andhra Pradesh;
9. Mr. S.M. Sikri, Advocate General, Punjab;
10. Mr. M.C. Pathak, Advocate, Allahabad; and
11. Mr. G.N. Joshi, Advocate, Bombay.
Composition of the Law Commission of India:
The Law Commission of India is not a statutory body. It consists of a
Chairman, who is a retired Judge of the Supreme Court, two full-time members, one
part-time member and a Member Secretary who belongs to the Indian Legal Service.
There is provision for three full time members and three or more part- time members
or consultants depending on the nature of the topics referred to the Commission for
study. The two full-time members are respectively the retired Chief Justice of a High
Court and a Senior Advocate of the Supreme Court of India. There is no formal
allocation of work among the members, though in practice they do undertake or
oversee work on some of the topics.
The Law Commission also has a sanctioned strength of 13 researchers to assist
the Commission out of which the senior-most research officer is designated as Joint
Secretary and Law Officer.
The terms of reference of the Law Commission as follows
(a) to identify laws which are no longer needed or relevant and can be
immediately repealed;
(b) to identify laws which are consistent with the present trend of economic
globalisation and which need no change;
(c) to identify laws which require changes or amendments and to make
suggestions f or their amendments;
(d) to consider the suggestions for revision/amendment given by the Expert-
Groups in various Ministries or Departments with a view to coordinating and
harmonising them;
(e) to consider references made to it by Ministries or Departments in respect of
legislation having a bearing on their working;
(f) to suggest suitable legal measures for prompt redressal of citizen’s grievances
in the field of judicial administration.
The Law Commission seeks to ensure that the widest section of people are
consulted in formulating proposals for law reforms. For this purpose, questionnaires
or working papers are circulated among the Judges of the Supreme Court, High
Courts , Bar Associations, State Governments, NGO’s, Media persons etc. The
participation of academic lawyers working in Law Colleges and Institutions is also
sought to elicit critical opinion on proposed strategies for law-reforms.
The report submitted by the Law Commission to the Government being
recommendatory in nature, are required to be approved and placed before the two
Houses of Parliament before being implemented by suitable legislative changes.
The Law Commission was to deal with effective administration of substantive
as well as the procedural laws, re-organisation of civil and criminal courts, legal
education and Bars, conditions for appointment of Judges etc. The object was to
simplify the law and procedure and remove its anomalies and inconsistencies and
achieve uniformity and certainty in the administration of justice.
The Law Commission continues to function as a permanent body. Till now it
has been reconstituted seventeen times and submitted 195 Reports in all. The tenure
of the Law Commission is normally three years after which it is reconstituted
The Law Commission is presently devoting its attention to the following Issues :—
1. to examine laws relating to poverty, population and environmental control and
also suggest remedial measures necessary to harness law and legal processes
in legal aid service of the poor;
2. to review the system of judicial administration eliminating delay and ensure
speedy justice and clearance of arrears and quick disposal of justice;
3. simplification of procedure in order to improve standard of justice;
4. to examine existing law in the light of directive principles, and to attain
objectives set-out in the Preamble;
5. to revise Central Acts of general importance so as to simplify them and
remove anomalies, ambiguities and repeal obsolete laws and enactments
which have outlived their utility;
6. to set out laws safeguarding the interests of women, children and protection of
human rights.
For the sake of convenience and efficiency, the Law Commission functions in
two sections, one consisting of the chairman and three members who mainly deal with
the reforms of the judicial administration, while the other section mainly deals with
the question of statute law revision. However, both the Sections function in close
liaison with each other under the guidance of the Chairman.
Some Suggestions For Improvement of Law Commission’s Performance :—
Though at present Law Commission is functioning more or less as a
Permanent body with its sanctioned administrative structure, it is not a Statutory body
and therefore, it has to depend largely on the Central Government It functions under
the Department of Legal Affairs. If its status is raised to a full-fledged Department,
many of the administrative problems, Which it is presently facing, may be solved.
The following suggestions may serve useful in improving the performance of
the Law Commission
(i) Since the Commission has also to carry on research work in law, it should
have sufficient fund for the purchase of essential tools such as law books,
periodicals, Journals, computers and other modern equipments in its library.
(ii) Training of the research staff in legal research methodology is yet another area
which needs to be strengthened with emphasis on comprehensive study of
functioning of Law Commissions of other countries.
(iii) It is necessary to ensure timely publication and implementation of the
reports/recommendations16 of the Law Commission. Presently, these are
delayed for want of timely processing by the Department of Legal Affairs
which is a controlling agency of the Law Commission.
(iv) There is need for greater inter-action with the other Law Commissions at the
international level.
(v) In order to keep the concerned authorities and institutions informed about the
performance of the Law Commission, it would be desirable if it brings out a
newsletter or periodical publication of its own, which may be circulated to
various courts, Bar Association, Bar Councils, law faculties etc. Media
persons should also be approached for dissemination of information regarding
working of the Law Commission.
(vi) The existing pattern of three years tenure of the members of Law Commission
including its Chairman may be enhanced to five years so as to provide it more
stability and sufficient time to implement its proposals and analyse the
outcome thereof.
Law Commissions of SAARC Countries:
It must be stated that presently out of the seven SAARC countries, Law
Commissions exist in all the countries except Bhutan and Maldives whereas
Bangladesh, Pakistan and Sri Lanka have a Statutory Law Commission. The Law
Commission functioning in India and Nepal is non-statutory body. Regional co-
operation among these Law Commissions would go a long way in tackling legal
problems on a common platform.
CHAPTER V
THE CHARTER ACT OF 1833
The commercial and political privileges of the Company which were granted
to it by the Act of 1813 were to terminate in 1833. Therfore, it was necessary for the
Company to approach the Parliament for the renewal of its Chapter for the next term
of twenty years. This was a period when the doctrine of laissez faire had become the
cardinal principle of economic policy in Britain and economists were striving hard to
free the trade from all restrication and monopolies. On the political plane, the wave of
Benthahtit Iibralm influenced the minds of politicians and law-reformers. The
doctrine of ‘Rights of Man’ had firmly been established. The Reform Act had just
been passed in England in 1832 and Bentham’s views on legislatipn and codification
had caught the attention of the British Parliament. At the time Mecaulay was in
Parliament and was the Secretary to the Board of Control and James Mill1 was the
Examiner of the Indian correspondence in India House. It was under these
circumstances that Parliament took up the question of renewal of the Company’s
Charter.
Background to the Act:
Like the Charter Act, 1813, the Charter, Act, 1833 was preceded by careful
inquiries into the duct rCompany’s administration in India. There was a strong section
in Parliament which advocated immediate transfer of the Company’s Government in
India to the British Crown. Emphasising the need for an immediate take-over of the
Government of India from the Company, Mr. Buckingham said in the House of
Commons, “it is preposterous to leave the political Government of an immense
empire in the hands of a joint-stock Company.” Macaually, however, pleaded for the
retention of the Company as an organ of Government of India. In his impressive
speech made in the House of Commons, Macaulay quoted James Mill and held that
representative Government was “utterly out of the question” and expressed a view
that “the House of Commons has neither the necessary time to settle the Indian
matters, nor has the necessary knowledge, nor has it the motive to acquire the
knowledge.” Supporting the retention of the Company, Macaulay observed: “it
(Company) was neither Whig nor Tory, neither High Church nor Low Church. It
cannot be charged with having been for or against the Catholic Bill, for or against the
Reform Bill. It has constantly acted with a view, not to English politics but to Indian
politics. And amidst all agitating events the Company has preserved strict and
unsuspected neutrality.” He concluded that under such circumstances he was not
prepared to discard the Company as an instrument of Indian governance particularly
when British public was extremely indifferent to Indian affairs.
In short, the Bill w tro etimewhen Whig party was in power and thTl1aent was
in a mood to favoroTfiTFW codification of laws, Macau’s assertion that the
Parliament had neither tfliUWThor the will to took into Indian affairs proved me than
cofret às af no stage diring the dicüion 6f thChr illIme one hundred fiftymembers The
biWvas therefore, passed clause by clause almost without any opposition or
di&tTh&ll to become the Charter Act of 1833.
MAIN PROVISIONS OF THE CHATER ACT OF 1833
The Charter Act of 1833 introduced far-reaching changes, both in the
Constitution og the Company and the system of Indian administration. The mam
provisions of the Act may broadly be categorised into followin main heads :-
I. Provisions relating to changes in the ‘Home’ Government:
(1) The Company was allowed to retain its territorial possessions and revenues
for another twenty years to be administered in “trust for His Majesty, his heirs and
successors”.
(2) The Company’s monopoly of China trade and tea trade was terminated.
Thus the Company was completely deprived of its commercial privilege and was to
wind up its business. Henceforth, it was only to function as a governmental power in
India and was to run the Indian administration as an agent of the British Crown.
(3) The system on which the executive government was to be carried on by the
Company in India remained more or less the same. The constitution tf the Board of
Control was changed but as the powers of the Board were executed by its President,
these modifications had no practical effect. While the Board of Control had the final
power with regard to general administrative policy for Indian Government, the Court
of Directors had the liberty to protesfnd expose to the public the instances of mal-
administration. The despatches from the ‘Home’ Government to the Company’s
Government in Irdia were still to be shouted through the ‘Secret Committee’ as was
being done earlier under the former Acts. Thus the arrang ent provided an adequate
system of checks and balances.
(4) The system of li xicii. cecUir the entry of European subjects in India uner
the Act of 1813 was abolished by the Act of 1833. All the rictions mtry of Europeans
and British subjectwere withdrawn arid ycilJno liave free ingress to India The British
subjects could now also acquire, hold or dispose of property in India and were to
enjoy the freedom of residence, trade or travel in India. Thus the Act for the first time
unsealed the doors of British India to British subjects.
II. Povisions relating to changes in the Government of India:
(1) The Ch4rter Act of 1833 aimed at introducing centralisation in the
adminiration particularly the legislation. With a view to attaining this purpose the
superintendence, direction and control of the whole civil and military government of
the Company’s possessions in India was vested in the Governor General of India in
Council.
(2) The Act, for the first time provided for the appointment of a Fourth
Member to the Governor General-m-Council This Member was to be appomted by the
Court of Directors with the approval Crown from amongst the person not in the
service of the company. The duty this Furth Member w confined entirely to the
subject of legislation and he had powere to sit or vote in the Council except for the
purposes of making 1aw and regulation.” It was only by courtesy and not by right,
that he was allowed to see the papers or correspondence, or to be made acquainted
with the deliberations of Government upon any subject not immediately connected
with legislation.” Accordingly, Macaulay was appointed as the Fourth Member of the
Governor General-in- Council of India.
(3) The Act also empowered the Court of Directors to appoint the
Commander-in-Chief as an extraordinary Member of the Governor-General’s Coundil
and he was to occupy a rank next to the Govenor-Genera1. The Governor-General
together with four Members of his Council and the Commander-in-Chief as the
extraordinary Member, formed the Supreme Council of the Government of India.
(4) It is significant to note that while the Charter Act, 1833 was being
discussed in the House, the attentions of the Prliament was dràwn’ to three leading
vices in the frame of Indian Government. The first was in the nature of the laws and
regulations, the second was in the ill-defined authority and power from which these
various laws and regulations, emanated; and the third was the animalous and
sometimes conflicting judicatures by which the laws were administered. In other
words, these defects related to (i) laws themselves, (ii) the athority which framed
thern and (iii) the manner in which they were being executed. There were as many as
five different bodues of satute laws fri force in India at that time. They included the
statute law introduced by George I for the Presidency-towns by the Charter of 1726;
the subsequent Ehglish Acts which were expressly extended to any part of India; the
Regulations framed by the Governor General-in-Council; the Regiulations framed by
the Madras Council in force in the Presidency of Madras and the Regulations of
Bombay Code in force in the Presidency of Bombay.
With a view to ending this anomalous situation, Section 43 of the Act of 1833
provided that the legislative power of the Indian Government was exclusively to vest
in the Governor General-in-Council, who had been reinforced by the addition of a
fourth Law-Member. With introduction of this provision, the legislative power of the
Governors-in-Council of four.’ Presidencies came to an end and they could not enact
laws even for their own Presidencies. They could, however, propose draft of new laws
stating the reasons for them to the Governor General-in-Council; who was required to
take the same into consideration and to communicate his resolutions thereon to the
Governor General-in-Council which had proposed them. The Act made the Governor
General in Council the exclusive law making authority for the whole of British India.
These laws were applicable to all persons, either British or Indians foreigners or
others land for all Courts whether established by the Crown or by the Company’s
charter and all the servants of the Company any where in India. The legislative power
of the Governor General-in-Council also extended to repealing, amending or altering
any laws or regulations in force in India or any part thereof. Clause 73 of the Act
further empowered
the Governor General-in-Council to make “Articles of War” for Indian officers and
soldiers who were in the military service of the Company and for the administration
of justice by Court Martial for all such officers and ranks.
The Governor General-in-Council could not, however, authorise without the
previous sanction of the Court of Directors, any court, save a chartered High Court, to
sentence any of His Majesty’s natural born subjects in Europe or their children or
abolish any chartered Court,’ repeal any of the provisions of the Charter Act of 1833
or the Act for punishing mutiny and desertion by officers, or affect any prerogative of
the Crown, or the authority of Parliament or the sovereignty of Dominion of the
Crown over Indian territories, any part of unwritten laws or Constitution of the United
Kingdom. The Court of Directors had the right to veto any laws or regulations passed
by the Governor General- in-Council.
(5) The Act of 1833 also directed the Governor General-in-Council to appoint
a iTssion, called the ‘Indian inquire mtq th ntute and operation of all kinds of laws in
the existing courts of justice and police establishments in Indian territories and all
existing form of judicial procedure. The Commission was to report to the Governor-
General, the results of their inquiries and suggest alterations to collate and codify
various laws and regulations. This was necessary for standardisation of the judicial
system by introducing uniform laws throughout British India.
(6) Though the provision of a Fourth Member (Law Member), in the
Governor-Generals Council marks the beginning of separation between, the executive
and the ls1ative functions of the Central Government, but it did not create an
independent statutory Legislative Council as contemplated by Macaulay, the first Law
Member of the Council and the former Secretary of the Board of Control. On
assuming office as law Member, Mecaulay recorded a Minute, contending that the
Charter Act of 1833 purported two Councils—one Legislative Council and the other
Executive Council. The Government of India, however, did not agree with
Macaulay’s contention, and affirmed its stand by adapting a resolution which
contained that Legislative Council had no distinct existence from the Executive
Council, and there was so to say only one Council— the Executive Council with a
separate Legislative department. It was further stated that all the legislative proposals
should first be considered by the Governor General-in-Council in the department to
which they related and if approved, they were to be transmitted to the Legislative
Department for proper action. The stand of the Government of India in this regard
was confirmed by the Court of Directors.
(7) The Act reiterated the overriding power of Governor General. The
Governor General and his Councillors had to exchange and communicate their
rspective opinion on a particular issue in writing to each other giving reasons for
holding that view. If no agreement could be reached by exchange of such
communications, the Governor General was empowered to reject the majority
decision. The only condition being that he had to express in writing for rejecting the
majority decision of his colleagues.
III. Provisions relating to the Government of Presidencies:
(1) As stated earlier, the Charter of 1833 primarily aimed at the centralisation
of civil and military government of entire British possessions in India into the
Governor General-in-Council at Calcutta. With this end in view the draft of the Act
initially contained a suggestion that the Governor’s Council functioning at
Presidencies should be abolished and the whole governmental authority be vested in
the Governor General-in-Council at Calcutta. But this suggestion was strongly
opposed by the Court of Directors and the Parliament, and the Presidency Councils
were finally allowed to continue. The suggestion, however, did not go completely
unheeded and the powers of the Presidency Councils were drastically curtailed. The
reluctance of the opposition in retaining Governor’s Council in Presidencies is further
evinced from the fact that the fourth Presidency of Agra, which was to be created as a
result of the division of the overgrown Bengal Presidency according to the Charter
Act of 1833 never came into existence.
(2) The number of the members of the Governor’s Council in Presidencies was
fixed at three by Clause 56 of the Act but the Court of Directors were empowered to
reduce this number or to revoke or suspend the appointment of Presidency Councils in
all or any of the Presidencies and in that even the entire executive functions of the
Government of the Presidency were to be vested in the Governor alone.
(3) The Act of 1833 further sought to bring about the centralisation of
financial resources thus putting the existing financial decentralisation to an end. The
Presidency Governments could raise revenues and incur expenditure only with the
authority and sanction of the Government of India. They could not spend more than
the allotted sums on different heads and could also not divert the allotment sanctioned
for one head to another. They could not grant salary, gratuity or allowance without the
previous sanction of the Governor General-in-Council.
(4) As already stated, the Presidency Governments were completely divested
of their legislative power and the Governor General-in-Council was to legislate for
whole of the British territories in India. Thus the Act provided that the law-making
power for the whole of British India was exclusively vested in the Governor General-
in-Council.
In short, the Act of 1833 brought the Governments of Presidencies in complete
executive, financial and legislative subordination to the Governor General-in-Council
at Calcutta thus paving way for the unification of British India under a solitary
Government of the Governor General-in-Council at Calcutta.
IV. Other Provisions of the Act:
Besides the changes effected by the Act in the powers and working of the
Company’s Home Government and its Central Government in British India and the
Presidencies, certain other important reforms were also introduced. They were as
follows:
(1) The Act provided that the natives of India would be freely allowed to
participate in the administration of the country without any restrictions as to descent,
colour caste, creed or reIigion.
(2) The Act required the Governor General-in-Council to initiate necessary
steps to abolish slavery and ameliorate the condition of slaves. He was expected to
prepare a draft on this subject and submit it to the Court of Directors.
(3) The Act of 1833 also increased the number of Bishopries to three and
made the Bishop of Calcutta the Metropolitan Bishop in India.
(4) The Act also contained provisions regarding the training of civil servants
for India at the Company’s College at Haileybury and regulated admissions to that
College.
An Appraisal of the Charter Act of 1833:
The Charter Act of 1833 is regarded as the most important constitutional
measure of the 19th century Lord Morly described it as “certainly the most extensive
measure of Indian Government between Mr. Pitt’s famous Act of 1784 and Queen
Victoria’s assumption of the Government of India in 1858.” The main Signific of the
Act lay in the fact that it divested the Compny of its Commercial functions however,
allowing it to retain its political and administrative authority in trust for His Majesty
for a further period of twenty Years. The constitutional position of the Company in
India was now that of a trustee who was to carry on the Government in British India
on behalf of the British Crown. Macaulay observed that this Act was the most
important Act passed by the Parliament till 1909.
The Act of 1833 not only introduced comprehensive and radical changes such
as, administrative, financial and legislative centralisation but also strengthened the
position of the Company’s Board of Control at Home. The President of the Board
now functioned almost like a Minister for Indian Affairs assisted by two Assistant
Commissioners under him. His Secretary occupied the position of great importance
and he could sit in the Parliament and speak for his Chief when the latter sat in the
House of Lords. The Court of Directors now occupied the position of expert advisers
as they were in liaison with the expert permanent servants of the India House. This
enabled an effective control of the British Parliament over its Government in India.
The centralisation of financial authority in the Governor General’s Council
was considered to be an effective measure t bring the 6ffof PiesidencieS under his
direct control. Likewise, the legislative centraation was mieiidedtb achieve uniformty
and certainty of laws throughout British India. Thus, the Act undoubtedly marked an
important stage in the evaluation of legislative councils and legislative procedure in
British India by doing away with the duality of laws and courts which created
confusion and contradictions in the field of justice and legislation. But, these
measures failed to attain the desired purpose due to the following practical difficulties
involved in their implementation:—
Firstly, the effective control under centralised system seemed unworkable in
view of the vastness of the country and diversity in the people living therein. The
customs traditions, usages of one community differed radically from the other and
under these circumstances uniformity of laws seemed almost impossible. Moreover,
the seat of the Central Government being at Calcutta, it was difficult for the Governor
General-in-Council to exercise effective control over distant Presidencies, particularly
because of the lack of adequate means of communication at that time.
Secondly, there being no representative from the Presidencies in the Supreme
Council, the Government could hardly appreciate the needs, urgency and
requirements of the local Governments. This eventually led to dissatisfaction among
the Presidencies and they were indifferent towards the laws and measures introduced
by the Supreme Council. This in turn resulted into maladministration, insufficiency
and unnecessary complications.
Thirdly, the over-centralisation as introduced by the Charter Act of 1833
burdened the work of the Governor General-in-Council to such an extent that he could
not devote time and attention to broad questions of principles or matters of public
importance. The power having been centralised in a single authority, that is,
Governor-General, he became very powerful and at time acted as an autocrat.
The Act of 1833 is also important for initiating the process of codification of
lawsvhich eventually led to the formation of the Penal Code and the Codes of Civil
and Criminal Procedure and codification of other substantive laws. The codificatia1 of
laws finally resulted in the evolutic of a uniform judicial procedure. The Act made
provisions for the constitution of Law Commission to enquire into the jurisdiction
powers and rules of courts of India and police establishment, etc. and it functioned
well under Macaulay.
Though the Act contained an elaborate scheme for the reformation of laws and
legislation, it did not favour the separation of legislative from the executive functions.
Not only that, even the formal process of differentiation between the legislative and
executive functions of the Council, was reserved by admitting the Law Member in the
meetings of the Council other than those for making laws and regulations, thus
rejecting Macaulay’s two-council theory.
Another significant provision of the Charter Act of 1833 related to the so-
called “noble clause” which provided that “no. Indian subject of the Company would
be debarred from holding any office under the Company by reason of his religion,
place of birth descent or colour.” Thus the object of the clause was to ‘remove
disqualification’ and set aside the narrow consideration of self- interest. Henceforth,
fitness alone was to be criterion of eligibility, without any regard to religion, descent
or place of birth. But this provision containing ‘excellent sentiment’, remained a
“grandiose gesture which signified nothing really substantial”. The Charter Act made
no provision to secure the nomination of Indians to the covenanted service of the
Company. As such no Indian was appointed to the covenanted service during the
Company’s regime until 1858 and the Indians remained excluded from holding high
posts in both the civil and the military departments of the Company. Thus the
provision achieved practically nothing for the Indians. It, however, became the sheer
anchor of the future political agitation in India.40 The educated Indians who were
inspired by this noble and humanitarian declaration went abroad for higher studies
and on return when they were not offered high positions, they clamoured and
protested and this accelerated their political movement in India.
The cumulative effect of the Act of 1833 was that it paved a way for the
unification of British India and the establishment of a strong Central Government in
this country .The complete subordination of the Presidencies and transformation of
the Governor General of Bengal into Governor General of India clearly recognised the
intention of the authors to unify the fragments of British Indian territories. This was
indeed a significant step to tighten up the administration of India.
The Charter Act of 1833 was undoubtedly the most important measure enacted
by the Parliament during the 19th century. Other constitutional measures of that
century such as the Acts of 1813 and 1853, the Government of India Act, 1858, the
Councils Acts, 1861 and 1892 sink into insignificance as compared to the Charter Act
of 1833. The Act, unlike the other measures of that century, not only introduced far
reaching changes in the Government of India but also enunciated certain admirable
principles and noble declarations which made it “most important Act passed by the
parliament till 1909”. It would be seen that the Charter Act of 1813 had curtailed the
monopoly rights of the Company by throwing open to His Majesty’s subjects the
trade with India except trade in tea and trade with China which were reserved for the
Company. The Act introduced no modification in the old constitutional and
Governmental set up of the Company. Again, the Act of 1853 also did not
contemplate substantial change from the constitutional standpoint and it merely
introduced certain changes which simplified the administration in India. The Act of
1858 also did not go beyond the transference of the Company’s Government to the
Crown while the Councils Act, 1861, exclusively related to the Indian Councils4’
their constitution powers and functions. The Act of 1892 provided greater scope of
Indians in the Councils. The Charter Act of 1833 not only introduced radical changes
like centralisation, codification and unification of British Indian but it also initiated
certain benevolent steps to ameliorate the condition of Indian masses—a feature
altogether new to the constitutional pronouncements of that century. Thus the Act
definitely touched the broad humanitarian principles and contained lofty motives
which enhanced its prestige and significance.
CHAPTER VIII
THE INDIAN COUNCILS ACT OF 1861
Early history of Company’s rule in India reveals that at the initial stages of its
territorial acquisitions in this country, it confined its activities to revenue collection
and routine administration. The legislative functions were incidental and subordinate
in nature and were performed by the executive head of the Government. The
evolution of the legislative process in British India can be traced back to the Charter
Act of 1833, when a ‘Law Member’ was added as a fourth member to the Executive
Council of the Governor-General. His functions were exclusively confined to law-
making. Thereafter, the Charter Act of 1853 made an effort to differentiate the
‘legislative’ functions of the Governor General-in-Council from those of its
‘executive’ functions by enlarging the constitution of the Council for legislative
purposes. Thus, while performing its legislative functions, the Governor General-in-
Council, besides its usual four members and the Governor General, consisted, of
seven other members and in that capacity it was called the ‘Legislative Council. The
Legislative Council transacted its business on more or less the same pattern as the
British Parliament and even resorted to inquests and disposal of petitions. However,
the Home authorities did not appreciate this tendency of the Legislative Council and
Sir Charles Wood, the President of the Board of Control denounced it by saying that
the Legislative Council was assuming “more weight and authority than was necessary
for the purpose of elaborating the law”.
The Background:
Before the British Government could initiate measures to rectify the defects in
the working of the Legislative Council by investing it with purely legislative
functions, the mutiny broke out in 1857. This brought home to the British
Government the fact that lack of contact and understanding between the ruler and the
ruled was one of the principal causes of Indian Mutiny. Hitherto, no constitutional
outlets were provided for the grievances of the natives whose interests were directly
affected by the laws formulated by the Government of India. Lord Daihousie as early
as 1853, the ‘man on the spot’ had suggested the inclusion of a “Native Gentleman” in
the Legislative Council to give it a representative complexion. But his suggestion
went unheeded as the Court of Directors and the President of the Board of Control
considered it a dangerous step. The result was that both the people and the
Government misunderstood each other and this resulted into unexpected revolt in the
country. Sir Syed Ahmad Khan regarded non-admission of Indians into the
Legislative Council as a primary cause of the mutiny. Sir Bartle Friere, an eminent
member of the Governor General-in-Council also shared similar views and observed,
“it was dangerous to legislate for millions of people with few means of knowing
except by a rebellion whether the laws suited them or not.”
Another factor which needed immediate attention of the Government at
‘Home’ was the dissatisfaction of Presidencies for having been deprived of the law-
making power for their respective territories. Though the Act of 1853 accepted the
principle of representation by inclusion of one member from each of the Presidencies
to the ‘Legislative Council’, this did not satisfy the local Governments of the
Presidencies. Lord Canning also expressed his dissatisfaction and suggested that the
representation of the local Governments in the Legislative Council was inadequate
and they should be allowed a greater participation in the law-making for their
respective territories. For this purpose instead of suggesting an increase in, the
number of the representative members from subordinate Presidencies he suggested
that the Legislative Council should be split into distinct Councils at Calcutta, Madras
and Bombay. He not only proposed that the Governors of Madras and Bombay should
each have a Legislative Council, but also that Bengal, North-West Provinces and
Punjab should also have its separate legislature. In his opinion all measures of local
administration not affecting the revenue should fall within the competency of the local
Councils, and if the matter affected the revenues, the sanction of the Governor
General-in-Council should be obtained for introducing the bill on that subject. He,
however, maintained that making of laws for those Provinces which had no
Legislative Councils i.e. the nonregulation Provinces should be vested in the
Legislative Council of the Governor-General. Lord Canning’s suggestion came out as
a result of the practical difficulties experienced in the working of the Governor
General’s Legislative Council which had to legislate for whole of India in all matters
without being conversant with the conditions prevailing in different parts of the
country and needs of the people living in these distant territories.
The working of the Legislative Council and procedure followed by it also led
to certain unpleasant results. The Parliamentary procedure followed by the Council
caused unnecessary delay, impeded business and hindered efficiency of the
administration. Since the proceedings of the Council were open to the press and the
public, the clashes arising between the servants of the Government and a Judge, who
often assumed the role of the leader of opposition and criticized the policies of the
Government, undermined the authority and prestige of the Government. It was,
therefore, necessary to put an end8 to this chaotic condition by a new constitutional
measure which finally led to the enactment of the Indian Councils Act of 1861.
The demands of the Indian people for some substantial changes in the
governmental machinery of India also necessitated modification in the constitutional
arrangement. The Government of India Act, 1858, introduced far- reaching changes in
the Indian administration by abolishing the dual Government, appointing a Secretary
of State and constituting an All India Council to assist him. As all these changes were
exclusively concerned with the ‘Home’ Government, therefore, it was realized that
certain changes in the Indian Government were also needed.
There were mainly three events which immediately led to the passing of the
Indian Councils Act, 1861, they were (i) the differences between the upreme
Government and the Government of Madras on the Income-Tax Bill, (ii) the doubts
raised on the validity of laws introduced in non-Regulation Provinces without
enactment by the Legislative Council; and (iii) the insistence of the Legislative
Council on certain correspondence between the Secretary of State and the
Government of India to be communicated to it.
Indian Councils Act, 1861:
Consequent to the scheme of Reforms submitted by the Government of Lord
Canning to the Secretary of State, a Bill known as the Indian Councils Bill was
introduced in the British Parliament by Sir Charles Wood who called it as a. “most
important measure.” The Bill was readily passed by the House and finally received
Royal assent on August 1, 1861 and came in force at the close of that year. The main
provisions of the Act may be summarized under the following sub-heads:
(i) The provisions relating to the Central Executive.
(ii) The provisions relating to the Central Legislative.
(iii) The provisions relating to the Provincial Legislatures.
I. Provisions relating to the Central Executive:
(1) The Act of 1861, enlarged the Executive Council of the Governor-
General. Now it was to consist of five members of which three were to be persons
who had served in India for ten years either under the Company or the Crown and one
was to be a Barrister or Advocate of five years’ standing. The Secretary of State for
India retained the power to appoint Commander-in-Chief as an Extraordinary Member
of the Executive Council.
(2) The Act empowered the Governor General to make rules and orders
concerning the conduct of business. It marks the beginning of the ‘portfolio system’ in
which every member of the Council was made responsible to his Department and the
acts done in the Council were reckoned as the acts of the Governor General-in-
Council.
(3) The Governor General-in-Council could appoint in case of his anticipated
absence from headquarters, a President of the Council with all the powers of the
Governor-General “except that of assenting to or withholding his assent from or
reserving for the signification of Her Majesty’s pleasure any law or regulation as
hereinafter provided.”
(4) The Governor General had power to overrule the majority in the Council in
matters of safety, tranquility and interests of British possessions in India. He was also
empowered to create new Provinces for legislative purposes and appoint Lieutenant-
Governors for them, and to divide or alter the limits of any Presidency or Province.
(5) The Governor General-in-Council could authorize the Governor General
alone to exercise all or any of the powers of the Governor General-in-Council except
those of making laws and regulations.
II. Provisions relating to the Central Legislature:
(1) The Indian Councils Act, 1861, remodelled the Legislative Council
established under the Charter Act of 1853. For the purposes of legislation the
Governor General’s Council was enlarged into a Central Legislative Council
consisting of not less than six and not more than twelve additional members
nominated by the Governor-General and holding office for two years. Of these
additional members, not less than one-half were to be non-official, that is to say,
persons not in the civil or military service of the Crown.’ The Lieutenant- Governor
of a Province was also to be an additional member whenever the Council held a
legislative within his Province.
(2) The functions of the new Legislative Council were confined strictly to
legislation and it was expressly forbidden to transact any business except the
consideration and enactment of legislative measures, or to entertain any motion except
a motion for leave to introduce a Bill or having reference to a Bill actually
introduced.’6
(3) The Legislative Council was to make laws for British India but the
measures relating to the public revenues, religion, army, navy or foreign relations
were not to be introduced without the previous sanction of the Governor General. The
assent of the Governor General was required for every Act passed by the Council, and
any such Act would be disallowed by Her Majesty, acting through the Secretary of
State.
(4) The legislative power of the Governor General-in-Council was declared to
extend to making laws and regulations for repealing, amending or altering any laws or
regulations for the time being in force in British India, and to making laws and
regulations for all persons (British or natives or foreigners), for all Courts of Justice,
and for all places within the said territories, and for all servants of the Government of
India within the dominions of princes and States in alliance with Her Majesty. But
“there were express savings for certain Parliamentary enactments, for the general
authority of Parliament, and for any part of the unwritten laws or the Constitution of
the United Kingdom whereon the allegiance of the subject or the sovereignty of the
Crown may depend.”
(5) The Indian Councils Act, 1861, empowered the Governor General to issue
ordinances’8 on his own authority without his Council, in cases of emergency. But
such ordinances were not to remain in force for more than six months. He was to
intimate to the Secretary of States the reasons for issuing such ordinances.
III. Provisions relating to the Provincial Legislatures:
(1) The Indian Councils Act, 1861 restored to the Governments of Madras and
Bombay’ powers of making and amending laws. The Councils of the Governors of
Madras and Bombay were expanded for legislative purposes by the addition of the
Advocate General and certain other members nominated by the Governor. These
members could sit and vote in the meetings of the Governor’s Council held for the
purpose of making laws. The power to legislate was vested in the Governor in
Council, who was authorized to appoint time and place for the meeting, and was to
frame rules for the conduct of its business. The assent of the Governor was necessary
to the validity of a law whether or not he Was present at the meeting at which it was
made. No line of demarcation was drawn between the subjects reserved for the
Central and the local legislatures respectively, but previous sanction of the Governor
General was necessary for the laws enacted by the local legislatures. In case the assent
being withheld, the Governor General was to signify to the Governor in writing, his
reasons for withholding it. Even after the Governor General’s assent the law could be
disallowed by Her Majesty through the Secretary of State for India in Council.
(2) The Provincial Legislatures were, however, not empowered to take into
consideration any of the laws relating to army, foreign and political affairs, customs,
coinage and currency, patents, copy rights, Penal Code, religion or Post and
Telegraphs, etc. without the prior sanction of the Governor General.
(3) The Act did not establish any new local legislatures in India except those
of Madras and Bombay. But the Governor General-in-Council was empowered to
establish, by proclamation, a Legislative Council for Bengal2’ and was further
empowered to establish similar Councils for North-Western Provinces and Punjab.22
These Councils were to consist of the Lieutenant Governor and certain number of
nominated councillors, and were to be subject to the same provisions as the local
legislatures for Madras and Bombay.
(4) The Act empowered the Governor General to constitute by proclamation,
from time to time new Provinces for legislative purposes and appoint new Lieutenant-
Governors and to alter the boundaries of existing Provinces.23 The proclamation of
the Governor-General to this effect could be valid subject to previous assent of the
Crown.
(5) The local Legislatures had no power to control or effect by their Acts, the
jurisdiction or procedure of the High Courts. This power was exclusively vested in the
Parliament and the Legislative Council of the Governor General.
Significance of the Indian Council Act, 1861:
According to Cowell, the Indian Councils Act, 1861, was passed in order to
“consolidate and amend the former Acts of Parliament relating to the constitution and
functions of the Council of the Governor General, and to give powers to the
Governors in Council in Madras and Bombay to make laws for the Government of
those Presidencies, and to enable the like legislative authority to be constituted in
other parts of Her Majesty’s Indian dominions. Expressing, similar views, Professor
Gurmukh Nihal Singh has characterised the Indian Councils Act, 1861 as a great
landmark in the constitutional history of India for two obvious reasons. In the first
place, it made provisions for the inclusion of ‘native-element’ to the Councils Sir
Bartle Friere and Sir Saiyed Ahmad had already emphasized the absolute necessity of
non-official advice in the work of legislation. The expansion of the Central as well as
the Provincial Legislature by addition of non-official members provided opportunities
for the Government to know the views of the natives and helped in removing their
misunderstandings regarding the intentions of the Government. In the second place,
by restoring legislative power to the Governments of Madras anc Bombay and by
making provision for the institution of similar Legjsjatj Councils in other Provinces,
the Act “laid down the policy of legislaj devolution which resulted in the grant of
almost complete internal autonomy to the Provinces in 1937.” The representative
system in India began with the Act of 1861, though in a halting and indirect manner.
Nevertheless, it made the Government “responsive to public opinion without affecting
its Supermacy and authority in any way.” Thus the Act brought to an end the period
of centralized legislation and laid the foundation of the policy of legislative
decentralization in the Indian constitutional history.
The framework of the Indian Councils Act, 1861 furnished a guideline upon
whIch the future Government of India was carried on till the end of the British rule in
India in 1947. The Legislative Council with non-official members, the portfolio
system, the power of promulgating ordinance etc. are the significant features of Indian
Government which have their origin in the Act of 1861. Therefore, it would be no
exaggeration to say that the Act deserves the credit for laying down the foundation of
the present constitutional system of India. Particularly, the introduction of portfolio
system, that is assignment of a department to each of the members of the Council
relieved the Governor General of a good deal of routine and formal business and he
could devote more time and attention to important matters concerning the
adminiStra6on of the country.
The Act of 1861 laid the beginning of a definite legislative procedure to be
followed by the Legislative Council while conducting their business. The authors of
the Act had exercised abundant caution to ensure that the Councils, both at the Centre
and at the Provincial level, do not develop into “miniature Parliament” as hitherto was
the case with the Legislative Council of the Governor General. The Secretary of State
in his despatch wrote to the Governor General that “the rules of procedure at meeting
for making laws and regulations should be few and simple, and business should be
conducted much in the same way as in the Committee or Commission.” The Councils
were not to sit as a permanent body but were to meet only when the projects of law
were ready for discission Every step was taken to obliterate the trace of separate
existence of the Legislature by deliberately avoiding the use the terms ‘session’ or
adjournment, for they would have implied a degree of certainty as to the time and
duration of the meeting of the Legislative Council.
Defects:
Despite these noteworthy provisions, the Act of 1861 was not altogether free
from defects. The Indian opinion viewed this Act as a retrograde measure for it gave
to the Councils only legislative functions wher’as the Charter Act of 1853 though it
consisted of official members alone, had functioned both as a legis1aive and a
deliberative body. The Legislative Councils established by this Act at the Centre as
well as at the Provinces were mere committees for the purpose of making law. They
could not debate or discuss over the conduct of the Executive nor could they discuss
the budget. They could also not enquire into the grievances of the public and call for
any information on a public matter. Thus the powers of the Legislative Councils
created by the Act of 1861 were extremely limited and as rightly observed by
Coupland, “they were akin to the durbars which Indian rulers had traditionally held in
order to sound their subject’s opinion.” This clearly indicated that the British
Parliament was against the establishment of representative Councils or responsible
Government in India.
Another lacuna left in the Councils Act of 1861 was regarding the inclusion of
non-official members, both in the Central and the Provincial Legislative Councils. No
statutory provision was made for the nomination of Indians. These non-official
members were nominated rather than elected. These members were either native
Princes or their Diwans or Zamindars, having little interest in the legislative business
of the Council. They were, accordingly, reluctant even to attend the meetings of the
Councils. Many of the members did not know English language and, therefore, were
unable to understand the proceedings of the Councils.30 Being the nominees of the
Governor General or the Governor, the members thought that they could not oppose
or criticise the Government policy. Naturally such persons could never be expected to
be the true representatives of Indian masses and their presence in the Legislative
Councils was simply ceremonial and formal.
The Indian Civil ServhAct, 1861:
Besides the Indian Councils Act, 1861, two other Acts of great importance
were passed by the Parliament in the same year. The first was called the Indian Civil
Service Act, 1861. The main object of this Act was to regularize certain appointments
made in the past in contravention of the terms of the Charter Act of 1793 owing to
exigencies of time. The Act reserved almost all higher civil appointments3’ for the
members of the covenanted civil service. The recruitment of the members of the
covenanted civil service was by open competitive examinations held in London. The
recommendation of holding simultaneous examination in India for enabling the Indian
youths was, however, not acted upon inspite of the assurance of Civil Service
Commissioners.
The Indian High Courts Act, 1861:
Another important Act passed in this year was the Indian High Courts Act,33
1861. The Act empowered the Crown by Letters Patent, to establish High Courts of
Judicature at Calcutta, Madras and Bombay and on their establishment, the old
‘Supreme Courts’ and the old ‘Sadar Adalats’ were to be abolished. The jurisdiction
and powers of the abolished courts was to be transferred to the new High Courts.
Thus, the Act brought about the amalgamation of the ‘Supreme’ and ‘Sadar’ Courts
functioning in the Presidency towns of Calcutta, Madras and Bombay.
The Indian High Courts Act, 1861 says Ilbert, ‘closed the series of
constitutional status consequent to the transfer of the Government of India to the
Crown. Such Acts of Parliament as have since then been passed for India have done
little more than amend with reference to minor point, the Act of 1858 and 1861.
Subsequent Acts During 1861-92:
Some other Acts that were passed during the period 1861-92 mostly related to
the administrative and political changes in the country and were little more than minor
amendments to the Acts of 1858 and 1861 .The main among these Acts were as
follows:
The Indian High Courts Act, 1865 empowered the Governor General of India
to make alterations in the limits of the jurisdiction of the several High Courts and by
the same Act the High Courts could exercise their jurisdiction over native Christian
subjects of Her Majesty.
Another Act, of the same year extended the legislative powers of the Governor
Generals Council to all British subjects in native state whether servants of the Crown
or not and authorized the Governor General-in-Council to define and alter the
territorial limits of the Presidencies of Lieutenant- Governorships.
The Government of India Act, 1869 introduced a change in the structure of the
Government and empowered the Secretary of State for India to fill the vacancies as
and when they arose in Indian Council and changed the tenure of members of the
Council from “good behaviour” to a term of ten years. The Act also transferred to the
Crown from the Secretary of State in Council, the right of filling vacancies of the
members of the Councils in India.
The Indian Councils Act, 1869, further extended the legislative powers of the
Governor General’s Councils by enabling it to make laws for all native Indian
subjects of Her Majesty in any part of the world whether in India or not.
In 1870 another Act was passed which was known as the Indian Councils Act,
1870. This Act introduced significant changes in the legislative machinery of India.
The Act empowered the Governor General-in-Council to pass regulations in certain
cases without the necessity of placing them before the Legislative Council. This
machinery was very often used to enforce regulations in less advanced districts of
different Indian Provinces and numerous regulations were passed by the Governor
General-in-Council in exercise of the power under this Act.
The same Act also contained a provision,43 that the Governor General could
overrule the majority opinion of his Council, if in his view the measure affected the
safety, tranquility, or interests of the British possessions in India or any part thereof.
Another important provision was contained in Section 6 of the Act which enabled the
Governor General to appoint Indians “of proven merit and ability” in the civil service
without requiring them to pass the competitive examination in England. The
conditions of such appointments were to be regulated by the rules framed by the
Governor General-in-Council with the approval of the Secretary of State in Council.
The Government of India, however, did not appreciate the provisions of the Act
relating to the appointment of Indians to civil service and, therefore, delayed making
of regulations till 1873 despite repeated reminders from the Secretary of State. The
rules when framed were found to be against the spirit and intention of the Act, and,
therefore, were not brought into force. Consequently, new regulations had to be
framed by the Government of Lord Northbrook which however, remained inoperative
except one or two appointments of Indians to the judicial branch of the services.
Finally, in 1879 rules were framed for the civil service of the country by the
Government of India.
After the Government of India Act, 1870, two minor Acts were also passed in
1871, namely, the Indian Councils, Act, 1871, which made slight extension of the
powers of local legislatures and the Indian Bishops Act, 1871 which regulated the
leave or absence of the Indian Bishops.
The Act of 1873 resulted into formal dissolution of the East India Company
from January 1, 1874.
The Indian Councils Act, 1874 enabled the sixth member of the Governor
General’s Council to be appointed for the purposes of public works.
The Council of India Act, 1876 enabled the Secretary of State to appoint any person
having professional or peculiar qualifications to be the members of the Council of
India. Sir Henry Maine was appointed to the Council of India in exercise of powers
conferred by this Act.
Another Act passed in the same year was the Royal Titles Act, 1876 which
authorized Her Majesty to assume the title of Empress of India.
The Indian Salaries and Allowances Act, 1880 enabled the Secretary of State
to regulate by order certain salaries and allowances which had been previously fixed
by the statute.
The Indian Marine Service Act, 1884 enabled the Governor General-in-
Council to make laws for maintaining discipline in a small marine establishment
called Her Majesty’s Indian Marine Service, the members of which were neither
governed by the Naval Discipline Act nor under the Merchant Shipping Act.
The Council of India Reduction Act, 1889, authorized the Secretary of State to
abstain from filling vacancies in the Council of India until the number was reduced to
ten.
It is evident from the minor constitutional changes which were introduced by
the above mentioned Acts, that the Government of India preferred to follow a policy
of “masterly inactivity” during the period of thirty years after the enactment of Indian
Councils Act, 1861. The two Afghan Wars, and a Burmese War during this period
were, however, inevitable from the point of view of warding off foreign influence and
security of British India.
CHAPTER IX
THE INDIAN COUNCILS ACT, 1892
The Legislative Councils established by the Act of 1861 failed to satisfy the
aspirations of the Indian masses. The Legislatures constituted under this Act included
only a few nominated non-officials who were either retired Government officials or
big iamindars or princes who were hardly interested in the legislation for India. Being
the nominees of the British Government they erroneously believed that they were
duty-bound to support the legislative measures of the Government. Thus their
presence in the Councils was of little use to Indians though the British Government
elicited a good deal of useful information from them. Moreover, as already stated, the
powers of the Legislative Councils under the Act of 1861 had been restricted with the
result the laws enacted by them were nothing but mere orders of the Government. The
elective element was completely missing from the Councils and as such they could
not be called true representatives of the Indian people. This led Indians to agitate for
substantial reform in the existing Councils during eighties of the 19th century which
eventually culminated into the Indian Councils Act, 1892. Pointing out the
shortcomings of the working of the Legislative Councils in India, Lord Mayo
observed that the Government of India was “in one respect in an unfortunate position,
for there was no assembly or any means of discussion similar to that prevails in other
countries, whereby the members of the Government can give an immediate
reply……… to even the most absurd accusations” Similar observations were made by
Lord Ripon when he wrote to Lord Hartington, the Secretary of State for India, that
the Supreme Council constituted under the Act of 1861 needed to be reorganized as it
lacked representative character and ,served no useful purpose to the Governor General
for ascertaining public opinion. He maintained that the nominated members took no
active interest in the business of the Council.2 He, therefore, suggested that the
Supreme Council should consist of not more than ten elected members, of whom three
were to be the representatives from Municipalities of Madras, Bombay and Calcutta
while the others from the municipal committees of different towns selected by the
Governor General-in-Council.
Formation of Indian National Congress and its demand for Elective
Representation:
The impact of enlightened liberalism and political ideals of the west coupled
with the general discontent and disappointment among the Indian masses against, the
non-fulfilment of promises by British Government paved way for the Indian National
Movement. An organized beginning in this direction was made when seventy-two
leading Indians from different parts of India met for the first time in Bombay on
December 28, 29 and 30, 1885 to work out a common programme of political action.3
This marks the beginning of the Indian National Congress in India. In its session the
Congress passed a resolution calling for the expansion of the Supreme Council and
the local Legislative Councils in India by inclusion of a considerable proportion of
elected members. It demanded creation of similar Councils for North-West Provinces,
Oudh and Punjab and insisted that all budgets be referred to these Legislative
Councils. The demand for the expansion of Councils was reiterated and elaborated at
the Second Session of the Congress which was attended by 450 delegates and
presided by Dadabhai Naoroji. It, inter alia, contained that elective element was an
essential ingredient of the demand for expansion of the Councils. Same resolution was
repeated in the Third Session of the Indian National Congress in 1888 which was
attended by 600 delegates and in the Fourth Session held in 1889. in which as many
as 1200 members participated. Thus, in essence the enlargement of the Supreme as
well as local Councils on elective principles was tile main demand of the Indian
National Congress during 1885—90. Commenting on this point Coupland rightly
observed, “European knowledge had created a demand for European institutions”
Dufferin Committee’s Proposals for Reforms:
The pressure of demands from the Indian National Congress made it
abundantly clear that the sentiments of the people could not be thrown to wind any
longer. Therefore, Lord Dufferin, the then Viceroy and Governor General of India
(1884—88) in a minute recorded in 1886 emphasized the need to liberalize Provincial
Councils, if not the Supreme Council. He firmly believed that the association of
Indians representing the enlightened public opinion in the proposed reformed
Councils would mean that Government of India had the support of Indian people.
Therefore, during his entire tenure Lord Dufferin tried hard to persuade the Secretary
of State to agree to the reformation of Legislative Councils and he appointed a
Committee consisting of Sir George Chesney, Sir Charles Aitchison and James
Westland to plan out a scheme for the re-organization of the Councils.
The main recommendations of Dufferin Committee were as follows:
(1) Expansion of the Presidency Councils of Madras, Bombay and Calcutta and
enlargement of their functions.
(2) Establishment of an Executive Councils at Calcutta as a condition precedent to
the reconstitution of the Legislative Council.
(3) Provision of elective representatives.
(4) Inclusion of Muslim representatives in proportion to their population to ensure
fair representation to all classes.
(5) A few seats to be reserved for being filled up by nomination as a safeguard
against any inequality in the result of elections.
(6) The elective element in the Council was to be two-fifth of its total
membership.
Lord Dufferin made it clear that the scheme of reforms was intended to raise
the status of the Councils and to introduce into them, the elective priniple. He,
however, made it clear that the scheme was not devised to introluce parliamentary or
constitutional Government like that of Britain. Undtr his scheme of reforms the
ultimate authority and paramount control was esseithally to vest in the Provincial
Government and the Governor could ovenule his Council whenever he deemed it
necessary. The recommendations of Lord Dufferin’s Committee were limited to the
reconstitution of the Provincial Courcils and reorganization of the Supreme Council
was to be deferred till the resuls of the experiment in the Provinces were fully known.
Lord Lansdowne’s Proposals:
After the Government of India’s recommendations on reforms, Lord Dufferin
left Itidia and was succeeded by Lord Lansdowne. The Secretary of State, Lord Cross
was willing to en1arg the Provincial Councils but was opposed to the introtuction of
elective principle. In fact, he severely criticised Lord Dufferin for making such a
recommendation without first ascertaining the views of the Hon Government. The
British Prime Minister Lord Salisbury also expressed dissatisfaction with Dufferin’s
suggestion for elective principle and called it a dangtrous step. The Secretary of State,
therefore, invited Lord Lansdowne’s fresh proposals on reforms.
In view of the vigorous activities of the Indian National Congress and persient
demand from Congressmen for greater representation of Indians in the Legis’ative
Councils, Lord Lansdowne in 1889 supported the suggestions of his predecessor and
recommended expansion of the Provincial Councils. He wanted that the Councils
should consist of partly elected and partly nominated members. He, however,
suggested that the number of elected members should not eceec’ that of nominated
members and he was particularly of the opinion that ji ws not fair to introduce a
uniform system in this regard in all the Provinces.
As a result of Lansclowne’s proposal, the Secretary of State agreed to the
expansion of Councils but he rejected the introduction of elective principle on the
ground that it was foreign to India.8 The Secretary of State observed that “the
representation of different classes and communities could best be secured by a simple
extension of the existing system.”
The Government of India submitted a draft scheme to the Secretary of State
and communicated to the latter that if the introduction of elective principle was not
possible the Governor General-in-Council should be authorized by the Act, subject to
the approval of the Secretary of State, to appoint additional members in the
Legislative Councils.
THE INDIAN COUNCILS ACT, 1892
In the meantime, the India National Congress also took up the issue of reform
and reconstitution of the Councils for consideration in its fifth Session held at
Bombay in 1889. Mr. Charles Bradlaugh, a member of British Parliament and a
staunch supporter of free institutions also attended this session and promised to
introduce a Bill to this effect in the British Parliament on his return to England. He,
accordingly introduced a Bill in British House of Common in 1890 to amend the
Indian Councils Act of 1861 suggesting the introduction of elective principle through
a system of electoral colleges and the number of official members being restricted to
not more than one-fourth while those of elected members not less than one-half in the
Central as well as Provincial Legislative Councils. The Bill, however, did not receive
the attention of the House as it was “crowded by other business”. Charles Bradlaugh
re-introduced the Bill again in 1891 but this time also it met the same fate. It was in
February 1892 that the House of Lords introduced a fresh Bill on this issue which was
passed by both the House and finally became the Indian Councils Act of 1892. The
main object of this Act’ was to increase the number of Councillors and to authorize
discussion of financial statement of the Government and asking of questions. The idea
was “to widen the basis and expand the functions of the Government of India and to
provide further opportunities to the non-official and native element in Indian Society
to participate in the work of the Government.” Broadly speaking, the Act sought to
confer three main concessions on the Supreme and Provincial Councils, namely, the
privilege of financial criticism to the Councillors, the privilege of interpellation, and
addition in the number of members in both categories of Councils. The main
provisions of the Indian Councils Act, 1892 were as follows:
(a) Changes in the Supreme Legislative Council:
(1) The Act provided for an increase in the number of ‘Additional Members’
in the Supreme Legislative Council. The number of Additional members in the
Supreme Legislative Council was to be not less than 10 but not more than 16, of
whom not less than one-half were to be non-officials. It was now to consist of six
official and ten non-official Additional members. Four of the non-official members
were to be chosen by the Legislative Councils of Madras, Bombay, Bengal and North-
West Provinces. When the Councils were constituted for Punjab and Burma, they
returned one Member each. One member was appointed on the recommendation of
the Calcutta Chamber of Commerce. The rest were nominated non-official members.
Besides sixteen Additional members, there were nine ex officio members. Thus, in all
the Supreme Legislative Council was to consist of twenty-five members. The official
members and the ex-officio members constituted an official majority.
(2) The Governor General-in-Council was empowered with the approval of the
Secretary of State in Council, to make regulations as to the conditions under which
the nomination of ‘Additional Members’ was to be made.
(3) The Act also enlarged the functions of the Supreme Legislative Council. It
could discuss annual financial statement under certain conditions. It could address
questions to the Government on matters of public policy. But no question could be
asked without serving six days prior notice. The President could disallow any
question without assigning any reason.
(b) Changes in the Provincial Legislative Councils:
(1) Like the Supreme Legislative Council, the number of the ‘Additional
Member’s in the Provincial Legislative Council was also increased. In case of Madras
and Bombay Councils, besides the Advocate-General, the number was not to be less
than eight but not more than twenty, of whom, not less than one- half were to be non-
official members. The maximum number for Bengal Council was raised from twelve
to twenty and that of North-Western provinces and Oudh from nine to fifteen,’ of
whom not less than one-third were to be non- officials.
(2) The functions of the Provincial Legislative Councils were also enlarged.
They could interpret on matters of public interest and had right to discuss policies of
the Government of India. Questions could be asked in the Council after giving six
days’ prior notice. The President, however, had the power to disallow any question
without assigning reasons. On financial matters, the discussion in the Provincial
Legislative Council was limited only to those branches of revenue and expenditure
which were under the control of Provincial Government. No discussion on Central
finance was permitted. Similarly, the members were precluded from asking questions
on matters which were not within the control of local Government and on matters
which were subject of controversy between the local Government and the Governor
General-in-Council or the Secretary of State. No discussion could take place in
respect of an answer given to a question.
(3) The most striking feature of the Councils Act of 1892 was that it autj01sly
introduced elective element in the Councils. Though the framers of the Act
deliberately avoided the use of the word ‘election’ in the Act but the provisions of the
Act contained a scheme which required that all the members of the Legislative
Councils were not to be nominated by the Government. A certain number of them
were to be non-official members nominated by the Head of the Government from
amongst the panel recommend by the local bodies, such as, Municipal Committees,
District Boards, Chamber of Commerce, Zamindars and University Senates. The
Supreme Legislative Council was to accept the non-official members recommended
by the Provincial Council of Madras, Bombay. Bengal and North-West Province and
also one representative of the Chamber of Commerce at Calcutta. Thus the system of
indirect election was introduced by the Act of 1892 for the inclusion of non-official
members in the Legislative Councils of India. Considered from this standpoint, the
Act was a step forward as compared with the earlier Councils Act of 1861 which
introduced the system of nomination without any elective element in it.
The strength and the division of ‘Additional Members’ in the Supreme
Legislative Council and the Provincial Legislative Councils of Madras, Bengal and
North-West Province was as follows:—
Supreme Legislature 1. Six Official Members.
(Total strength of Additional Members
16)
2. Five elected Members including 4 non-
official members, one each from the
Provincial Council of Madras, Bombay,
Bengal and North-West Province and one
representative from Calcutta Chamber of
Commerce.
3. Five nominated non-official members
Provincial Legislation Councils (Totel
strength of Additional Member 20)
1. Nine Official members.
2. Six elected members including one
from
University, one from Corporation and
four from Municipalities and District
Boards.
3. Five nominated non-official members.
Critical Appreciation of the Indian Councils Act, 1892:
The Act of 1982 was essentially an amending measure. Though it did not
produce promising results, it was undoubtedly a step forward. It was an attempt to
improve the Legislative Councils constituted under the Indian Councils Act, 1861.
Lieutenant Hutchinson remarked that the Act of 1892 “was designed to obviate the
Indian dissatisfaction which the previous system had caused, without conceding
anything which might jeopardize, the Government’s autocracy.” The President of the
Calcutta Session of the Indian National Congress described the Act “as a most superb
steam engine in which the necessary material to generate steam was carefully
excluded substituting in its place coloured shams to look like it. The right of
interpellation and discussion of the Budget were granted but the living forces of
elective principle, which alone could properly work them, were not breathed into the
organization of the enlarged Council”
The main changes introduced by the Indian Councils Act, 1892 were a small
increase in the membership of the Councils and indirect adoption of the principle of
election under regulations. The members were granted the concession to discuss the
Budget and the privilege to ask questions. The Indian National Congress, in its 1892
session expressed dissatisfaction at the Indian Councils Act, 1892 for it did not
concede to the people the right of electing their own representatives to the Councils.
The Act only marked a cautious extension of the experiment which had been started
under the Indian Councils Act, 1861. The aims of both these Acts were the same, that
is to associate Indians with the administration so that their misconceptions about
British policy were removed and to provide an avenue for the Indian public opinion. It
was never the intention of the framers of the Act to introduce Parliamentary
institution in India as evident from the use of the term “Additional Members” in both
the Acts with reference to the expansion of the Supreme Legislative Council and the
Provincial Legislative Councils. The size of the Councils was deliberately kept small
so as not to turn them into “mini-Parliaments”. The remarkable contribution of the
Indian Councils Act, 1892 to the constitutional history of India was that it introduced
the system of “indirect election” in the Legislative Councils. It also emphasized the
need for giving recognition to the communal representation, though in a disguised
form.
The Act of 1892 provided an opportunity for Indians to participate in the
legislative functions of the Government and thus it was a pacifying measure initiated
by the British Government to appease the Indian masses. The Indians could sit with
the Viceroy and his Executive. Though they could not override the official majority of
the Councils, but they had the right to express their view freely and criticise the
administrative policies of the Government which were against the interests of the
people in general.
The Act also enlarged the functions of the Legislative Councils in financial
matters. Hitherto, Councils had no authority to discuss any proposal on financial
matter except one for the introduction of a new tax. But the Act of 1892 provided that
the Budget should be laid before the Council and the members could discuss and
criticise it. Thus as rightly remarked by Keith, “the Act permitted a critical
examination of the financial position”. This power proved very useful for the
Government as they could explain their financial policy to the Indians and remove
their misapprehensions, if any.
Defects of the Act of 1892:
The Indian Councils Act, 1892 though an advance upon the previous measure,
suffered from certain grave defects. The working of the Legislative Councils afforded
no satisfaction to the Government, much less to the people, of India. To the
Government’s utter disappointment the Councils did not turn out conservative as it
expected them to be. The Government, in a circular is,ued in 1907 pointed out that
“tle results of 1892 Act have not justified the expectations formed”. The Indian
public, on the other hand, was far more discontented to find that they gained nothing
substantial despite their continued efforts and agitations.
Indian leaders realized that the elective principle conferred by the Act was
restricted and unsatisfactory. Mr. C.E. Schwann commented in the British Parliament
that “no system of reform would be satisfactory which did not embody the elective
principle.” Gladstone, speaking from the opposition, observed in the House of
Commons that the Government should allow the principle of election to be followed
for the membership of the Indian Legislative Councils.
The increase in the number of the non-official members of the Councils was
also unsatisfactory and Schwann called it as “a very paltry and miserable addition.”
The non-official members had practically no voice in face of official majority.
Therefore, it was difficult for the non-official members to criticise the Government.
Again, the representation given to various groups and territories by the Act
was neither fair nor satisfactory, some classes were over represented while others had
no representation whatsoever. For example, in case of Bombay, out of six seats, two
were allotted for European merchants but nothing was given to Indian merchants.
Similarly, Satara and Punc had no representation in the Bombay Legislative Council
while Sindh had two seats in the Legislative Council of North-West Province. That
apart, the representation given to the general public in the Provinces was negligible
and deplorable. Thus only two out of eight seats were assigned for public
representation in the Bombay Legislative Council. The Province of Punjab was given
no representation in the Supreme Legislative Council. In short, the principle of
representation tacked uniformity and was hopelessly unfair and undesirable.
The powers of Legislative Council were also hedged in by several restrictions.
Thus, the member could not ask supplementary questions nor could they move any
resolution. They could not even question the executive without serving a six day’s
notice. The President could disallow any question without giving reasons for doing so.
Despite these shortcomings, the changes introduced by the Act gave some
satisfaction to the politically conscious Indians and made a beginning in the direction
of giving to the Councils the form of parliamentary institutions though the
Government of India and Britain disclaimed it. It paved a way for future legislative
reforms in the country. Summoning up the position Cowell remarked, “in effect, the
Legislatures retained, as they were intended to, their original character of advisory
councils to the Executive Government in matters of legislation, namely, the Executive
Government remaining as before, the sole controlling authority in legislation the
Government continued to possess the character of the ‘Monarch in Durbar’ willing to
lend attention to the views and opinions expressed by representative members of the
outside public.”
The Act thus fell short of Indian expectations as a result of which the Indian
National Congress intensified its agitation and reiterated its demand for more
concessions and reforms in the Legislative Councils functioning in the country. It
must, however, be noted that the Act marks the beginning of the system of election
which eventually paveç way to the evolution of the parliamentary system of
Government in India.
CHAPTER X
MORLEY-MINTO REFORMS, 1909
The Councils Act, 1892 did not satisfy the aspirations of the people in geniT
and the extreme wing 6f the Congress in prtitiIF Theors füiti6ñs and constitution f
Thé egirtáffvé Cdncils was far below the expectations of Indian political leaders. The
principle of election was one of their major demands which was not conceded to them
by Act of 1892. The number of non-official members in the Councils was negligible
and inadequate. There were too many restrictions on the functioning of the Councils.
The members could not veto the budget nor could they ask supplementary questions.
They could not even move resolutions. Thus the Legislative Councils constituted
under the Indian Councils Act, 1892 was nothing more than mere debating societies
having no influence to determine the decisions of the Government. This was a cause
of great dissatisfaction which accelerated the political agitation in India. The years
that followed were of “great turmoil and unrest” in the history of India. It was during
1892-1909 that the Indian National Congress was split into two camps, the extremists’
and the moderates. This British Government in order to stem the tide of extremism
and revolution, devised the po1icy of rallymg the moderates and muslims and
mitiated rermsofthe Cunifspularly known as Morley-Minto Reforms.
The Background:
The political unrest gathered momentum due to certain unpleasant
developments in India and abroad. Lord Curzon, in his zeal for efficiency, initiated
certain measures which resulted into provincial inequalities and financial burden on
the Government. His bureaucratic policies widened the gap between the rulers and the
ruled. He overhauled the entire administrative machinery of the government in the
name of efficiency and imported men directly from England to fill high posts. This
caused great resentment among the educated Indians. The partition of Bengal effected
on October 16, 1905 ostensibly for reasons of administrative convenience and
efficiency proved “a subtle attack upon growing solidarity of Bengal nationalism” and
was vehemently opposed throughout the country. Particularly, the Bengaiis
denounced it as a direct attack on their history, tradition and language.
During 1892-1909 a series of unpopular Acts were passed and enforced by the
British Government which aroused a storm of opposition in India. For instance, the
Age of Consent Act, 1891 which raised the age of consent from 10 to 12 years, was
resented by the orthodox people throughout the country though it was called a
measure of reform by the British Government.
The Calcutta Corporation Act, 1899 reduced the size of the Corporation from
75 to 50 members with a view to giving a definite majority to British element. This
measure was resented by the people and 28 Indian members of the Corporation
resigned in protest. Similarly, the Universities Act, 1904 was passed “to Europeanize
the Senates, and Syndicates of the Universities and to turn them into completely
Government Universities.”
The Official Secrets Act, 1904 which extended the provisions of the Indian
Official Secrets Act, 1889 to those disclosure of secrets relating to the civil affairs and
newspaper criticisms making them punishable under section 153-A of the Indian
Penal Code aroused suspicion in the minds of Indians about British designs.
The reforms introduced in the Indian Army by Lord Kitchner who was the
Commander-in-Chief in India during 1902-1909 also led to dissatisfaction among the
Indian soldiers. The scheme for the unification and reorganization of Indian Army
was submitted by Lord Kitchner to the Government of India in November, 1903 but it
could not be actually implemented till 1908. As early as 1893 certain changes were
effected in the Indian Army with a view to ensuring efficiency. The offices of the
Commanders-in-Chief of Madras and Bombay Armies were abolished by the Madras
and Bombay Armies Acts, 1893, and whole Army in India was placed under a single
Commander-in-Chief. In 1908, the Indian Army consisted of two parts, namely, the
Northern Army with its Headquarters at Murree and the Southern Army with
headquarters at Pune. Each of these parts was headed by a General Officer who was
responsible for command, inspection and training. But both these Armies were
directly subordinated to the Army Headquarters for Administrative purposes. A staff
College was started at Quetta for training Army personnel. As a result of this
reerganization of the Army; there was a considerable increase in the military
expenditure while the position of Indians in the Army remained unchanged. The
British troops performed the functions of an occupation army rather than of a defence
force and they were mainly used for internal security and not so much for protection
of Indian frontiers. This partisan spirit on the part of the British Government alienated
the susceptibilities of masses and injured the feelings of Indians working in the Army.
The happenings outside India also provided new stimulus to the Indian
national movement. Abyssinia defeated Italy in 1896 and Japan defeated Russia in
1905. Both these events dispelled the false belief in the invincibility of the European
superiority and inspired Indians to follow the example. They wire greatly impressed
by the partiotic adventure of Japan in fighting out her freedom and liberating herself
from the foreign yoke. The European wave of liberalism had already exerted its
influence on the Indian national leaders who were struggling hard for liberation of the
country from British domination.
The humiliating treatment meted out to Indians in South Africa during the first
decade of twentieth century was yet another cause of unrest in India. The Indians had
been expelled from the Orange River Colony and many restrictions were imposed on
them. They were ill-treated in Figi, Natal, Kenya and Cape Colony and the Asiatic
Registration Act, 1907 touched the climax of the humiJiating treatment Consequently,
Mahatma Gandhi launched Styagraha,’ and the struggle lasted for years which
seriously undermined the economic and civic life of Indians.
The Indian leaders were also unhappy with the policy pursued by Lord Curzon
of frontiers and towards Afghanistan and Tibet. Indian Troops weve despatched to
China and South Africa to expand the British Imperialism. Indians resented this
measute.
Among the other causes of national rising during 1892-1909 were anti-
national policies pursued by the Government in the quest of efficiency, the economic
depression, changes of Indian currency and exchange favouring Britain, natural
calamities and above all the arrogant and insolent behaviour of Britishers and Anglo-
Indians towards Indians and anti-Indian propaganda by the Anglo-Indian press. These
developments cumulatively led to anti-British campaign in India.
The failure of the British Government to combat the situation arising out of
the natural calamities in India during closing decade of nineteenth century also
contributed to the anti-British compaign. The famine of 1896-97 ended into
catastrophic results this was followed by outbreak of plague in the Presidency of
Bombay in which millions of persons died. Failure of rain in 1899 again resulted into
a severe draught and famine in 1899-1900 which affected a much larger number of
people than the previous one. The measure initiated by the Government and the
methods of enforcing them did not satisfy the Indian masses and people attributed
their suffering to British misrule.
The cumulative effect of these unhappy developments in the country during
1892—1909 was that it provided a fillip to the cause of national movement in India
and extremists launched a violent crusade against the British rule. The freedom of
press and platform also contributed to the political awakening in India. Important
leaders like Lokmanya Tilak, Bipin Paul and Lala Lajpat Rai led the popular
movement in Maharashtra, Bengal and Punjab and Northern India respectively.
From the foregoing account it is evident that the spirit of nationalism was born
out of the disgust and resentment of the people due to atrocities and the policy of
high-handedness adopted by Lord Curzon during 1899-1905. Even the moderates in
the Indian National Congress shared this view. Mr. Gokhle in his Presidential address
at the Benaras Session of the Indian National Congress in 1905 made it clear that a
solution to the problems was the attainment of self- government in India by an
increase in the proportion of the number of elected members of the Supreme Council
to the extent of fifty per cent of its total membership; appointment of three Indians to
the Secretary of State’s Council, creation of Advisory Boards in districts, and reforms
in the working of the Indian Judiciary. Mr. Gokhle reiterated these demands of the
Congress in the Supreme Council during the Budget debated in 1906. He personally
met Mr. Morley, the Secretary of State and emphasized the need of substantial
concessions to Indians. Dadabhai Naoroji amplified the demand of self- government
in 1906’ at Calcutta Session of the Indian National Congress. He pleaded the ‘Swaraj’
or self-government was the only remedy to end the chaos. According to Dr. Keith
‘swaraj’ to moderates meant parliamentary self- Government, to the extremists the
independence, to English sympathisers the self-government of colonial type.
Lord Curzon resigned his office due to serious differences in his Executive
Council over a constitutional issue, namely, the position of Commander-in- Chief in
the system of Government in the country. Lord Kitchner, who was the Commander-
in-Chief wanted that he should also be the War-Minister but Lord Curzon did not
agree to this proposal. The Government of Britain wanted to favour Lord Kitchner. A
compromise was, however, proposed by the Secretary of State who suggested that
besides the CommanderjnChjef there will be a member of Supply who will act as a
second Adviser to the Government of India on Military Affairs and he will look after
the technical matters of military supplies. The compromise was accepted by the
Viceroy but when the question of appointment of Member of Supply came, the
Secretary of State rejected Viceroy’s nominee, General Barrow being appointed to
that post and appointed a more technically qualified person instead. Consequently,
Lord Curzon tendered his resignation on August 12, 1905 telegraphically which was
accepted and Lord Minto came to India as a Governor General in November 1905.
The Indian Councils Act, 1909:
While conditions in Indian were taking a fateful turn, the liberals who believed more
in freedom and autonomy than in discipline and efficiency came in power in England.
John Morley, a staunch advocate of reforms and concessions became the new
Secretary of States in December 1905. He firmly believed that some constitutional
reforms were immediately needed to suppress the rising tide of nationalism and anti-
British feelings in India. He, therefore, took up this matter with the Viceroy Mr.
Minto who after a good deal of correspondence suggested that the official initiative
for moderate reforms should come from the Government of India. In consequence,
Lord Minto appointed a Committee of his Executive Council with Sir A.T. Arundal as
Chairman in August 1906. The terms of reference of the Committee included further
expansion of the Supreme Legislative Council and Provincial Legislative Councils
prolongation of the Budget debate and power to move amendments, inclusion of an
Indian member in the Governor General’s Executive Council and creation of a
Council of Princes or their representation in the Supreme Legislative Council.
The Arundal Committee Report:
The Arundal Committee submitted its report in October 1906. The Governor
General in Council discussed the proposals and sent them to the Secretary of State in
March 1907. Mr. Morley immediately consulted his Council and returned them to the
Government of India for reference to the local Governments to invite their opinion. It
took a period of one year to know the views of the local Governments and the public.
At last the Secretary of State drew up final proposals which received approval of the
British Cabinet in February 1909. Thereupon, a short bill incorporating these
proposals was introduced in the House of Lordc which became the Indian Councils
Act of 1909 on May 15. The Act, however, came into operation from January 1, 1910.
The Indian Councils Act, 1909, like the preceding Act of 1892 was an
amending Act. While it was being enacted, Morley categorically stated that the Act
did not aim at establishing a parliamentary system of Government in India directly or
indirectly. He made it clear that this scheme of reforms was a “well-guarded
expansion of principles that were recognized in 1861.”
Main Features of the Indian Councils Act, 1909:
The Indian Councils Act, 1909 otherwise known as Morley-Monto Reforms,
constufs a landmark in the constitution history of India The Act was definitely a step
forward in the establishment of provincial autonomy and self-government in India at a
latter date. It introduced some significant changes in the administrative set-up of the
country. The enlargement of legislatures both at the Centre and the Provinces, the
expansion of the Executive Councils, the introduction of the principle of election side
by side with that of nomination and the appointment of Indians to the India Council
and Viceroy’s Executive Council, were some of the outstanding features of the
reforms introduced by the Act. Minto-Morley reforms are also significant for
introducing separate nd communal electorates alongwith narrow franchise and
indirect elections The main provisions of the Act may be analyzed under the
following heads:
1. The Enlargement in the size of the Supreme Legislative Council.—The
Indian Councils Act, 1909 greatly increased the strength of the Supreme Legislative
Council. The number of “Additional Members which was not more than sixteen under
the Act of 1892 was now raised to sixty. The total strength of the Supreme Council
was thus fixed at sixty-nine including the Governor- General, six ordinary members
of his Council, the Commander-in-Chief and the Governor of the Province where the
meeting took place. The break up of the total membership of the Council was as
follows:—
The thirteen elected non-official members from general electorate consisted of eight
members sent by Bengal, Madras, Bombay and United Provinces two each, and five
by the Legislative Councils of Punjab, Bihar, Assam, Central Provinces and Burma,
one each.
The six elected non-officials from the class, electorates consisted
members from Landlord’s constituencies of Bengal, Bombay, Madras, United
Provinces, Central Provinces and Bthar Orissa, one each.
The two elected non-officials from the Special Electorates were
representatives from Presidency Corporations, Chamber of Commerce and trade
interests.
The Muslim electorate consisted of six Muslim members including two from
Bengal and one each from Bombay, Madras, Bihar-Orrisa and United Provinces.
Thus the Additional Members of the Supreme Councils, instead of being all
nominated by the Governor General as provided in the Indian Councils Acts of 1861
and 1892 were to include members some nominated and some elected in accordance
with the Regulations under the Act of 1909.
The Governor General-inCouncjl subject to the approval of the Secretary of
State was empowered to make Regulations as to the conditions under which and the
maimer in which persons residents in India might be nominated or elected to the
Supreme or Local Legislative Councils and the qualifications for the elected and
nominated members. Regulations so made could not be altered or amended by the
Supreme or Local Legislative Councils.
2. Enlargement in the size of the Provincial Legislative Council.__Like the
Supreme Legislative Council, the strength of the Provincial Legislatures was also
increased. The number of ‘Additional Members’ in the Provincial Legis1atures
Councils of Bengal, Madras, Bombay, United Provinces and Bihar Orissa was raised
to fifty, while those of Punjab, Burma and Assam and Central Provinces to thirty.
Each Council was to consist of both official and Ofl-official members The former
were further classified into ex-officio and nominated officials while the latter into
nominated and elected members. In addition to the number fixed under the
Regulations, the Governor or the Lieutenant Gov was empowered to appoint one or
two experts to their respective Councils when legislation relating to some expert
advice was under Consideration. The break-up of the memberships of the various
Provincial Legisij Councils is summarised below:
Province
Ex-
officio
Nominated
Members
Elected
Members
Expert
Members
Total
strength of
membership
Bombay
Madras
Bombay
5
5
5
20 (not more
than
16 officials)
21 (not more
than
16 officials)
21 (not more
28
21
21
2
2
2
55
49
49
United
Provinces
Bihar-
Orissa
Punjab
Burma
Assam
Central
Provinces
1
4
1
1
1
1
than
15 officials)
26 (not more
than
20 officials)
19 (not more
than
15 officials)
16 (not more
than
12 officials)
14 (not more
than
6 officials)
13 (not more
than
9 officials)
21
21
8
1
11
7
2
1
2
2
1
1
50
45
27
18
26
26
17 (not more
than
10 officials)
The Regulation fixed the number of the elected members for each Provincial
Legislative Council, for instance, for Bengal it was 28 while for Madras, Bombay,
United Provinces and Bihar-Orissa, it was 21 each and for Burma, it was only one.
These elected members were returned by different categories such as General
electorates, Class electorates and Special electorates. The object was to give
representation to all possible categories of persons residing in the Province.
3. Introduction of the system of indirect Election.— The Indian Councils Act, 1909
introduced the principle of election in the Supreme and the Provincial Legislative
Councils. This was undoubtedly an outstanding feature of the Act. As already stated,
twenty-seven out of sixty-nine members of the Central Legislative Council were
elected from different electorates. Similarly the Provincial Council were also to have
a fixed number of elected members as was determined by the Regulations. Thus the
elective principle which was hitherto cautiously and deliberately avoided was now
conceded to Indians by the Act of 1909.
The system of election introduced by the Morley-Minto reforms wa5,
however, indirect instead of being direct. The people elected the members for their
local bodies like municipalities, District Boards, etc. These local bodies in turn
elected the members for the Provincial Legislative Councils. The members so elected
to the Provincial Councils, further chose the members for the Supreme Legislative
Councils. Thus the election to the Supremt Legislative Council was by a double
indirect method and people had no direci contract with these members
4. Separate and Special Electorate.— Another important feature of the Indian
Councils Act, 1909 was the introduction of separate and special electorates for
Providing representation to certain classes and communities with a view to
safeguarding their interests. Thus, twentySeyen elected members of the Supreme
Legislative Council consisted of Six members of special landlord constituencies, six
of separate Muslim Constituencies two of special electorates and thirteen of general
electorates. Likewise, the elected members of the Provincial Legislares were returned
from different groups of constituencies called the general class and the special
constiencies
5. Qualification and Disqualifjj0 for the Membership and narrow Franchjse—
The franchise, as provided by the Act of 1909 was extremely narrow and limited. The
number of voters was disappointingly small. In some cases the number of voters in a
Constituency did not exceed nine or ten. Women were completely barred from
Voting. The qualification for the voters for Supreme Legislative Council were rigid.
Only the landlords with specified income or minimum land revenue payment of Rs.
10,000 or more, or those with high titles or honorary offices were conferred Voting
right. The qualification fixed for Voting in case of Provincial Councils were also rigid
and comparatively restricted.
Besides the aforesaid restrictions, certain general qualificai for candidates
contesting election were also prescribed by the Regulations Persons who were (a) not
British subjects; (b) minors and below the age of twentyfive; (c) adjudged to be of
unsound mind; (d) bankrupt; (e) sentenced by a criminal court for an offence
punishable with imprisonment for a term exceeding six months’ or to transportation;
(f) debarred from legal practise; (g) dismissed from Government servjceand (h) of
doubtful antecedents, were not eligible to contest election. The candidates Contesting
from the class Constituencies were requir to Possess some special qualificati0 in
addition to the general qua1 ificatjons
6. Retention of the principle of nomination side by side with that of
election. — Though the princioal of election was introduced by the Indian Councils
At, 1909 the system of nomination was not altogether abandoned. Certain members
were still appointed to the Supreme Legislative Council as well as the Provincial
Legislatures by nomination. No special qualifications were, however, laid for the
nomination of non-official members. In case of nominated official members some
were to be ex officio members like the Head of the Government and Members of the
Executive Council and some were to be nominated by the Head28 of the Government.
7. Appointment of Indians to India Council and Viceroy’s Executive
Council.—The Councils Act of 1909 provided for the first time the appointment of
Indians to India Council and the Governor General’s Executive Council. Accordingly,
Mr. K.C. Gupta, a Hindu civilian and Syed Hussain Bilgrami, the principal Adviser of
the Nizam of Hyderabad, were admitted to the Indian Council. Lord Sinha, the
Advocate-General of Bengal was appointed by the Secretary of State to the Governor-
General’s Council as a Law-Member of the Government. The Muslims led a
deputation to the Secretary of State and requested for the appointment of a Muslim
member to the Governor-General’s Councils but Morley did not accept their request.
The appointment of Indians to the Executive Council was undoubtedly a significant
development in the constitutional history of India.
8. Enlargement of Provincial Executives.—Under the Act, the number of
members of the Executive Councils of Bengal, Madras, and Bombay was increased
from two to four, or whom atleast two were to be the persons who had been in the
service of the Crown for atleast ten years.3° The Governor Generalin-Council was
also empowered to constitute an Executive Councils for Lieutenant Governor’s
Province.
9. Expansion of the functions of the Councils.—The Act of 1909 did not
make any alteration in the powers of the Councils. It simply expanded their functions.
The functions of the Supreme Legislative Council and the local Legislative Councils
were mainly enlarged in three aspects; discussion of the annual financial budget,
discussion on any matter of general public interest, and asking of questions. The
Councils could however, not be allowed to discuss political and military affairs. The
resolutions on matters of general public could be discussed in the Supreme Legislative
Council but ordinarily fifteen days notice was required for moving such resolutions
which were to be in a prescribed form.
An Appraisal of Morley Minto Reforms:
The reforms introduced by Morley-Minto through the Indian Council’s Act,
1909 were welcomed by the moderates who were dominating the Indian national
Congress at the time. Expressing their gratefuiness to the Government for the reforms
proposed in the Act of 1909, Surendranath Baneqee in the Madras Session of the
Congress of 1908 observed, “the reforms were the crowning triumph of the
constitutional agitation.” In his view the rights of asking supplementary questions and
moving of resolutions were most Valued concessions. Gokhle said that reforms
introduced by Morley-Mmto had conferred an opportunity to Indians for a responsible
association with the admmistration. According to Kidwai, the proposals made a
headway towards parliamentary government. Muslims were satisfied with the reforms
as almost all their demands had been accepted and incorporated in the Act of 1909.
They were particularly happy with two principles embodied in the Reforms, namely,
that there was always to be a standing official majority in the Supreme Legislative
Council and that the different classes and interests of muslim community were given
ample representation in the Legislative Councils. )
Shortcomings of the Act:
Despite this appreciation, the reforms introduced by the Indian Councils Act,
1909 were strongly denounced by quite a large number of critics. P.E. Roberts
described them “only a half way house” while Muzumdar dubbed them as “mere
moonshine”. The critics pointed out that the reforms had given the people “the
shadow rather than substance” The Reforms contained in the Act of 1909 suffered
from many serious defects which may be sunimaris
foilows:-
(1) The Morley-Mint0 Reforms attempted to divide the people of India into
water-tight compartments much against their interests of solidarity and unity. The
reforms were politically motivated and devised on the principle of ‘divide and rule’.
As Roberts rightly pointed out, “the principle of class representation created
differences among different sections of the community and made the fusion of their
interests impossible” The representation given to various classes of minorities like
Muslim landlords and mill owners forsaked all the principles of justice and fairness
and encouraged sectional interests to the detriment of national unity.
(2) The communal and separate electorates created by the Act of 1909 Proved
disastrous for India. It was Opposed to history and political life of the country. The
demands of the communities for separate electorates became more and more pressing
in subsequent years. Some based their claim on backwardness, Some on their
advanced conditions and some on their minority strength in a particular Province.
Similarly, the Reforms introduced in 1909 allowed separate communal representation
of Muslims but ten years later, similar concessions were extended on other minority
communities34 in India. The dreadful consequence of these separate electorates was
partition of India in 1947 which ended into massacre of thousands of people leading
to utter chaos and sufferings.
(3) Minto-Morley reforms established a system of indirect or rather a doubly
indirect election. The rent paying citizens were to first elect their representatives in
the municipal committees who in turn were to act as voters for those who contested
for Provincial Legislatures. The representatives in the Provincial Legislatures were
then to elect members of the Supreme Legislative Council. Thus, there existed no
direct relation between the citizens and the members of the Supreme Legislative
Council. In consequence, the representatives elected to the Legislative Councils felt
no sense of responsibility to those whom they represented.
(4) The reforms embodied in the Act of 1909 narrowed down the right of
franchise to such an extent that only a few privileged persons could enjoy the voting
right. The Legislatures at the centre as well as the Provinces thus lacked true
representative character.
(5) That apart, the creation of strong official majority in the Supreme
Legislative Council against the non-officials made the Reforms unpopular. Thus the
reform almost negatived the idea of introducing non-officials in the Supreme
Legislative Council as the latter had no voice in the decision of the Government.
Even in the Provincial Legislative Councils where there existed non- official
majority the position was in no way better. The nominated non- officials members
often sided the Government, thus the elected members were always reduced to a
minority. Moreover, the non-official thajority in the Provincial Legislatures did not
matter much because the powers of those Councils were very limited and the Heads of
the Government had the power to veto the measure. The position was well explained
by Lord Sinha who in an interview in 1917 observed, “the Minto-Morley Reforms
though a distinct advance gave Indians in the Legislative Council only influence and
not power.
(6) The provisions of the Act of 1909 enabled the Government to tighten its
hold over the official members by imposing restrictions that they could neither ask
any questions nor move any resolution. They could also not intervene in debate or
raise points of order without Government’s approval. Summarising their position
K.V. Puniah aptly remarked that “their main function was to vote, to vote with the
Government and to vote against the non-official opposition.”
(7) Lastly, the Reforms introduced by Morley-Minto through the Indian
Councils Act, 1909 failed to establish a reasonable government in India. The power of
the Legislative Council to ask questions to the Executive were strictly limited. They
were nothing more than requests for information. The President could disallow any
question. The true power, observes Dr. Zacharjas, “remained safely in British hands.”
Dr. Zacharias while summing up his criticism of the Reforms of 1909
observed, “the essence of these Reforms lay in conceding what at once was evacuated
of all meaning. Thus the elective principle of democracy was adopted: yet at the same
time anti-democratic communal representation was added. The official majority was
done away with, but the elected members remained in a minority. The membership
was considerably enlarged but an emphatic disclaimer was issued simultaneously
clarifying that the new Council in no way meant the introduction of a parliamentary
system.”
In a nutshell, the reforms introduced changes of degrees rather than of kind.
The result was that people of India soon realized that the Act was an attempt of
British rulers to make unjust and humiliating distinction between Muslim and non-
Muslim subjects of His Majesty in the matter of electorates, franchise and
qualification of candidates. There was a general distrust against educated classes
running through the Regulations. Thus, the Indian people, on the whole remained
unsatisfied with the Morley-Minto Reforms of 1909.
The scheme of Reforms of 1909 was notable atleast for one reason that it
provided opportunities for ventilating the public grievances on the “highest forum.”
The indian representatives could atleast appraise the British Government about their
views on matters of public interests. Moreover, the Reforms were also significant in
the sense that they furnished ample Opportunities for the Indian politicians and
officials to gain experience and training in the techniques of government and
administration. The greatest achievement of the scheme of Reforms introduced by the
Indian Councils Act of 1909 was thai it conceded the principle of election to the
Legislative Council which was hitherto being cautiously avoided by the British rulers.
The scheme also paved a way for future changes in the constitutional history of India.
But there being no place for the popular government in these reforms, they offered no
solution to the political problems with the result the nationalist leaders intensified
their anti-British campaign through the demand of “swaraj” or self-government.
During the first decade of the 18th century, the Indian national movement had
spread to various parts of the country. It had stirred the minds of educated classes.
This greatly helped in awakening the national consciousness of the Indian youth to
rise against the British mis-rule. Swadeshi and Swaraj became the battle-cries of the
new Hindu nationalism and the Indian press launched a vigorous national propaganda
against the British policy of creating hatred and communal enmity among different
communities of the Indian society. Though the British government resorted to
suppressive measures to contain the national movement, but persistent demand from
Indian leaders compelled them to concede to the Indian demand for further
decentralization of political institutions.
The Indian Decentralization Commission, in February 1909, had
recommended delegation of powers at the divisional and district levels of the
Provincial Governments; financial devolution; and further expansion in the sphere of
local self-government. These recommendations were made by the Commission to
remove partially, if not wholly, the defects of over- centralization of political power in
the official members of the Legislative Councils and to enable Indians greater
participation in the governance of the country. But unfortunately, the Government of
India took so long in considering these proposals that when they came up for
deliberation in 1915 it was realized that most of them had become obsolete and
outdated.
CHAPTER XI
MONTAGU-CHELMSFORD REFORMS
The Morley-Minto policy envisaged by the Indian Councils Act, 1909 failed to
satisfy the aspirations of the extremists who were persistently making a demand for
self-government. The moderates were also not very happy with the excessiVe’ iontrdI
of the Central Government over the local Governments. The separate representation
of Muslims caused resentment among the Indian leaders and a motion was proposed
in the Imperial Legislature on January 24, 1911 asking for the discontinuance of the
scheme. In consequence, the partition of Bengal was annulled. The attitude of Britain
in the Balkan Wars and the lining up of Turkey against the British in the War of 1914
had already weakened the loyalty of Muslims to the British Government. The
annulment of partition of Bengal further infuriated the Muslims against the British
bureaucracy and at the same time it led to extremists wing of the Congress to
conclude that they could extort more concessions from the British Government by
resorting to terrorism. All these factors brought pressure on the British Government to
abandon the policy of repression and concede to the Indian demand of responsible
government.
Background to the Government of India Act, 1919:
The policy of repression and reforms followed under the Morley-Minto
Reforms of 1909 generated a feeling of extreme bitterness among the Indian
nationalists and they started a revolutionary movement which gradually spread
throughout the country. The extremists like Lokmanya Tilak, Lala Lajpat Rai and
Bipin Chander Paul carried on vigorous propaganda against British bureaucracy.
Consequently, there were terrorist outrages in various parts of the country.2 Lord
Mirtto tried to suppress. the extremists and revolutionaries by resorting to enactment
of representative laws. He sought the sanction of the Secretary of State for India for
arrests and detentions on a large scale and even suggested promulgation of Martial
Law. But the Secretary of State Mr. Morley disagreed with Lord Minto and even
warned him against such repressive measures as they were likely to jeopardise the
British interests in India. He, however, reluctantly accepted Viceroy’s proposal for the
enactment of drastic press-laws.
The Press Act of 1910 was more stringent and comprehensive than the earlier
Newspapers (Incitement to Offences) Act, 1908. The Act widened the definition of
seditious publications so as to leave no scope for the expression of even the most
honest opinion. Moreover, it was the local Government and not the Courts which
were to adjudge as to what was seditious and what was not. Mr. Gokhile, strongly
opposed the Bill in the Supreme Legislative Council and warned the Government that
“force may afford temporary relief but it can never prove a permanent remedy.” The
Act was, however, passed and proved to be a terrible weapon in the hands of the
Executive and was so frequently used that it added to the long list of “indictments
against British rule.”
By this time, the Seditious, Meetings Act, 1907 was to expire in 1910.
Therefore, its life was further extended till March 31, 1911 with a view to providing
sufficient time to the new Governor General who was to succeed Lord Minto, to study
the situation and decide whether to continue the Act or to repeal it. Lord Hardinge, the
new Viceroy replaced the Act by the Seditious Meetings Act, 1911, which was
equally repressive like the previous one.
The incident of bomb-throwing on Lord Hardinge in December 1912,
eventually led to the enactment of Criminal Law (Amendment) Act, 1913 which
included “conspiracy” as an independent offence in the Indian Penal Code. The World
War I brought in its wake the Defence of India Act, 1915 which empowered the
Government to intern people without charge or trial. The Government took advantage
of this law and made arbitrary use of this power. It became apparent that the Defence
Act was not only a war measure but was essentially intended to repress political
movement and even to supersede the ordinary criminal law in some cases.
The developments and circumstances which preceded immediately before the
enactment of the Government of India Act, 1919, otherwise known as Montagu
Chelmsford Reforms, may be briefly summarised as follows:—
1. Failure of the Repressive Measures.— The repressive policy adopted by the
Government of India miserably failed to suppress the revolutionaries. On the contrary,
it encouraged the terrorists to resort to terrorism, riots and conspiracies as a result of
which the number of political murders and outrages increased considerably. The
revolutionaries organised themselves into several secret societies throughout the
country. The revolutionary movement gathered momentum outside India as well. The
Indian Home Rule Society was established by Shyamji Krishnavarma in 1905. This
society in its publications vehemently criticised the Government policies land
encouraged Indians to strengthen the Swaraj-movement. One of the staunch
supporters of this society was Vinayak Domodar Sawarkar, who was keen to intensify
revolutionary activities in India. He took initiative in supplying literature to freedom-
fighters in Maharashtra and arranged arms and ammunition for them from London.
The Muslim resentment against the annulment of partition of Bengal in 1911
also contributed to the spirit of revolt. They characterised this act of the Government
as a great concession granted to Hindus and gross injustice to the Muslims in India.
The declaration of war against Turkey led to Khi!afat Movement. Some Indian
students from Lahore left their college studies in February, 1915 and entered the tribal
territory beyond North-West Frontier to join the German and Turkish mission at
Kabul in an attempt to overthrow the Indian Government. The Muslim League in its
Session at Karachi in 1913, had already resolved to patch up its differences with the
Indian National Congress which paved the way for communal unity and common
action for the attainment of self-Government for India. The Indian National Congress
in its Madras Session in 1914 welcomed the attitude of Muslim League and
emphasised the need for united action.
2. The Congress-League Concord.— In 1915, Mr. Mohammad Au Jinnah, a
staunch nationalist at that time, took initiative of inviting Muslim League to hold its
annual Session at the same time and place as the Congress and both the organisations
synchronised their session at Bombay in December same year. The Congress and the
League resolved to co-operate in formulating a scheme of post war reforms and urge
upon the British Government to accept the same. They adopted a joint scheme of
constitutional reforms known as Congress- League Scheme or the Lucknow Pact,
1916, which, according to MontaguChelmsford Report was “the latest, most complete
and most authoritative presentation of the claims of the leading Indian political
organisations” and worthy of praise as a testimony to the growing force of national
feeling.5
3. Humiliating treatment to Indians in South Africa and other British
Colonies.—AnOther reason that aroused the feeling of indignation among Indians
against British regime was the humiliating treatment meted out to them in South
Africa, Canada and other British Colonies. The Asiatic Registration Act, popularly
known as the Black Act was passed by the Transaval Parliament in March 1907.
Another Act6 of the same year completely barred the entry of Indian newcomers in
Transaval. These humiliating measures forced Mahatma Gandhi to launch a
satyagraha campaign in South Africa. The treatment meted out to Satyagrahis in jail
was most inhuman and a number of them died of pneumonia and severe cold. Greatly
perturbed by the loss of Indian life in South Africa, Mr. Gokhle urged the Secretary of
State for India to visit South Africa and study the conditions on the spot.
While efforts were being made to repeal the Black Act and “the £ 3 tax law”,
another event again forced Indians in South Africa to agitate. Mr. Justice Searle of the
Cape Supreme Court in his judgment dated March 14, 1913 declared all marriages not
solemenised in the Christian fashion and not duly registered to be invalid. Mahatma
Gandhi requested the Union Government to exempt Indians from this law but to no
avail. Therefore, he organised a band of Sat yagrahis called ‘Army of Peace’ who
marched from New-Castle to the border of Transaval on 28 October, 1913. The
Satyagrah gathered momentum and the “whole Indian community in South Africa
rose like one man to combat the organised tyranny of the race-conscious arrogant
Europeans.” Large subscriptions were raised all over India to which rich and poor
contributed enthusiastically. Surprisingly, Lord Hardinge the Viceroy also supported
the Indian cause and demanded an impartial enquiry into the allegations of inhuman
treatment meted out to Satyagrahis. As a result of this a provisional agreement was
drawn up between General Smut and Mahatma Gandhi which eventually led to the
passage of the Indian Relief Act of 1914. The Act abolished the hated £ 3 poll-tax,
validated Indian marriages and recognised the ‘domicile certificate’ as the conclusive
evidence of the right of the holder to enter the Union. Similar efforts were made by
certain Indians from Canada who voiced the sufferings and grievances of Indians in
Canada. This created a political unrest in India.
4. Outbreak of World War 1.—The First World War which broke out in
1914, had a direct bearing on the constitutional history of India. It changed the course
of political events in the country and at the same time compelled the British
Government to survey the Indian problem from a ‘new angle of vision’. The great
majority of Indians including the Indian National Congress displayed splendid
devotion and loyalty to the British cause and naturally they expected due regard for
showing their solidarity with the British Empire in the vindication of public law and
protection of national rights.9 The Indians felt that the war was for the cause of liberty
and justice. The Indian Princes also favourably responded to the British call and
placed at the disposal of British Government all their resources. The Indian
subscription to war loans amounted to £ 7.5 crores. Thousands of Indian soldiers
suffered from muddle and misery while fighting for Britain in Mesopotamian
campaign and in Palestine and East Africa. In short, the exemplary service rendered
by India to the British Government during World War-I obliged the later to grant
some substantial concession to the Indians.
There was yet another effect of the World War-I which accelerated the cause
of constitutional reforms in India. The war had infused a new sense of self-esteem
among Indians and given new force and vitality to India’s demand for self
Government. The constant pronouncements of British and American statement that
the war for the cause of freedom, democracy and human rights made Indian masses
self-conscious and brought about a political awakening in the country. The Indians,
therefore, claimed equality of treatment and clamOured for constitutional
concessions. Taking a realistic view of these developments, Lord Chelmsford who
succeeded Lord Hardinge in 1916, found no difficulty in holding that self-
Government was the goal of British rule in India.
5. The Home Rule Movement.— The Irish rebellion had an exciting effect on
Indian politics and Mrs. Annie Besant started a Home Rule Movement” in India. She
formally established a Home Rule League in a meeting at Madras on September 1,
1916. The object of the Home Rule Movement was two-fold. Firstly, it aimed at
effecting the unity of moderates and the extremists—the two wings of the Congress
which had separated in 1907. Secondly, it aimed at launching an intensive propaganda
for Home Rule of Self-Government throughout India. Mrs. Besant carried. on her
Home Rule Movement in close cooperation with Lokmanya Tilak who had been
released from jail in 1914. Tilak established the Hom.e Rule League for Bombay
region in September, 1916 with headquarters at Pune.
As an immediate reaction of Mrs. Annie Besant’s Home Rule Movement,
nineteen elected members of the Supreme Council in October 1916, submitted a
memorandum to the British Government in India containing proposals for postWar
reforms. They expressed that they were no more content with merely the good and
efficient Government but wanted a ‘responsible Government’. The memorandum
further suggested that in the scheme of future reforms at least half the members of the
Central and Provincial Executive Councils should be Indians, who were to be selected
by the elected members of the respective Legislative Councils at both levels. The
Supreme Legislative Councils should consist of not less than 150 members whereas
the membership of the Provincial Legislative Councils should be 100 in case of a
major Province and 60 to 75 in the cases of minor Provinces. The system of direct
election should be followed and jurisdiction of the Central and Provincial Legislatures
should be clearly defined. The post of Secretary of State for India should be
abolished. The memorandum contained that the provincial autonomy should be
granted to the Provinces and India must be equated with the Dominion countries.
6. Political unrest due to Annie Besant’s internment.—The Government of
Madras and Bombay were greatly purturbed by the vigorous propaganda launched
under the Home Rule Movement. The Defence of India Act, 1915 and Press Act,
1910 were extensively used by these Governments to restrain Mrs. Besant, Mr. Tilak
and other revolutionary activists. Provoked by the activities of the revolutionaries,
Lord Pentland, the Governor of Madras observed in the K4adras Legislative Council
that “all thoughts of early grant of responsible self-Government should be entirely out
of mind.”12 He also ordered the internment of Mrs. Besant along with her two
colleagues.’3 This created great storm and the whole of the atmosphere became very
tense. The All-India Congress Committee condemned the action of the Madras
Government and made a strong representation to the Viceroy for the acceptance of
India’s demand for self-Government or Swaraj and immediate release of the interned
leaders. Viceroy turned a deaf ear to the representation made by the Indian National
Congress and, therefore, it was decided to resort to passive resistance movement
which Mahatma Gandhi had successfully experimented in South Africa. But the
Government soon realised the implications of these political events and released Mrs.
Annie Besant and her two associates. Mrs. Besant was later elected as the President of
the Indian National Congress for the Session of 1917.
The August Declaration of 1917:
“Political agitation in India”, observed G.N. Singh, “reached the highest point
in July and August, 1917”. The publication of the Report of Messopotamian
Commission,’4 condemned the Government of India and the Secretary of State for
conducting the Messopotamian campaign in a deplorable way.’5 Lord Hardinge
tactfully, succeeded in shifting a great part of the blame on British War Office. In a
speech during the debate on the Report of the Messopotamian Commission in the
House of Commons Mr. Montagu, an exUnder Secretary of State for India blamed the
Government of India for its rigidity and characterised it as “too unrealistic to be of
any use for the modern purposes.”
The statement made by Montagu in British Parliament furnished a soothing
ground for the Indian Nationalist Press to voice the demand for immediate change in
the Government of India. In the meantime the war situation grew worse and the
people of India readily offered to help but warned definite promise of szvaraj in near
future. Consequently, realising the gravity of the situation Mr. Montagu was
appointed as Secretary of State for India in place of Chamberlain who had resigned.
The Government announced removal of the ban which excluded Indians from the
Commissioned ranks in the Army. On August 20, 1917 Mr. Montagu made the
historic declaration in the House of Commons which said that “the policy of His
Majesty’s Government with which the Government of India is in complete accord, is
that of increasing association of Indians in every branch of administration and the
gradual development of self-governing institutions with a view to progressive
realisation of the responsible Government in India as an integral, part of the British
Empire…… He further announced that His Majesty’s Government had decided to
send him to India almost immediately for the purposes of consultation and enquiry.
An analysis of the Declaration, of August 20, 1917 indicates that it broadly
contained four assurances:—
(i) The self-Government within the Indian Empire was the ultimate goal
of British Rule in India.
(ii) The self-Government was not to be given forthwith but was to be given
in stages.
(iii) The successive stages were to be determined by the progress made by
the Indians.
(iv) The British Parliament and the Government of India alone were to
judge t he time and measure for each advance.
Constitution significance of the August Declaration (1917):
The Declaration of August 20, 1917 was a great landmark in the constitutional
history of India. It was the first momentous announcement of British policy towards
India. Even since the transfer of power from Company to the Crown, the Queen’s
“Proclamation” of 1858 had remained the basis of the British policy for a period of
sixty years, when it gave place to this historic declaration of Montagu in 1917. This
declaration served a basis of British policy till the Independence of India.
The declaration is also significant for it declared officially for the first time
that India would be treated like other dominions of the British Commonwealth and it
laid down in unambiguous terms that self-Government was the ultimate goal of
British policy in India. The declaration thus constituted the first milestone towards the
grant of responsible Government to the people of India.
Montagu’s Declaration of August, 1917 was indeed a revolutionary step in the
sense that it promised responsible Government to India—a concession which was
categorically denied by Mr. Morley in 1908. Mr. Morley had emphatically declared
that he had no intention of introducing a Parliamentary form of Government in India.
Thus it would be seen that the course of events during nine years (1908—17) had
taken such a turn that the British rulers were obliged to change their policy towards
India.
That apart, the August Declaration of 1917, furnished a basis for the Indian
National Congress to intensify its activities towards the achievement of Swaraj. Once
the British Government had committed itself to a formula and laid down its ultimate
policy, it could not go back from its commitments. Thus the Declaration indirectly
helped to inculcate a sense of confidence and hope among the nationalists that their
struggle for freedom had borne fruits. Encouraged by this achievement, they
intensified their freedom movement.
This does not, however, mean that the Declaration was free from defects. Its
greatest demerit was that there was no specific mention as to the time and final stage
when responsible Government would be granted to th people of India. The machinery
devised under the Declaration, observes Coupland, “was hardly calculated to pave the
way to liberty.” The fact that Indian progress was to be judged jointly by the British
Parliament and Government of India, was inconsistent with the spirit of liberty.
Moreover, the announcement provided no time limit for each subsequent progress
which rendered the Declaration vague and unsatisfactory. That apart, the Declaration
had a negative effect from the point of view of national unity. The moderates took it
as a great achievement while the extremists regarded it as a useless document. The
Muslims noticed in it at once a victory of Hindu nationalism and a direct threat to
muslim community. Despite, these shortcomings, Declaration of August 20, 1917
marked, “the end of one epoch and the beginning of a new one”18 in the process of
constitutional advancement in India.
The Montagu-Chelmsford Proposals:
Immediately after the August Declaration of 1917 was made in the House of
Commons, the Government of India in Simla and a Committee of the India Office in
London, devoted themselves to the preliminary consideration of the problem
involved. As already expressed in the Declaration of August 1917, Mr. Montagu, the
Secretary of State for India accompanied by a strong delegation, reached Bombay on
November 10, 1917. The object of the Montagu-Mission was to make an enquiry into
the political conditions in India, to hear the views of the people and of the
Government officials and to formulate proposals in consultation with the Viceroy.
Montagu conferred with the Viceroy, the Government of India and the Governors of
Provinces and several Indians representing variety of people and interest. He earnestly
desired that the whole scheme of reforms should come from the Indians themselves.
Mr. Montagu had to strain hard to make the Viceroy’s Executive Council, the Heads
of the Provincial Governments, and the European Members of the Services agreeable
to his scheme of reforms. He had to make large concessions to recalcitrant elements.
The result was that the scheme which finally emerged possessed none of that
grandeur which Mr. Montagu had intended it to
possess.
The second and the more important task before Montagu Mission was to keep
the Indian nationalists and revolutionaries engaged in deliberations and negotiations
with the Secretary of State and his associates so that their attention be diverted from
agitations and revolutionary activities and they were induced to help the British
Government in the prosecution of war which had reached a most critical state during
the year 1917. Montagu himself claimed that even if he failed to evolve an agreed
scheme he had done something for which the Cabinet at Home ought to be grateful to
him. He wrote, “I have kept India quiet for six months at a critical period of the war; I
have set the politicians thinking of nothing else but my mission.”23 While finishing
his Report on April 21, 1918, Mr. Montagu observed that the main principle involved
in his scheme of Reforms was that “instead of founding the Indian Government on the
confidence of the people of England, we are to gradually found it on the confidence of
the people of India.”
The Report on Indian Constitutional Reforms known as the Montagu
Chelmsford Report, was published on July 8, 1918. The authors of the Report
admitted in their preliminary survey that the machinery of Government in India as it
existed did not meet the needs of the time. It worked slowly. There was a pressing
demand from the educated Indians to reform the working of the Government and this
suggestion was supported by the official opinion also. The report contained four
governing principles which were to be embodied in the new constitutional structure
for the country. They were:
(1) As far as possible there should be complete popular control in local
bodies and they should be free from outside influences.
(2) The steps for the progressive realization of responsible Government
should begin from the Provinces. To make a beginning, the Provinces
should be given some measure of responsibility in legislative,
administrative and financial matters of the Government. However, the
Provinces were to be given complete responsibility as soon as the
conditions permitted.
(3) The Government of India was to remain wholly responsible to
Parliament. The Indian Legislative Council was to be enlarged and
made more representative in character.
(4) The control of the Parliament and the Secretary of State over the
Government of India and Provincial Government was to be relaxed
gradually in proportion to the constitutional changes introduced in the
light of this scheme of Reforms.
The Montagu-Chelmsford Report merely enunciated the principles on
questions relating to the functions of Central and Provincial Governments, franchise,
and the relations between the Secretary of State in Council, the Government of India
and the Provincial Governments. To complete the work, three Committees were
appointed as suggested in the Report. These were: (1) the Franchise Committee; (2)
the Functions Committee; and (3) the Committee on the Reorganisation of the India
Office.
The Franthise Committee:
The Franchise Committee under the presidentship of Lord South Boroughs
was to advise the Government on the franchise and constituencies in each Province
and was to devise a scheme of direct elections as for as possible. It was also to
consider as to how the territorial representation would give adequate representation to
various interests and minorities in the Provincial Legislative Councils. It was also to
suggest on the strength of the Provincial Councils and the number of nominated
official members to be included in each of the Provincial Council.
The Functions Committee:
The Functions Committee under the Chairmanship of Mr. Richard Feetham26
was to advise about the functions that should be transferred to the Provinces and the
extent and nature of control to be retained by the Government of India for the
discharge of its responsibilities. It was also to recommend the departments of the
administration which could be transferred to the Ministers.
The Committee for Reorganisation of India Office:
The Committee for the Reorganisation of India Office was appointed in
February 1918 under the Presidentship of Lord Crewe. It suggested that Council of
India be abolished and the Secretary of State should be assisted by an Advisory Board
to which he might refer such matters as he deemed necessary. The Board was to
consist of not more than twelve members, one-third being persons domiciled in India
and selected from a panel of names submitted by the non-official members of the
Indian Legislature. The Committee also recommended the appointment of a High
Commissioner for India who was to exercise agency functions on behalf of the
Government of India in London.
THE GOVERNMENT OF INDIA ACT, 1919
The Franchise and the Functions Committees presented their Reports to the
Government of India on March 10, 1919. To give effect to the proposed constitutional
changes a Bill was introduced in House of Commons on May 29, 1919 by Mr.
Montagu. It was referred to a Joint Select Committee of both Houses ,f parliament for
consideration. The Joint Select Committee28 examined about 5eventy witness both
official and non-official, Indians and British. The Committee proposed the inclusion
of August, 1917 Declaration as preamble to the proposed Government of India Bill,
1919. The Joint Parliamentary Committee drew up its final report which was accepted
by House of Commons and the Bill was amended accordingly. The Bill was passed by
House of Commons on December 5, 1919 and by House of Lords on December 18,
1919. It received Royal assent on December 23, 1919. Before it could come into
force, it had to be supplemented by Rules. The Rules so framed under the Act were
published by the Government of India on July 20, 1920, and the Government of India
Act, 1919 finally came into force with effect from January 1, 1921.
Main provisions of the Government of India Act, 1919:
The Government of India Act, 1919 is a great landmark in the constitutional
history of India. It marks the beginning of a responsible Government in the country. It
also brought about many remarkable changes in the administrative set up of the Indian
Government and introduced some minor changes in the Government at Home, i.e.,
India Council in Britain. The provincial autonomy, the system of dyarchy, the
bicameral system of legislature at Centre, the enlargement of Provincial Legislatures,
the consolidation of• separate electorates, the special powers of the Governors and
Governor-General, the division of subjects under two lists, and the creation of a
Chamber of Princess were some of the notable features related to the Provincial as
well as the Central Government in India. The reorganisation of India Council, the
creation of the office of the High Commissioner for India and relaxation in the control
of the Secretary of State were some other important changes effected by the Act in the
Home Government controlling Indian administration from Whitehall.
Preamble:
As stated earlier the Government of India Act, 1919 in its preamble contained
the whole part of the Declaration made by His Majesty’s Government in the British
Parliament in August, 1917. Sir Tej i3hadur Sapru analysed it as follows:—
(i) British India was to remain an integral part of the British Empire;
(ii) Responsible Government in India was the objective of the declared
policy of Parliament;
(iii) The responsible Government was capable of progressive realisation
only; and
(iv) In order to achieve responsible Government it was necessary to
provide for two things, namely, the increasing association of Indians in
every branch of administration and gradual development of self-
governing institutions.
The statement of policy and methods of its attainment as contained in the
preamble were emphasised in the Instrument of Instructions to the Governor General
who was to be vigilant in implementing these policies at Centre and in the local
governments of all Presidencies and Provinces.
I. Changes introduced in the Provincial Governments:
Before the introduction of Reforms envisaged under the Government of India
Act, 1919, British India com,rised fifteen Provinces of which three were headed by
Governors-in-Council, four by Lieutenant-Governors and eight by Chief
Commissioners. By the Act of 1919, the Provinces of U.P., Punjab, Bihar and Orissa,
Central Provinces and Assam were also to be governed by Governor- in-Council thus
raising the total number of Governor’s Provinces to eight. The Act, however, did not
raise Burma to the status of Governor’s Province. The Province of North-West
Frontier was made a Governor’s Province in 1931.
(1) Division of subjects between Centre and Provinces.—The central theme
of Montford Reforms was to make a beginning to the Provincial autonomy in local
governments in India. This implied freedom of control from above and also in a sense,
transfer of power to the people. To achieve this object, the subjects of administration
and sources of income were divided and grouped in two lists called to (i) Central
subjects, and (ii) the Provincial subjects. The subject which concerned whole of India
or more than one Province and necessitated a uniform policy were enumerated in the
Central list and included defence, foreign and political relations, public debt, customs,
post and telegraphs, currency, communication (i.e., railways, aircraft and inland
waterways), All India Services, civil and criminal law and procedures, etc. The
subjects such as, public health, sanitation, education, public works, irrigation, forests,
agriculture, excise, veterinary department, fisheries and co-operative societies, famine
relief, land revenue, police and prisons, etc. were included in the Provincial list to be
dealt with by the local governments. It is, however, to be noted that the division of
functions was not so definite as in a federation. In case of doubt whether a particular
matter lay within the competence of the Central or Provincial Government, the
decision of the Governor General was final. All matters not specially declared to be
provincial subjects were to be considered as central subjects. This, is other words,
meant that under this scheme the residuary powers were vested in the Central
Government.
The Government of India Act, 1919 also introduced division in the sources of
revenue. However, with a view to meeting the deficit of the Central Government, a
system of provincial contribution was devised which was to cease as soon as the
Government of India was able to develop its own resources to meet the entire
expenditure. The division of sources of revenue was carried out in accordance with
the recommendations of Meston Committee.33 Land revenue and income from
excise, irrigation, forests, stamps and registration fees etc. was assigned to the
Provinces while the income from customs, income-tax, railways, posts and telegraphs,
salt and opium was to go to the Centre. However, 25% of the income-tax collections
in the Provinces were to be appropriated by each of the Provinces.
The Devolution Rules framed under the Act of 1919 also provided for
legislative devolution and gave power to the Provincial Legislatures to, make laws for
the good government of the Province. The previous sanction of the Governor General
was no longer necessary to legislate on any provincial subject except in certain
exceptional cases.
The statutory rules framed under the Act provided that the Governor General
could exercise control and issue directions only for the purposes of safeguarding the
administration of central subjects, to decide questions arising between two Provinces
if they failed to settle them mutually for preserving the imperial interests.
(2) Dyarchy in Provinces.—The Montagu-Chelmsford Report emphasised that
steps towards the progressive realisation of responsible Government should first be
taken in Provinces. They were, however convinced that ‘complete responsibility was
not possible at that time and it would lead to complete breakdown. Therefore, the
scheme envisaged under the Government of India Act, 1919 contemplated the
transference of responsibility for certain functions of the Government to the elected
representatives of the people in the Provinces while reserving control of the Governor
over others. The system so introduced was known as ‘dyarchy’. The provincial
subjects were divided into two classes, viz, the ‘Transferred’ and the ‘Reserved’
subjects. Among the Transferred’ subjects were included the local self-government,
education, medical administration, sanitation and public health, public works,
agriculture, development of industries, veterinary department, fisheries and co-
operative societies. The ‘Reserved’ subjects included finance, land revenue, famine
relief, justice, police, prison, criminal law and procedure and the control of
newspapers and print media, irrigation, mines, electricity, public services, etc. The
responsibility for the proper administration of the ‘Reserved’ subjects lay with the
Governor-in-Council of the Province while the ‘Transferred’ subjects were controlled
by the Governor acting with his Minister.36 It would thus be evident that with the
introduction the system of dyarchy in eight Governor’s Provinces the executive
government of each of these Provinces consisted of two parts, one comprising the
Governor and his Executive Council and the other consisting of the Governor acting
through his Ministers.
(3) The Provincial Executive.—With the introduction of ‘Dyarchy’ under the
Government of India Act, 1919 the executive government in the Province was split
into two distinct parts. One comprising the Governor-in-Council, while the other
consisting of the Governor and his Ministers, the one almost foreign the other wholly
Indian, the one in charge of reserved subjects the other of transferred subjects, the one
responsible to the Government of India the other to the Provincial Legislature. The
Governor of the Province played a pivotal role in the new system. He was appointed
for a term of five years by His Majesty. The members of the Executive Council of the
Governor were also appointed by His Majesty for five years’ and on salaries fixed by
the Act and were charged upon the revenue of the Province. The number of executive
councillors was not to exceed four, of whom one must be person who had served the
Crown in India for at least twelve years. In practice, there were four members in the
Executive Council in each of the Provinces of Bengal, Madras and Bombay with two
Indian members while in other Provinces there were two Executive Councillors, one
of whom was an Indian. All members of the Executive Council were cx officio
members of the Legislative Council but they were not responsible to the latter.
The Governor and his Council were jointly responsible for administration of
the Reserved subjects and were responsible to the Governor General-in-Council and
the Secretary of State for India and ultimately to the British Parliament. The Governor
normally presided over the meetings and in case of equality of votes he was allowed a
casting vote. The responsibility of safety, tranquillity and safeguarding the interests of
the Province lay with the Governor and he could on his own authority and
responsibility adopt, suspend or reject any measure by an order in writing.
Ministerial Responsibility.The Act of 1919 made a genuine effort to provide a
responsible Government in Provinces by appointing Ministers who were to guide the
Governor for the administration of transferred subjects. The Governor was to act on
the advice of his Ministers so far decisions relating to transferred subjects were
concerned unless he had sufficient cause to dissent from their advice, in which case he
could take action Otherwise than in accordance with that advice. There was no
statutory limit to the number of ministers. The Montagu-Chelmsford Report proposed
that every Governor should have one or more ministers but the Joint Parliamentary
Committee recommended that there should be at least two ministers in each
Governor’s Province. In actual practice there were three ministers in each of the
Presidencies, the United Provinces and Punjab, and two in each of the others four
provinces. The ministers were to be the elected members of the Provincial Legislative
Council. If they were not so elected at the time of their appointment, they were
required to get themselves elected within a period of six months. They were appointed
by the Governor and held office during his pleasure. In case of emergency arising out
of the resignation of a minister the other minister was asked to add the subject to his
charge, or when this could not be possible, the Governor himself could take charge of
these subjects temporarily.
It is significant to note that Montford Reforms made no provision for the joint
or cabinet meetings of ministers. The Instrument of Instructions issued to the
Governor did not require the Governor of the Province to consult the ministers
collectively or to convene the cabinet meetings. The ministers were appointed
separateiy by the Governor and were to be responsible individually to the Legislature.
It was left to the discretion of the Governor to choose his ministers from one single
political party or from different parties. He could even be a non-party gentleman.
Thus although the Joint parliamentary Committee had expected ministers “to act in
concert together” but in practice they acted individually.
Briefly speaking, the Government of each Province was divided into two parts
and the sphere of each was clearly demarcated. In case of doubt as to whether a
particular matter belonged to the reserved or transferred department, the Governor’s
decision was final. However, the subject of “finance” was kept common to both the
parts equally. The Governor was “to make an allocation of revenue and balance
between reserved and the transferred subject.” The proposal for borrowing or
additional taxation were to be considered jointly but the decision on them were be
taken by each part separately.
Council Secretaries.—The Governor of the Province was empowered to appoint in his
discretion, Council Secretaries from among the non-official members of the Council.
They held office during his pleasure and performed the duties of assisting members of
the Executive and the Ministers in their work.
(4) Provincial Legislature.—With the introduction of responsible
Government in each of the eight major Provinces the question of reforming the
Legislatures of these Provinces assumed great importance. Montford Report did not
favour the proposal to establish second chambers in the Provinces but instead stressed
on the need to enlarge the size, of the Legislative Council with a substantial elected
majority with such communal and special representation as may be demed necessary.
The members were to be elected by direct franchise and the size of the Legislative
Council was to depend on its population. Thus, unicameral Legislature called the
‘Legislative Council’ was set up in each of the eight Provinces under the Act of 1919.
Similar Legislative Council was formed in Burma in 1923 when it was raised to a
Governor’s Province. The Act also provided that at least 70 per cent43 members of a
Council should be elected members and not more than 20 percent should be official
members. The Montagu-Chelmsford Report did not contemplate abolition of the
‘official element’ in the Legislative Councils. The official experience of the these
members was greatly advantageous to steady discussion in the Council. ‘The
Members of the Executive Council were ex-officio members of the Legislative
Council. The official members were, however, disqualified for contesting election. If
a non-official member accepted office in the service of the Crown in India, his seat in
the Council was deemed to have fallen vacant. The Legislative Council also consisted
of non-official members nominated by the Governor. This was with a view to
redressing inequalities in giving representation to different classes or communities
which might otherwise go unrepresented.
(i) Composition.—The Montford Report did not prescribe any exact
composition of the Legislative Councils but left it to be considered by the
Franchise Committee which visited India under the Presidentship of Lord
Southborough. The actual composition of Legislative Councils of the nine
Governor’s Provinces was as follows:—
Name of
province
Statutory
Minimum
Elected Nominated
officials
plus
Executive
Councillors
Nominated
non-officials
Actual
Total
Madras
Bombay
Bengal
United
Provinces
Punjab
Bihar and
Orissa
Central
Provinces
Assam
Burma
118
111
125
118
83
98
70
53
92
98
86
114
100
71
76
55
39
80
7+4
15+4
12+4
15+2
13+2
13+2
8+2
5+2
14+2
23
9
10
6
8
12
8
7
7
132
114
140
123
94
103
73
53
103
(ii) Franchise.-Montford Report had recommended direct system of election
for Provincial Legislatures. Therefore, the Provincial Councils set up under the Act of
1919 consisted of members who were directly elected by the people. The normal
qualifications for the voter was residence within the constituency and payment of a
small amount by way of land-revenue, rent or local rates in rural areas and municipal
rates in urban areas. All persons who paid income-tax and all retired, pensioners or
discharged officers or men of regular forces had right to vote. Women were initially
denied franchise but the Provincial Councils were empowered to remove this
disqualification. Those who were not British subjects or were below 21 years of age
or of unsound mind were not eligible for voting.
(iii) Communal Represefltatioll.- As regards the communal representation
Montagu-Chelmsford Report did not favour it because it was considered injurious to
the development of responsible Government. Nevertheless, this concession had to be
extended to Muslims on account of the earlier commitments. Similar representation
was allowed to Sikhs in Punjab. The Franchise Committee further extended this
concession to Indian Christians, Europeans and Anglo-Indian. The Joint
Parliamentary Committee recommended reservation of seats in the Legislative
Council to Marathas in Bombay and non Brahmins in Madras. In addition to
communal electorates, the Act also provided for special representation to different
groups and interests such as, landlords, zamindars, universities, chambers of
commerce, plantation and mining interests and mill owner’s associations.
(iv) Duration of the Legislative Council.—The normal duration of the
Legislative Council was three years. It could be dissolved even earlier by the
Governor. He could also extend the life of the Legislative Council for a period not
exceeding one year. The Act also provided for the appointment of a President and
Deputy President for the legislative Council. Hitherto, the Governor himself used to
preside but under the Act he ceased to be a member of the Council though his right of
addressing the Council was still recognised. To begin with, the President of the
Council was to be appointed by the Governor for a term of four years but thereafter
the Council was to elect its own President
from among its members. The Deputy President was, however elected by the
members of the Council and was not a Governor’s appointee.
(v) Legislative Powers of the Provincial Legislative Courlcil.- The
Provincial Legislative Council was given the power to make laws “for the peace and
good Government” of the Province. But this power was restricted in several ways.
Firstly, the devolution rules required the sanction of the Governor-General fl several
cases. Secondly, the Governor was given the power of passing legislation Ofl reserved
subjects despite its rejection by the Legislative Council. Thirdly, the Governor was
empowered to stop, at any stage, the consideration of a bill on the ground that it
effected peace and tranquillity of the Province. Lastly, the Governor as well as the
Governor- General could veto the Bills passed by the Legislative Council or could
return the measure to the Council for reconsideration. In addition, the Crown had the
power of disallowing any enactment of Provincial Legislature.
(vi) Reserve powers of the Governor.—The Government of India Act, 1919
provided that where a Provincial Legislative Council refused leave to introduce a Bill
on a reserved subject or failed to pass it in a form recommended by the Governor, the
latter could certify that the passage of the Bill was “essential to the discharge of his
responsibility for the subject” and thereupon the Bill will become an Act of the
Legislature. But an authentic copy of the Act so passed by the Governor on his sole
responsibility was to be sent to the Governor-General who was to reserve it for
signification of His Majesty.
(vii) Financial Powers of the Legislative Council.—The Act provided that
the estimated annual expenditure and revenue of the Province should be laid in form
of statement before the Council each year and that the proposals of the Local
Government for the appropriation of Provincial revenues were to be submitted to the
vote of the. Council in the form of demands for grants. The Council might assent or
refuse to assent to a demand or reduce the amount. The financial control exercised by
the Council was subject to following limitations:—
(1) The Governor had the reserve power in relation to expenditure on
reserved subjects as he had the right to secure supplies for those
services for which he was responsible to Parliament.
(2) If the demand rejected by the Legislative Council related to a
transferred subject then the money could not lawfully be paid unless
the case fell within proviso (2) of Section 72 (D) (2) under which the
Governor was empowered to authorise necessary expenditure for the
safety and tranquillity of the Province or for carrying out the work of
any Department in cases of emergency.
(3) No proposal for the appropriation of revenues or other moneys for any
purpose could be made except on recommendation of the Governor
communicated to the Council.
(4) Proposal relating to the following heads of expenditure were not
required to be submitted to the Legislative Council:—
(i) contributions payable by the local Government to the Governor
General- in-Council;
(ii) interests and sinking fund charges on loans;
(iii) expenditure of which the amount was prescribed by or under any law;
(iv) salaries and pensions of persons appointed with the approval of His
Majesty or by Secretary of State in Council; and
(v) salaries of Judges of the High Court of the Province and of the
Advocate-General.
The members of the Legislative Council had the right to ask questions, move
resolutions, make motions of adjournment and no-confidence against the Minister,
and to introduced Bills subjects to the Standing Rules of the Council which imposed
certain restrictions in the interest of the proper conduct and for the safety and
tranquillity of the Province.
The changes introduced by the Government of India Act, 1919 in the
provincial sphere constituted the first step towards the establishment of responsible
Government. The Ac itself provided for the appointment of a statutory Commission
ten years after by the two Houses of Parliament and His Majesty, “to enquire into the
working of the system of Government, the growth of education and the development
of representative institutions in British India, and matters connected therewith”. The
Commission was also to report as to whether the principle of responsible Government
needed, to be extended, modified or restricted and whether second chambers were
desirable in the Provinces.49
II. Changes introduced in the Central Government:
Montagu-ChelmsfOrd Report did not propose any change in the character of
the Government at the Centre and wanted the Government of India to remain wholly
responsible to the British Parliament. Nevertheless, it was deemed necessary to
enlarge the Indian Legislative Council and make it more responsible. Therefore, the
Government of India Act, 1919 reconstituted the Central Legislature. There were to
be two chambers of the Central Legislature in future, namely, the Council of State and
the Indian Legislative Assembly.
(1) The Executive Council.—The Constitution of Viceroy’s Executive
Council was slightly modified. The maximum limit imposed on the membership of
the Executive Council was removed5’ and pleaders of the Indian High Courts with ten
year’s standing practise were eligible for membership52 of the Executive Council.
The Act provided for the appointment of Council Secretaries53 from among the
members of the Indian Legislative Assembly. Three members of the Executive
Council were to possess the qualification of ten year’s experience in the service of the
Crown in India. Three Indians were appointed to the Executive Council on the
recommendation of the Joint Parliamentary Committee.
(2) The Governor General-in-Council.— The Central Government
comprised the Governor-General in Council with eight members including the
Governor General and the Commander-in-Chief who looked after the Army
Department. The remaining six members were placed in charge of Home Finance,
Legislature, Commerce including Railways, Education, Health, and Lands and
Industry and Labour Departments. Each Executive Councillor was to be a member of
one or the other House of the Central Legislature. With the election or nomination of
a member to the Governor-General’s Council, his seat in the House to which he
belonged was to be deemed to have fallen vacant.
The Governor General presided over the meetings of the Executive Council. In
his absence the Executive Member whom the Governor General appointed as Vice-
President was to preside in the meetings. The Presiding Officer and one member
(other than Commander-in-Chief) formed the quorum and exercised functions of the
Government of India. The decisions in the Executive Council were taken by majority
votes. In case of equality f votes the Governor General was empowered to veto the
majority decision if in/his opinion safety or tranquility of British India or any part
thereof was aff,cted. In actual practice only more important matters were decided at
the meetings of the Executive Council and matters of routine were disposed of by the
Member in charge of the Department concerned.
Functions of the Government of India.—The Government of India was to
administer the central subjects. In addition, it had two more functions to perform
which were as follows:
(i) The Government of India was entrusted with the power of superintendence,
direction and control over Provincial Government in respect of all reserved subjects.
In regard to transferred subjects, the supervision and interference of the Government
of India was required either to safeguard the administration of central subjects or to
decide disuted questions between two Provinces or to safeguard Civil Services in
India.5
(ii) The Government of India was also responsible for administration of all
subjects within the area of British India not included within the boundaries of the nine
Governor’s Provnces. The areas were governed by the Chief Commissioner and the
local Executives were merely agencies of the Government of India. The revenue and
expenditure relating to these Commissionaries were part of the Central budget.
The Governor General held personal charge of the relations of Government of
India with Indian States and in this capacity he was called by Viceroy which signified
his position as a representative of His Majesty. Pointing out the distinction between
the Governor General and the Viceroy, Lord Curzon observed, “where the Governor
General is referred to as the statutory Head of the Government of India, he is
designated as Governor General; where he is regarded as the representative of the
Sovereign, he is spoken of as Viceroy.” Thus, it would be seen that the Viceroy was a
link between British India and the Indian Princes. He paid ceremonial visits to the
Indian States and presided at the annual session of the Chamber of Princes.
inform
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The Governor General was not a member of either House but he could address
any House. The franchise qualifications for Assembly seats were also very high. Thus
in Madras only those who paid income-tax or land revenue not less than Rs. 50/- per
annum or a municipal tax not less than Rs. 20/- per annum were eligible to vote. The
allocation of seats in the Legislative Assembly among the Provinces was not on the
basis of population but upon the importance of each Province. Thus, the Province of
Bombay because of its commercial’ importance was given equal representation with
Madras though its populatioll was not even half than that of Madras.61 Similarly,
Punjab with two-third of population of Bihar and Orissa was given the same number
of seats because of the former’s military importance.
The normal duration of Legislative Assembly was three years. The Governor
General could dissolve the Assembly even earlier. But in such a case he was to hold
next session within not more than six months or with the sanction of Secretary of
State for India, not more than nine months from the date of dissolution. He could also
adjourn or prorogue the Assembly. The first President of the Assembly was
nominated by the Governor General for four years’ after which he was to be elected
by the Assembly itself.
Power of the Central Legislature.—The Indian Legislature was empowered to make
laws for all persons, courts, places and things within British India, for all subjects of
His Majesty and the servants of the Company within all other parts of India. But this
power was subject to certain restrictions.
The Act of 1919 further provided that previous sanction of the Governor
General was required for the introduction of any measure affecting the:—
(i) relation of the Government with Indian Princes;
(ii) public debt or imposing arty charge on the revenues of India;
(iii) religion or religious rites and usages of any class of British subjects;
(iv) discipline or maintenance of His Majesty’s military, naval or Air
Forces;
(v) any measure which repeals or amends any Act of Legislature or
ordinance made by the Governor General.
All Bills to become law had to pass through both the Houses and receive the
assent of the Governor General. The Governor General could withhold the assent or
send back the Bill for reconsideration by the Legislature or reserve it for signification
of His Majesty’s pleasure. If either House refused to introduce a Bill so certified or
failed to pass it in a form recommended by the Governor General, he could certify
that the passing of that Bill was essential for the safety, tranquillity or interest of
British India or any part thereof. The Act so passed was, however, required to be laid
before both the Houses of British Parliament and was not to take effect unless it
received His Majesty’s assent. In case of emergency, the Governor General could
direct that the Act should come into operation forthwith, subject to the disallowance
by His Majesty.
Financial rowers.—me Government of India Act, 1919 provided that the
Budget or the cstimated annual expenditure and revenue of the Government of India
was to be laid in the form of a statement before both the Houses each year and was to
be submitted to vote of the Legislative Assembly in the form of demands forgrants.
The control exercised by the Assembly relating to finance was subject to many
limitations. Thus, the Legislative Assembly could neither vote nor even discuss on the
following items without the Governor General’s sanction:
(i) Interest and sinking fund charges on loans;
(ii) salaries and pensions of persons appointed by His Majesty or Secretary
of State in Council;
(iii) salaries of Chief Commissioners;
(iv) expenditure classified by the Governor General-in-Council as
ecclesiastical, political or defence; and
(v) expenditure the amount of which was prescribed by or under any law.
The Governor General was to be the sole judge to decide whether any of the
items of expenditure fell within any of the items specified above. He could also
authorise any expenditure whether voted by the Legislature or not, if he considered it
necessary for the safety, tranquillity or interest of British India.
The Montague Chelmsford Reforms did not purpose a responsible government
at the Centre. Therefore, the Act of 1919 introduced responsive and not responsible
Government at the Centre. The Central Legislature exercised influence over the
Executive Government in three ways, namely, (i) through the medium of questions
and resolution; (ii) through the financial powers which the Legislative Assembly
possessed over votable items in the Budget; and (iii) through the Standing
Committees. The moving of resolution in the Legislature had been an effective device
for influencing the Government as it offered greater scope for discussion. The
Assembly made use of its financial powers to exercise effective control over the
expenditure of the Government.
The two Committees of the Legislative Assembly called the Standing Finance
Committee and the Committee on Public Accounts also exercised effective influence
on the Executive. The Standing Committee consisted of fourteen members elected by
the Assembly with the Finance Member as its Chairman. Its main function was to
scrutinize the proposals for new items of votable expenditure.
The Public Accounts Committee was to deal with auditing and appropriation
of accounts of the Government of India. It could deal with the ‘voted’ as well as ‘non-
voted’ items of expenditure. This Committee consisted of eleven members, of whom
eight were elected by the Legislative Assembly and three nominated by the Governor
General. The Finance Member was to be the ex officio Chairman of the Public
Accounts Committee.
Relation between the two Chambers of the Central Legislature.—A Bill in
order to become a law had to be passed by both the Houses. The Act of 1919 provided
that the differences between the two Houses on a particular Bill or issue could be
resolved by any of the three devices, namely, (i) by Joint Committee having an equal
number of members nominated by each House, or (ii) by a Joint Conference, or (iii)
by Joint Sitting convened by Governor General in his discretion.
III. The Indian States:
Recognising the imporfance of the native States, the Act proposed the
cOflStjtUtiOfl of a Chamber of Princes so that consultation with the Heads of these
States could be possible. The Chamber of Princes was set up at Delhi on February 8,
1921 by a Royal Proclamation. The inaugural ceremony was performed by the Duke
of Connaught in the Diwani-Am of Moghul Palace in Dethi on behalf of the King-
Emperor. The Chamber also called as ‘Narendra Mandal’ was to meet annually for
discussion on issues of common interest. The Chamber represented 108 ruling Princes
and twelve representatives of the ruling Chiefs. The Viceroy was its President. A
Standing Committee comprising four or five members of the Chamber of Princes
advised the political Department of the Government on questions referred to it.
Disputes between two States or a State and a local Government or the Government of
India were referred to for report by a Commission presided over by a Judge and
Consisting of the nominee of either side. If the Viceroy could not accept their finding,
he could refer it to the Secretary of State. Similarly, allegations and charges against a
ruler were to be entrusted to a Judge, two ruling Princes and two other persons. All
important States were placed in direct relations with the Viceroy instead of the local
Governments.
IV. Changes Introduced in the Indian Civil Services:
The Government of India Act, 1919 also contained provisions regularising the
position of the civil services in India. All existing rules relating to civil services were
retained but they could, however, be altered by the rules made in future. The power of
making rules, regarding the classifications of the civil services in India, methods of
recruitment and conditions of their services, pay and allowances, discipline and
conduct was vested with the Secretary of State in Council who could delegate his
power to the Governor General-in-Council or the local Governments. The Secretary
of State in Council could also authorise the Central or Provincial Legislatures to
regularise the public services subject to the condition that the rules so framed would
not be to the disadvantage of civil servants appointed before the commencement of
the Act of 1919. No civil Servant could be dismissed by an authority inferior to that
by which he was appointed and the Secretary of State could reinstate any dismissed
person. The Act of 1919 also authorised the establishment of a Public Service
Commission in India with not more than five members to hold office for five years
but with eligibility for reappointment and removable only by the Secretary of State in
Council Its functions extended to the recruitment and control of civil services. The
Secretary of State was to make rules to facilitate the entry of Indians to the Indian
Civil Service. Section 39 of the Act also provided that no office could be added or
taken off from the civil service list and no remuneration could be varied without
consultation by the Government concerned within the financial authority designated
in the rule and the Secretary of State could appoint an Auditor General with such
functions as assigned to him.
V. Changes in the Home Government:
The Reforms of 1919 introduced significant changes in the Home
Government. These changes mainly related to: (i) modification in India Council; (ii)
appointment of a High Commissioner for India; and (iii) relaxation of the control of
the Secretary of State.
(1) Modification in India Council.—The demand for the abolition of India
Council put forth by the Indian National Congress was rejected by the authors of
Montague Chelmsford Reforms and the Joint Parliament Committee. But the Act of
1919 modified the constitution of India-Council in many respects.
Thus, the Council henceforth was to consist of not less than eight and not
more
than twelve members. Of these, one-half were required to have not less than ten years,
service or residence in India at the time of appointment. Their term of office was also
reduced from seven to five years. The salary of the members was raised from £ 1000
to 1200 a year plus £600 for persons of Indian domicile in order to render it easier to
secure the services of well qualified Indians to serve in the Indian Council. The
meetings of the Council were henceforth to be held monthly and not weekly and wide
discretion was given to the Secretary of State in Council to prescribe matters affecting
the form of communications with India. The distinction between the secret, urgent and
ordinary communications to be exchanged between the Secretary of State and the
Government of India was done away with. The position of India Council was,
however, still recognised as clearly subordinate to the Secretary of State. Another
important constitutional change by the Government of India Act, 1919 was introduced
that the salary of the Secretary of State and his staff were henceforth to be paid out of
British Exchequer and not from the Indian revenue. The Act also provided that the
matters of purely Indian interest were to be decided by the Government of India in
consultation with legislature and in such matters the Secretary of State could intervene
only under exceptional circumstances.
(2) High Commissioner for India.—The Government of India Act, 1919
provided for the appointment of a High Commissioner for India, in U.K. who was to
perform agency functions as distinguished from political functions. The appointment,
powers and duties of the High Commissioner were to be determined by His majesty
by order in Council but he was to be directly under the Governor General-in-Council.
This introduced an important change in the functions of the Secretary of State for
India. Hitherto, the Secretary of State performed the commercial and agency functions
of the Government of India in United Kingdom in addition to his usual duties of
political administration of India. Thus, on behalf of the Government of India he could
make purchases in London to meet the requirements of Indian stores and machinery.
With the appointment of the High Commissioner, the commercial and ceremonial
functions of the Secretary of State were passed on to the High Commissioner. He was
also to protect the interests of Indian students studying in England. He was to be paid
out of the Indian revenue and his tenure of office lasted for five years.
(3) Relaxation of control of the Secretary of State.—The progressive
realisation of responsible Government in India essentially involved relaxation of the
Secretary of State’s control over the Indian affairs. The Government of India Act,
1919 reduced the powers of Secretary of State with regard to control over India to a
considerable extent. The powers with regard to Indian administration were not
generally delegated to the Governor General-in- Council. Prior to the Act of 1919, all
projects of legislation had to be referred to the Secretary of State before they were
introduced in either of the Central or Provincial legislatures. But after the
commencement of the Act only legislation relating to foreign relations, military
affairs, customs, currency and public debts, etc. were to be sent by the Central
Legislature to the Secretary of State for approval. Similarly, the Secretary of State’s
control in matters of provincial subjects was also relaxed and the rules made by him
with regard to such subject were required to be laid before both the Houses of
Parliament for approval. His Majesty in Council could annual the same. With a view
to removing the impression that India’s fiscal policy was dictated from Whitehall, the
Act of 1919 provided that the Secretary of State should, as far as possible, avoid
interference in the financial matters of India where the Government of India and its
Legislatures were in agreement. He could, however, intervene in the interest of the
safeguarding the International obligations of the Empire or any fiscal arrangements in
the Empire to which His Majesty’s Government was a party.
Critical Appreciation of the Reforms introduced by the Act of 1919:
The Reforms introduced by the Government of India Act of 1919 were not
appreciated by the Indian leaders. The people in general denounced them as a ‘poor
reward for Indian’s services’ while the Indian National Congress characterised them
as wholly ‘inadequate, unsatisfactory and disappointing’. The scheme of reforms did
not satisfy even the moderates who felt that their hopes were duped. The Reforms
suffered from many grave defects, some of them being due to the complex and
complicated system of dyarchy introduced in Provinces, the absence of responsible
Government in the Centre and consolidation of separate electorates.
(1) Failures of the system of Dyarchy:
The system of dyarchy introduced by the Act of 1919 in the Provinces was a
complex system having no logical basis and was rooted in compromise. The system
operated in a spirit of harmony, goodwill and co-operation between Legislature and
the Executive during the first three years after the commencement of the Act, but it
soon cracked down after 1924 being unsatisfactory and unworkable. The main factors
responsible for the failure of the system of Dyarchy were as follows:
(i) The division of provincial Government into two watertight compartments
as effected by the system was repugnant to the principle of efficient administration.
Every Government like an organism is a unity and, therefore, cannot be divided into
two parts separated from each other. It is well known that mutual cooperation and
organic unity are the two cardinal principles of a good and efficient government. The
two halves of the Government never cooperated together. The ministers were
responsible to the people while the members of the Executive Council belonged to
bureaucracy. There was constant clash between two as a result of which the work of
the Government badly suffered. The Governor more often than not, sided the
Executive Council because he himself belonged to that cadre.
(ii) The illogical and unscientific division of provincial subjects further added
to the inefficiency of administration. No minister was allowed complete control over
his department: Thus ‘education’ being a transferred subject was placed in charge of a
minister, but the European and Anglo-Indian education was kept, under the Reserved
subjects. The ‘agriculture’ was described as a transferred subject but irrigation,
famine relief and agricultural loans though closely connected with agriculture, were
classed as Reserved subjects. The anomaly created due to such a faulty division of
subjects has been explained by Sri Ky. Reddy an ex-Minister of Madras who
remarked, “I was a Minister for Development without forests. I was a Minister for
Agriculture minus Irrigation. As Minister of Agriculture, I had nothing to do with the
Madras Agriculturist Loans Act or the Madras Land Improvement Loans Act Famine
Relief of course could not be touched by the Minister of Agriculture.” The Minister
for Industries had not power over factories, electricity and water power, mines or
labour, all of which were Reserved subjects.
The faulty working of the system of dyarchy is well illustrated by C.Y
Chintamani, a Minister of U.P. He quoted an example that in 1921 an inquiry on
fragmentation of lands was started in the Department of Agriculture. When the Report
was submitted in 1922, it was felt that the question should have been dealt by the
Revenue Department and the case was transferred to that Department. In 1924, it was
decided that the case related to be decided by the Co-operative Department hence it
should be sent to that Department.
(iii) The entire dependence of the Ministers on Governor’s support made his
position very weak. The ministers were appointed by the Governor and could be
dismissed by him at his will. This placed ministers under an official tutelage and
domination of the Governor. The practice of ministers subsequently becoming the
“Executive Councillor”, according to Puniah “sank them to the position of glorified
Secretaries”. The minister was also responsible to the Legislature for the
administration of his Department and he could be turned out by the Legislature by a
vote of no confidence. Thus, the minister had to serve two masters at one and the
same time which made his position precarious. Moreover, the position of ministers
with regard to the administration of the Reserved subjects was highly deplorable.
They had absolutely no voice in determining the policy of the Government. Their
position, as observed by C.R. Das, was in no way better than the “silent spectators” of
the fight that was raging between the Indians and the British Government. Even in
matters relating to transferred subjects, the minister had no commanding voice.
Despite the Indian majority in the Provincial Legislatures the ministers had to depend
on the Governor and his official block to keep themselves in power.
(iv) The principle of communal and separate electorate which originated in
1909 and was carried further under the ‘system of dyarchy’ introduced by the
Government of India Act, 1919 did not yield happy results. In fact it divided the
Legislative Councils into small factional groups. The prominent and disciplined
groups in the Provincial Councils were those of Swarajists and the officials. The
swarajists, unfortunately, believed in the policy of obstruction and were bent upon
“wrecking the Legislatures from within.” They refused to co-operate with the
Government and always preferred to remain in opposition. This attitude of
indifference and non-cooperation on the part of swarajists enhanced the importance of
the nominated block which was another well organised group in the Legislative
Councils. This strengthened the position of the Government which always had at their
command the votes of official and nominated non-official members as also the votes
of Europeans, Anglo-Indians and landholders.
(v) The system introduced by Montague Chelmsford reforms avoided to
encourage the principle of joint responsibility among the ministers. Therefore, the
ministers never worked as a team. The Governor dealt with the ministers individually
and discouraged collective responsibility—a policy which caused “bickerings
between the ministers, lowered their prestige before public, weakened their position in
the Legislature and placed them entirely at the mercy of the Governor and his
nominated block.
(vi) The position of the ministers with regard to services was all the more
worse. The appointment, salary, suspension, dismissal and transfer of the members of
All-Indian Services was controlled by the Secretary of State for India. Therefore,
these persons bothered little for the minister-in-charge of the Department when they
were appointed in the “transferred” Department. These members of Services thought
that the ministers being new to their task, must take guidance from their advice and
experience while the latter believed that the members of the services being
subordinate to them must pay due obedience. The Governor often supported the
members of the civil services as against the ministers because he came of the same
stock. Thus nothing could be more irritating and humiliating for the dignity of a
minister than to see his subordinates taking an appeal against his decision to the
Governor and getting it reversed in no time. The ministers were so helpless that they
could not even fill an important vacancy under their control nor could they abolish
any superfluous post to a lower cadre.
(vii) The peculiar position of the Finance Department was also one of the
potential causes of the failure of the system of dyarchy in the Provinces. It was a
Department common to both—the Reserved and the transferred sides, but
unfortunately it was placed in charge of a member of the Executive who was bound to
favour the Reserved departments. The result was that the progress of the nation
building departments which were in charge of the ministers suffered for want of funds
and the ministers had to depend on the mercy of the Finance Secretary. As a member
of the civil services, the Finance Secretary cared little for the aspirations of Indians as
represented by the ministers and his greatest anxiety, according to Mr. C.Y.
Chintamani was “to see that his Reserved. departments got all money they required
before other departments got what they wanted.” At times, the Finance Secretary even
refused to examine the scheme forwarded by a minister on the ground that no money
was likely to be available for the same or deliberately delayed it till the end of the
financial year. This partisan attitude of the Finance Member was a great obstacle in
the progress of the departments in charge of ministers and the helpless ministers were
criticised by the public for lack of initiative and inaction. In short, the ministers faced
difficulties in getting their schemes approved by the Finance Member.
(viii) The natural calamities and the political atmosphere in the country at that
time were equally responsible for the failure of dyarchy. In 1920, the failure of
monsoons brought about catestrophic results. There was a scarcity of food-grains and
people suffered miserably. The Meston Award which required Provinces to make
substantial contribution to the Government of India irrespective of financial crisis,
further worsened the situation. Under these circumstances experiment with dyrchy in
Provinces, which largely depended on affluent finances was bound to fail. Besides
these natural calamities, the political climate of the country also contributed to the
failure of the system of Dyarchy in Provinces. The Jallianwalla Bagh tragedy76 the
Khilafat Movement and the operation of stringent Acts had caused distrust, discontent
and dissatisfaction among the Indians. They were, therefore, in no mood to accept any
Reforms coming from British quarters.
Briefly stated it can be said that Dyarchy introduced under the Government of
India Act, 1919 as a political experiment to meet the popular demand of responsible
Government in India and to train Indians in the art of self-government was a complete
failure. It was so unpopular that it was treated almost a term of abuse by the Indians.
Some authorities, however, commended the system of dyarchy as the best
suited machinery during the transitory period of the constitutional changes in India.
Thus, according to Thompson and Garratt, “the reforms were far from being a
complete failure” and the system worked smoothly for the first three years of the
working of the constitutional machinery under the Act of 1919. The process of
Indianisation of the Government was gradually taking shape. Similar views have been
expressed by P.E. Roberts who remarked. “Dyarchy was the best transitional
mechanism that appeared after a prolonged examination of alternatives.”
Other reasons for failure of dyarchy:
Besides the inherent defects in the system of Dyarchy, the Reforms introduced
by the Act of 1919 failed for certain other reasons also the more important among
them were:
(1) The powers of Governor-General under the Act of 1919, virtually
made him a constitutional dictator.—Though the reforms introduced under the Act
of 1919 added a second Chamber to the Central Legislature and increased the number
of its elected members, yet it failed to establish even partial responsible Government
at the Centre. The Central Legislature had no share in vital matters such as
contrQlling the Executive, formulating legislation and directing the finances. Almost
sixty percent of the budget was excluded from the vote of the Legislative Assembly
which constituted the lower House of the Central Legislature. Moreover, the
Governor General had wide discretionary powers in matters of finance and he could
restore any demand refused by the Central Legislature. In case of emergency, he was
the sole judge to take decision on any financial matter. Thus Legislature had no
financial powers and its legislative powers were also sufficiently curtailed. The
Governor General could withhold any Bill from his assent or could amend it the way
he liked. He could certify and Bill and sign it as a permanent law despite Legislature’s
opposition to it. The second Chamber called the Council of State was so constituted
that it provided an additional safeguard for the Government. To quote the words of
Mr. Srinivas Aiyangar, the constitution of the Council of State was so planned and
constructed that it “checkmated the Assembly and formed an impregnable citadel for
the Government.”
(2) Absence of responsible Government at the Centre.—The Government
of India Act, 1919, no doubt contained provisions regarding the additional of a few
more Indian members to Viceroy’s Executive Council but they tended to be merely,
yes-men to the Executive Council in order to retain their position. Commenting
adversely on the absence of even a partially responsible Government at the Centre, Pt.
Motilal Nehru in his Presidential address at Amritsar Congress held in 1919 remarked
that the most serious omission in the Act was that it failed to provide for any
transference of administrative or political power to the representatives of the people in
the Central Government.
(3) The system of communal electorate encouraged fractionalism among
the Indians.—The Act of 1919 extended communal representation to Sikhs, Indian-
Christians, Europeans and Anglo-Indians besides the Muslims. Provisions were also
made for electorates representing special interest, such as universities, trade and
commerce, landholders etc. This obviously led to clash of interest between the
different groups of India society. The communal representation originated by Morley-
Minto in 1909 and consolidated by Montague Chelmsford Reforms widened the
differences between the Hindu and Muslim communities in India which eventually
paved way to partition of India in 1947.
(4) Restricted franchise was against the principle of democracy and
selfGovernment.—The franchise for both the Houses of the Central Legislature was
extremely restricted. High property qualifications, such as payment of land revenue
worth Rs. 1300/- or income-tax on not less than Rs. 20,000/- a year in Province of
Madras, or membership of University-Senate, prescribed by the Act for Council of
State made the “Upper House the representative and custodian of the vested interests
of zamindars and the capitalist classes”. Similar restrictions on franchise also existed
for the Legislative Assembly. These limitations and undemocratic character of the
Legislature were a glaring defect in the Reforms introduced by the Act of 1919.
(5) The political atmosphere of the country at the time of the introduction
of the Montague-Chelmsford reforms was not favourable.—One of the main
causes which accounted for the breakdown of the system of reforms envisaged by the
Act of 1919 was that they were introduced at a time when the conditions in India were
not suited to any political reforms. The Defence of India Act which was a war-time
measure, expired in 1917 and the Government wanted a fresh measure to suppress
anti-British propaganda and revolutionists in India. Therefore, a Committee under the
leadership of Rowlatt was appointed which submitted its report in October, 1918. The
recommendations of Rowlatt Committee came in the form of Rowlatt Bill which soon
became an Act despite strong opposition from the Indians. To add to the distrust and
discontent of the Indian masses, and Jallianwala Bagh incident79 at Amritsar on April
13, 1919, created horror and hatred for British rule in the minds of Indians.
Another unlucky state .that cast an evil eye upon the inauguration of Reforms
was the Khilafat Movement organised by Muslims in India in protest against the
treaty of SevereS,8° in 1920. The Muslims thought that their loyalty to British during
World War-I “counted for nothing in the day of victory”. The Congress also joined
hands with Muslims in the Khilafat Movement with a view to embarrassing the
British Government.
The cumulative effect of these events completely destroyed the goodwill
which alone could have animated the inauguration of Reforms of 1919. The new
Indian Legislatures could not function properly in an atmosphere of agitation and
attitude of indifference towards the British.
The phraseology of the Preamble of the Government of India Act, 1919 made
it clear that the British rulers themselves were not very sure about the successful
working of the Reforms. They considered the constitutional changes introduced by the
Act of 1919 as experiment rather than a beginning of a well- defined Constitution.
The Act clearly provided that a Statutory Commission, should be appointed within ten
years for the purpose of enquiring into the working of the system of Government, the
growth of education, and the development of representative institutions in British
India, and for reporting as to whether and to what extent it is desirable to establish the
principle of responsible Government or to extend, modify or restrict, the degree for
responsible Government, then existing therein
Be that as it may, the fact remains that the Montague ChelmsfOrd Reforms
introduced revolutionary changes in the sense that it promised responsible
Government which was categorically denied to Indian people by the MorleyMinto
Scheme of 1909.
CHAPTER XIII
THE FEDERAL SYSTEM OF GOVERNMENT
(Government of India Act, 1935)
The Government of India Act, 1935, laid down a federal form of Government
for India. Prior to this Act, the constitutional structure of the Government was unitary
wherein the Provincial Governments were derived their powers by devolution from
the Central Government and discharged their functions subject to the authority of their
respective Legislatures under the superintendence, direction and control of the
Cvernor General-in-Council and ultimately of the Secretary of State for India. The
only sphere in which the Provincial Governments enjoyed some measure of autonomy
was the administration of ‘transferred’ subjects. The Indian States were autonomous
within their own territories and their relations with the Governor General-in-Council
were governed by the rule of paramountcy. The Government of India Act, 1935,
envisaged a federal system of Government. It was a very elaborate and lengthy Act
comprising 321 sections and ten Schedules. Some of the provisions, however, did not
directly concern the constitutional problem and were, therefore, not of much
importance from the constitutional stand-point. The basic features of the Act were; (1)
All India Federation; (2) Dyarchy in the Centre; (3) Provincial autonomy; and (4)
Safeguards provided in the Constitution to the responsible Government in India.
Indian Federation under the Government of India Act, 1935:
The Government of India Act, 1935 contemplated the establishment of an
Indian Federation composed of the Governor’s Provinces and the Chief
Commissioner’s Provinces in British India and such of the Indian States, as may
voluntarily accede to it. The tribal and excluded areas were also to be subject to the
jurisdiction of the Federal Government of India, but they were not given a
representation on its various organs. The Governor’s Provinces and the Chief
Commissioner’s Provinces were to join the Federation compulsorily while the
princely States could enter the federation voluntarily if their ruler signed an
Instrument of Accession. Thus, any State could keep out of federation, if it so desired.
But the Act imposed a condition precedent for the establishment of the Federation.
The Federation could be established by the Crown only when the States representing
not less than one-half of the aggregate population of the States and entitled to not less
than fifty-two seats allotted to them in the Federal Upper Chamber (Council of State)
signified their assent to accede to the Federation. When the necessary number of
States assented to join the Federation and their Instruments of Accession were
accepted by the Crown, the two Houses of Parliament, the House of Lord and the
House of Commons, were to present an address to the Crown praying that a
Proclamation might be issued establishing a Federation. Then only His Majesty was
to issue a Proclamation,3 announcing the establishment of the Federation on a
specified date. Thus, there could be no Federation without the States joining it. The
ruler of the State desiring to joint the Federation in his Instrument of Accession had to
specify the matters in which the State agreed to federate and thereby be accepted with
in the jurisdiction of the Federal authorities on all such matters. Outside these limits
the autonomy of the State and its relations with the Crown as a paramount power
remained unaffected. A Ruler could, by a supplementary Instrument, vary the
Instrument of Accession by extending the subjects for which he had federated. The
Crown was not bound to accept any Instrument of Accession of a supplementary
Instrument if he considered that the terms thereof were inconsistent with the scheme
of Federation. In that case, the Instrument was to be rejected. Having once joined the
Federation, no State could get out of it nor could it diminish the subjects for which it
had acceded. Thus, the Federation of India, says K.V. Punniah was “a perpetual union
between the State and the Provinces.” The States were allowed a time limit of twenty-
years to make up their minds whether to join the Federation or to keep out of it.
Division of Powers under the Indian Federation:
The division of powers between the Federal Government and the federating
units is a characteristic feature of all the federations. Some of the Federations as those
of U.S.A. and Switzerland provide for the division of powers into two lists only—one
Federal and the other of the Units. Experience has shown that many a times such a
div.sion proves inconvenient because of its rigidity. At times it becomes necessary in
the interest of the nation as a whole to formulate a uniform policy on a subject
assigned to units. In that event it becomes constitutionally impossible for the
Federation to legislate on that subject unless an amendment of the Constitution is
affected to transfer that subject to the Federal list. To obvitate this difficulty, the
modern federations prefer to divide the powers into three lists, one Federal, the other
of the Units, and the third Concurrent. The concurrent list includes those subjects
which are local from the administrative standpoint, but in respect of which national
regulation and control becomes necessary from time to time.
In relation to the Provinces there was a three-fold division of functions and the
subjects were divided into federal, provincial and concurrent Lists. The Federal List
contained in all 59 items which were exclusively the federal subjects. The more
important of these subjects were defence, foreign relations including relations with
Indian States, extradition, railways, posts and telegraphs, foreign trade, shipping,
navigation, explosives, arms and ammunition, federal services, etc. The matters which
were of all-India interest and needed uniform policy were included in this List. The
federal sources of revenue mentioned in this List included customs, salt, opium,
income-tax, succession duties, stamp and excise duties on certain items, corporation
taxes, etc.
The subjects enumerated in the Provincial List were within the exclusive
jurisdiction of the Provincial Legislatures. This List contained matters of Provincial or
local interest, such as education, land revenue, local-self Government, public health,
police, prison, forests, irrigation, industries, etc.
Finally, the Concurrent List consisted of 54 items on which both Federal
Legislature and the Provincial Legislatures were competent to make laws. Some of
the subjects enumerated in the Concurrent List were civil and criminal law and
procedure, marriage and divorce, wills and trusts, bankruptcy, newspapers and press,
mines, faciories, labour welfare, etc. The Act provided that if a law passed by the
Federal Legislature on any subject contained in the Concurrent List, the Provincial
Legislature could not make a law on the same subject. The Governor-General was the
arbiter of the conflicting claims of the Federal and Provincial Legislatures in the
sphere of the concurrent subjects.6The residuary powers, including power of taxation
not covered by the Federal, Provincial and Concurrent Lists, was left to the discretion
of the Governor General. This statutory demarcation of the jurisdiction of the Federal
and Provincial Governments was, however, subject to following reservations:
(1) In case of emergency threatening the security of India due to war or
internal disturbance, the Governor General might authorise the Federal
Legislature to legislate on any subject included in the Provincial List.8
(2) The Federal Legislature could legislate on any provincial subject it the
Legislatures of two or more Provinces so desired. I3ut an Act so
passed could be amended to repealed by the Legislature of the
Province to which it applied.
(3) If a law made by the Provincial Legislature or a federated State was
repugnant to a federal law, which the Federal Legislature was
competent to make for the Province or the State concerned, the federal
law shall prevail and the law of the Province or State shall be void to
the extent of such repugnancy.
(4) The Federal Legislature was authorised to delegate power to tne
Provincial Legislatures even in respect of matters outside the
provincial list. This was an excellent provision which provided for
elasticity in law-making.
As regards the division of powers between the Federal Government and the
federating Indian States, the latter were left with far greater powers in their hands than
the Provinces. Thus, out of total 59 items included in the federal list, the federating
States were expected to accept only 47 items. Particular States would make few
reservations in their Instrument of Accession. Moreover, even in matters relating to
subjects which the States accepted as exclusively federal, they could retain concurrent
jurisdiction over them. Lastly, the subjects mentioned in the concurrent list were
wholly within the sphere of States authority and the Federal Legislature had no
jurisdiction over them. Thus within the States the Federation had no power to regulate
such matters as civil and criminal law and procedures factories, labour welfare, etc.
though in case of Provinces, it could regulate these concurrently with the Provincial
Government. The financial powers of the Federation over the States were also
extremely limited.
Peculiar features of the Indian Federation under the Act of 1935:
The Federation as contemplated by the Act of 1935, no doubt, possessed
certain basic principles of Federation. As rightly pointed out by A.B. Keith the Indian
Federation exhibited all the characteristics of a Federal Government,10 namely, a
written and a rigid Constitution, an elaborate division of powers and a Federal Court
to act as an umpire in constitutional disputes. These features were borrowed from the
Canadian and Australian models, which in their turn, had largely been influenced by
the American pattern. Nevertheless, the Indian Federation as envisaged by the
Government of India Act, 1935, had several peculiar or rather abnormal features
which distinguished it from every other federation of the world. These peculiarities of
the Indian Federation can briefly be stated as follows :—
(1) The first distinguishing feature of the Indian Federation was the
heterogefliety of its units. The federating units were dissimilar in size, populations
importance1 status and political character. It was a union of eleven Governors
Provinces which were partially democratic Institutions and five hundred and odd
autocratic States at varying stages of mediaeval feudalisfll. The disparity in legal
status and in the internal political structure of the federating units, namely, the
Provinces and the Indian States, presented a peculiar problem in forming the Indian
Federation. In theory, the Provinces had no original or independent power to
surrender to the Centre. In their case federation meant accession of powers for the
Centre. The Indian States, on the other hand, were not part of His Majestys dominion
though they were under his suzerainty. In their case, the federation meant transference
of power to the federal authority. This meant that the Federation was a gain to
Provinces and loss to the States.
Again, normally a federation is formed voluntarily by certain independent and
autonomous units desirous of a union for certain common purposes. But in the scheme
of federation proposed in the Government of India Act, 1935 the Provinces were to
join it compulsorily whereas the entry of the Princely States into the Federation was
purely voluntary to be signified by the execution of an Instrument of Accession. The
State became a unit of the Federation only after the acceptance of that Instrument by
the Crown.
(2) Another peculiarity of the Indian federal system was to be found in the fact
that the States differed not only from the Provinces but among themselves as to the
extent of their powers in the federation. The scope of federal jurisdiction in the States
depended solely upon the transfer made by the respective rulers through the
Instrument of Accession. This differential treatment of the units of a federation had no
rational basis and was likely to be a cause of mutual jealousy among the federating
States.
(3) Unlike a normal federation, the residuary power under the Indian
Federation was vested with the Governor General who had the discretion to decide
whether a particular subject not enumerated in any of the three legislative Lists,
should belong to the Federation or the Province. This made Executive, the supreme
power in the federation rather than the Constitution itself.
(4) One more abnormality of the Indian Federation was that it sought to bring
together units of varying political status and character. The British Provinces had a
semi-democratic framework and a constitutional Government. The Indian States, on
the other hand, were pure autocracies without any internal constitutional check on the
power and authority of the ruler. These States were represented in the Federal
Legislature by their nominees and this obviously meant that people of the State were
not properly represented in the Federal Legislature as they had no legal voice in the
selection of nominees. The composition of the Federal Assembly was contrary to the
basic principles of federation as the representatives from the Provinces were to be
indirectly elected on the basis of separate communal electorates while those from
States were the nominees of the rulers. In case of Council of States also there was a
departure from the normal practice of federalism. The representatives to this upper
House were elected by the method of direct election instead of indirect one. The
allocation of seats to the Provinces varied from province to province and specific
seats were assigned to Europeans, Anglo-Indians and Christians.
(5) The federation envisaged by the Government of India Act, 1935 stressed
on communalism as the seats in the Legislatures were to be filled in on the basis of
communal award. The Muslims, the Sikhs, the Hindus and even the depressed classes
were given separate representation and this broke down the solidarity of the nation.
(6) One of the accepted principles of federation is the concept of free and
limited Government. The two sets of the Government, the Central and the Regional
are autonomous and irLdependeflt within their assigned spheres of jurisdiction. Thus,
it recogniSeS the sovereignty of the people. But the Indian Federation proposed under
the Government of India Act, 1935 envisaged no real transfer of power to the people.
The Federal Legislature besides being improperly constituted, was to have very
limited powers. The Governor- General was vested with so vast a reserve of powers
that he was nothing short of a dictator in the federal sphere. More than 80 per cent of
the items in the budget were not votable and the Legislature had no control over such
expenditure.
(7) The provisions relating to amendment of the Constitution were sufficiently
rigid and complex and were contrary to basic principles of federal policy. Unlike the
Canadian and Australian Federalism where the Parliamentary sanction was a mere
formality, the Indian Federation made the parliamentary sanction a grim reality. The
Indian Legislatures could not even propose amendments except in certain minor
cases13 specified in the Act of 1935. The provisions of the Government of India Act,
1935 could be amended or altered only by the British Parliament.
(8) The Indian Federation unlike other federations, derived its authority from a
foreign source, namely, the British Parliament. Even the coming into existence of the
Indian Federation depended on the vote of the House of Parliament. The Government
of India Act, 1935 contained no provision for any automatic growth of the
Constitution and every thing was to depend on the whims of the British Parliament.
Thus, one critic has rightly remarked that “prior to 1947, India was governed neither
from Delhi nor from Simla, but from White-Hall.’
1. THE FEDERAL GOVERNMENT
The Federal Government as contemplated by the Act of 1935 comprised three
organs namely, (a) the Federal Executive; (b) the Federal Legislature; and (c) the
Federal Judiciary.
(a) The Federal Executive
The executive power and authority of the Federation was vested in the
Governor General as the representative of the King. The Governor General was
appointed by his Majesty by a Commission under the Royal Sign Manual; and he
exercised all the powers conferred on him by or under the Act of 1935, provided that
such powers were not connected with the exercise of the functions of the Crown in its
relations with the Indian States. The extent of the executive authority of the
Federation was defined in Section 8 of the Act. The Governor General,15 as the head
of the Federal Executive was supreme command of the military, naval and air forces
in India. This command was, however, subject to the power of his Majesty to appoint
a Commander-in-Chief to exercise in relation to those forces such functions as might
be assigned to him.
Prior to the Government of India Act, 1935, the Governor General also used to
be the Viceroy of India representing in the latter capacity the Crown in relation to the
Indian States Section 3 of the Government of India Act, 1935 separated these two
offices so that hereafter they could be held by two different persons. Now the
Governor General as such was not the Viceroy. But there was nothing in the section to
prevent both these offices to be held by one single person. Thus, His Majesty could
appoint one single person to hold both the offices of the Governor General and the
Viceroy.
Dyarchy in the Federal Government of India:
It is significant to note that whereas the Government of India Act, 1935
abolished dyarchy in the Provinces, it introduced the same in the Centre. The Act
dissolved the long established unity of the Government ot India represented by the
Governor General-in-Council and established ‘dyarchy’ in its place. The federal
subjects were divided into twb parts namely (i) Reserved, and (ii) Transferred
subjects.
The reserved subjects included defence, external affairs ecclesiastical affairs
and the administration of tribal areas. They were to be administered by the Governor
General with the assistance of not more than three Councillors to be appointed by
him. For rest of the subjects known as ‘transferred subjects’, the Governor General
was to be ‘aided and advised’ by a Council of Ministers, not more than ten in
number.’7 These Ministers were to be appointed by the Governor General and were
responsible to the Federal Legislature. The Governor General was to select his
ministers in consultation with the person commanding a stable majority in the Federal
Legislature. He was instructed to include in his Ministry, as far as practicable, the
representatives of the federated States and members of important minority
communities.
Despite this division of Federal Executive into two distinct halves, the
Governor General had wide discretion to act against the advice tendered by the
Ministry on ‘transferred subjects.18 Special Responsibilities of the Governor General:
The Governor General having been made the ‘key stone of the federal edifice’ under
the Act of 1935, he was armed with some extraordinary powers and entrusted with
certain special responsibilities. The special responsibilities’9 of the Governor General
extended to
(i) Prevention of any grave menace to the peace of tranquility of India or
any part thereof;
(ii) safeguarding of the financial stability and credit of the Central
Government;
(iii) safeguarding of the legitimate interests of minorities;
(iv) safeguarding of rights and legitimate interests of the members of the
spublic service or their dependents;
(v) prevention of commercial discrimination against British or Burmese
goods;
(vi) protection of the right of any Indian State and rights and dignity of
Ruler thereof; and
(vii) securing the due discharge of his functions with respect to matters in
relation to which he was required to act in his discretion under the
Government of India Act, 1935.
The Governor General was empowered to appoint a Financial Adviser to assist
him in discharge of his special responsibility for safeguarding the financial stability
and credit of the Federal Government. The Governor- General could also appoint an
Advocate General and fix his salary in the exercise of his individual judgment.
The Act further provided that in all matters in which the Governor- General
was required to act in his discretion or to exercise his individual judgments he was
under the control and direction of the secretary of State for India. All the executive
actions of the Federal Government were expected to be taken in the name of the
Governor General who made rules for the more convenient transaction of the business
of the Government and for the allocation of the business among the ministers. He
might require a minister or an appropriate secretary to bring to his notice any matter
which appeared to involve his special responsibility as a Governor General.
(b) Federal Legislature
The Federal Legislature under the Government of India Act, 1935 consisted of
His Majesty represented by Governor General and two Chambers to be known as the
Council of State and the Federal Assembly respectively.
The Council of State, which was the Upper Chamber was to consist of 156
representative of British India and not more than 104 representatives of the Indian
States. The quorum for the Council of State was fixed at 1/6th of the total
membership. The Council of State was to be a permanent body, not subject to
dissolution but one-third of its members were to retire every third year.
The Federal Assembly was to consist of 250 representatives of British India
and not more than 125 representative of the Indian States. The Federal Assembly
unless dissolved earlier, had a life of five years from the date of its first meeting. The
Governor General, might in his discretion, from time to time, summon, prorogue, and
address the Chambers or send messages, or dissolve the Federal Assembly provided
that the Chambers would be summoned to meet at least once in every year. The
representative of the Indian States in the Federal Assembly were all nominees of the
Rulers while those from Provinces were to be indirectly elected. The allocation of
seats among the indian States was proportionate to their respective population.
The Council of State and the Federal Assembly were to select from among
their members respectively a President and a Speaker to preside over these Chambers.
A member after having been chosen as a President or as a Speaker, was to vacate his
office if he ceased to be a member of the Chamber over which he presided. He could
resign his office any time or be removed from his office by a vote of no confidence
for which fourteen days prior notice was necessary. The Joint Session of the two
Chambers was to be presided over by the President of the Council of State.
Powers of the Federal Legislature:
The powers of the Federal Legislature related to legislation, finance and
control of administration. The Federal Legislature as envisaged by the Government of
India Act, 1935 was a non-sovereign body, and the Executive could legislate by itself.
Accordingly, the powers of the Federal Legislature were neither unlimited nor
exclusive. In other words, its powers were severely restricted by the following
limitations:—
(1) Despite distribution of power, which is an inevitable feature of a federal
Constitution, there were certain matters on which the Indian Legislature (Federal as
well as Provincial) had no power to legislate. Thus, the Indian Legislatures were
debarred from making any law affecting the sovereign or the Royal family or the
succession to the Crown of the sovereignty, domain or suzerainty of the Crown in any
part of India, or the law of British nationality; or the Army, Air Force and the Naval
Discipline Acts of the Law of Prize or Prize Courts or the Government of India Act,
1935 itself except insofar as permitted expressly by the Act itself.
(2) There were certain other subjects on which the Indian Legislature could
legislate only with the previous consent of the Governor General. No Bill or
amendment could be moved in the Federal Legislature on the followmg matters unless
previous consent of the Governor General was obtained:
(a) for repealing, amending any provision of any Act of Parliament
extending to British India;
(b) for repealing or amending any Act, order or rule promulgated by tile
Governor General or Governors in their discretion;
(c) any matter in respect of which the Governor General is required to act
in his discretion;
(d) anything that affects any Act relating to any police force;
(e) anything that affects the procedure or criminal proceedings in which
European British subjects are involved;
(f) for subjecting any person not resident in British India or companies not
wholly controlled or managed in British India to greater taxation than
persons residing in British India or companies controlled or managed
in British India;
(g) anything which affects the grant of relief from any federal tax in
respect of income taxed or taxable in United Kingdom.25
(3)The Federal Legislature was empowered to legislate on the subjects which
were exclusively within the Provincial jurisdiction. However, in case of a grave
emergency whereby the security of India was threatened whether by war or by
internal disturbance, the Federal Legislature was given power to make law for a
province or any part thereof on any subject in the provincial list. But before doing so,
prior consent of the Governor-General had to be obtained. Such laws ceased to
operate six months after the revocation of the proclamation. Section 103 of the Act
also empowered the Federal Legislature to legislate for two or more Provinces on a
certain subject, if the Legislatures of those Provinces requested it to do so by a
resolution.
Subject to the above limitations, the Federal Legislature could legislate on
all the federal and concurrent subjects. It could delegate its powers and duties to
Provincial Legislatures even in respect of matters outside the Provincial list.27
Legislative Procedure:
The two Chambers had nearly equal powers and any Bill, except a
financial Bill, could be introduced in either Chamber. The demand for grants
were to be submitted first to the Assembly. Both the Chambers had the power
assent or refuse to assent to any demand or to reduce it. Where the Assembly
Governor General so directed; and where the Assembly reduced a demand, the
Council of the State was to be asked to sanction the reduced demand, unless the
Governor General directed otherwise. If the Chambers differed with respect to any
demand, the Governor General was to summon a joint sitting of the two Chambers to
resolve the deadlock and the decision of the majority was to prevail.
A Bill was regarded as having been passed when it was passed by both the
Chambers. In case a Bill after being passed by one Chamber was rejected by the other
or was amended in a form not agreeable to the former, or a period of six months had
elapsed from the date the Bill was sent to the other Chamber, in that event the
Governor General could summon a joint sitting of both the Chambers.29 After the
Bill was passed by both the Chambers it came for the assent of the Governor General.
He could assent to it, or veto it or send it back for reconsideration or reserve it for His
Majesty’s consideration. Any Act assented to by the Governor General could be
disallowed within a year by the King-in-Council.
Financial Powers of the Federal Legislature:
The Government of India Act, 1935, empowered the Governor General to
make rules for the timely completion of the financial business. No demand for a grant
could be made except on the recommendations of the Governpr General. A Bill of
amendment for (i) imposing or increasing any tax, or (ii) for regulating the borrowing
of money, or (iii) for declaring any expenditure charged on the revenues of the
Federation, or (iv) for increasing the amount of any expenditure, could be introduced
or moved except with the previous sanction of the Governor General. No Bill or
amendment which affected coinage and currency of the Federation could be
introduced or moved in either Chamber of the Federal Legislature without the
previous sanction of the Governor General in his discretion.
The Federal Budget was to be divided into three parts, namely:—
(i) Non-votable part which was not to be submitted to the vote of the
Legislature at all. This included salary and allowances of the Governor- General and
other expenditure relating to his office, salaries and allowances of Ministers,
Counsellors, Financial Advisers, Advocate-General etc., salaries, allowances and
pensions of Judges of the Federal Court and High Courts; sum payable to Crown for
discharging functions of paramountcy; grants connected with the administration of
Excluded Areas; sums required to satisfy any judgment, decree or award of any court
or arbitral tribunal and expenditure declaredby the Act to be so charged. These heads
estimated to cov about 80 percent of the total Federal Budget.
(ii) That part of the Budget which was to be submitted to the vote of the
Legislature but in respect of which the Governor General could restore any reduced or
rejected demands. This part contained Budget proposals which the
Governor General might regard as essential to the fulfilment of his special
responsibilities. Thus, this part of the Budget was voted upon but the decision of the
Legislature could be set aside by the Governor General.
(iii) That part of the Budget which was to be submitted to the vote of the
Legislature and in respect of which the decision of the Legislature was final.
In conclusion, the powers of the Federal legislature were severely restricted due to
executive legislation, ordinance-making by the Governor General and restrictions as
to finance, currency and tariff policy, etc.
(c) Federal Judiciary (Federal Court):
The Government of India Act, 1935 provided_for the establishment of a
Fed1rf1EIi1aat Delhi. Th’urt was to act as the interpie’ter and &nd as a tribunal for
the determination of disputes between the constituent units of the Federation. Thus, it
was to act as an umpire in the constitutional disputes arising between the Federal
Government and its component units regarding their spheres of jurisdiction.
The Composition of the Federal Court:
The Federal-Court of, India was to consist of a Chief Justice and not more
were to be to remam rn office till they attained the ae of 65 A Judge of the Federal
court cIrEremoved froiit office even earlier, on the ground of misbehavIour or
infirmity of mind if the Judicial Committee of the Privy Council, on a reference riade
to them by His Majesty, reported his removal.
In order to ensure the judicial independence of the Federal Court, the salaries
and allowances of the Judges were made non-votable b, the Legislátüre al-id were to
be fixed by His Majesty in Council. The emoluments and the conditions of seivice of
the Judges could not be varied to their disadvantage during their term of office.
Qualifications for the Judges of the Federal Court:
No person could be appointed as a Judge of the Federal Court unless he
possessed the following qualifications:—
(a) He had served as a Judge of High Court in British India or a Federated State
for at least five years; or
(b) He was a Barrister of England or Northern Ireland or a Member of the Faculty
of Advocates of Scotland, of at least ten-year’s standing; or
(c) He had been a Pleader of a High Court in British India or a federated State or
of two or more such Courts in succession for at least ten years.
For appointment as a Chief Justice of Federal Court, it was necessary that he
should be a Barrister or Pleader of at least fifteen year’s standing.
It is significant to note that the qualifications for Judgeship of the Federal Court
were deliberately so kept in order to exclude members of Indian Civil Service from
this august office.
Jurisdiction of the Federal Court:
The Federal Court of India had three-fold jurisdiction, namely, original, appellate
and advisory.
(1) Original Jurisdiction.— The original jurisdiction of the Federal Court
extended to all the disputes Federation and any of its units or been two or more
component units of the Federation, if it involved any question of law or fact on which
the existence of a legal right depended, if however, any federated State was a party to
a dispute, then the original jurisdiction of the Federal Court did not extend to it,
unless:—
(a) the dispute related to the interpretation of the Act or order in Council or it
related to the legislative or executive authority vested in the Federation by
virtue of the Instrument of Accession; or
(b) it related to administration of a Federal Law in the State; or
(c) it related to an arrangement made after the establishment of the Federation
with the approval of His Majesty’s representative for the exercise of the
functions of the Crown in its relations with Indian States being an agreement
which expressly provided that the jurisdiction of the Federal Court would
extend to such a dispute.
Briefly speaking, while the original jurisdiction of the Federal Court in case of
British Provinces, the Chief Commissioner’s Provinces and the Federation extended
to any dispute involving a legal right, in case of Indian States it extended only to the
cases which were strictly constitutional in nature, but not to others, unless by express
agreement with a State. Even constitutional disputes to which a federated State was a
party could be excluded from the jurisdiction of the Federal Court by an express
agreement between the State and the Federal Government.
(2) Appellate Jurisdiction.—The appellate jurisdiction of the Federal Court
extended to appeals from any judgment or decree or final order of the High Court in
British India, if the Court certified that the case involved a substantial question of law
as to the interpretation of the Government of India Act, 1935 or any order in Council
made thereunder. In such cases, no appeal lay directly to the Privy Council with or
without special leave.
The appellate jurisdiction of the Federal Court also extended to some civil cases
where the claim or subject-matter in dispute was not less than Rs. 50,000/- or such
other sum not less than Rs. 15,000/-.
Finally, an appeal on any other case could also be brought to thu Federal Court by
special leave.
These provisions for appeal to the Federal Court in civil cases were in applicable
to the Federal States.
The Federal Court had no appellate jurisdiction over criminal cpses.
(3) Advisory Jurisdiction.—The Advisory jurisdiction of the Federal Court
extended to such questions as were referred to it by the Governor General acting in
his discretion for its opinion. The questions for opinion invariably involved
interpretation of the Constitution. The Governor General was, however, not bound by
the advice tendered to him by the federal Court: -
The Federal Court possessed extensive powers for exercise of its judicial
functions. The Court could summon and examine witnesses and order production of
any document. It could punish for its own contempt and make rules for regulating its
own procedure and legal practice at Bar.
Appeals to the Privy Council:
The establishment of Federal Court in India did not affect the final appellate
jurisdiction of the Privy Council. In constitutional cases coming under the original
jurisdiction of the Federal Court, an appeal still lay to the Judicial Committee of the
Privy Council as a matter of right and without the leave of the Federal Court. In other
cases, however, an appeal lay to the Privy Council by special leave.
CHAPTER XV
THE INDIAN INDEPENDENCE ACT, 1947
Arrangements having been made for the transfer of power in accordance with
the scheme laid down in the Mounbatten’s Plan, the British Government lost no time
in implementing the Plan. A Draft of the Indian Independence Bill was prepared and
circulated to the leaders of the Congress and the Muslim League for their
consideration. The Bill was then introduced in the British Parliament on July 5, 1947
which finally became an Act on July 18 to be operative on August 15, 1947.
The Indian Independence Act was thus the legislative culmination of the
announcement made by His Majesty’s Government on June 1947. It was an outcome
of the British Governments untiring efforts to establish constitutional Government in
India comprising solely of the Indian representatives. It is well known that the
principle that India should have its own new Constitution was recognised for the first
time by the coalition Government of Britain in 1940. To accomplish this purpose, a
series of efforts were made by the British Government, the beginning of which can be
traced from the Cripps Commission of 1942 followed by the Cabinet Delegation
Mission in 1946. With a view to completing the process, His Majesty’s Government
made two significant Declarations on December 6, 1946 and February 20, 1947
respectively. Finally, in their historic declaration of June, 3, 1947, His Majesty’s
Government announced their decision to divide India into two Dominions, namely,
India and Pakistan and to transfer the power on August 15, 1947.
Background:
The Indian Independence Act, 1947 was drafted in India and was shown to
Indian leaders before being presented in the British Parliament. It was more in a
‘nature of enabling measure as it enabled, “the Indian representatives in the
Parliament to draft their own Constitution” and until the Constituent Assembly of
these two Dominions (India and Pakistan) framed their own Constitutions, they were
to have equal partnership of the British Commonwealth and their administration
during the transitional period was to be carried on according to the provisions of this
Act which were elastic and progressive. The life of the Act was till such time as
Constituent Assembly for each of the Dominions does not supersede it by its own
legislation. It gave unlimited powers to Constituent Assemblies to adopt any form of
the Constitution. In short, the object was to transfer power in shortest possible time.
The Act consisted of twenty sections in all and came into force with effect from
August 15, 1947. However, with the coming into force of the Constitution of India on
26th January, 1950, the Indian Independence Act, 1947 stood repealed by Article 396
of the Constitution. The main of the Indian Independence Act are as follows:—
1. Creation of two Dominions—India and Pakistan.—The Act provided for
the partition of India and establishment of two independent Dominions— India and
Pakistan from August 15, 1947. The word “independent” signified the absence of any
external restraint.
Clause (2) of the Act defined the territories of the two new Dominions and
made it possible to bring about necessary adjustments in the existing boundaries.
Clauses (3) and (4) provided for the partition of Bengal, Punjab and Assam keeping in
view the aspirations of the people of these territories and fixing of the boundaries of
these divided Provinces by the Boundary Commission.
The Dominion of Pakistan consisted of two non-contiguous partitions, West
Pakistan and East Pakistan which were severed from old India. It is important to note
that the Act for the first time brought about the division of India into two independent
States on communal basis which was hitherto unknown to the history of India.
2. Legislative Supremacy of the Dominions of India and Pakistan.—The
Act provided for the legislative supremacy of the two Dominions. The Governor
General of either Dominion was empowered to promulgate ordinances to meet
emergencies as provided under the Government of India Act, 1935. Such ordinances
were to remain in force only for six months until superseded by an Act of the
Dominion Legislature. But the authority of provincial Government under Section 93
of the Government of India Act, 1935 was done away with. The provisions requiring
the Governor General or any Governor to act in his discretion or exercise his
individual judgment would ceased to have effect from August 15, 1947. The
Governor General was, however, invested with plenary powers until March 1948, to
issue orders for the effective implementation of the Indian Independence Act, 1947
and the division of the assets between the two Dominions, to adopt or modify the
Government of India Act, 1935 and to remove any difficulties that might arise during
the transitional period.
The Act provided that until a new Constitution was framed for each of the
Dominions, the Constituent Assemblies were to act as Dominion Legislatures and
were to exercise all powers which were formerly exercised by the Central
Legislature.2 This power was to be exercised by the Constituent Assemblies in
addition to their power of framing of a new Constitution for their respective
Dominions. This was indeed a unique feature which the Constituent Assemblies of
India and Pakistan were conferred under the Indian Independence Act, 1947 as
compared with other Dominions of the world.
No Act of British Parliament passed on or after August 15,1947 was to extend to
either of the Dominions as part of the law of that Dominion unless it was passed as a
law of the Legislature of the Dominion.
3. Freedom From British Rule. — The most epoch-making effect of the Act
was that India no longer remained a dependency of British Empire. Like other
dominions, it now got the status of an independent nation. Thus the British period in
India came to an end after nearly three and half centuries of trading, two centuries of
political power and 130 years of general supremacy.
The Crown now became the King of India and Pakistan and lost his Royal title
of Emperor of India.
After the coming into force of the Act, the British Government had no control
over the affairs of the Dominions of India and Pakistan or any part thereof.
4. Continuance of the Government of India Act, 1935 until the framing of
a new Constitution by the Dominions of India and Pakistan.—The Indian
Independence Act, 1947 specifically laid down that the new Dominions shall continue
to be governed by the provisions of the Government of India Act, 1935 insofar as they
are consistent with Dominion status. It empowered the Governor General of each of
the two Dominions to make necessary omissions, ‘additions or modifications in the
Government of India Act, 1935 and the Orders-in- Council, Rules and other
Instruments made thereu9der till March, 31, 1948. After that day, it was open to the
Constituent Assemblies to modify or adopt the same Act.
5. Termination of the Crown’s Paramountcy.— With the transfer of power
to the Dominions of India and Pakistan in accordance with the Indian Independence
Act, 1947 the paramountcy and suzerainty of the British Crown over the India and the
Indian States came to an end. Consequently, all treaties and agreements between His
Majesty and the rulers of the Indian States and all functions exercisable by His
Majesty with regard to Indian States and their rulers, and all powers, grants, rights,
authority or jurisdiction of His Majesty over Indian States lapsed from August 15,
1947. The Act, however, enabled the States to accede to any of the two Dominions by
agreement for their defence and some other matters of common interest such as
external affairs and communications.
The Instrument of Accession relating to Dominion of India laid down that the
acceding States have agreed to give to the Legislature and authorities of the Dominion
of India, jurisdiction over matters, namely, defence, external affairs and
communications.
6. Agreements with N.W.F.P. Tribes. — The Act provided that agreements
with the tribes of the North-West Frontier Province of India were to be negotiated by
the successor Dominions.
7. Office of the Secretary of State for India abolished.—The Government
of India was transferred from East India Company to the Crown by the Government
of India Act, 1958. By this Act the British Parliament became the direct guardian of
India and office of the Secretary of State for India was created for the administration
of Indian affairs. The Secretary of State was responsible to the Parliament while the
Governor General and the Provincial Governors remained under the direct control of
the Secretary of State until the Indian Independence Act of 1947. The constitutional
position of His Majesty’s Government in United Kingdom in relation to India having
been altered from August 15, 1947, their responsibility as regards the Government of
the territories included in British India ceased and the sovereignty of British Crown
over Indian States came to an end. Consequently, the office of the Secretary of State
for India and his advisers was abolished by the Indian Independence Act, 1947.
8. Continuance of the Civil Service of the Crown under the Government
of the new Dominions of India and Pakistan.—Section 10 of the Indian
Independence Act, 1947 contained that the persons who were appointed by the
Secretary of State in Council to the Indian Civil Service were to continue on and after
August 15, 1947 under the Government of either of the new Dominions or any
Province or part thereof and their conditions of service in respect of remuneration,
leave pension, tenure and rights relating to disciplinary matters, etc. could not be
altered to their detriment. The provisions in respect of the Indian Armed Forces and
Naval Force were contained in Sections 11, 12 and 13 of the Act.
9. The Governor-General for each Dominion and his powers.—The Indian
Independence Act, 1947 provided that each of the two Dominions of India and
Pakistan was to have a Governor General appointed by the King for the purpose of the
Government of the Dominion. The Act also provided that same person could be
appointed Governor General for both the Dominions. Accordingly, Lord Mounbatten
was appointed as the first Governor General for the Dominions of India5 and
Pakistan, both. However, after the Pakistan Constituent Assembly came into
existence, Mr. Jinnah the leader of Muslim League was elected as Governor General
of Pakistan. The Indian Congress however, preferred to continue Lord Mounbatten as
Governor General of India for sometime. The main responsibility of the Governor
General was to set out the machinery for bringing the Indian Independence Act, 1947
into operation. He had also to make the adaptations required in the Government of
India Act, 1935 in order to make it a new Constitution for the time being. Particularly,
he had before him the task of carrying on for the time being on behalf of the new
Dominions or on behalf of any Province, certain vital services such as railways and
other communications, Reserve Bank, the monetary and fiscal System, defence and
the like, which were hitherto being operated in the interests of whole of India. These
wide powers6 were given to the Governor-General for carrying out the various
governmental activities during the transition period. The powers of the Governor
General were to terminate on March 31, 1948 and could be ended even earlier by the
Dominion Legislatures.
The right of the King to veto or to reserve law for his pleasure came to an end
with the passing of the Government of India Act, 1947 and the Governor General was
given the right of assent in the name of His Majesty to any law to the Dominion
Legislature made in its ordinary legislative capacity.
10. Lapse of the Instrument of Instruction.—Section 18 of the Indian
Independence Act provided that the existing Instrument of Instructions to the
Governors and Governor General shall lapse with the coming into effect of this Act.
The reason being that the Governors and Governor General were now required to act
as the constitutional heads in future and, therefore, Instruments of Instructions were
no longer necessary for them.
EFFECTS OF THE INDIAN INDEPENDENCE ACT, 1947
The Indian Independence Act, 1947 marked the end of ninety years British
rule in India beginning from 1858. The British Crown severed its paramountcy atone
stroke. The Indian States regained their status which they enjoyed prior to the British
sovereignty. The source of the Constitution of newly created Dominions of India and
Pakistan was the Government of India Act, 1935, but subject to modifications made
by the orders passed b the Governor General under Section 9 (1) of Indian
Independence Act, 1947.
Section 6 (2) of the Indian Independence Act, 1947 vested in the Legislature
of either Dominion, the power to repeal or amend any Act of British Parliament
existing or future one. Even the Indian Independence Act, 1947 itself could be
repealed or amended under this clause of the Act.
By this Act, the British Parliament renounced its sovereignty once for all and
no further imperial legislation was necessary for validating the future Constitution of
India or Pakistan, as the case may be.
The Dominions of India and Pakistan were not to derive their authorities from
British Crown. The officers of these Dominions were to take oath of allegiance not to
the British Crown but to the Constitution of their respective Domjnions. So also, the
granting of honours by British Crown to people of India came to an end. Even in the
flags of the two Dominions there was no place for Union Jack.
There was no longer any Executive Council as under the Government of India
Act, 1919 or Counsellors as under the Government of India Act, 1935. The Governor
General or the Provincial Governor was not to act on the advice of the Council of
Ministers enjoying confidence of Dominion Legislature i.e. the Constituent Assembly
or the Provincial Legislature, as the case may be. The Governor General was
empowered to promulgate ordinances to meet emergencies as provided under the
Government of India Act, 1935. Such ordinances could remain in force for six months
only until they were superseded by an Act of the Dominion Legislature. The authority
of the Provincial Governments under Section 93 of the Government of India Act,
1935 came to an end with the enforcement of the Indian Independence Act. One
extraordinary power which the Governor General of Pakistan assumed was that he
could interfere in the provincial affairs and in respect of most vital matters of
appointment and removal of the ministers themselves. But, in relation to the Indian
Dominion, the Governor General did not have any such direct authority in the matter.
So far as the Constituent Assembly of Dominion of India was concerned, it
was to have separate sittings when functioning as the Dominion Legislature and the
members representing Indian States were entitled to participate in business relating to
subjects in respect of which they had acceded to the Dominion. While sitting as
Legislature, the Constituent Assembly was to have a Speaker and a Deputy Speaker.
The sovereignty of Dominion Legislature, as envisaged by the Indian Independence
Act, 1947 was complete and no sanction of the Governor General was required to
legislate on any matter and there was no repugnancy by reason of contravention of the
Imperial law.
As a result of the partition of Bengal and Assam, the size of the new Province
was diminished considerably. Hence, they were to have unicameral Legislature, the
Legislative Council of these Provinces having been abolished from August 15, 1947.
The European territorial constituencies were abolished in the Legislatures of all the
Provinces.
The provisions requiring the proceedings of Central and Provincial Legislature
to be conducted in English, were deleted.
No person was entitled to remain a member of a Provincial Legislature of one
Dominion and also be a member or Constituent Assembly of another Assembly.
Under the scheme contemplated by the Indian Independence Act, the existing
division of Legislative powers was retained and, the power of Central Legislature to
legislate on provincial matters in case of proclamation of emergency by the Governor
General, was also retained.
The Federal Court Order, 1947, passed by Governor General on August ii,
1947 restricted the jurisdiction of existing Federal Court to India. A similar provision
was also made for proceedings until their final disposal. By an order passed by the
Governor General, the jurisdiction of High Court of Calcutta and Lahore was
restricted to the Provinces of West Bengal and West Punjab respectively and new
High Court with similar powers and procedure was established for East Bengal and
astPunjab.
The members of All India Service lost the protection of Secretary of State and
they were now fully under the control of Dominion or Provincial Government, as the
case may be. Thus, they were now not the agents of the British Government but
employees of the Dominion which they served.
Change effected by the Indian Independence Act, 1947 in the Government of
India Act, 1935:
The Indian Independence Act necessitated some changes in the provisions of
the Government of India Act, 1935, Certain clause5 of this Act had to be amended to
suit the requirement of the new constitutional arrangement for the newly formed
Dominion of India. To achieve this end, the “India (Provisional Constitution) Order,
1947” was 1assed which introduced the following changes in the Government of India
Act, 1935.
(1) After Independence India no longer remained a “Government by the
Crown” hence Section 2 of the Act was omitted.
(2) Section 3 of the Act which provided for a Governor General to be
appointed by His Majesty by a Commission under the Royal Sign
Manual was amended.
(3) Section 5 was amended to provide for the establishment of the
Dominion of India from August 15, 1947 which was to comprise a
union of the Governor’s Provinces, Chief Commi55i0flar5, the existing
Indian States and any other area which may be included in it with the
consent of the Dominion.
The existing definitions of “Indian State” and “Ruler” in the Act were omitted
as any territory could be recognised by the Dominion Government as a State for the
purposes of accession to Indian Union.
(4) Section 6 of the Act provided for the accession of Indian States. An
Indian State was to be deemed to have acceded to the Dominion of
India if the Governor General signified his acceptance of an Instrument
of Accession executed by the ruler thereof. Provision was also made
for supplementary Instrument of Accession to be executed by the rulers
and accepted by the Governor General. When an instrument of
Accession was accepted by the Governor General, copies of the
Instrument and the acceptance of the Governor General were to be
placed before the Dominion Legislature and all courts were required to
take judicial cognizance of every such instrument and acceptance.
(5) The Governor General became the ‘constitutional head’ and was
required to act only on advice of the ministry. Section 9 of the Act
provided for the establishment of a separate Federal Court for Pakistan
but the Indian Federal Court was to retain jurisdiction over pending a
Council of Ministers to aid and advice the Governor General in the
exercise of all his functions. What was formerly known as the
‘Executive Council of the Governor General’ now came to be known
as the ‘Cabinet’ consisting of sixteen Ministers. The old Departments
of the Central Government were re-named as ‘Ministries’. The Cabinet
was a homogeneous body and the Ministers were collectively
responsible for all governmental actions.
(6) Sections 11 to 15 of the Act of 1935 which contained provision
relating to Reserved Subject, special responsibilities of the Governor
General, Instrument of Instructions. Superintendence of Secretary of
State and Financial Adviser to the Governor General, were omitted
being obsolete in the changed context.
(7) The Constituent Assembly became the Dominion Legislature and it
was required to frame a new Constitution and to pass laws for the
country. The Central Legislative Assembly and Council of State were
abolished. The restrictions which existed on the legislative powers of
the Central Legislature were removed. The Legislative powers of the
Governor General were taken away. He could, however, promulgate
ordinances only in case of emergency. The provisions relating to the
breakdown of constitutional machinery were omitted.
(8) The provisions relating to the Federal Court; its powers, authority and
jurisdiction substantially remained unchanged. The Court was mainly
to function was a Court for deciding constitutional issues. Appeals
from the Federal Court still lay to the Privy Council. The threefold
jurisdiction of the Federal Court, namely, original, appellate and
advisory, was retained unchanged. The Dominion Legislature was
empowered to enlarge the civil appellate jurisdiction of the Federal
Court.
(9) The Indian Independence Act, 1947, introduced significant changes in
the Provincial Administration. The Governors now became the
constitutional head of their Provinces and ministers were appointed for
their aid and advice. The ministers were to be jointly responsible to the
Provincial Legislature. The Provincial Legislatures thus became
supreme in their field. While the legislative powers of the Governor
were taken away, he could promulgate ordinances at the time when the
Legislature of his Province was not in session. The provisions in
respect of special responsibilities of the Governor and constitutional
breakdown in the province were omitted being obsolete.
(10) The distribution of powers between the Union and the Provinces
remained more or less the same as under the Government of India Act,
1935.
Constitutional Position of the Indian States After the Indian Independence Act,
1947:
As a result of the Indian Independence, the British treaties came to an end and
with it, the British paramountcy also terminated. Though in theory each Indian state
became independent but they were strongly advised by the departing British Crown
that they should associate themselves with one or the other Dominion. Some of the
rulers, however, declined to join either of the two Dominions. The Indian Congress
was of the opinion that the lapse of British Paramountcy would not make the Indian
states sovereign and independent while Mr. Jinnah held a contrary view.
Lord Mounbatten made an earnest effort to solve this constitutional problem
arising on account of the hostile attitude of some of the States to join either of the two
Dominions. He tried to convince the ruling Princes that it was in their own interest to
accede to a Dominion at least for the purposes of defence, external affairs and
commuflicati01 He felt that it would not be expedient for every State to have their
own arrangements in respect of these matters. Moreover, the accession of States to the
Dominion for these specified purposes was not going to burden them with any
additional financial liability nor was it going to effect their sovereign status in any
way. Responding favourably to Mounbatten’s appeals the Princes of all the States
except those of junagarh, Hyderabad (Nizam)’ and Kashmiru announced their
accession to India.
India’s Status in the Commonwealth of Nations:
After the Indian Independence Act, 1947, the status of Dominion was virtually
one of Independence. The link that existed between them and the British Crown was
for their own benefit and not a burden in any way.
The Judicial Committee of Privy Council in their decision in a Canadian case
had observed: “Since the statute of West Minster, 1931, there is no limit to the
sovereignty of Dominion Legislature and so it seems that the questions whether the
Dominion can legally secede from British Commonwealth must be answered in
affirmative.” So far as the status of the Dominions of India and Pakistan were
concerned there was no room for any such doubts for the Independence Act had given
them a blank cheque.
Commenting on the nature of the British Commonwealth, Mr. Henderson the
Under-Secretary of India during second reading of the Indian Independence Bill,
observed. The British Commonwealth of Nations is not static but constantly
developing and it has throughout the years steadily changed from an people inspired
by common ideals and united by common interest.”3 These observations helped to
remove doubts of the Indian people that the membership of the Commonwealth meant
subjugation and subordination to the British rule. They were convinced that the
membership of Commonwealth was only a mutual relationship based on deep-rooted
affinities in ideas and institutions of the two countries—India and United Kingdom.
India, therefore, joined’4 the Commonwealth in April 1949 which was ratified by the
Constituent Assembly by India’5 in May 17, 1949. Consequent to Indian’s joining the
British Commonwealth it no longer remained the “British Commonwealth”, but came
to be known as the “Commonwealth of Nations” with U.K., Canada, Australia, New
Zealand, South Africa, India, Pakistan and Ceylon united as free and equal members,
co-operating in the “pursuit of peace, liberty and progress”. It was Pandit Jawahar Lal
Nehru who made substantial contribution to this new nomenclature of the
commonwealth by suggesting that the word ‘British’ should be dropped and it should
be known only as the “Commonwealth of Nations”.
At the time of joining the membership of the Commonwealth of Nations, the
Government of India declared and affirmed their acceptance of the King as a symbol
of the free association of independent member-nations and as such the heads of the
Commonwealth.
+It must be stated that member-nations have no rigid commitments between
them nor does the Commonwealth have any written Constitution, but its members
have broad ideals and abide by common interest for the maintenance of peace,
freedom and security. It is not a contractual association like the United Nations.
Commonwealth countries have a common heritage that they are generally
parliamentary democracies and they have respect for aspirations for freedom and self-
government. The member countries have free and frank exchange of views and there
is a broad measure of agreement on world problems. Initially, Pakistan had joined the
Commonwealth but it withdrew from it in 1971 to rejoin again in 1989. At present
there are more than fifty members in the Commonwealth and majority among them
are from Asian, African and the American sub-continent.
ASSIGNMENT
LEGAL HISTORY - K-113 Unit – I Q.1. Write a short note on the early administration of justice in Madras before the
establishment of Mayor’s court. Q.2. The charter of 1726 was inferior to that of the charter of 1689. Do you agree
with this statement? Q.3. Discuss the charter of 1753 and give its defects. Q.4. Give in short the history of British settlement of Bombay and give in brief
development of its administration of justice before 1726.