mariana r pfaelzer financial disclosure report for 2010

8/3/2019 Mariana R Pfaelzer Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r s on R e p o r t i n gPfaelzer, Mariana R.

Date of Report6/22/2011

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 offiling instructions.)A. Filers Non-Investment Income~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE

1 . V A R I O U S D IS T R I B UT I O N F R O M R E T I R E M E N T A C C O U N T F R O M J UD IC I A LR E T I R E E S & S U R V IV O R S ( A D M I N O F F I C E O F T H E U S C O U R T S )

I N C O M E( y o u r s , n o t sp o u ses )

$ 1 74 ,000 .00

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amo unt not required except for honoraria.)

N O N E (N o reportable non-investment income.)DATE SOURCE AND TYPE

1.

2.3.

4.

IV . R E I M B U R S E M E N T S - tr an sp o rto tio n , lodging, food, entertainment.(Includes those to spouse and dependent children; see pp . 25-27 of f!ling instructions.)

NO NE (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N

1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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Name of Per son Repor tingP f a e l z e r , M a r i a n a R .


V . G I F T S . a n d u d e s t h o s e to s p o u s e a n d dependent children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n a u d e s th o s e o / s p o u s e a n d dependent children; see pp. 32-33 o/filing instructions.)N ON E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t i n gP f a e l z e r , M a r i a n a R .

D a t e o f R e p o r t6/22/2011

V II . I N V E S T M E N T S and T R U S T S -~ .... e, value, t ......lol~s (Includes those of sp .... and depeude nt c~tildren; see pp. 3 ,t-60 of f iling il~strttctions.)~ N O N E income, or transactions.)N o reportable assets,

A, B, C. D.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a l u e a t e n d Yr~sact ions during report ing per iod(including t~st assets)

8.9.

I0 .1 1 .

1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

Place "(X)" af ter each asset A m ou n t Type (e.g..exempt f rom prior disc losure Code 1 div.. rent,(A-H) o r i n t . )

W e l l s F a r g o B a n k I R A ( C D s )

W e l l s F a r g o C h e c k i n gW ells Farg o IRA # 1 (U .S. T reasu ry No tes )

Value Value Type (e .g., Date Value Gain Identi ty0fC ode 2 Method buy, se l l , i n m / d d ! yy Co d e 2 C ode 1 buyer / se l le r

( J = p ) C o d e 3 redemption) ( J = p ) ( A ~ H ) (if private(Q-W) transaction)

B Interest L TD DistributionA Interest M TB Interest P 1 TG Distribution

W e l l s F a r g o C u s t o d y A c c o u n t # l - h e a d e r- Z e n i t h N a t io n a l I n s u ra n c e C o . C o m m o n D DividendSto ck- S h a re s W e l l s F a r g o C A T a x - F r e e M o n e y A DividendM arke t Fun d- CA Sta te 4 .0% 6 /1 /1 0 - B Interest

- CA State 4.0% 2/1/10 -~ B Interest- CA State 5.0% 2/1/10 -~ B Interest- CA State 5.75% 10/1/10 -~ C Interest- CA State 5.0% 4/1/10 -~ B Interest- CA State 5.25% 2/1/10 -~ C Interest- CA Sta te 5 .375% 1 0/1 /27 - D Interest- CA State 5.5% 6/1/10 -~ C Interest- CA State 5.75% 5/1/30 -~ C Interest

Sold 05/20/10 M G

M atured 06/01 /10 M

M atured 0 2 / 0 1 / 1 0 LM atured 0 2 / 0 1 / I 0 LM atured 1 0 / 0 1 / 1 0 LM atured 04/01 / 10 LMatured 0 2 / 0 1 / 1 0 L

R e d e e m e d 10/01/10 LM atured 06/01 /1 0 M

R e d e e m e d 05/01 / 10 M

See Sec t ion VIII

See Sec t ion VIII

ii i~ C 6 m O G ain C o des: A =$I,000 o r le ss B =$1,001 - $2,500( s e e C o l u m n s B I ~ d D 4 ) F --$50,001- $100,000 G = $100,001 - $I ,000;000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000(Se e C o lu m n s C 1 a n d D3 ) N =$250,001 - $500,000 O =$5 00,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003 . Va lu e Me tho d C o d e s Q = A ppr a i sa l R =C o s t (Re a l E s ta te O n ly )(See Co lumn C2) U =Bo o k Va lu e V =O the r

C --$2;501 -$5,000 D =$5,001 - $15,000 E =$15,001 - $50,000H1 :$1,000i001- $5 ;000,000 .. . . . . H2 :More than $5;000,000 ...... ....L =$50 001 ~ $100,000 M =$1 0 0 ,0 0 i - $2 5 0 ;00 0P I =$ 1~ 00 0~ 00 1 - $5 0 00 0 00 P 2 =$ 5, 00 0, 00 1 - $2 5, 00 0, 00 0P4 =M0r~ than $50,000,000S =As s e s s m e n t T = Cash Marke tW =E s t im a te d


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FINANCIAL DISCLOSURE REPORT I N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tPage 5 of 10

[ e f a e l z e r , Mariana S.6 / 2 2 / 2 0 1 1

V I I. I N V E S T M E N T S and T R U S T S - i .... e , value, t ......ions (Includes those of sp .... and dependent ch i ldren; see pp . 3 4-60 o f f i l ing instructions.)~ -~ N O N E (No reportable income, a ssets, or transactions.)

: A .Descr ip ti on 0 fA~t~ d ~ f i n ~ : ~. . . . ( inc iud i f ig t r us t ~ i~ ~orti~ ~i~d ~ f ~ p O ~ i f i g P~ 6d

~ l a c e " ( x ) " a f t e r e a c h ~ t : ~ T~ (~ ~lu~ ~ ~yp~ (~ [exempt f fom~riordisc i6sure ~ ~6de~ M~t~6d bu~sei[~ ~d~ ~6d~ Cod~ ~ bu~r/~ii~

1 8 . - CA State Economic 5.25% 1/1/10 -~ D Interest1 9 . - CA State Economic 5.25% 1/1/11 -~ D Interest20 . - CA State Economic 5.0% 1/1/11 -~ C Interest21 . - L A , C A A n t e l o p e V a l le y C o u r t h o u s e C Interest4.375% 11/1/10- ~22 . S a c ra m e n t o C A C i t y F i n g A u t C a p I m p t C Interest5.45% 6/1/19 -~23 . - CA State 5% - 12/1/16 -~ D Interest24 . - CA State 5% - 3/1/25 -~ D Interest25 . - CA State 5.125% - 6/1/31 -~ D Interest26 . - C A S t a te E c o n o m i c 5 % - 1 / 1 / 1 0 - ~ B Interest

27 . - CA State Economic 5.25% - 1/1/10 -~ B Interest28 . - V R C A S t a te E c o n o m i c 5 . 0 % - 7 / 1 / 2 3 - D Interest29 . - V R C A S t a te E c o n o m i c 3 .5 % - 7 / 1 / 2 3 - C Interest30 . o V R C A S t a te E c o n o m i c 5 . 0% - 7 / 1 / 2 3 - E Interest31 . - V R C A S t a te E c o n o m i c 5 . 0% - 7 / 1 / 2 3 - D Interest32 . - U S T r e a s u r y N o t e s 3 . 8 7 5 % 7 / 1 5 / 1 0 - ~ D Interest33 . - U S T r e a s u r y N o t e s 4 . 2 5 % - 1 / 1 5 / 1 1 - ~ C Interest34 . - U S T r e a s u r y N o t e s 4 . 5 % - 1 1 / 1 5 / 1 0 - ~ D Interest

LL

MM

NM

O

M

TT

TT

T

T

T

Matured 01/01/10 N

M atured 11/0 1 /10 LR e d e e m e d 06/01 /1 0 LR e d e e m e d 12/0 1 /10 M

Matured 01/01/10 K

Matured 01/01/10 L

Sold 0 7 1 0 1 / 1 0 MMatured 07/15/10 N

Matured 11/15110 N

I . I n c o m e G a in C o d e s : A =$1_000 or less B =$1.001 - $2,500(Se e C o lu m n s BI a n d 0 4 1 F =$50 .001 - $100,000 G =$1 00,001 - $1 .000.000

2. Value Codes J =$15,t900 or te ss K =$15.~ )01 - $50.000(See Columns C I and D31 N =$250.001 - $500.000 O =$500.001 - $1,000.000

P3 =$25.000,001 - $50.000.0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Esta te Only)(Se e C o lu m n C 2 1 U =Bo o k Va lu e V =O the r

C =$2.501 - $5,000 D =$5,001 - $15,000H 1 =$1.000.001 - $5 ,000,000 H2 =More than $5;000,000L =$50.001 - $ 100.000 M .--$100.001 - $250,000PI =$| ,000,00| - $5,000,000 P2 =$5,~)0,001 - $25,0~0,000P4 =More than $50,000.000S =As s e s s m e n t T = C a s h M a r k e tW =E s t im a ted

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t i n gPfaelzer, Mariana R.

D a t e o f R e p o r t6/22/2011

VII. INVESTM ENTS and TRUSTS - i .... e , value, tr .....tions (Includes those of spouse and dependent children; see pp. 3,1-60 of fillng instructions.)~ N O N E income, or transactions.)N o reportable assets,

35 .36 .37 .38 .39 .4 0.4 1 .42 .4 3.

44 .4 5 .4 6.4 7 .48 .4 9.50 .

51 .

- U S T r e a s u r y N o t e s 4 . 5 % - 2 / 2 8 / 1 1 - ~ C Interest M T-USTreasuryNotes 4 .125% - 8/15/10 --USTreasuryNotes 4.25%- 10/15/10 -- U S T r e a s u r y N o t e s 3 . 8 7 5 %- 9 / 1 5 / 1 0 --US Treasury Notes 3.625%1/15/10 -~

C Interest Ma tured 08/1 5 /1 0 L

D Interest M a tu red 1 0/1 5/1 0 M

E In te re s t M a tu red 09/1 5 /1 0 NC Interest Ma tured 01 /1 5 /1 0 M

-USTreasuryNotes 3.625% - 6/15/10 -- U S T reasu ry No tes 4 .625% - 8 /31 /1 1 -- U S T reasu ry No tes 4 .5% - 9 /30/1 1 -

B InterestD Interest ME Interest N

T

T

Matured 06/15/10

-USTreasuIyNotes 4.625%- 10/31/11 -

-US Treasury N otes 4 .875%- 7 /31 /11 --USTreasuryNotes 5.0%- 8/15/11 ~

D Interest N

D Interest NC Interest M

T

TT

- US Treasury Notes 4.875 % - 4/30/11 -- US Treasury Notes 4.875 % - 5 /31/11 - D- U S T reasu ry No tes 5 .1 25% - 6 /30/1 1 - D- US Treasury Notes 4.5% - 11/30/11 ~ C

Interest NInterest NInterest MInterest M

TTTT

- U S T reasu ry No tes 4 .625% - 1 2 /31 /1 1 - C- U S T r e a s u r y N o t e s 4 . 7 5 % - I /3 1 / 1 2 - ~ C

Interest MInterest M

TT

11 l ncome Gain Codes :(See Co lumns B I and IM)

2. Value Codes(Se e C o lu m n s C I a n d D3 )

3.Value Method Codes(Se e C o lu m n C 2 )

A =$1;000 or lessF =$50,001 o $100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q = A ppr a i sa lU =Bo o k Va lu e

= $ 1 , O O l o $ 2 i 5 o oG ~$100~001 - $1i000;000

=$1 5 ,0 0 1 - $5 0 ~0 0 0= $ 500,001 - $ 1 ; 000 ,000=Cost (Real Esta te Oniy)

O!h cr

C =$2,501 - $5,000 D =$5,001 - $15,000Hi =$1i000i001 ~ $5i0001000 H2 =M o re tha n $5 ;0 0 0 ,0 00L - -$50 ;0 0 , $ 0 0 i 0 0 0 M ~ $ !00i00i : $ 250; 000P i ~ $1 ; O 0 0; o O i ~ i 00 6 ;0 0 ~ : P 2- - 5 !0 0 0: 0 01 =$ 2 5; 00 0 ,0 0 0P4 =M0r~ iha, ss0,0001000S ~A~S~ssment T ~ caSh Marke tw =E s t im a tc d

E =$15,001- $50,000


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V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ...... tions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N ON E ( N o reportable income, assets, or transactions.)

A. B. C. D.Descript ion of Assets Incom e during G ross va lue at end Transac t ions during report ing per iod( including trust assets) reporting period of report ing per iod (5 )

Identity ofexempt f rom prior disc losure Co d e 1 d i v . . r e n t , C o d e 2 Method buy, se l l , mr rddd/yy : Code 2 Code 1 buyer / se l le r(A-H) or in t . ) : O-P) C ode 3 . r e d e m p t i o n ) O - P ) (A-H) (if private

( Q ~ W ) transaction/

52 .5 3.54 .5 5 .56 .57.58 .59 .60 .

61 .62 .63 .64 .

65 .66 .67 .68 .

- US Treasury Notes 1.75% - 11/15/11 -- US Treasury Note s 1 . 125% - 12/15/11 -- US Treasury Notes 0.875% - 3/31/11 -

- US Treasury Notes 1.1250% - 1/15/12

D Interest N TC Interest N TA Interest M TB Interest M T

- US Trea sury Note s 1 . 375% - 5115112 - C Interest N T B u y 01119/10 N~ ( add l )- U S T reasu ry No tes 1 .375% - 2 /1 5 /1 2 - C Interest N T Bu y 01/19/10 M~ (ad d l )- U S T r e a s u r y N o t e s 1 . 5 % - 7 / 1 5 / 1 2 - ~ B Interest M T Bu y 02/02 /1 0 M( add l )

D Interest M TUS Treasury Notes 4.75% - 3/31/11 -~- US Treasury Notes 4.75% - 5/31/12 ~ B Interest M T Bu y 05 /27/1 0 M

- US Tr easu r y N o t es 2 . 0 0 % - 1 1 /3 0 /1 3 - A Interes t M T B u y 09/24/10 M- US Tr easu r y N o t es 1 . 5 0 % - 1 2 /3 1 /1 3 - A Interes t M T B u y 10/20/10 M

- US Tr easu r y N o t es 1 . 8 75 % - 6 /1 5 /1 2 - C Interes t M T B u y 02/02/10 M

- US Treasury Notes 1.75% - 4/15/13~ N o n e M T B u y 12/13/10 M

- US Treasury Notes 1.375 % - 3/15 /13 -- US Treasury Notes 1.375% - 2/15/13 -- US Treasury Notes 1.375% - 5/15/13 -- US Treasury Notes 1.375% - 3/15/12 -

N o n e M T B uy 1 2/1 3/1 0 MN o n e M T Bu y 12/13/10 MN o n e M T Bu y 12/13/10 M

Interest M T Bu y 0 1 / 1 9 / 1 0 M

1. lncome Gain Codesl A ~ $ ii~ O ~ 6 t i~ S B --$ ,0 01 2 $2 ,S00 C =$2 ,5 0 1 - $5 ,0 0 0(See Co tunms B I and IM) F =$50;D01 = $100;000 : G = $ 1 0 0 ~ 0 0 1 . . $ 1 ; 0 0 0 ~ 0 0 0 H 1 =$ t ,000,001 - $5~000,000

2. Va lu e C o d es J =$15 ,000 or less K ~ $ 1 5 , 0 0 1 ~ $ 5 0 i 0 0 0 . .. . . L =$50;001 - $100,000(Se e C o lu m n s C I a n d D3 ) N =$250,001 -$5 00,000 O =$5 00,001 , $Ii000,000 PI =$i~ 0001001 -$5,000,000

P3 =$25,000,001 - $501000,000 P4 :More than $50,000,0003. Value Method Codes Q = A ppr a i sa l R --Cost (Real Esta te Only) S =AssesSment(Se e C o lu m n C 2 ) U =Bo o k Va lu e V = Oth er W =E s t im a ted

D =$5,00 t - $1 5,000H2 =More than $5~000;000M =$1 00,001 - $250,000P2 =$5,000,001 - $25,000,000T = C a s h M a r k et

E =$15.001 - $50,000


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VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (lndicate part of report.)V II . p ag e 4 , # 2 . D is tr ibu t io n f ro m # 1VII. page 4 , # 5 . Dis t r ibu t ion f rom # 4VII . page 8 , # 80. In ter es t f r om # 79VII . page 8 , # 81 . Dis t r ibu t ion f rom # 79


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Name of Person Report ingP f a e l z e r , M a r i a n a R .

Date of Repor t6/22/2011

IX . CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C , 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Mariana R. Pfaelzer

N O T E : A N Y I N DI VI DU A L W H O K N O W I N G L Y A N D W I LF U L LY F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

mariana r pfaelzer financial disclosure report for 2010

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