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On Lorentz violation in superluminal theories
Mikhail Kuznetsov
in collaboration with Sergey Sibiryakov
INR RAS & MIPT
Universite Libre de Bruxelles, September 2013
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Outline
Motivation: modified gravity theories
A toy model with superluminality
Instabilities and Lorentz violation
Pathologies in stress-energy tensor
Conclusions
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
Fierz–Pauli linearized massive gravity
S = M2pl
∫d4x
[L
(2)EH(hµν) +
α
4hµνh
µν +β
4(hµ
µ)2
]; gµν = ηµν + hµν
Fierz, Pauli, 1939
Ghost free only for α = −βvan Dam–Veltman–Zakharov discontinuity — GR is not restored as m→ 0
Non-linear effects allow to avoid discontinuity at small distancesVainshtein, 1972
On non-flat background Boulware–Deser ghost appearsBoulware, Deser, 1972
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
Fierz–Pauli linearized massive gravity
S = M2pl
∫d4x
[L
(2)EH(hµν) +
α
4hµνh
µν +β
4(hµ
µ)2
]; gµν = ηµν + hµν
Fierz, Pauli, 1939
Ghost free only for α = −βvan Dam–Veltman–Zakharov discontinuity — GR is not restored as m→ 0
Non-linear effects allow to avoid discontinuity at small distancesVainshtein, 1972
On non-flat background Boulware–Deser ghost appearsBoulware, Deser, 1972
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
Fierz–Pauli linearized massive gravity
S = M2pl
∫d4x
[L
(2)EH(hµν) +
α
4hµνh
µν +β
4(hµ
µ)2
]; gµν = ηµν + hµν
Fierz, Pauli, 1939
Ghost free only for α = −βvan Dam–Veltman–Zakharov discontinuity — GR is not restored as m→ 0
Non-linear effects allow to avoid discontinuity at small distancesVainshtein, 1972
On non-flat background Boulware–Deser ghost appearsBoulware, Deser, 1972
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
New covariant non-linear generalization of Fierz–Pauli theory
S = M2Pl
∫d4x√−g[R
2+ m2
g (L2 + α3L3 + α4L4)
];
Li = Li (δµν −
√gµρηab∂ρφa∂νφb)
de Rham, Gabadadze, 2010de Rham, Gabadadze, Tolley, 2010
Free of Boulware-Deser ghostsHassan, Rosen, 2011
Provides self-accelerated cosmological solutions, Λ = c(αi )m2g
Gumrukcuoglu, Lin, Mukohyama, 2011de Felice et al., 2013
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
New covariant non-linear generalization of Fierz–Pauli theory
S = M2Pl
∫d4x√−g[R
2+ m2
g (L2 + α3L3 + α4L4)
];
Li = Li (δµν −
√gµρηab∂ρφa∂νφb)
de Rham, Gabadadze, 2010de Rham, Gabadadze, Tolley, 2010
Free of Boulware-Deser ghostsHassan, Rosen, 2011
Provides self-accelerated cosmological solutions, Λ = c(αi )m2g
Gumrukcuoglu, Lin, Mukohyama, 2011de Felice et al., 2013
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
Decoupling limit of new massive gravity: MPl →∞ ;mg → 0 ;MPlm2g = const
⇓Galileon theory
S =
∫d4x
[1
2(∂µπ)2 − ∂2
µπ(∂µπ)2 + ...
]; ∂µπ → ∂µπ + cµ invariance
Nicolis, Rattazzi, Trincherini, 2009
Also as generalizations of Dvali–Gabadadze–Porrati model
Features
Ghost-free
Late time cosmic acceleration
Alternative to inflation (Galilean Genesis)Creminelli, Nicolis, Trincherini, 2010
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
Decoupling limit of new massive gravity: MPl →∞ ;mg → 0 ;MPlm2g = const
⇓Galileon theory
S =
∫d4x
[1
2(∂µπ)2 − ∂2
µπ(∂µπ)2 + ...
]; ∂µπ → ∂µπ + cµ invariance
Nicolis, Rattazzi, Trincherini, 2009
Also as generalizations of Dvali–Gabadadze–Porrati model
Features
Ghost-free
Late time cosmic acceleration
Alternative to inflation (Galilean Genesis)Creminelli, Nicolis, Trincherini, 2010
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: examples
Decoupling limit of new massive gravity: MPl →∞ ;mg → 0 ;MPlm2g = const
⇓Galileon theory
S =
∫d4x
[1
2(∂µπ)2 − ∂2
µπ(∂µπ)2 + ...
]; ∂µπ → ∂µπ + cµ invariance
Nicolis, Rattazzi, Trincherini, 2009
Also as generalizations of Dvali–Gabadadze–Porrati model
Features
Ghost-free
Late time cosmic acceleration
Alternative to inflation (Galilean Genesis)Creminelli, Nicolis, Trincherini, 2010
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: problems
One and the same feature of all these theories — presence of superluminalmodes
GalileonNicolis, Rattazzi, Trincherini, 2009
Massive GravityBurrage et al., 2011
Gruzinov, 2011de Rham, Gabadadze, Tolley, 2011
Superluminality itself looks not so bad...
⇓Possible problems with causality
⇓
Chronology protection conjecture — there are no closed timelike curves.Proven for some cases.
de Rham et al., 2011
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: problems
One and the same feature of all these theories — presence of superluminalmodes
GalileonNicolis, Rattazzi, Trincherini, 2009
Massive GravityBurrage et al., 2011
Gruzinov, 2011de Rham, Gabadadze, Tolley, 2011
Superluminality itself looks not so bad...
⇓Possible problems with causality
⇓
Chronology protection conjecture — there are no closed timelike curves.Proven for some cases.
de Rham et al., 2011
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: problems
More general problem — UV-completionAdams et al., 2006
Key moment: number of derivatives in self-coupling should be greater than 2.Take for example Galileon second term.
L = ∂µπ ∂µπ +
c
Λ4∂2µπ(∂νπ)2 + ... ; c < 0
Superluminality
Principal possibility to make closed timelike curves
Problems with Lorentz notion of causality
Scattering amplitudes do not satisfy S-matrix analyticity axioms
⇓
Superluminal effective theories could not be UV-completed to local QFT orunitary string theory!
What is the particular mechanism of Lorentz breaking?
Lets look for a physical difference between static and boosted classicalsolutions.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: problems
More general problem — UV-completionAdams et al., 2006
Key moment: number of derivatives in self-coupling should be greater than 2.Take for example Galileon second term.
L = ∂µπ ∂µπ +
c
Λ4∂2µπ(∂νπ)2 + ... ; c < 0
Superluminality
Principal possibility to make closed timelike curves
Problems with Lorentz notion of causality
Scattering amplitudes do not satisfy S-matrix analyticity axioms
⇓
Superluminal effective theories could not be UV-completed to local QFT orunitary string theory!
What is the particular mechanism of Lorentz breaking?
Lets look for a physical difference between static and boosted classicalsolutions.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: problems
More general problem — UV-completionAdams et al., 2006
Key moment: number of derivatives in self-coupling should be greater than 2.Take for example Galileon second term.
L = ∂µπ ∂µπ +
c
Λ4∂2µπ(∂νπ)2 + ... ; c < 0
Superluminality
Principal possibility to make closed timelike curves
Problems with Lorentz notion of causality
Scattering amplitudes do not satisfy S-matrix analyticity axioms
⇓
Superluminal effective theories could not be UV-completed to local QFT orunitary string theory!
What is the particular mechanism of Lorentz breaking?
Lets look for a physical difference between static and boosted classicalsolutions.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Modified gravity theories: problems
More general problem — UV-completionAdams et al., 2006
Key moment: number of derivatives in self-coupling should be greater than 2.Take for example Galileon second term.
L = ∂µπ ∂µπ +
c
Λ4∂2µπ(∂νπ)2 + ... ; c < 0
Superluminality
Principal possibility to make closed timelike curves
Problems with Lorentz notion of causality
Scattering amplitudes do not satisfy S-matrix analyticity axioms
⇓
Superluminal effective theories could not be UV-completed to local QFT orunitary string theory!
What is the particular mechanism of Lorentz breaking?
Lets look for a physical difference between static and boosted classicalsolutions.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Toy model
Toy-model in two dimensions.
S =
∫d2x
[1
2(∂µφ ∂
µφ)− m2
2φ2− 1
4Λ2(∂µφ ∂
µφ)2 + Mδ(x)φ
]
Consider classical perturbations on a background of a static solution. It isenough to consider e.o.m. without non-linear φ term.
φ′′ −m2φ = −Mδ(x) ⇒ φ =M
2me−m|x|
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Toy model
Toy-model in two dimensions.
S =
∫d2x
[1
2(∂µφ ∂
µφ)− m2
2φ2− 1
4Λ2(∂µφ ∂
µφ)2 + Mδ(x)φ
]Consider classical perturbations on a background of a static solution. It isenough to consider e.o.m. without non-linear φ term.
φ′′ −m2φ = −Mδ(x) ⇒ φ =M
2me−m|x|
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Superluminality
Consider quadratic action for classical perturbations φ = φ+ ξ.
Sξ =
∫d2x
[1
2Zµν∂µξ ∂νξ −
m2
2ξ2
];
Zµν =
(1 + M2
4Λ2 e−2m|x| 0
0 −1− 3M2
4Λ2 e−2m|x|
)
Dispersion relation
ω± = ±√−Z 11
Z 00k
⇓∣∣∣∣dωdk
∣∣∣∣ > 1
Group velocity of the excitations exceeds the speed of light.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Superluminality
Consider quadratic action for classical perturbations φ = φ+ ξ.
Sξ =
∫d2x
[1
2Zµν∂µξ ∂νξ −
m2
2ξ2
];
Zµν =
(1 + M2
4Λ2 e−2m|x| 0
0 −1− 3M2
4Λ2 e−2m|x|
)
Dispersion relation
ω± = ±√−Z 11
Z 00k
⇓∣∣∣∣dωdk
∣∣∣∣ > 1
Group velocity of the excitations exceeds the speed of light.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Classical stability
Looking for a classical instability
detZµν < 0 ⇒ the solution φ is classically stable.
In a boosted frame (x → γ|x + βt|)
Zµν =
(1− M2
4Λ2 γ2(3β2 − 1) e−2mγ|x+βt| M2
2Λ2 γ2β e−2mγ|x+βt|
M2
2Λ2 γ2β e−2mγ|x+βt| −1− M2
4Λ2 γ2(3− β2) e−2mγ|x+βt|
)
However, detZµν = const under Lorentz transformation.
⇓The solution φ is classically stable in any frame.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Classical stability
Looking for a classical instability
detZµν < 0 ⇒ the solution φ is classically stable.
In a boosted frame (x → γ|x + βt|)
Zµν =
(1− M2
4Λ2 γ2(3β2 − 1) e−2mγ|x+βt| M2
2Λ2 γ2β e−2mγ|x+βt|
M2
2Λ2 γ2β e−2mγ|x+βt| −1− M2
4Λ2 γ2(3− β2) e−2mγ|x+βt|
)
However, detZµν = const under Lorentz transformation.
⇓The solution φ is classically stable in any frame.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Looking for a quantum instability
Z 00 change its sign in a boosted frame ⇒ Ghosts appear!
Z 00 = 1− M2
4Λ2γ2(3β2 − 1) e−2mγ|x+βt| < 0
⇓Critical boost factor γ > Λ
√2
Memγ|x+βt|
⇓The trajectory of φ should be close to x = −βt
Looking for UV dynamics we can take m = 0 and regard boosted backgroundas a constant
Sξ =
∫d2x
[1
2Zµν∂µξ ∂νξ
]; Zµν =
(Z 00 Z 01
Z 01 Z 11
)= const
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Looking for a quantum instability
Z 00 change its sign in a boosted frame ⇒ Ghosts appear!
Z 00 = 1− M2
4Λ2γ2(3β2 − 1) e−2mγ|x+βt| < 0
⇓Critical boost factor γ > Λ
√2
Memγ|x+βt|
⇓The trajectory of φ should be close to x = −βt
Looking for UV dynamics we can take m = 0 and regard boosted backgroundas a constant
Sξ =
∫d2x
[1
2Zµν∂µξ ∂νξ
]; Zµν =
(Z 00 Z 01
Z 01 Z 11
)= const
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Looking for evolution of negative energy modes.
Add interaction with matter scalar field χ.
Sχ =
∫d2x
[1
2(∂µχ ∂
µχ)−m2
χ
2χ2 +
g
2ξχχ
]
Triples ξχχ created from vacuum as Z 00 < 0
Required hierarchy of parameters:
mχ < mγ � k � Λ ;
m� M ; gM
m� m2
χ
⇓Estimations for background decay rate and energy loss rate
Integral saturated in IR
dE
dt∼ Γ ∼ g 2
2πm2γ2.
m4χ
Λ2
Small, but non-zero quantity ⇒ Lorentz invariance is violated!
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Looking for evolution of negative energy modes.
Add interaction with matter scalar field χ.
Sχ =
∫d2x
[1
2(∂µχ ∂
µχ)−m2
χ
2χ2 +
g
2ξχχ
]Triples ξχχ created from vacuum as Z 00 < 0
Required hierarchy of parameters:
mχ < mγ � k � Λ ;
m� M ; gM
m� m2
χ
⇓Estimations for background decay rate and energy loss rate
Integral saturated in IR
dE
dt∼ Γ ∼ g 2
2πm2γ2.
m4χ
Λ2
Small, but non-zero quantity ⇒ Lorentz invariance is violated!
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Looking for evolution of negative energy modes.
Add interaction with matter scalar field χ.
Sχ =
∫d2x
[1
2(∂µχ ∂
µχ)−m2
χ
2χ2 +
g
2ξχχ
]Triples ξχχ created from vacuum as Z 00 < 0
Required hierarchy of parameters:
mχ < mγ � k � Λ ;
m� M ; gM
m� m2
χ
⇓Estimations for background decay rate and energy loss rate
Integral saturated in IR
dE
dt∼ Γ ∼ g 2
2πm2γ2.
m4χ
Λ2
Small, but non-zero quantity ⇒ Lorentz invariance is violated!
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Looking for evolution of negative energy modes.
Add interaction with matter scalar field χ.
Sχ =
∫d2x
[1
2(∂µχ ∂
µχ)−m2
χ
2χ2 +
g
2ξχχ
]Triples ξχχ created from vacuum as Z 00 < 0
Required hierarchy of parameters:
mχ < mγ � k � Λ ;
m� M ; gM
m� m2
χ
⇓Estimations for background decay rate and energy loss rate
Integral saturated in IR
dE
dt∼ Γ ∼ g 2
2πm2γ2.
m4χ
Λ2
Small, but non-zero quantity ⇒ Lorentz invariance is violated!
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Naive estimation for 4D
Sχ =
∫d2x
[1
2(∂µχ ∂
µχ)−m2
χ
2χ2 +
g ′
2ξ(∂µχ∂
µχ)
]This simulates coupling g′
2ξ2χ2 in 4D as it have the same dimensionality.
Estimation for background decay rateIntegral saturated in UV
Γ ∼ g ′2
8πΛ2
Estimation for energy loss rate
dE
dt∼ g ′
2
8π
Λ3
mγ.
This can be very high and probably could destroy the classical solution.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Quantum instability
Naive estimation for 4D
Sχ =
∫d2x
[1
2(∂µχ ∂
µχ)−m2
χ
2χ2 +
g ′
2ξ(∂µχ∂
µχ)
]This simulates coupling g′
2ξ2χ2 in 4D as it have the same dimensionality.
Estimation for background decay rateIntegral saturated in UV
Γ ∼ g ′2
8πΛ2
Estimation for energy loss rate
dE
dt∼ g ′
2
8π
Λ3
mγ.
This can be very high and probably could destroy the classical solution.
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Stress-energy tensor pathology
Expect some features of T φµν(ξ) as γ → γcritical
Below γcritical , Tφboosted
µν (ξ) = T φstatic
µν (ξ)
Looking for accelerated solution φ, (β = t/τ ' 1)
Zµν =
(1− t2/α2 −t2/α2
−t2/α2 −1− t2/α2
); α2 =
2Λ2(τ 2 − t2)
M2= const
After quantization of ξ on this “curved” background we get
〈T00〉 = −〈T11〉 =α2
α2 − t2
∞∫0
dkk
π
Indication for pathology as t → α, although renormalization of Tµν is needed
Work in progress...
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Stress-energy tensor pathology
Expect some features of T φµν(ξ) as γ → γcritical
Below γcritical , Tφboosted
µν (ξ) = T φstatic
µν (ξ)
Looking for accelerated solution φ, (β = t/τ ' 1)
Zµν =
(1− t2/α2 −t2/α2
−t2/α2 −1− t2/α2
); α2 =
2Λ2(τ 2 − t2)
M2= const
After quantization of ξ on this “curved” background we get
〈T00〉 = −〈T11〉 =α2
α2 − t2
∞∫0
dkk
π
Indication for pathology as t → α, although renormalization of Tµν is needed
Work in progress...
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Stress-energy tensor pathology
Expect some features of T φµν(ξ) as γ → γcritical
Below γcritical , Tφboosted
µν (ξ) = T φstatic
µν (ξ)
Looking for accelerated solution φ, (β = t/τ ' 1)
Zµν =
(1− t2/α2 −t2/α2
−t2/α2 −1− t2/α2
); α2 =
2Λ2(τ 2 − t2)
M2= const
After quantization of ξ on this “curved” background we get
〈T00〉 = −〈T11〉 =α2
α2 − t2
∞∫0
dkk
π
Indication for pathology as t → α, although renormalization of Tµν is needed
Work in progress...
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Conclusions & Discussion
Physical solution in the simple superluminal quantum field theory showsdifferent behavior in static and boosted frames. I.e. Lorentz invariance isbroken.
Theory is pathological and we don’t need to consider it.
As the theory is non-Lorentzian we need to complete a Lagrangian withother Lorentz-braking terms.
It is a spontaneous breaking of Lorentz invariance, so we need to consider aphase with a broken symmetry.
This analysis seem to be suitable for other theories that admitsuperluminal propagation on classical backgrounds.
Merci!
Mikhail Kuznetsov On Lorentz violation in superluminal theories
Conclusions & Discussion
Physical solution in the simple superluminal quantum field theory showsdifferent behavior in static and boosted frames. I.e. Lorentz invariance isbroken.
Theory is pathological and we don’t need to consider it.
As the theory is non-Lorentzian we need to complete a Lagrangian withother Lorentz-braking terms.
It is a spontaneous breaking of Lorentz invariance, so we need to consider aphase with a broken symmetry.
This analysis seem to be suitable for other theories that admitsuperluminal propagation on classical backgrounds.
Merci!
Mikhail Kuznetsov On Lorentz violation in superluminal theories