pcb risk reduction
TRANSCRIPT
Use of Food Chain Models and Ecological
Risk Reduction Curves to Develop and
Apply Wetland Sediment Cleanup Goals
Phillip M. Rury and David J. Turton
Arthur D. Little, Inc., Cambridge, MA
Susan C. Svirsky, USEPA, Boston, MA
Kenneth Munney, USFWS, Concord, NH
Presentations to SETAC, November 1998
Site Historical Background and Ecological Overview
Superfund Site: New Hampshire Drum
Reconditioning Facility
Polychlorinated biphenyl (PCB), pesticide,
chromium, and lead contamination in adjacent, 60
acre Red Maple swamp with hummock terrain and
dense shrub layer
Wetland Soil PCB Cleanup Goal of 1 mg/kg set in
ROD without full spatial extent mapping or ERA
Total PCBs mapped and ERA done to justify and
guide remediation with minimal wetland destruction
Preliminary Wetland Contamination Assessment
Methods of Ecological Risk-based Remedial Design
Grid Sampling and GIS to Map PCB Contamination
Probabilistic Methods (Monte Carlo) to Validate
and Calibrate Deterministic Food Chain Exposure
Models for Mink and American Woodcock
Calibrate Woodcock and Shrew Models with Site-
specific Earthworm Contaminant Uptake Factors
Deterministic Models to Calculate Cleanup Goals
for Mink, Woodcock, and Short-tailed Shrew
Set Total PCB Action Levels and Cleanup Goals
with Deterministic Models and Risk Reduction
Curves for Spatially-weighted PCB Concentrations
Evaluate Spatial Co-location of PCBs et al. COCs
to Affirm Prediction of Total Risk Reduction Based
on Attainment of Total PCB Cleanup Goals
Distribution of PCBs in Red Maple
Swamp
Calculation of Baseline Weighted Average PCB Concentrations (ppm)
Contour Sector Area (Sq.Ft.) Area (acres) % of Total Unweighted Mean Weighted Mean
ND - 1 ppm 201,782 4.6 24% 0.41 0.0979
1-10 ppm 430,220 9.9 51% 3.62 1.8472
10-20 ppm 127,400 2.9 15% 13.99 2.1164
20-50 ppm 76,146 1.7 9% 29.58 2.6750
50-300 ppm 6,419 0.1 1% 85.58 0.6525
Total Area (ft2) 841,967 19.3 100%
26.63 1.48 PCB Concentrations
Realistic Wetland Exposure: Spatially-weighted Total
PCB Concentration is 6% of the Unweighted Mean
Sector-specific Weighted Total PCB Concentrations
Used to Predict Risk Reduction for PCB Action Levels
Influence of Sample Size and Averaging Method on PCB
Deterministic Risk: 100% Wetland Foraging Scenario
Analyte/Species
Total PCBs (mg/kg)
Mink HQ
Amer. Woodcock HQ
Short-tailed Shrew HQ
5 Samples
81.0
179.0
162.0
223.2
142 Samples
14.7
32.5
29
40.5
142 Samples
1.4
3.1
3
3.9
Spatially Unweighted
Averaging Method and Hazard Quotients
Spatially-weighted
Exposure Assessment
Hazard Indices for Ecological Receptors and Exposure Scenarios
Mink
Deterministic Exposure Models
NA
3
664
Total PCB HIs
Unweighted O&G Site Average
Spatially Weighted O&G Site Average
Maximum Detected at O&G Site (SD-07)
100% Wetland
Probabilistic Exposure Models (Monte Carlo)
11
NA
NA
90% Probability
70
NA
NA
10% Probability
0.7
10.0
Total Pesticide HIs
Unweighted O&G Site Average
Maximum Detected at O&G Site (SD-E1)
1.7
NA
6
NA
28
94
Inorganic HIs
Unweighted O&G Site Average
Maximum Detected at O&G Site
16
NA
55
NA
NA
32
768
TOTAL RISK (HIs):
O&G SITE WETLAND:
Unweighted O&G Site Average
Partially Weighted O&G Site Average
Maximum Detected at O&G
NA
34
NA
NA
120
NA
Chemicals of Concern, Concentration Terms & Hazard
Indices (HIs)
Summary: Deterministic and Probabilistic Risks for Mink
Monte Carlo Analysis: TRVs Held Constant
0.0
0.2
0.4
0.6
0.8
1.0
14 28 43 57 71 86 100
114
128
143
157
171
186
200
214
229
243
257
271
286
300
Pro
bab
ilit
y o
f V
alu
e >
= t
o
Haza
rd I
nd
ex
Hazard Index (HI)
Average Deterministic HI = 32 for
100% Wetland Foraging
Maximum
Deterministic
HI = 768
for 100%
Wetland
(off chart)
Probability Distribution of Total Hazard Index for Mink
Hazard Indices for Ecological Receptors and Exposure Scenarios
American Woodcock
Deterministic Exposure Models
NA
3
600
Total PCB HIs
Unweighted O&G Site Average
Spatially Weighted O&G Site Average
Maximum Detected at O&G Site (SD-07)
100% Wetland
Probabilistic Exposure Models (Monte Carlo)
90% Probability 10% Probability
2
26
Total Pesticide HIs
Unweighted O&G Site Average
Maximum Detected at O&G Site (SD-E1)
1,260
4,010
Inorganic HIs
Unweighted O&G Site Average
Maximum Detected at O&G Site
NA
1,265
4,636
TOTAL RISK (HIs):
O&G SITE WETLAND:
Unweighted O&G Site Average
Partially Weighted O&G Site Average
Maximum Detected at O&G
Chemicals of Concern, Concentration Terms & Hazard
Indices (HIs)
3
NA
NA
0.4
NA
252
NA
NA
259
NA
41
NA
NA
3
NA
1234
NA
NA
1,268
NA
Summary of Deterministic and Probabilistic Risks: Woodcock
Monte Carlo Analysis: TRVs Held Constant
0.0
0.2
0.4
0.6
0.8
1.0
36 134
232
331
429
527
625
723
822
920
1,01
8
1,11
6
1,21
4
1,31
3
1,41
1
1,50
9
1,60
7
1,70
5
1,80
4
1,90
2
2,00
0
Pro
bab
ilit
y o
f V
alu
e >
= t
o H
aza
rd I
nd
ex
Hazard Index (HI)
Average Deterministic
HI = 1,265 for for 100%
Foraging in Wetland
Maximum
Deterministic
HI = 4,636 for for
100% Foraging in
Wetland
(off chart)
Average Deterministic
HI = 433 for 35%
Foraging in Wetland
Probability Distribution of Total Hazard Index for Woodcock
Risks to Invertebrates & Wildlife Warranted Remediation
Average and maximum risks are highest for sediment
invertebrates, but also are significant for the American
woodcock, mink, and short-tailed shrew
Site risks for all COCs/receptors significantly exceed
those of the reference wetland
PCBs Co-located with Pesticides, Lead & Chromium
Based on a linear regression, it is highly likely that all
COCs are co-located:
Pesticides versus Total PCBs: r2 = 0.92
Chromium versus Total PCBs: r2 = 0.97
Lead versus Total PCBs: r2 = 0.92
Corresponding
Hazard Quotients
for Chemicals of
Concern
Short-tailed
Shrew Mink
American
Woodcock
Reference
Wetland
Based on HQ = 10 Soil Conc. Soil Conc. Soil Conc. Soil Conc.
Total PCBs 3.63 4.51 5 0.07
Total Pesticides 0.11 7.3 2.77 0.018
Chromium 104 115.9 5 10.1
Lead 228 790.1 8 54.8
Based on HQ = 1 Soil Conc. Soil Conc. Soil Conc. Soil Conc.
Total PCBs 0.36 0.45 0.5 0.07
Total Pesticides 0.011 0.73 0.277 0.018
Chromium 10.4 11.59 0.5 10.1
Lead 22.8 79.01 0.8 54.8
Species-specific Cleanup Goals
Short-tailed Shrew, Mink, & American Woodcock Soil
Cleanup Goals (mg/Kg) : 100% Wetland Foraging
Cleanup Goals: Higher of Lowest Species-specific or Mean Background
Wildlife Risk Reduction Curves: Evaluated 3 Total
PCB Cleanup Scenarios for Mink, Shrew & Woodcock
Given the difficulties of forested wetland
remediation, realistic exposure parameters were used
to calculate residual PCB risks that might remain after
focused remediation
Since PCBs and other COCs are Co-Located, Used
Spatially-weighted Mean PCB Concentrations
3 Action/Attainment Levels Used to Target
Removals and Calculate Post-removal Total PCB
Residual Risk: 1 mg/kg, 3.63 mg/kg, and 10 mg/kg
Figure 2. Ottati & Goss Risk Reduction Curves: Mink, Woodcock and Short-tailed Shrew
Deterministic Scenario of 100 Percent Foraging in the Site-Affected Wetland:
Total PCB HQ vs. Acres of Wetland Soils Remediated to Total PCBs of 1 mg/kg
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
0 2 4 6 8 10 12 14 16
Acres of Wetland Soils/Sediments Remediated to Total PCBs of 1 mg/kg
Ha
za
rd Q
uo
tie
nt
for
a S
pa
tia
lly-w
eig
hte
d A
ve
rag
e T
ota
l P
CB
Co
nce
ntr
ati
on
Mink Hazard Quotient
Woodcock Hazard Quotient
Shrew Hazard Quotient
Acreage with a
Total PCB
concentration >
10 mg/kg
Additonal 10
Acres with a
Total PCB
concentration >
1 mg/kg
4.7
Acres 14.6
Acres
PCB Risk vs. Acres Remediated to 1 ppm Total PCBs
Figure 3. Ottati & Goss Risk Reduction Curves: Mink, Woodcock, and Short-tailed Shrew
Deterministic Scenario of 100 Percent Foraging in the Site-Affected Wetland:
Percentage Reduction of Total PCB Risk vs. Acres Remediated to Total PCBs of 1 mg/kg
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
0 2 4 6 8 10 12 14 16
Acres of Wetland Soils/Sediments Remediated to Total PCBs of 1 mg/kg
Pe
rce
nta
ge
of
Ris
k R
ed
uce
d f
or
a S
pa
tia
lly-w
eig
hte
d
Ave
rag
e T
ota
l P
CB
Co
nce
ntr
ati
on
Woodcock Risk Reduction
Shrew Risk Reduction
Mink Risk Reduction
Acreage with a Total
PCB concentration >
10 mg/kg
Additonal 10 Acres
with a Total PCB
concentration > than 1
mg/kg
4.82
Acres 14.7
Acres
Percentage PCB Risk Reduction: Remediated to 1 ppm
Figure 4. Ottati & Goss Risk Reduction Curves: Mink, Woodcock and Short-tailed Shrew
Total PCB HQ vs. Acres of Wetland Soils Remediated to Total PCBs of 3.63 mg/kg
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
0 1 2 3 4 5 6
Acres of Wetland Soils/Sediments Remediated to Total PCBs of 3.63 mg/kg
Ha
za
rd Q
uo
tie
nt
for
a S
pa
tia
lly-w
eig
hte
d A
ve
rag
e T
ota
l P
CB
Co
nce
ntr
ati
on
Mink Hazard Quotient
Shrew Hazard Quotient
Woodcock Hazard Quotient
PCB Risk vs. Acres Remediated to 3.63 ppm Total PCBs
Figure 5. Ottati & Goss Risk Reduction Curves: Mink, Woodcock, and Short-tailed Shrew
Percentage Reduction of Total PCB Risk vs. Acres Remediated to Total PCBs of 3.63 mg/kg
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0 1 2 3 4 5 6
Acres of Wetland Soils/Sediments Remediated to Total PCBs of 3.63 mg/kg
Pe
rce
nta
ge
of
Ris
k R
ed
uce
d f
or
a S
pa
tia
lly-w
eig
hte
d A
ve
rag
e
To
tal
PC
B C
on
ce
ntr
ati
on
Mink Risk Reduction
Shrew Risk Reduction
Woodcock Risk Reduction
Percentage PCB Risk Reduction: Remediated to 3.63 ppm
Figure 6. Ottati & Goss Risk Reduction Curves: Mink, Woodcock and Short-tailed Shrew
Total PCB HQ vs. Acres of Wetland Soils Remediated to Total PCBs of 10 mg/kg
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
0 1 2 3 4 5 6
Acres of Wetland Soils/Sediments Remediated to Total PCBs of 10 mg/kg
Ha
za
rd Q
uo
tie
nt
for
a S
pa
tia
lly-w
eig
hte
d A
ve
rag
e T
ota
l P
CB
Co
nce
ntr
ati
on
Mink Hazard Quotient
Shrew Hazard Quotient
Woodcock Hazard Quotient
PCB Risk vs. Acres Remediated to 10 ppm Total PCBs
Figure 7. Ottati & Goss Risk Reduction Curves: Mink, Woodcock, and Short-tailed Shrew
Percentage Reduction of Total PCB Risk vs. Acres Remediated to Total PCBs of 10 mg/kg
0
0.05
0.1
0.15
0.2
0.25
0.3
0.35
0.4
0.45
0 1 2 3 4 5 6
Acres of Wetland Soils/Sediments Remediated to Total PCBs of 10 mg/kg
Pe
rce
nta
ge
of
Ris
k R
ed
uce
d f
or
a S
pa
tia
lly-w
eig
hte
d A
ve
rag
e
To
tal
PC
B C
on
ce
ntr
ati
on
Mink Risk Reduction
Shrew Risk Reduction
Woodcock Risk Reduction
Percentage PCB Risk Reduction: Remediated to 10 ppm
Conclusions - Baseline Ecological Risks
• Incremental risks to benthic and wildlife species
relative to background, warrant remedial action
• Spatially weighted averaging provides a more realistic
concentration term for mink and woodcock
• Unweighted average COC concentrations are more
appropriate for sediment biota and the shrew
• There was good agreement of risks estimated by
deterministic vs. probabilistic approaches
Baseline Ecological Risk Conclusions (cont.)
• In terms of probability the deterministic food chain
model underestimated the average risk and
overestimated the maximum risk to the mink
• A 70% probability was found that risk to the
woodcocks would equal/exceed average deterministic
risk (HI = 433) from foraging 35% in the Wetland
• 90% probability that average mink risk will exceed the
deterministic risk from mink foraging 100% in
Wetland
Baseline Ecological Risk Conclusions (cont.)
• Deterministic models were defensible for calculating
cleanup goals for all 3 species, because:
– Cleanup goals for Total PCBs ranged from 3.6 to 5
mg/kg among the species
– The 5 mg/kg Total PCB cleanup goals for the
American woodcock was 90% protective
– They were based on 100% foraging in the Wetland
(conservative)
• There is only a 10% probability that the Total Site HI
for the woodcock would exceed the deterministic HI
for 100% foraging in the Wetland (HI = 1,265)
Results and Conclusions - Remedial Design
Remediating Areas with a Total PCB Concentration
> 10 mg/kg and Cleanup to a Post-removal, Residual
Level of 1 mg/kg Adequately Protects All 3 Indicator
Species
70% of the Total PCB Risk to All 3 Indicator
Species can be Eliminated by Remediating 25% of the
Wetland (i.e., the most contaminated 4.7 acres)
EPA Raised tPCB Action Level for Sediments
EPA issued an Explanation of Significant Differences
(ESD) in 1999, increasing the area of wetland to be
remediated but raising the sediment cleanup goal
Probablistic (Monte Carlo) risk analyses assured 90%
confidence in deterministic models and risk reduction
ESD Raised the Action Level to 10 ppm Total PCBs
The most contaminated 5 acres will be remediated
Army Corps of Engineers will Remediate to 1 ppm
Risks to all 3 species will be reduced 70% or more
Wetland to be replanted using quantitative baseline
floristic analysis performed in 1998
UPF
UPFUMF
RMS
RMS
SS
UMF
EM
CP
RMS
RMS
UFUMF
RMS
60 acre Wetland
between source area
and Country Pond:
• red maple swamp
• broad-leafed deciduous
scrub/shrub-buttonbush
and speckled alder
• a persistent emergent
wetland.
Emergent Marsh = EM
Country Pond = CP
Re-Colonizing Species = RCS/UF Intermixed in Upland Field (Gravel Pit)
Red Maple Swamp = RMS
Shrub Swamp = SS
Upland Field = UF
Upland Mixed Forest = UMF
Upland Pine Forest = UPF
Key: Vegetative Cover Types
Wetland Characteristics
Total PCBs range from ND to 300 ppm in the 20 acres sampled
Uncertainties and Limitations of Risk Analysis 100% Wetland Foraging and Spatially-weighted Mean
Total PCB Concentration of 1.47 mg/kg is Most Realistic
for Mink and Woodcock
Smaller (0.5 acre) Foraging Range May Put Some
Individual Shrews at Post-Cleanup Risk in Hot Spots with
Residual Total PCBs > 3.63 mg/kg
Risk Reduction Curves Predict Only the Residual Total
PCB Risks; Some Additional Risk may Remain from
Pesticides, Lead, and Chromium
Risk Reduction Estimates Cautiously Assume Residual
Total PCB Levels No Lower than 1 mg/kg, but Even Lower
Residual Levels are Conceivable
Presumed Co-location of PCBs with Other COCs is
Based on 5 Samples from a Limited Area, for which
Complete COC Data were Available