political polarization paper
TRANSCRIPT
Jared O’Connor
Prof. Hopkins
Political Science
4 April 2015
Challenging Converse
The most accurate way to classify the modern American Government is as a federal
republic. Under this system, voters elect officials to represent their interests in the day to day
operations of the government and therefore voters are the most fundamental aspect of our
governmental system. Because the desires of the people are translated through the election of
representatives, the ability of voters to ensure their desires are accurately represented through
their vote is the most essential component of American politics. An electorate that is unable to
reconcile their political desires with their vote has serious, negative implications for a
representative form of government. Unfortunately, it is commonly held that Americans do not
hold coherent, consistent political beliefs or have a clear understanding of what ideology is
(Converse). In his work “The Nature of Belief Systems in Mass Publics”, Philip E. Converse
maintains that not only does the public fail to reflect the ideology of the elites, but also that most
people do not have an underlying belief structure and instead have an assortment of random
opinions. Converse believes that inconsistent answers to open ended political questions indicate
no true belief structure. While Converse’s theory is still widely applicable, a growing portion of
the electorate is developing coherent ideologies, or belief systems, as a result of prolonged elite
polarization. Converse’s theory is in danger of becoming increasingly archaic as the electorate
begins to exhibit more coherent political beliefs.
In recent years our political system has been defined by extreme polarization as the two
major parties continuously shift to opposite ends of the ideological spectrum. Not only has the
intensity of polarization increased in recent years but the scope of polarizing issues also
continues to expand. Polarization is no longer constrained to extremely salient issues and almost
every current political issue produces partisan polarization. Political elites initiated the recent
polarization and as a result, polarization has now permeated into the general electorate.
The trend of increasing polarization between the two major parties can be attributed to
the polarization of political elites. Before discussing polarization in relation to political elites, the
term political elite must be defined. Political elites are individuals who have influence on and
participate in forming the ideological platforms for the two major parties. In layman’s terms,
political elites can be reduced to public officials, which citizens elect to represent them. These
political elites are instrumental in providing cues to the mass electorate in order to help navigate
a complex political world. (Zaller) One of the most effective ways to measure polarization, at the
elite level, is to evaluate Congressional voting records. Evaluation of voting records indicates
that polarization among elites is both usually high and likely to continue in the future. (Hare,
Poole, Rosenthal)
In their work “Polarization in Congress has risen sharply. Where is it going next?”
Christopher Hair, Keith Poole, and Howard Rosenthal evaluate Congressional polarization and
whether future polarization is probable. In order to evaluate polarization between the two major
parties, each member of Congress is given a DW-NOMINATE score. DW-NOMINATE scores
“measure legislators’ liberal-conservative positions using their roll call voting records” (Hare,
Poole, Rosenthal), and in total can be used to measure polarization between the two parties over
time. Evaluation of DW-NOMINATE scores from 1879 to 2013 allows for the evaluation of
current polarization in a greater context. Party elites began to polarize in the 1970’s, after a
period of depolarization, and have continued to polarize reaching record highs in 2013. (Hare,
Poole, Rosenthal) Additional methods of measuring polarization also indicate that the parties
have moved toward ideological extremes as moderates have disappeared in both parties. An
additional method to measure polarization used by Hare, Poole, and Rosenthal “is to show the
distribution of Democratic and Republican legislators on the liberal-conservative dimension
across multiple years.” By using this method to compare the 97th Congress, from 1981-1983, to
the 113th Congress, from 2013 to 2015, we can examine polarization in Congress over time. The
results of this examination are similar to the results of measuring voting records. There is a
virtual elimination of ideological moderates in the polarized 113th Congress. Additionally, this
data shows a dramatic shift to the right by Republican’s in the 113th Congress compared to the
97th Congress. It is clear that polarization among political elites has not only become a regular
trend in recent years but also the extent of the polarization is extreme.
In concurrence with political elites, the general electorate has experienced similar
polarization. In their report entitled “Political Polarization in the American Public” the Pew
Research Center examines the effects of electorate polarization on various aspects of life.
Through various surveys and analytical tools the Pew Research Center was able to conclude that
“Republicans and Democrats are more divided along ideological lines – and partisan antipathy is
deeper and more extensive – than at any point in the last two decades.” This research validates
claims made my many political scholars that the modern electorate is characterized by intense
polarization.
While voting records can be used to measure elite level polarization, measuring
polarization in the mass public requires different means. An additional way to view polarization
is to examine the status of ideological overlap among the two parties at any given time. Overlap
between parties signifies the extent to which each party is similar in regard to any given issue.
Times of low polarization are characterized by significant ideological overlap and the existence
of many moderate beliefs. In the past decade the electorate has experienced a dramatic decrease
in the overlap between parties, as a result of a general partisan shift toward ideological extremes.
(Pew Research Center) As party elites push both parties toward opposite ends of the ideological
spectrum, the amount of overlap in party ideology is greatly reduced. “Today, 92% of
Republicans are to the right of the median Democrat, and 94% of Democrats are to the left of the
median Republican.” (Pew Research Center) In the contemporary electorate, virtually all
Republicans are more conservative than the median Democrat, and virtually all Democrats are
more liberal than the median Republican. This signifies an essential disappearance of party
overlap and drastic reduction of moderates in each party. Just ten years ago, there was
significantly more ideological overlap and the median Republican and Democrat remained
significantly closer on the ideological scale.(Pew Research Center) By charting the responses to
ten political value questions over the last twenty years the Pew Research Center is able to chart
the progression of ideological thinking among voters over time. From 2004 to 2014 the percent
of the electorate who held a mix of conservative and liberal views declined from 49% to 39%
(Pew Research Center) This provides additional evidence for polarization in the mass public as
the 10% decrease of mixed partisan views represents the polarization of previously moderate
voters to ideological extremes and more partisan consistency. It is obvious that within the last ten
years the electorate has become more sharply ideologically divided than the past. If this trend of
polarization continues in the future the ramifications on the American political system could be
severe.
Elite level polarization has occurred at various times throughout American history. The
modern elite polarization began in the 1970’s and has continued to intensify. Elite level
polarization extends to nearly every political issue in our modern society. Polarization, at the
elite level, occurred prior to widespread polarization among the mass public. In recent years,
however, the public has continued to polarize in conjunction with the elites and the mass public
is beginning to represent the extreme polarization modeled at the elite level. While this could be
mere casual correlation, an increasing amount of evidence suggests that the general electorate
polarized with the emergence of increasingly coherent political ideology, as a result of elite level
polarization. Had elite level polarization not occurred, it would be highly unlikely that the
modern electorate would be in a state of intense polarization.
The American electorate has long been a subject of controversy among political scholars
and pundits. Participation, polarization, and voter knowledge are among the most discussed
topics by political scholars today. While the polarization of the American electorate is a widely
debated topic, most debates occur in regards to the extent of the polarization or its ramifications.
Most political pundits accept the basic assertion that our current electorate has become
increasingly polarized in recent decades. Voter knowledge is another interrelated and hotly
debated topic in political science. Some scholars present the American voter as uninformed and
uninterested in politics while others believe the American electorate is more politically aware
than commonly thought. The way voter’s receive and process political information is a widely
researched topic among political scholars. One of the most influential works in the area of study
was conducted by the renowned political scholar, John Zaller, in his “The Nature and Origins of
Mass Opinion (1992)”. In the extremely influential work Zaller’s general assertion is that voter’s
rely on the political elite to make sense of a complex political world. (Zaller) Zaller’s theory on
the formation of voter opinion is vital when considering the potential ramifications of the current
level of extreme elite polarization. Zaller’s theory of mass opinion can be extrapolated to support
the assertion that an increase in the ideological consistency of voter’s, in recent years, can be
attributed to the environment of intense elite polarization.
In “The Nature and Origins of Mass Opinion” Zaller presents the average voter as lacking
a single preference and hosting a series of conflicting views on any given issue. Zaller asserts
that voters rely on elite level cues for guidance in a complex political world. Differences in
ideological consistency stem from the ability of voters to accurately receive elite level cues. The
most politically knowledgeable and involved portions of the electorate are able to accurately
receive elite level cues and therefore exhibit steadily consistent political ideologies. The large
majority of the electorate, however, lacks the ability to accurately receive elite level cues and
exhibits largely inconsistent views. Zaller’s assertion is based on his Receive-Accept-Sample
(RAS) model of political cognition. According to this model opinion statements “are the
outcome of a process in which people receive new information, decide whether to accept it, and
then sample from their store of considerations at the moment answering questions”. (Markus,
634) In forming political opinions, voters sample considerations which exist from previously
receiving and accepting political information and use these considerations to dynamically form
their opinions when prompted. Under the RAS model, opinions are formed in response to
political questions and are not motivated by previous, coherent preferences. The implications of
highly polarized elite are evident when considering this model. Levels of extreme elite
polarizations have tremendous impacts in the formation of political opinions when considering
the RAS model. Both the way voters receive and accept political information changes in a highly
polarized environment could result in changes in the electorate. As a result of elite level
polarization, the cue taking process among the electorate has been altered to produce
increasingly ideologically consistent voters, which challenges Converse’s theory of voters
lacking ideological consistency.
In his “Clearer Cues, More Consistent Voters: A Benefit of Elite Polarization” Mathew
Levendusky examines the impact of elite level polarization on the modern electorate. Levendusly
utilizes an original experiment to establish “a small but significant causal link between elite
polarization and voter consistency.” (Abstract) This assertion supports the claim that
polarization, dictated at the elite level, has resulted in a general increase in the number of voters
that exhibit a consistent ideology.
Intense polarization at the elite level “impacts the cue-taking process because it changes
the clarity of the cues elites send to voters in two ways: it increases the ideological distance
between the parties, and it also increases the ideological homogeneity within each party.”
(Levendusky 4) Contrary to most scholarly work on political polarization, Levendusky is
identifying a benefit of polarization in the form of voter consistency. Levendusky asserts that
polarization actually benefits the average voter, via the cue taking process, by first increasing the
ideological distance between the parties and prompting parties to adopt more uniform positions
on issues. Zaller’s Receive-Accept-Sample model of political cognition serves to further the
theory that elite polarization could result in ideological changes at the mass level. According to
Levendusky, one of the positive results of elite polarization is that the parties become further
separated in regards to ideology. This has significant implications on the receiving aspect of
Zaller’s RAS model. It is well known among political pundits that voters tend to consume
political information that reinforces their political beliefs; political information can be viewed as
elite level messages being presented through the use of media. Partisan media has existed in
various forms throughout history but has reached an unprecedented status within the last two
decades. As voters consume political cues from increasingly polarized elites, they are receiving
only highly polarized, consistent cues. As a result of internalizing extremely polarized elite level
cues, the electorate has mimicked the elite but moving away from the center of the ideological
spectrum. The Pew Research Center’s data, referenced earlier in this paper, supports this claim
by demonstrating a dramatic reduction in voters holding moderate views in both parties. There is
virtually no overlap between parties on the ideological scale as almost every Democrat is more
liberal than the median conservative and vice versa. In addition to increasing the ideological
distance between the parties, Levendusky also maintains that polarization has also increased “the
ideological homogeneity within each party.” This has obvious ramifications for the second step
of Zaller’s RAS model, which entails choosing to accept or reject new political information.
Voters tend to accept political knowledge that is consistent with their previously held “beliefs”.
As a result of elite level polarization, the parties have been demonstrating more uniform political
messages, which voters interact with as cues. As the parties offer more uniformly consistent cues
to voters, as a result of polarization, the electorate will begin to mimic political elites and adopt
more consistent political beliefs. The Pew Research Center provides data to validate these
claims. Not only have voters echoed elite polarization moving to the extremes of the ideological
spectrum, but the number of voter’s exhibiting consistent ideologies has also dramatically
increased, in recent years. Data from the Pew Research Center’s “Growing Minority Holds
Consistent Ideological Views” graphic indicates that “Over the past twenty years, the number of
Americans in the “tails” of this ideological distribution has doubled from 10% to 21%.” In other
words, the percentage of voters who exhibit a consistent political ideology, as measured in
response to ten research questions, has more than doubled from 1994 to 2014. This data provides
strong evidence correlating the polarization of political elites with a statistically dramatic
increase in the number of voter’s exhibiting consistent ideologies. While critics could dismiss
this data as showing nothing more than mere correlation, and in no way establishing a concrete
connection between elite polarization and an increase voter consistency, Levendusky designed an
original experiment to validate his claims.
Proving more than a correlational relationship between polarization at the elite level and
an increase in voter consistency can be difficult. By only evaluating over-time data is it
impossible to correctly attribute any increase in voter consistency to elite level polarization, and
not some other, unaccounted for variable. To prove a cause-and-effect relationship between elite
level polarization and an increase in voter consistency requires the use of an experiment which
can control for other variables and isolate elite level polarization, to observe its effects on voter
consistency. In his experiment, Levendusky seeks to manipulate the cue taking process of the
experiment groups and compare his findings across groups. He says “If I can manipulate these
perceptions, and this in turn changes their level of consistency, then this will provide me with
cause-and-effect evidence that elite polarization increases voter consistency. (6) The experiment
is designed with subjects divided into three different condition groups and subjects are asked for
their opinions on a series of policy issues. Each subject in all three conditions is given a small,
uniform paragraph providing basic information in relation to the policy they are offering
opinions on. The control group, or control condition, is given no other information other than the
small paragraph before being asked for their opinions. The two experiment groups are given a
chart, (Figure 1) allegedly from a scientific study of Congress by a government agency, showing
the distribution of support or opposition of unnamed members of Congress on the issue.
Levendusky makes the assumption that members of Congress represent the positions of the
national parties, on the issues being tested, which is a tactic used by previous political scholars.
The two experiment groups were given a chart indicating distribution of Congress members that
strongly favor, favor, neither favor nor oppose, oppose, and strongly oppose. The only
identification given about the members of Congress is which party they belong to. One of the
experiment groups was given a chart representing polarized elite, symbolic of Congressmen of
the 1990s and 2000s. This chart featured elites that were heavily polarized towards the end of the
ideological spectrum with most Congress members either strongly supporting or strongly
opposing the policy. Consistent with the modern polarization of Congress this chart shows
partisan consistency on the policy and heavy partisan polarization. By contrast the other
experiment group was given a chart representing a moderate elite, reminiscent of the 1960’s and
70s. This chart features the majority of Congressmen in the ideological middle, suggesting
overlap between the parties, and even some party members voting across party lines. The only
difference between the two charts is the degree of polarization among the political elite, or
Congress members. Importantly, Levendusky notes “One important aspect to note about these
manipulations is that they are purposefully designed to be rather weak” (8) Levendusky
intentionally makes the manipulations weak to avoid skewing his findings as a result of
unrealistically strong manipulation of the experiment groups. The intentionally weak
manipulation of the experiment groups has an important implication; due to the weak cues given
to the experiment group, voters across all three conditions should only exhibit small, group level
differences. Levendusky addresses this saying “the setup in my experiments makes it likely
(though not certain) that any real-world effects will be larger than those I detect here.” (8)
The first assertion Levendusky seeks to prove is that elite polarization causes an increase
in cue taking among voters. For this to occur, Levendusky’s results must show that subject in the
polarized elite condition, indicated by the chart they were given, should follow their parties cues
to a greater extent than the other two conditions. A key component in evaluating this
experimental data is defining what constitutes cue taking in the experiment; Levendusky opts to
restrict his definition of cue taking. Levendusky states “a respondent follows his party cues if he
strongly favors/opposes the policy (depending upon his partisanship).” (11) The location of the
model elite is of paramount importance to the experiment; the polarized elite condition features
elites at the extremes of the spectrum as mostly strongly supporting or opposing the policy, while
the moderate elite condition features elites only favoring or opposing the policy. As a result, cue
taking cannot be reduced to simply subjects being on the right partisan side of the issue, in the
form of favoring or opposing the policy. Instead, “The right test here is the one that mimics the
difference between the elite cues, which is whether subjects select the ‘‘strongly favor/oppose’’
options.” (11) In order to validate that elite level polarization results in an increasing in cue
taking, Levendusky must find more respondents strongly approving or strongly opposing the
policy in the polarized elite condition.
Evaluation of the experimental data validates the claim that elite level polarization causes
an increase in cue taking. A comparative evaluation of the data from the polarized condition to
the moderate condition reveals, “voters are four to five percent more likely to follow party cues
in the polarized elite condition relative to the moderate elites baseline”. (Levendusky 12) This
statistically significant finding exists in a context of weak cues, as acknowledged by
Levendusky, and it is likely that the real world effect could be larger. Regardless the implications
are obvious as elite polarization clearly impacts the cue taking process of voters.
After providing evidence that elite polarization does in fact increase cue taking; the next
step is to examine if an increase in cue taking results in increased consistency in political beliefs.
Levendusky evaluates this assumption by examining individual’s ideological consistency across
pairs of issues. A respondent is labeled as consistent if they adopt their party’s position on both
issues, using the same definition of taking your party’s position as previously employed in the
experiment. Levendusky writes “So, for example, consider the coastal drilling-job training issue
pair. A Democrat (Republican) takes consistent positions on this pair of issues if he ‘‘strongly
favors’’ (strongly opposes) maintaining the ban on coastal drilling and ‘‘strongly opposes’’
(strongly favors) giving state government primary control of job training programs.” (12)
Levendusky’s analysis of the experimental data supports the claim that an increase in cue taking
leads to an increase in consistency of views among voters. Those in the polarized elite condition
have the highest levels of consistency and the difference is statistically significant. “Relative to
the moderate elites condition, subjects assigned to the polarized elites treatment have a 31
percent (relative) gain in consistency.” (Levendusky 12) This data provides strong evidence that
an increase in cue taking does in fact lead to voters exhibiting more consistent ideology across
issues. Evaluating this experiment in conjunction with the extreme levels of polarization among
the political elites in recent decades, provides evidence that voter consistency is increasing as a
result of elite polarization.
While polarization remains a largely contested topic among political scholars, the
potential impact of prolonged elite level polarization is clear. Zaller’s Receive-Accept-Sample
model provides the mechanism by which elite level polarization could affect the electorate.
Evidence showing that polarization occurred first at the elite level, and then filtered into the mass
public provides evidence of Zaller’s cue taking assertion. If average voters do rely on elite level
cues for political information, and party cues have become more ideologically separate and more
consistent, then prolonged polarization could have dramatic effects on the electorate. While
Converse’s portrayal of the average voter as inconsistent, lacking a true ideology may be
applicable to portions of the electorate it is becoming increasingly archaic. Whether or not
voters’ exhibiting consistent views is the result of a true, underlying political ideology, or not, is
still up for debate. At a minimum, Converse’s criticism of voter’s as exhibiting inconsistent
views is in danger of becoming unfounded in the modern context of intense polarization. While
an increase in consistency across issues does not necessarily indicate an underlying ideology,
supplemental evidence exists, such as increasing partisan antipathy, to support the claim that
American voters are increasingly adhering to a uniform political ideology. Converse’s work,
“The Nature of Belief Systems in Mass Publics” remains a seminal piece of political scholarship.
The current environment of intense polarization may result in an electorate that disproves, or
more likely partially disproves, Converse’s theory as increasingly archaic in the modern era.
Works Cited
Hare, Christopher, Keith Poole, and Howard Rosenthal. "Polarization in Congress Has Risen Sharply. Where Is It Going Next?" Washington Post. The Washington Post, 14 Feb. 2014. Web. 5 Apr. 2015. <http://www.washingtonpost.com/blogs/monkey-cage/wp/2014/02/13/polarization-in-congress-has-risen-sharply-where-is-it-going-next/>.
Pew Research Center, June, 2014, “Political Polarization in the American Public”
Zaller, J. (1992). The nature and origins of mass opinion. New York: Cambridge University Press.
Converse, Philip. "The Nature of Belief Systems in Mass Publics." Ideology and Discontent. 1st ed. Free of Glencoe; 1st Edition, 1964. 206-261. Print.
Levendusky, Mathew. “Clear Cues, More Consistent Voters: A Benefit of Elite Polarization” Original Paper. 2009