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Social Monitoring Report This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Director, Management or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. 2 nd Annual Report Project Number: 46040-003 October 2020 PRC: Yunnan Pu’er Regional Integrated Road Network Development Project-Rural Roads Prepared by Hohai University for the Yunnan Pu’er Municipal Government and the Asian Development Bank

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  • Social Monitoring Report

    This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Director, Management or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

    2nd Annual Report Project Number: 46040-003 October 2020

    PRC: Yunnan Pu’er Regional Integrated Road Network Development Project-Rural Roads

    Prepared by Hohai University for the Yunnan Pu’er Municipal Government and the Asian Development Bank

  • Yunnan Pu’er Regional Integrated Road Network Development Project

    ——Rural Access Improvement Component

    External Resettlement Monitoring and Evaluation Report

    (No.2)

    National Research Center for Resettlement (NRCR)

    Hohai University

    October 2020

    ADB-financed Yunnan Pu’er Regional Integrated

    Road Network Development Project

  • i

    Contents

    1 INTRODUCTION TO THE PROJECT ........................................................................................................ 1

    2 CONSTRUCTION PROGRESS ................................................................................................................. 1

    3 RESETTLEMENT PROGRESS AND RELATED ISSUES ........................................................................ 1

    4 CORRECTIVE ACTIONS TAKEN.............................................................................................................. 2

    4.1 CASH COMPENSATION ........................................................................................................................... 2

    4.2 SKILL TRAINING ..................................................................................................................................... 2

    4.3 CONSTRUCTION OF RURAL INFRASTRUCTURE AND PUBLIC SERVICE FACILITIES ........................................ 3

    5 CONCLUSION ............................................................................................................................................ 7

    APPENDIX 1 BREAKDOWN OF LAND ACQUISITION AND COMPENSATION ............................................ 8

    List of Tables

    TABLE 4-1 LAND ACQUISITION AND COMPENSATION OF THE SUBPROJECT ................................................................ 2

    TABLE 4-2 SKILL TRAININGS CONDUCTED IN AFFECTED VILLAGES IN 2020 .............................................................. 3

    TABLE 4-3 INFRASTRUCTURE CONSTRUCTION AND INDUSTRIAL DEVELOPMENT PROJECTS RELATED TO AFFECTED

    VILLAGES ...................................................................................................................................................... 5

    List of Figures

    FIGURE 4-1 SKILL TRAININGS AND SIGN-IN SHEET .................................................................................................. 3

    FIGURE 4-2 ROAD PAVEMENT AMONG VILLAGES IN ZHENTAI TOWN IN 2020 ............................................................. 4

  • i

    ABBREVIATIONS

    ADB - Asian Development Bank

    AP - Affected Person

    DMS - Detailed Measurement Survey

    FGD - Focus Group Discussion

    HD - House Demolition

    LA - Land Acquisition

    RP - Resettlement Plan

    Units

    Currency unit = Yuan (CNY)

    1.00 yuan = $0.15

    1 hectare = 15 mu

  • 1

    1 Introduction to the Project

    The Yunnan Pu’er Regional Integrated Road Network Development Project (the

    “Project”) aims to improve regional cooperation and trade development in Pu’er City,

    and traffic conditions in rural and frontier areas of Pu’er City. The Project has three

    outputs: 1) Regional Roads Development; 2) Rural Access Improvement; and 3)

    Institutional Development.

    Rural Access Improvement will provide administrative villages with access to

    higher-class highways in all seasons. This output comprises: (i) upgrading to class IV

    standard of 600 km of village earthen or gravel roads selected in accordance with the

    rural road assessment criteria, (ii) spot improvements on up to 1,200 km of connecting

    lower level village roads, (iii) introduction of five new village bus service routes on a

    pilot basis, and (iv) a gender focused rural road maintenance program.

    2 Construction Progress

    According to the Resettlement Due Diligence Report and the Abbreviated

    Resettlement Plan of the Project in July 2016 (the RP), among the 30 proposed rural

    roads, only 3 in Zhenyuan County involve permanent LA, which are Shanjie Highway,

    Wenxing Highway and Chang’an Highway. Zhenyuan subproject will acquire 9.09 mu

    collective land that is dry land. In 2018, the land acquisition for the 3 roads in

    Zhenyuan County had been completed.

    3 Resettlement Progress and Related Issues

    The first monitoring and evaluation of resettlement in July 2018 found that the affected

    persons had waived compensation for land with the following reasons: 1) this is a

    long-established local practice, i.e., village roads are not subject to compensation

    unless in special cases; 2) road construction is important in promoting village

    development; and 3) most APs suffer negligible impacts. In addition, the affected

    persons signed the commitment letter for land contribution without compensation. See

    details in the first monitoring and evaluation report. Therefore, the compensation for

    land use is not compliant with the RP.

    In the ADB review mission of December 2018, the mission expressed the

    concerns on the non-compliance practice and requested Pu’er PMO to coordinate

    with Zhenyuan County Government to take prompt corrective actions to make the

    subprojects on the track1.

    In the ADB review mission of November 2019, the mission requested that

    detailed information on the kind compensation and survey on satisfaction of affected

    villagers should be provided in the second monitoring and evaluation report, and this

    report should be submitted before 1 January 20202.

    Due to Covid-19 pandemic, the resettlement monitoring and evaluation survey

    1 Refers to Para 28, Section K-Land Acquisition and Resettlement, Para 32, Aide Memoire, December 2018 2 Refers to Para 32 and 33, Section K-Land Acquisition and Resettlement, Aide Memoire, November 2019

  • 2

    was delayed to August 2020, and then the second resettlement monitoring and

    evaluation report was delayed to October 2020 accordingly.

    4 Corrective Actions taken

    In terms of advices proposed by the ADB review missions, Pu’er PMO,

    implementing agency (Zhenyuan Transport Bureau) and Zhentai township

    government have taken the following actions which are: 1) cash compensation for

    land acquisition, 2) skill training, and 3) construction of rural infrastructure and public

    service facilities.

    4.1 Cash Compensation

    The implementing agency, Zhenyuan Transport Bureau, Zhentai Township

    Government and affected villages examined and verified land acquisition (LA) again in

    2019 and compensated the affected persons in light of the resettlement policies and

    compensation rates set in the RP.

    The subproject acquired 9.09 mu dry land, and the compensation rate was 33741

    Yuan/mu, which is same to those in the RP. The total compensation was

    311485.69Yuan, which had been paid to affected persons.

    The land acquisition and compensation are shown in Table 4-1, and the

    land acquisition breakdown and receipts are attached in Appendix 1.

    Table 4-1 Land Acquisition and Compensation of the Subproject

    Affected village

    Land acquisition (mu) Compensation (yuan)

    planned actual LA

    compensation

    Ground

    attachment total

    Wenxing 3.43 3.43 115731.63 440 116171.6

    3

    Chang’an 1.55 1.55 52298.55 3300 55598.55

    Wenmian 1.42 1.42 47912.22 0 47912.22

    Shanjie 2.69 2.69 90763.29 1040 91803.29

    Total 9.09 9.09 306705.69 4780 311485.6

    9

    Data source: Pu’er PMO and Zhenyuan Transport Bureau

    4.2 Skill Training

    During subproject implementation and resettlement, local governments and

    related departments have been offering training on farming and outside employment

    skills every year. In terms of features of local economic and labors, Zhentai Township

    Government and related government departments have organized the trainings on

    repair of micro-tiller, tealeaf processing and appliance repair in Wenxing Village,

    Shanjie Village and Chang’an Village respectively in 2020. 127 person-times in total

    participated in the trainings. Through such trainings, the skill capacities and

    employment capacities of villagers have been enhanced effectively.

  • 3

    In addition, guidance on general knowledge on working and living in town, legal

    knowledge, safety, health etc. has been offered to villagers.

    Table 4-2 Skill Trainings Conducted in Affected Villages in 2020

    Village Training time Training Content Participants

    Shanjie 2020 年 4 月 Repair of micor-tiller 38

    Wenxin 2020 年 5 月 Tealeaf processing 45

    Chang’an 2020 年 4 月 Appliance repair 44

    Total 127

    Data souce:Pu’er PMO and Zhentai Township Government

    Figure 4-1 Skill Trainings and Sign-in Sheet

    4.3 Construction of Rural Infrastructure and Public Service

    Facilities

    In order to build a moderately prosperous society in all respects, Zhenyuan

    County Government actively uses various funds to develop rural infrastructure and

    public service facilities, improve the pavement coverage of village roads, improve

    basic production and living conditions in rural areas, and narrow the disparities

    between urban and rural areas.

  • 4

    Since 2018, the Zhenyuan County Government raises funds for the construction

    of rural infrastructure and public services, including road construction, dilapidated

    house renovation, and environmental improvement, and the like. In addition,

    Zhenyuan County Government has also arranged funds to support the development

    of local special industries and skills training to promote the income growth of farmers.

    The total investment in such projects related to the affected villages of by ADB’s

    project is about 33.7 million Yuan; see Table 4-3 for details.

    Figure 4-2 Road Pavement among Villages in Zhentai Town in 2020

  • 5

    Table 4-3 Infrastructure Construction and Industrial Development Projects related to Affected Villages

    No Project Location Content

    Planned

    Investment

    (ten thousand

    Yuan)

    Project

    Duration

    Performance

    Indicators

    Responsible

    Agency

    1

    road

    pavement

    among

    villages

    Chang’an, Huangli,

    Jiepai, Wendong,

    Wenpa, Wenping,

    Wenxing, and Shanjie

    villages in Zhentai Town

    The total length of road

    pavement is 29.98 km with

    C25 concrete, the widths is

    3.5m. the farmers

    contribute labors

    874.15

    March to

    December

    2020

    29.98 km village roads

    will be paved in 19

    village groups,

    covering 561

    households with 1996

    people,

    Zhentai

    Township

    Government

    2

    Rural

    dilapidated

    house

    renovation in

    Zhentai Town

    Zhentai Town

    The houses of 550

    households will be

    renovated and reinforced

    in Taihe, Wenping,

    Wensuo and Wendong

    villages, etc..

    239.72 October 2018

    to March 2019

    550 households in all

    19 villages of the town

    covered.

    Zhentai

    Township

    Government

    3

    Harmless

    public toilet in

    villages

    Enle, anban, mengda,

    zhedong, gucheng,

    heping, zhentai and

    tianba towns

    403 harmless public toilets

    are to be built in 403

    natural villages of 89

    villages in 8 towns

    1612

    March to

    December

    2020

    403 harmless public

    toilets constructed

    Township

    Governments

    involved

    4

    skill training

    and

    enhancement

    for rural

    labors

    Training centers of

    Zhenyuan County and

    Towns

    The relevant departments

    provide training guidance

    and materials to conduct

    plantation and animal

    breeding training. 1200

    person-times in 6 phases

    will participate in such

    trainings.

    120.00

    January to

    December

    2020

    1200 persons trained

    Zhenyuan

    County Public

    Employment

    and Human

    Resource

    Service

    Center

    5

    4500mu

    ecological

    tealeaf

    demonstration

    base

    Wuyi village in Enle

    Town, Wenbu Village

    and Guihuajia Village in

    Mengda Town; Wenxing

    Village and Shanjie

    600 mu tealeaf bases in

    each town including Enle,

    Anban, Mengda, Zhentai,

    Zhedogn and Tianba will

    be built, and 300 mu in

    225.00

    February to

    December

    2020

    4500mu ecological

    tealeaf demonstration

    bases built with

    additional annual

    revenue of 10.8

    Township

    Governments

    involved

  • 6

    No Project Location Content

    Planned

    Investment

    (ten thousand

    Yuan)

    Project

    Duration

    Performance

    Indicators

    Responsible

    Agency

    construction

    in Zhenyuan

    County

    Village in Zhentai Town;

    Luojia Village and Wenli

    Village in Jiban Town;

    Ao’long Village and

    Zhangpen Village in

    Zhedong Town; Heping

    Village in Jiujia Town;

    Waqiao Village in

    Tianba Township;

    Mayang Village in

    Heping Township;

    Minzhu Village in

    Gucheng Town

    each Jiujia, heping and

    Gucheng will be built.

    million Yuan

    6

    New

    construction

    of 1500mu tea

    garden in

    Zhenyuan

    County

    Wenkuang Village of

    Mengda Town; Shanjie

    Village of Zhentai Town;

    Heping Village and

    Guoji Village of Jiujia

    Town; Waqiao Village

    and Minqiang Village of

    Tianba Township

    300mu in Wenkuang

    village, 200mu in shanjie

    village 500mu in Waqiao,

    200mu Mingqiang villages,

    and 300mu in Heping and

    Guoji villages will be newly

    developed.

    300.00 February to

    August 2020

    1500 mu standardized

    tea garden built, with

    annual

    comprehensive output

    of 9.75 million Yuan

    Township

    Governments

    involved

    Total 3370.87

    Data source: Pu’er PMO and Zhenyuan County Poverty Alleviation Headquarters

  • 7

    5 Conclusion

    According to the survey. the affected villages and villagers think that road conditions have

    improved significantly, and they will benefit from the Project, including:

    1) Safer and more convenient traffic;

    2) Shorter trip times, e.g., 30~40 minutes of travel from Shahe Village to Zhentai Town,

    instead of 3 hours;

    3) More convenient transport and marketing of farm products, where vendors can purchase

    farm products in village groups directly, promoting local villagers’ income increase.

    In addition, through the rural infrastructure construction and industrial development support

    implemented by the government every year since 2018, the production and living standards of

    villagers in the project area are being greatly improved, and their income is being increased year by

    year.

    In summary, villagers in the project area are relatively satisfied with the implementation of the

    project and compensation for land acquisition.

  • 8

    Appendix 1 Breakdown of Land Acquisition and Compensation

    cover page 2nd rural road resettlement .pdfRural Road No. 2 monitoring report 3 Nov 2020.pdf1 Introduction to the Project2 Construction Progress3 Resettlement Progress and Related Issues4 Corrective Actions taken4.1 Cash Compensation4.2 Skill Training4.3 Construction of Rural Infrastructure and Public Service Facilities

    5 ConclusionAppendix 1 Breakdown of Land Acquisition and Compensation