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Best Practices and Strategies to Achieve Scopus Publication KPIs through Human Resource and Structural Optimization Prof. Dr. Amran Rasli

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Page 1: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Best Practices and Strategies to Achieve Scopus Publication KPIs through Human Resource and Structural OptimizationProf. Dr. Amran Rasli

Page 2: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Components of presentation• UTM Publication• Best Practices and Strategies to

Achieve Scopus Publication KPIs • Human Resource and Structural

Optimization• Ethical Issues

Page 3: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

UTM Publication

Page 4: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Welcome to UTM• Website UTM: www.utm.my

• Engineering vs Social Science

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Page 5: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Everything begins with a KPI

Published articles in SCOPUS/Web of Science (WOS)/Excellence in Research for Australia (ERA) 6,500

The same applies to UTM. This is our publication KPI for 2015:

Page 6: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Performance Must Always be Compared

2014 2015 Improvement (%)

1st Q 2nd Q 3rd Q 1st Q 2nd Q 3rd Q 1st Q 2nd Q 3rd Q# PubScopusWOSArticle

Conference

ReviewQ1Q2Q3Q4

Imp. Factor

1. 1st Quarter: Good Focus on High Impact Publications2. Overall reduction in Conference is Good Sign3. Increase in Review paper in 3rd Quarter will set traction for Citations4. But why so much RED?

Page 7: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Scenarios must always be planned

Page 8: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Measure everyone

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Measurement based on:

Scival and Google Scholar

Page 9: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Collaborate, as no man is an island

Page 10: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Celebrate success

Page 11: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

You need a game plan

Page 12: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

BEST PRACTICES AND STRATEGIES TO ACHIEVE SCOPUS PUBLICATION KPIs (Faculty approach)

Page 13: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Promotional Policy• Based on publication, research,

teaching (including supervision of PhD students), consultancy and community service

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Page 14: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

POLISI & KRITERIA

KENAIKAN PANGKAT

STAF AKADEMIK

http://registrar.utm.my/hcm/files/2014/08/KRITERIA-KENAIKAN-PANGKAT-STAF-AKADEMIK-VERSI-TERKINI-NOVEMBER-2014.ppt

Page 15: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

KRITERIA PENYELIDIKAN &

PENERBITAN

Page 16: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

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Page 17: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

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Page 18: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

(A)Bagi jawatan DS54 ke VK07, calon hendaklah memperolehi sekurang-kurangnya dua (2) PI atas jawatan semasa.

(B)Bagi jawatan VK07 ke VK06, calon hendaklah memperolehi sekurang-kurangnya tiga (3) PI atas jawatan semasa.

(C)Bagi jawatan VK06 ke VK05, calon hendaklah memperolehi sekurang-kurangnya empat (4) PI atas jawatan semasa.

(D) i. Jumlah melebihi minimum perolehan dana dalam setiap kategori boleh diambilkira untuk memenuhi kriteria perolehan dana ii. 30% daripada jumlah dana bagi jawatan yang dipohon dan mesti diperolehi atas jawatan semasa. iii. Merujuk kepada perkara (ii), bagi permohonan ke jawatan VK07 dan ke atas mestilah dana dari geran luar.

(E) i. Ditakrifkan sebagai jurnal yang diindeks oleh ISI / WOS dan SCOPUS sahaja bagi sains dan teknologi dan TIDAK TERMASUK Prosiding Terindeks. Untuk bidang Sains Sosial termasuk Jurnal yang diindeks oleh Excellence Research Australia (ERA). ii. Bagi staf yang berumur 48 tahun ke atas, kesetaraan yang diambilkira adalah penerbitan paper sebelum 1 Januari 2011:

a. 3 paper in indexed proceeding = 1 indexed journalb. 5 paper in non indexed journal = 1 indexed journalc. 10 paper in proceeding = 1 indexed journal

(F) Bagi permohonan kenaikan pangkat ke Gred VK07 dan ke atas untuk bidang sains teknologi, 15 jurnal diperolehi atas jawatan semasa, dan 5 daripadanya mestilah dari jurnal ISI.(G) Bagi permohonan kenaikan pangkat ke Gred VK07 untuk bidang sains sosial, 10 jurnal diperolehi atas jawatan semasa, dan 3 daripadanya mestilah dari jurnal ISI.(H) Bagi permohonan kenaikan pangkat ke Gred VK06 untuk bidang sains sosial, 15 jurnal diperolehi atas jawatan semasa, dan 4 daripadanya mestilah dari jurnal ISI.(I) Bagi permohonan kenaikan pangkat ke Gred VK05 untuk bidang sains sosial, 15 jurnal diperolehi atas jawatan semasa, dan 5 daripadanya mestilah dari jurnal ISI.

NOTA RUJUKAN :

Rujukan singkatan :VK-PU : Profesor Penyelidikan Utama VK-PP : Profesor Penyelidikan & Pengajaran VK-PK : Profesor Penyelidikan & PerkhidmatanPI : Penyelidik Utama

Page 19: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Supervisor Development Program (AS102)• Academic staff with less than 5

years experience in PhD supervision must undergo 15 hours of training to qualify as doctoral student supervisor

• Critical module: Publication for graduation (3 hours)

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Page 20: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Supervision and Publication• Refer UTM graduate studies rules

and regulations– “normal PhD”– PhD by publication

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Page 21: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

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Page 22: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

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Page 23: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

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Page 24: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Getting Students’ Research Papers Published: Where?• PhD: 1 ISI indexed journal paper• Masters by research: 1 Scopus

and 1 book chapter• Masters by mixed-mode: 1 non-

indexed journal and 1 book chapter

• Undergraduate thesis: 1 non-indexed journal or 1 book chapter

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Page 25: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

HUMAN RESOURCE AND STRUCTURAL OPTIMIZATION

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Page 26: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Publication Workshop• Create Champions

– For Scopus– For ISI

• Small groups (15 academics and 15 PG students from FoM, FIS, FBE and FoE)– 1st meeting (how to write)– 2 weeks break– 2nd meeting (simulated review

process)

• Submission– If good, ≥ Scopus– If OK, indexed journals (e.g. Sains

Humanika)

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Page 27: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Publication Workshop is designed to eliminate fear

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Page 28: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Create Publication Pathways• UTM has 15 journals

– Only Jurnal Teknologi is Scopus Indexed– Sains Humanika to be Scopus Indexed by end

of 2017

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Chief Editor: Prof Dr Rosli Ilias Chief Editor: Prof Dr Amran Rasli

Page 29: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Promote Publication to the max

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Page 30: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Participation in Conferences• Supported if backed by minimum

Scopus Indexed journals• Special issues vs proceedings

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Page 31: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Faculty based Incentives

Funding for conferences–Bigger allocation if academic staff had papers published in a Scopus or impact factored journal in the previous year

Funding for proof reading–Usage of research grant or faculty allocation for editorial work

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Page 32: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Policy for Publication

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Page 33: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Policy for Publication

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Page 34: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Policy for Publication

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Page 35: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

University based Incentives• Empowering the Library• Payment

– indexed publication– Scopus publication– ISI publication

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Page 36: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Developing an On-line System• RADIS

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Page 37: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Developing an On-line System• RADIS

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Page 38: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Celebrate our Prolific Writers• By

research alliance

• By individual

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Page 39: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Celebrating groups and individuals on a yearly basis with rewards

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Page 40: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

The Way Forward• Enhance publication in Q1

journals– Problems for Social Scientists– Need to reinvent ourselves

• Joint publication• Reputable Journal Editorial Board• The route to global branding of

UTM academics: citation, citation, citation– How?– Hot topics– Self promotion (own website,

research gate, Linked in etc)40

Page 41: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

The Era of Self Promotion

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Page 42: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

ETHICAL ISSUES

Page 43: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Gift Authorship • Inclusions, among the authors, of

an individual who does not fulfill the requirement for authorship. It is common practice to oblige some seniors or colleagues

http://core.ac.uk/download/pdf/12245125.pdf

Page 44: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Pressured Authorship • A person when use his position of

authority in order to be included as an author, regardless of not being qualified is referred as pressured authorship.

Page 45: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Ghost Authorship• It is referred to denial of

authorship of individuals who played an effective part in the work and were qualified for authorship

Page 46: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Duplicate Submission• Is defined as publication of a paper that

overlaps substantially with one already published. Most biomedical journals will not consider manuscripts that are simultaneously being considered by most quality journals. For practical purposes, any article that has similar or near similar hypothesis, sample characteristics, methodology, results and conclusions to a published article is a duplicate article, and if it is republished without the knowledge of the editors, it is called duplicate publication. The authors of the duplicate manuscript may be the same, as in most cases, but it may also be a different author(s) publishing the same article without the knowledge of the initial author(s).

Page 47: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Salami Publication• On the other hand, slicing of data from a single

research process or gathered during a single study period, into different pieces, creating individual manuscripts from each piece, and publishing these to different journals or even the same journal is called 'salami publication' or 'salami slicing'. In case of salami publications, readers have to read more than one article to get full information and a clear idea. Hence most reputable journals strongly discourages such publications. Here it is very difficult to find out salami publication as clever authors ensure to hide the dates of research work if they intend to send salami publication to the journal. Self-regulations and strict vigilance from the Heads of the Departments/Institutes can also help to overcome this problem

Page 48: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Plagiarism• Is the use of another's ideas words and

work in part or in whole without attributing it to the original source? It is not only unethical but it is a copyright violation. Those interested in knowing detail legal implication of plagiarism can log on www.plagiarism.org.

• This problem is also widely prevalent but many a times reasons may be ignorance on the part of new authors who are not made aware of this by their seniors. The awareness and strict peer reviewing can help to overcome this problem.

Page 49: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Publications which add no new information to knowledge base • Many a time articles are submitted to journals

which add no new information to medical knowledge base. This problem starts with the choice of the research topic and also reflects the problem in research methodology being adopted in medical institutions. We believe that it is unethical to spend resources on research if that research does not add any thing new to knowledge base.

• Thus, it is very important to answer these research questions before starting any research:– What is already known about this topic?– What does your work add to the existing body of

knowledge?– What is new (i.e. not already reported) in your work?

(methodology/results/ conclusions)?

Page 50: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Scientific Fraud• This is not a new problem especially in the history of

Medicine. Many examples are there when studies have been retracted after becoming evident that they are fraud and cooked. Fabrication (altering truthful information) and Falsification (Inventing information where none previously existed) are the common types of scientific frauds. Published account suggest that paper containing recognizable fraudulent material is very low probably less than 0.02%. Self regulation, scientific audits and asking for the detail record of research data from the authors can help to certain extent to overcome this problem. Moreover, Institutional, Departmental Heads and Local Ethics Committees should have a supervisory role over the publications from the institutes. The institutes and/or Departments should keep a record of publications from their researchers and academicians along with the preliminary data supporting the research findings.

Page 51: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

My Final Comments

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Avoid Unethical Thoughts

Page 52: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

Let’s not be Desperados

Avoid predatory journals at all cost. . . Your publication in these journals may haunt you later!!!

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Page 53: Prof. Dr. Amran Rasli. Components of presentation UTM Publication Best Practices and Strategies to Achieve Scopus Publication KPIs Human Resource and

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Except work harder. . . .