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Risk Management Trainings
Riskpro, India
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Don’t forget to include Risk and Compliance Trainings in your
Annual Training Calendars / Budgets
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Risk Management
Trainings
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Riskpro Training Credentials
Leading Risk
Management
Training Company
More than 20 Open
House programs
conducted across
major metros
Over 1,750
participants trained
from most Public
Sector Banks, Pvt
Banks and
Corporates
More than 25+ in
house trainings to
major Corporates,
Banks and
Insurance Cos.
More than 30
Trainer Faculty
across Indian Cities
Variety of training
programs across
Info Security,
Credit, Basel, ERM,
Governance, BCM
etc.
Cost Effective
compared to most
Companies
Riskpro is a
Corporate Entity
with expert
Trainers.
Riskpro is not One Trainer Delivery
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Flagship Training Programs
• 2 Days program on AML, KYC, Terrorist Financing, Trade Based ML and Customer profile
• Most successful program with over 5 programs across Chennai, Mumbai, Bangalore and Pune
Anti Money Laundering (AML) Practices
• 2 Days program to address the growing concern of NPAs across major Metros - Ongoing
• Theme based on “War on NPA”
• Major focus of Banks for next 2-3 years
Management of NPA
• Conducted both open programs and in house programs for major PSU, Corporates and BFSI clients
• Workshop style programs ranging from 1 – 3 days
• Target audience is Senior and middle Management for awareness
ERM / ISO 31000
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Flagship Training Programs
• 1 to 3 Days program on Operational Risk In BFSI companies.
• Foundational training can be designed and rolled out across the Company
Operational Risk Management / Basel
• Half day to 1 Day program to address the growing concern women safety
• Conducted this training for Banks and Educational Institutions
Women Safety Programs
• Conducted both open programs and in house programs for major PSU, Corporates and BFSI clients
• Workshop style programs ranging from 1 – 3 days
• Target audience is Senior and middle Management for awareness
Fraud Risk Management
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Riskpro Training Clients
Company Training Details
One Day Fraud Risk Training in the Factoring Business
In-depth understanding of fraud schemes, fraud prevention measures
4 Days intensive training on Operational Risks in Insurance Companies- Operations
Department. Interactive sessions with Risk Assessment, Case
One Day BCM Training to BCP Teams
Three Days Credit Risk Analysis Training for Qatar National Bank, Doha Qatar
Multiple 2 days and 1 day trainings on Operational Risk and Foundational Risk.
Trained at both centres Bangalore and Hyderabad
3 Days Risk Management Conclave Workshop
Covering entire Risk Management Process and Key Risk Factors such as Reputation
Risk, Outsourcing risk, BCM
2 Days Training on Basel II, Credit Risk, Operational Risk
RCSA Workshop
Introduction to Basel II, Corporate Governance and AML/KYC
Two Days indepth Training on Anti Money Laundering Practices for their internal Staff
in Gurgaon
Highly interactive with numerous case studies
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Riskpro Training Clients
Company Training Details
Half day session on Managing Corporate Governance Risks at the Board level
Similar trainings and programs at other public forums such as ASSOCHAM
One Day intensive Enterprise Risk Management Training covering back office
operations, Fund management services risks
Half Day training on Key Risk Indicators at Corporate Office
How to successfully choose effective KRI and implement KRI
One Day training on Corporate Fraud Risks at the Company’s offsite
Numerous case studies and interactive sessions
Half Day session on Information Security for the Mumbai Office as part of Security
Awareness Week.
Two Days training on Anti Money Laundering (AML) and KYC for Fidelity
Numerous case studies and interactive sessions
1 Day Risk Management Workshop
Full Risk Management Process and Key Risk Factors such as Reputation Risk,
Outsourcing risk, ERM and ISO 31000
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Riskpro Training Clients
Company Training Details
Pan India Training on Operational Risk Management (ORM) and Anti
Money Laundering (AML) training to Branch executives
More than 100 Bank Executives trained across three cities
Interactive and exercise based sensitisation program
Total 10 days Risk Management Training
Senior Management Training for 2 Days on ERM / ISO 31000
Company wide executives trained in multiple batches over 8 days
More than 100+ executives trained across the company on Risk
Management, ISO, 31000, Reputation Risk and CSR
High Impact Senior Management Training on the ERM / ISO 31000
framework
2 Days training to capture the essentials of a strong risk management
framework.
2 Days Risk Management Workshop
Full Risk Management Process and Key Risk Factors such as Reputation
Risk, Outsourcing risk, ERM and ISO 31000
2 Days Risk Management Workshop
Full Risk Management Process and Key Risk
Identification
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Riskpro Training Clients
Company Training Details
One Day Risk Management Training / ISO 31000 Training
Enterprise Risk Management Training with a focus on Strategic Risk, Reputation Risk
and Outsourcing Risk
One Day intensive Enterprise Risk Management Training at Sanand, Gujarat
Training Led by Ex Head – Corporate Risk Management Larsen & Toubro
Half Day - Board of Directors Training on Directors Responsibility Statement
Section 134(5) and Risk Management
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Pan India Faculty for Risk Trainings – Example Profiles
Faculty Key Training Domain
Manoj Jain
Co- Founder – Riskpro IndiaOver 18 years of experience in Risk Management, Internal Controls, Sox and
internal auditing
•Enterprise Risk Management
•Corporate Governance
•Supplier Risk Management,
•Operational Risk
Shriram Gokte
Former CRO – Insurance Company
Significant experience in Risk Management and Insurance Industry.
•Internal Audit
•Compliance, Enterprise Risk
•Reputation Risk Management
R. Murali / Prasanna Rath
Executive Vice President – Riskpro India
Significant experience in Risk Management, Corporate Governance /Controls
•Risk Management Process
•Operational Risk
•Treasury/Investment , Basel II
Casper Abraham
Information Technology and People Risk ProfessionalOver 25 years of experience in IT, Behaviourial trainings, People Risk training
•IT Risks
•Vendor Risk
•People Risk
Ravi Sundararajan
Risk Management & BCP , info Sec. Professional
Over 20 + years of IT Experience (BFSI) & 10 years of freelance experience on
ERM, BCP and Info Security
•ISMS and Information Security
•BCM, Audits & Consultancy
•Operational Risk
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Key Training
Agendas
Registration: 98337 67114 | [email protected] | www.riskpro.in/calendar
Risk Management Trainings – Taming the Black Swan- Flagship Programs
Riskpro India is a specialized Risk Management company. We are one of the fastest growing risk consulting firms in India. Riskpro provides services in the areas of Risk Management, Basel II & III, AML Practices and other banking related subjects
Registration: 98337 67114 | [email protected] | www.riskpro.in/calendar
Risk Management Trainings – Taming the Black Swan- Flagship Programs
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Enterprise Risk Management - 2 Day Senior Management
Risk Management Introduction and leading Frameworks
-Industry Challenges and Outlook
-Emerging trends and challenges
-Risk Management Fundamentals
-ISO 31000 Framework
-COSO’s ERM Framework and Concepts
Risk Management Process
-Corporate Governance
-Internal Controls and ERM
-Undertaking Risk Assessments (Identification, Risk
Assessment Technique, Risk impact / probability)
-Risk mitigation perspective, - Risk Rating
-Implementing Risk Response Strategy
Understanding different risk factors
- Emerging Risks, - Business and Strategic Risk
- Regulatory, Compliance and Political Risks
- Physical Security and Safety
- IT Risks and Confidentiality
- Reputational Risk
Risk Management at your company
-Current practices in Risk Management
- Project risk
- Risk Appetite, Risk Tolerance and Risk Limits
- Risk Monitoring ,Reporting and Risk Management
Risk Management Senior Management Training
Day 1
Day 2
Example
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Credit Risk Training Offerings - Four effective programs
Credit management for Credit Risk Analysts
Credit management workshop for Relationship
Managers
Senior Management course on Credit Strategy
Risk Management program for Branch
Managers
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Prevention of Sexual Harassment : One Day Training Agenda
History and legal background of Sexual Harassment
History of Sexual Harassment Cases in Corporate India
Current legal Framework to deal with SH / key legal aspects of sexual harassment
Sexual Harassment and responsibilities of employer
Navigating the complaint process, including confidentiality
Sexual Harassment incident management framework
Best Practices in POSH
Discussion of landmark court cases
Counselling Victims
Best practices in counselling sexual harassment victims
Dos and Don'ts relating to SH
Risk Management and Employment Ethics / Sexual Harassment
Effective risk management framework to prevent sexual harassment
Reputation risk management, People Risk Management
Social media risk management
Internal and external reporting framework
Sexual Harassment Scenarios and Case studies
Interactive scenarios to determine learning and awareness
Case studies throughout the day
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Women’s Security
Women Safety Programs are customized to address your needs while teaching safe and simple techniques that the average person may need in their everyday lives. Our instructors will provide the protective training and techniques in evasion and how to protect
oneself without the luxury of carrying a firearm. They have written numerous security articles and are often called upon by various corporates to
discuss security concerns. Our instructors teach preventative practices that are realistic and user friendly reducing risk &
liability
Training Objectives
To review, analyze and consolidate different approaches/tools aimed at building safe
and inclusive cities free of violence against women,
To build strong capacity within the organization
To assess and disseminate lessons learned and good practices developed on
enhancing women’s safety
How to Stay safe at:
Your Home or Apartment • Parking Lot • Your Business • Shopping Mall • Restaurant/Bar • Airport •
Travelling • Foreign Country • Public Transit
Example
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Women Safety Training Agenda – 1 Day program
Modules and Training Agenda
• Women’s Safety and the City • Security Policies• Women’s Safety and Public Transportation • Inner City Issues Around Women’s Safety & Women’s Safety - Where are We Now? • Cities: Local Policies and Programmes Aimed at Improving Women’s Safety • Migration, Accessibility, Transportation and Security: Women on the Move • Building Effective Partnerships • Evaluating Safe Cities for Women • Cyber Stalking: how to stop it. ( Stalking overview , Stalker Warning Signs, Stop a Stalker)• College Security: learn campus safety from crime victims. • Security Products - Personal Devices • Threat recognition: “Affective” vs. “Predatory” Violence • Strategy for early openers and last closers. • Safety in elevators, parking lots & “fringe” areas. • Dealing with questionable strangers in isolated environments • Security Awareness• Country specific security issues and mitigation• Security in Tier II and Tier III cities• Security while working in rural areas for CSR • Understand the Laws •Travel Security (Vehicle, Hotel, Driving, Parking, International and National, Flights, Airport)
Example
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Operational Risk - Day 1
First Half
Operational Risk - Introductions
Operational Risk Trends and Driving Forces
Operational Risk in Banks - Fundamentals
Introduction to COSO and Internal Controls
Design and Operating effectiveness of controls
Internal Control and Enterprise Risk Management
Operational Risk Framework
Outline of Operational Risk Assessment
Framework
Risk Management Frameworks Overview -
ERM/ISO 31000, COSO
Basel II and Operational Risk Measurement -
Measurement Approaches
Operational Risk Appetite and Risk
Governance
Operational Risk Governance
Concept of Risk Appetite and Operational Risk
Appetite
Lunch
Second Half
Risk & Control Self-Assessment (RCSA)
Usage of Severity and Frequency
Integrating and finalizing the final output in the
form of Risk Registers/Control Registers
Steps in Implementation of RCSA Framework
and Risk Assessment Methodologies.
FMEA, Brain Storming Scenarios Analysis and
Process/Control Methodology
Group Activity: 30 minutes workshop to identify key risks for
Trade Operations and the settlement process using FMEA
and using Brainstorming/process walkthrough
Key Risk Indicators (KRI)
Identification of KRIs , Establishing the threshold
for KRIs
Evaluating and Monitoring KRIs
Reputation Risk Management
Linkage of ORM and Reputation Risk
Significance of reputation risk and its mitigation
Social media/Reputation Risk Overview
End of Day discussion and Feedback
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Operational Risk – Day 2
First Half
Loss Data Management Framework
Operational Risk Loss (Incident) Data and
Reporting Framework
Significance of incidents, process improvements,
and use of such incidents
Process to analyse operational losses & near
misses (Root cause analysis)
Deriving value from loss event reporting
Management Information System on various Loss
Events
Open Discussion: Examples of some typical /
common incidents and nature of losses
Issue Management and Action Tracking
(IMAT)
Classification of issues based on financial and
non-financial impact
Issue Tracking and Monitoring
Performance management of RCSA and KRI
through IMAT
Lunch
Second Half
Advanced Concepts in Operational Risk
Risk Measurement: Types and Conceptual
Foundation of Models (including tools, techniques
and industry best practices)
Overview of stress testing
Scenario analysis
External Loss data and its use
Regulatory Landscape impacting
Operational Risk
Emerging industry trends in operational risk
management
Key developments in USA - Dodd Frank Act
AML / FATCA
Case Study: Analysis of a Risk Register for a Unit
to identify risks not covered and gaps in control design.
Short Quiz and Assessment
End of Day discussion and Feedback
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Operational Risk and AML Training
Operational Risk & AML –
Day 1
Operational Risk
Management
ORM Fundamentals and
Basel II
Concepts of ISO 31000 and
ERM
Corporate Governance and
Risk Governance
Best Practices in Money
Laundering
Customer Risk Profiling
Designing an effective AML
Framework
International Regulations
AML Case Studies &
Typologies
Specific Ops and AML
Risks & Mitigations Day 2
Risk Management
Reputation Risk
Fraud Risk
Information Security
Product Specific Risk and
Compliance
Customer Profiling
Product Risks (Ops Risk and
ML)
Internet products risks
Prepaid Cards
Client On boarding,
documentation
Digital Currency and New
Payment Methods
Workshop Style
Discussion Day 3
Building a strong Risk
and Compliance Culture
Risk Identification and Risk
Registers
Risk Reports and
Dashboards
Key Risk Indicators
New Product Approval
Process and Risk
Assessment
Global Compliance Best
Practices
Monitoring and oversight of
global risk and compliance
operations
Use of Technology for Risk
and Compliance
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Anti Money Laundering – Day 1
First Half
Global emerging challenges in Money
laundering efforts
Global perspective to AML
Latest developments in AML/KYC
What’s New and Recent Regulatory
Developments in AML and FATF
Regional perspectives from the USA, UK and
Asia on enforcement and the impact of money
laundering.
Recent developments in Indian regulations,
PMLA updates
Introduction to Money Laundering
Define money laundering
Identify the principal sources of laundered
money and reasons why criminals launder
money
Recognize the consequences of money
laundering
Know Your Customer Basics
Define the KYC policy and identify the
principal elements of the KYC policy
Identify the risks of not implementing the KYC
policy
Second Half
Customer Profiling / Risk Profiling
Objectives of customer identification in a KYC
policy
Challenges for business in establishing beneficial
ownership
Understand the typical higher risk and lower risk
customer profiles
Recognize higher risk and lower risk customer
profiles
Nature and impact of blacklists
Examples of high risk customers and AML
vulnerabilities
US Patriot Act, Dodd Frank and other
international regulations addressing AML
Key aspects of US Patriot Act
Recent international Money laundering cases
Compliance Culture and strengthening
Compliance Risk Management
Robustness of compliance risk management
Round the year AML trainings and awareness
Staff accountability and disciplinary action
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Anti Money Laundering – Day 2
First Half
Recognising and Reporting Suspicious
Activities
Recognize suspicious activities
Red Flags for Money Laundering Activity
Reporting requirements as per PMLA
Increasing data quality and improving AML
Analytics
Designing an effective AML Framework –
Industry Perspective
Strategies to mitigate International ML Risks
How to build and maintain effective AML and
Sanctions controls
Addressing AML in Institutes with multi country
setup
How Can Auditing AML activities strengthen AML
Compliance?
AML Red Flags and examples of STR
Types of suspicious activities
FATF Recommendations, Detecting and
Reporting Suspicious Transactions
Analysis of STR Data, Case studies
Second Half
AML Case Studies and Typologies
Presentation of numerous case studies on AML
Typologies on AML including FATF
recommendations and global typologies
Indian case studies
Use of AML Technology to detect money
laundering
Role and functions of such technologies in
compliance and operational risk management
Best Practices to Improve AML Audit Processes
New Payment Methods and Digital Currency
ML
Digital Currency and AML Typologies
New Payment Methods and Typologies
Trade Based Money Laundering, Corruption, etc
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Basel III Enhancements – Day 1
Session Topic Key Learning Duration
Recap of Basel II A quick recap of Basel II
Capital Adequacy Overview
2 Hours
Evolution of Basel III Need for Basel III
Evolution to Basel III and key enhancements
2 Hour
Capital and Leverage
Ratio
Raising quality of the capital base
Complete understanding of eligible capital under
Basel III
Exposure measurement and computation process
Calibration of the leverage ratio
2 Hours
Total Training 6 Hours
Target Audience: Risk Management, Basel II Teams, Internal Audit / Finance Dept. Even all new
hires at lower levels can benefit from the awareness on the important Basel III developments.
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Basel III Enhancements – Day 2
Session Topic Key Learning Duration
Harmonizing liquidity
standards
Understanding of LCR, NSFR and liq. management
framework
Net stable funding ratio (NSFR): measurement
methodology
Impact of harmonizing liquidity standards
2 Hours
Countering pro-
cyclicality
Mitigating pro-cyclicality & the need for counter-
cyclical buffer
1 Hour
Enhancing risk
coverage
Understanding enhanced securitization & CCR
framework
Forward looking provisioning
Building capital buffers through capital conservation
2 Hours
Total Training 6 Hours
Target Audience: Risk Management, Basel II Teams, Internal Audit / Finance Dept. Even all new
hires at lower levels can benefit from the awareness on the important Basel III developments.
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Key Contacts
Corporate Mumbai Mumbai Bangalore
Riskpro India Ventures (P)
Limited
www.riskpro.in
B-44, Glaxo Building,
Near Mt. Mary’s Steps
Bandra West, Mumbai
400050
Manoj JainDirector
M- 98337 67114
Shriram Gokte
EVP - Risk Management
M- 98209 94063
Rita Shewakramani
SVP - Risk Advisory
M- 98204 [email protected]
Casper AbrahamDirector
M- 98450 61870
Ankit ManglikSVP- Audit & Risk Management
M -9880401236
Delhi Pune Chennai Chennai
Manoj JainDirector
M- 98337 67114
M. L. Jain
Principal – Strategy Risk
M- 98220 [email protected]
Vivek Dixit
EVP- Risk and [email protected]
R. Muralidharan
EVP – Risk Management
M- 95660 77326
A Subramanian
EVP – Risk Management
M- 98400 41764
PN Venkataraghavan
EVP - Banking & Risk
M - 98840 72990
Hyderabad /Kolkata Ahmedabad Agra
Phanindra Prakash (Hyderabad)
Kolkata
Manoj Kumar
M – 98983 65320
Gourav Ladha
M- 97129 52955
Alok Kumar Agarwal (Agra)Member Firm
M- 99971 65253
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About Riskpro
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Who is Riskpro… Why us?
ABOUT US Riskpro is an organisation of member firms
around India devoted to client service excellence. Member firms offer wide range of services in the field of risk management.
Currently it has offices in three major cities Mumbai, Delhi and Bangalore and alliances in other cities.
Managed by experienced professionals with experiences spanning various industries.
MISSION
Provide integrated risk management consulting services to mid-large sized corporate /financial institutions in India
Be the preferred service provider for complete Governance, Risk and Compliance (GRC) solutions.
VALUE PROPOSITION You get quality advisory, normally delivered
by large consulting firms, at fee levels charged by independent & small firms
High quality deliverables
Multi-skilled & multi-disciplined organisation.
Timely completion of any task
Affordable alternative to large firms
DIFFERENTIATORS
Risk Management is our main focus
Over 200 years of cumulative experience
Hybrid Delivery model
Ability to take on large and complex projects due to delivery capabilities
We Hold hands, not shake hands.
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Risk Management Advisory Services
Training Recruitment
Basel II/III Advisory Market Risk
Credit Risk
Operational Risk
ICAAP
Corporate Risks Enterprise Risk Assessment
Fraud Risk
Risk based Internal Audit
Operations Risk
Forensic services
IT Risk Advisory IS Audit
IT Service Management
IT Assurance
IT Governance
Operational Risk Process reviews
Policy/ Process Review
Process Improvement
Compliance Risk
Insurance Risk
Governance Corporate Governance
Business Strategic risk
Fraud Risk
Forensic Accounting
Other Risks Business/Strategic Risk
Reputation Risk
Outsourcing Risk
Contractual Risk
Banking – E Learning
Corporate Training
Regular Risk Management Training
Online Training material
Workshops / Events
AML-KYC/ ISO standards- 31000
Independent Directors for Corporates
Virtual Risk Managers
Full Time Risk Professionals
Part time Risk Professionals
Risk Managers on call – free
S E
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Riskpro’s Network Presence
New Delhi
Mumbai
Bangalore
Ahmedabad
Pune
Agra
Salem
Kolkata
Hyderabad
Chennai
Jaipur
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Riskpro Clients Our ClientsB
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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Riskpro Clients Our ClientsIT
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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Riskpro Clients Our ClientsIT
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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*Any trademarks or logos used throughout this presentation are the property of their respective owners
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