stefan r underhill financial disclosure report for 2009

8/3/2019 Stefan R Underhill Financial Disclosure Report for 2009

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I A o t o ] FINANCIAL DISCLOSURE REPORT R e p o r i R e q u i r e d b y t h e E t h ic sin Government Act of 1978Rev. 1/:OW I FOR CALENDAR YEAR 2009 (s u.s.c, app. ,~ tot-Ill)I 1. Person Reporting (last name, firsl, middle initial) 2. Cour t o r O rga ni za t i on 3. Da l e of Re porl

Underhill0 Stefan R. U.S. District Court (D. Corm,) 05/1412010

4. Title (Article III judges indicate active or scaaior s tatus; 5a. Repor t Type ( c hec k appr opr ia t e ~ ,pe) 6. Repor t ing Per iodmagis~ate judges indicate full- or part-time) [] Nomination, Date 01/01/2009

U,S. District Judge - Active [] initial [] Annual [] Final to12/31120095b. [] Amended Report

7. Cham lyers or Off ice Address 8. On the basis of the inf ar mat ien c ont ained In this Report and anymodifications pertaining therein, It Ix, in my opinion, la complianceU.S. District Court with appl icable laws and regulations.915 Lafayette Blvd.Bridgeport, CT 06604 Reviewing Of f ic er Date

IMPO RTANT NO TE S: The instructions accompanying this form must be followed~ Comp lete all parts,checking the AONE box for each parl where you hove no reportable information~ S~gn on lastpage.

I . P O S I T I O N S . t R , p o ~ i , g i ~ i ~ i a u a o , O : ,o , w . ~ - t z of fillng instructlons.)D N O N E ~ o reportable positions.)

P O S I ~ O N NAME QF ORGANIZATION~I. T~ee l~r~ce Trust2. Tms~e #3

3. T~tee T~ ~ ~" ~

4. Adjunct Facul~ Mem~r Uaive~i~ of Connecticut School of ~w -: .....-

I I. A G R E E M E N T S . (gepoaing indiadudon~; ~ee pp. 14-16 o/~Hng instructions;)N O N E (No reportable agreements.)

D A T E PARTIES AND T~SI.


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Name ef Perton Reporting Date of Repo~F I N A N C I A L D ISC L O SU R E R E PO R T[ Underhill, Stefan R.age 2 of 6 0 5 / 1 4 / 2 0 1 0

I I I. N O N - IN V E S T M E N T L N C O M E . ~Ropoai.g i,di~iz,a,,~ ~.,,; ,,,pp. * 7-2 o/;al.g i~,,uc,~.~)A. F l ier s N o n-Investm ent Inco m e

[] NONE (TVo reportable non-investment income.)

DATE SOURCE AND TYPE JNCOME(yours, not spouses)I. 2009 University of Connecticut School of Law - teaching $12,500.002.3.4.

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - if you were m arried during anypartion of th reporting~vear, co mplete this sectiom(Dollar amount not required except for honoraria.)

[~ NONE ( No reportable non-investment income.)D A T E S O U R C E A N D T Y PE

I. 2009 Bridgeport Public Schools - Teacher2. 2009 Self-employed tuto r3.4.

IV . R E I M B U R S E M E N T S - - ~.~,-po~.,io~ tod, in~ , /oo~, ,~,~,~lt~h.Jt.~ tfiose to spo~*e and dependent children, see pp. 25-27 of filing instructions *

N O N E t w o reportable reimbursements.)SO~CE D A T F . . _ S . L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

I.2.3.4.5.


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F IN A N C I A L D IS C L O SU R E R E P O R T N .... f P ....ReportingI

D ate o f R ep ortPage 3 of 6 Underhill, S l e f a n R . 0 5 / 1 4 / 2 0 1 0

V . G I F T S . a ~ d e , ~ o , , t o s p o u s , ~ d ~ e ~ n d e n t children; see p p . 2 8 o 3 1 of filing instructions.)[] N O N E (No reporcable g~s.)

SO~CE D ES C R I PTI O N VAL~I.2.3.4.5.

Vl. LIAB ILITIES. a~d~ de~ ~ os~ o/s~ ......d , p e , d ~ , ~ h i l d , ~ n : s e e r p .~ ] N O N E ( N o reportable liabilities.)C R E D I T O R D E S C R I P T I O N

I. N orthwestern University E d u c a t io n a l L o a n s2. C i t ib a n k E d u c a t io n a l L o a n s3.

5.


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FINANCIAL D I SC L O S U R E R E P O R T N .... fP ..... R e p o r t i n gPa ge 4 of 6 Underhill, Stefan IL!

05/14/2010

~ NONE ~to reportable income, ~se~, or t~actions.)Bf ............. C. -: .......... D.- ..........~efiption of Assets I ~ om c d un g Gr~s value al ~d T~sae6ons d~ing r~fl ing ~riod

(including ~ ~ts) re~ng ~fiM ofre~ngPla~~X)af~ch~t A m o u n t ~ Ty~lc.g-, Value Value T~e(e.g., ; Dz~ ~ Value Ga~ i Identiwof

e x e m p t f ro m p r i o r d is c l o s ~ e div., ~nt, C~e 2 Mc~ b u y , ~ 1 1 ,(A-H) ~ o r i n t . ) ( J - P ~ ~e3 ~emption) : ]0-~) { A -H ) [ (ifpdvate

I. Fid el i~ ~ uiW - ln eome ( 1 ~ ) A Dividend ~ T2~ FidliU ~ui~-ln~om II (l~) A Dividend ~ T3. Fidelity Contrafund (IRA ) B Dividend t T

4. Fidelity Balanced (IRA) B Dividend K T

5. A rtisan International Fund A Dividend J T6. Legg Mason Value Trust A Dividend J T

7. V anguard Star Fund B Dividend K T

8. Massachusetts Mulual Life Ins. Co. enh. None K Twhole life policy.9. Guardian Life Ins. Co. whole life policy None K T

1 0 . Conn. G eneral Life los. Co . universal life None M Tpolicy1 I. Northwestern Mutual whole life and 65 life N o n e L Tpolicies1 2 . Connecticut Teacher~ Retirement Board None K T(vested pension)1 3 . Peoples United Bank accounts A Interest J T

1 4 . Apple, Inc. common stock

1 5 .

1 6 .


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FINANCIAL DISCLOSURE R E P O R T N . . . . f P . . . . R~po~,.g IPage 5 of 6 Underhlll, Stefan R.]

05/14/2010

VIAl. ADDITIONAL I N F O R M A T IO N O R E X P LA N A T I O N S .P a r t I : listed ia Part I, line 2 of my 2008 r~port has exp~nded all asse~s and is closed.Part V I I :- Assets lige1 in Part VII include assets held by ~ masts identified in Part h- A pple, Inc. commo n stock shown o n my 2008 ~is no lo nger reportable due to the emancipation o f a


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Name of Person Reporting Date of ReportPageFIN~NCIAI ~6 of 6 DISCLOSURE I~PORT Undcrhill, S t e f a n

LX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.[ further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions ors U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I ES O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O CI V I LA N D CR I M I N A L S A N CTI O N S (5 U . S . C. ap p . 1 04)

FILING INSTRUCTIONSMail s igned original and 3 addit ional copies to :

Com m it tee o n F inancial Disclosur eA dminis tra t ive Offic e o f t h e U ni t e d S t a t c s C o ur t sSuite 2-301O ne Colum bus Cir cle , N. E.Washington, D.C. 20544

stefan r underhill financial disclosure report for 2009

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