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SDCCD Subcontractor Participation Plan Template Page 1 of 13
Subcontracting Participation Plan for Small and Historically Underutilized Businesses
(Contractor’s Name)
(Address)
(Date Prepared)
Design/Build proposers should be aware of the following when completing the Subcontracting Participation Plan for Small and Historically Underutilized Business Enterprises (S/HUBE):
The Plan will be used to assess the proposers' experience, commitment and ability to integrate the San Diego Community College District’s (SDCCD) Small and Historically Underutilized Business Enterprise (S/HUBE) Outreach Program objectives in the project delivery process.
The Plan will be reviewed and scored, and constitutes 10% of the overall score used in selecting the design-builder for the project.
This Plan will become part of any subsequent contract with the District. The failure to undertake reasonable efforts to achieve committed S/HUBE utilization percentages has resulted in suspended negotiations for a Guaranteed Maximum Price (GMP).
Design/Build audits will be conducted at various project milestones to monitor S/HUBE utilization and Plan compliance. Audit findings and outreach program outcomes are routinely reported to District Administration, the Propositions S and N Construction Bond Program Citizens’ Oversight Committee (COC) and the Board of Trustees.
The following member of the Design/Build team is the designee responsible for Plan compliance, and related reporting by the Plan Administrator:
Signature: _______________________________________ Date: _____________
Printed name: _______________________________________________________
Title: ______________________________________________________________
SDCCD Subcontractor Participation Plan Template Page 2 of 13
Subcontracting Plan for Participation of Small & Historically Underutilized Businesses
Instructions and Information
Design/Build proposers are encouraged to thoroughly review the Subcontracting Participation Plan for
Small and Historically Underutilized Businesses in its entirety as substantive changes have been made
when compared to previous iterations. Responses submitted in previous plans may no longer be
applicable to this revised plan. The revised Subcontracting Participation Plan solicits information for
both the design and construction phases of the project, as well as furniture, fixtures and equipment
(FF&E). New submittal and certification-related guidelines have been developed to streamline the
Plan's preparation and review processes.
The D/B Subcontracting Participation Plan template provided in the RFP must be used in preparing
your submittal; any changes to the template will negatively impact scores. Plans submitted in any other
format will not be reviewed. (Standard 8.5 "x 11" paper in a portrait rather than landscape orientation
is preferred.) Proposers are encouraged to provide all of the information requested and to be concise
in their responses.
Only current certification verification documents from District-approved certifying agencies will be
accepted for this and future D/B projects. (View approved agency directive at http://public.sdccdprops-
n.com/CR/Forms/ACAP_Directive.pdf) Proposers are no longer required to submit the SDCCD
Certification Verification Form.
All materials related to the Subcontracting Plan must be included in the same section of the proposal
and should be organized as follows:
Section I. Subcontracting Participation Plan for Small/Historically Underutilized Firms
Section II. Certification Documents from District-approved Agencies
Section III. Letters of Acknowledgement from providers of professional services (A&E), construction
services, construction material suppliers/vendors; and FF&E suppliers/ vendors
Section IV. Supporting Documentation for Past Performance Projects
Section V. Supplemental Materials
Letters of Acknowledgement must be on letterhead, identify the project, and include date, name, title
of the signatory, and a signature. The letter should also identify the prospective scope, trade or
products planned for subcontracting or award; and S/HUBE certification status, if applicable. (A Letter
of Acknowledgement template is provided in this RFP)
Supplemental materials are to be limited to 10 pages and should be relevant and thoughtfully selected.
SDCCD Subcontractor Participation Plan Template Page 3 of 13
Supporting documentation for Past Performance projects must be submitted to verify reported
outcomes on previous projects with mandatory goals. The documentation should clearly identify the
project, include start/completion dates, and outcomes at project completion. For federally-funded
projects, a copy of the final or most recent Standard Form 294 (SF294) or Individual Subcontracting
Report (ISR) is preferred. (The submittal of internal reports on company letterhead is discouraged.)
Complete and accurate contact information that may be used for verification of reported outcomes on
Past Performance projects must be provided.
Documentation submitted to verify reported outcomes on projects with voluntary goals should
include spreadsheets identifying the bid pool composition and awards. Any direct source or “Best
Value” awards should be identified.
Section 1 – Subcontracting Participation Goals No Score Assigned
The following goals are established for the proposed Design Build project:
1. A. Total Contract Value: $ _________________________
B. Total Subcontracted $ _________________________ ______% of 1.A.
(This figure represents all planned subcontracting to all businesses, regardless of size.)
C. Total Subcontracted to Small/Historically Underutilized Businesses
$ _____________________ ______% of 1.B, above.
(This figure represents total planned subcontracting dollars under this contract planned for award to
subcontractors, professional service providers, and vendors/suppliers (including furniture, fixtures and
equipment (FF&E) vendors/suppliers) that are small or historically underutilized business concerns,
including SBE, DBE, MBE, WBE and DVBE businesses. This figure must equal the combined figures for
items 2A through 2E in following section.)
Section 2 – Percentage Goals/Contract Volume for Business Subsets 10 points possible Please review Section 2 of the Scoring Matrix for scoring allocation.
2. The following dollars and percentage goals are applicable to the project cited above.
A. Disadvantaged Business Enterprise (DBE) $ _______________ ______% of 1.B.
(This number represents total planned subcontracting dollars under this contract planned for award to
subcontractors/professional service providers/vendors who meet State/Federal definitions for DBE)
B. Minority Business Enterprise (MBE) $ ________________ _____% of 1.B.
(This number represents total subcontracting dollars under this contract planned for award to
subcontractors/professional service providers/vendors who meet State/Federal definitions for MBE)
SDCCD Subcontractor Participation Plan Template Page 4 of 13
C. Disabled Veteran Business Enterprise (DVBE) $ ______________ _____% of 1.B.
(This number represents total subcontracting dollars under this contract planned for award to
subcontractors/professional service providers/vendors who meet State/Federal definitions for DVBE)
D. Woman Business Enterprise (WBE) $ ________________ _____% of 1.B.
(This number represents total subcontracting dollars under this contract planned for award to
subcontractors/professional service providers/vendors who meet State/Federal definitions for WBE)
E. Small Business Enterprise (SBE) $ ________________ _____% of 1.B.
(This number represents total subcontracting dollars under this contract planned for award to
subcontractors/professional service providers/vendors who meet State/Federal definitions for SBE)
(NOTE: Sum of 2.A through 2.E. must match 1.C. above)
F. Other Business Enterprise $ ____________ ______% of 1.B.
(This number represents total subcontracting dollars under this contract planned for award to
subcontractors/professional service providers/vendors who do not have a certification as a small or
historically underutilized business.)
(NOTE: Sum of 2.E + 2.F. must match 1.B. above)
Section 3 – Goals for Small/Historically Underutilized Business Subsets 20 points possible Please review Section 3 of the Scoring Matrix for scoring allocation.
3. A. Please list all firm commitments within the appropriate certification categories specified. Identify
the respective trades/services/scopes and materials anticipated to be contracted to S/D/M/W/DVBEs
in both the design and construction phases of the project – including firms that provide furniture,
fixtures and equipment (FF&E). Please list firms with multiple certifications in one category only,
recognizing that SBEs are more readily available and meaningful D/M/W/DVBE utilization is desired.
a. Firm name; trades, professional services, or materials planned for subcontracting and
subconsulting to Disadvantaged Business Enterprises (DBE); and the respective District-approved
certification agency, number and expiration date.
Name of Firm Services or Products Certification #/Agency Expiration
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
SDCCD Subcontractor Participation Plan Template Page 5 of 13
b. Firm name; trades, professional services, or materials planned for subcontracting and
subconsulting to Disabled Veteran Business Enterprises (DVBE); and the respective District-approved
certification agency, number and expiration date.
Name of Firm Services or Products Certification #/Agency Expiration
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
c. Firm name; trades, professional services, or materials planned for subcontracting and
subconsulting to Minority Business Enterprises (MBE); and the respective District-approved
certification agency, number and expiration date.
Name of Firm Services or Products Certification #/Agency Expiration
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
d. Firm name; trades, professional services,or materials planned for subcontracting and
subconsulting to Women Business Enterprises (WBE); and the respective District-approved
certification agency, number and expiration date.
Name of Firm Services or Products Certification #/Agency Expiration
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
SDCCD Subcontractor Participation Plan Template Page 6 of 13
e. Firm name; trades, professional services, or materials planned for subcontracting and
subconsulting Small Business Enterprises (SBE); and the respective District-approved certification
agency, number and expiration date.
Name of Firm Services or Products Certification #/Agency Expiration
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
________________________ ____________________ ________________________ _________
f. Trades, professional services, materials planned for subcontracting and subconsulting to
subcontractors representing Other Business Enterprises (OBE):
Name of Firm Services or Products
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
___________________________ ___________________________________
3. B. Please include as Section II of your submittal certification documentation from District-approved
agencies only for each firm identified. Please assure the certification documentation is current, and is
submitted for only listed firms.
SDCCD Subcontractor Participation Plan Template Page 7 of 13
3. C. Please submit as Section III of your submittal Letters of Acknowledgement from providers of
professional services (A&E), construction services, construction material suppliers/vendors, and
furniture, fixtures and equipment (FF&E) suppliers/ vendors confirming outreach, engagement and
knowledge of inclusion in the Subcontracting Participation Plan for each S/HUBE firm commitment
identified in the Plan. (A template Letter of Acknowledgement is included in this RFP.)
3. D. Please describe steps taken to assess technical capabilities of listed S/HUBE firms to determine
their suitability for this project:
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
Section 4 – Strategies Used to Address Historical Barriers 25 points possible Please review Section 4 of the Scoring Matrix for scoring allocation.
4. A. Please identify specific strategies implemented to mitigate historical barriers for S/HUBEs on
previous projects; and the respective outcomes.
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
4. B. Please identity strategies that will be implemented on this project to mitigate historical barriers
for S/HUBEs.
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
SDCCD Subcontractor Participation Plan Template Page 8 of 13
4. C. Please identify specific strategies previously implemented to mitigate historical barriers for
specifically D/M/W/DVBEs. Please provide a detailed description of outcomes.
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
4. D. Please identify specific strategies that will be implemented on this project to mitigate historical
barriers for D/M/W/DVBEs.
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
4. E. Please identify the volume and composition of your internal subcontractor database. (No Score
Assigned)
Certified DBE ________ Certified MBE ________ Certified WBE ________
Certified DVBE ________ Certified SBE ________ Other ___________
Database Volume ___________
Section 5 – Proactive Outreach & Workforce Diversity 20 points possible Please review Section 5 of the Scoring Matrix for scoring allocation.
5. A. Please describe activities your design/build team has initiated or participated in during the last
year to enhance diversity of your internal (corporate) workforce or in the broader architectural,
engineering and/or construction industries:
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
SDCCD Subcontractor Participation Plan Template Page 9 of 13
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
5. B. Please identify contractual requirements, incentives or other measures your design/build team
has previously used, if any, to promote diversity at lower tiers on previously completed projects.
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
___________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
5. C. Bonding, contract financing and other factors may present challenges for S/HUBEs seeking
prequalification status. Please describe what, if anything, your firm has previously done to assist
S/HUBEs in meeting prequalification requirements.
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
___________________________________________________________________________________
____________________________________________________________________________________
5. D. Please Identify the San Diego County workforce composition of the design builder’s
management, professional, administrative and current construction field force using the following
categories: Total workforce and totals in all categories that apply: Ethnic Groups: (1) White - Non
Hispanic, (2) Hispanic or Latino, (3) Black or African American - Non Hispanic, (4) Asian - Non Hispanic,
(5) Two or more races, (6) American Indians/Alaskan Native, (7) Native Hawaiians & Other Pacific
Islanders. Other groups: Women, Veterans and Disabled individuals (No score assigned)
Ethnic Groups
Other Groups
SDCCD Subcontractor Participation Plan Template Page 10 of 13
Section 6 – Past Performance 25 points possible Please review Section 6 of the Scoring Matrix for scoring allocation.
6. A. Please identify a project which is either substantially complete (fully bid-out) or completed in
California within the last three years that had mandatory goals for small and underutilized businesses.
Previous SDCCD projects may not be included. If no projects with mandatory goals were completed,
please identify a project with voluntary S/D/M/W/DVBE goals and with participation in at least three
certification categories/subsets. Please list goals and achievements using owner-specified certification
categories.
Project #1: ____________________________________________ Budget: ______________________
Owner: _____________________________________________________________________________
Date started/completed: _______________________________________________________________
Please identify the certification type, goal, outcome and subcontracted/total volume for this project:
Certification Type Goal Achieved Outcome Subcontracted Volume
Example: DVBE 3% 7.5% $135,000 out of $1,800,000
Please list the three key factors that contributed to your success:
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
Please provide project reference and contact information.
Name/Title: _________________________________________________________________________ Phone/Email: ________________________________________________________________________
SDCCD Subcontractor Participation Plan Template Page 11 of 13
Please provide in Section IV of your submittal all documents/data verifying the achievements reported for the project listed above.
6. B. Please identify a project completed/substantially completed in California within the last three
years with voluntary goals that demonstrates your design/build team's best efforts to utilize S/HUBEs.
Previous SDCCD projects may not be included. Firms with multiple certifications should be counted in
only one category/subset. Please include goals, outcomes, and a detailed description of strategies
employed.
Project #2: ____________________________________________ Budget: ______________________
Owner: _____________________________________________________________________________
Date started/completed: _______________________________________________________________
Please identify the certification type, goal, outcome and subcontracted/total volume for this project:
Certification Type Goal Achieved Outcome Subcontracted Volume
Example: DVBE 3% 7.5% $135,000 out of $1,800,000
Please list the three key factors that contributed to your success:
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
Please provide project reference and contact information.
Name/Title: _________________________________________________________________________ Phone/Email: ________________________________________________________________________
SDCCD Subcontractor Participation Plan Template Page 12 of 13
Please provide in Section IV of your submittal all documents/data verifying the achievements reported
for the project listed above.
6. C. Please list the resources your design/build team has used to identify S/D/M/W/DVBEs in San
Diego County for this project.
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
____________________________________________________________________________________
6. D. Please identify at least five (5) previous S/HUBEs subcontractors utilized on one or more public
sector projects. Please include the project name, value, S/HUBE certification status, certifying agency
and expiration dates.
Name of Firm Project Contract Value Cert/Agency/Exp
_____________________ ___________________ __________________ __________________
_____________________ ___________________ __________________ __________________
_____________________ ___________________ __________________ __________________
_____________________ ___________________ __________________ __________________
_____________________ ___________________ __________________ __________________
_____________________ ___________________ __________________ __________________
_____________________ ___________________ __________________ __________________
Section 7 – Subcontracting Plan Administration No points assigned
7. The following employee has been designated the Administrator for the Mesa College Dramatic &
Fine Arts Building Subcontracting Participation Plan for Small and Historically Underutilized Businesses.
The Administrator is responsible for the development, preparation and execution of this
Subcontracting Plan. Given the time between award and construction start-up, should staffing changes
that impact the administration of the Plan occur, the District should be notified in writing of the change
SDCCD Subcontractor Participation Plan Template Page 13 of 13
within five working days to assure continuity in monitoring and reporting compliance with this Plan’s
stated S/HUBE utilization commitments.
NAME: ________________________________________________________________________
TITLE: _________________________________________________________________________
ADDRESS: ____________________________________________________________________
TELEPHONE #: _____________________________ FAX #:______________________________
EMAIL: _______________________________________________________________________
Section 8 – Supplemental Materials No points assigned
8. Please submit as Section V of the submittal only supplemental materials that are relevant to this
project and/or reference the content of the Subcontracting Plan. Please limit materials to 10 pages and
provide a list of the materials. (Documents submitted in an Appendix will not be reviewed)
A. ______________________________________________________________________
B. ______________________________________________________________________
C. ______________________________________________________________________
D. ______________________________________________________________________
E. ______________________________________________________________________
F. ______________________________________________________________________
G. ______________________________________________________________________