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US District Court Civil Docket as of December 09, 2013 Retrieved from the court on December 11, 2013 U. S. District Court Eastern District of Louisiana (New Orleans) CIVIL DOCKET FOR CASE #: 2:13-cv-03935-CJB-SS Firefighters Pension & Relief Fund of the City of New Orleans Date Filed: 05/24/2013 v. Bulmahn et al Jury Demand: Plaintiff Assigned to: Judge Carl Barbier Nature of Suit: 850 Referred to: Magistrate Judge Sally Shushan Securities/Commodities Cause: 15:77 Securities Fraud Jurisdiction: Federal Question Date Filed # Docket Text 05/24/2013 1 COMPLAINT with jury demand against All Defendants (Credit Card not accepted or unavailable - payment of filing fee due within 2 business days) filed by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Civil Cover Sheet, # 2 Summons, # 3 Affidavit)(Lemmon, Andrew) Modified on 5/29/2013 (gec, ). (Entered: 05/24/2013) 05/28/2013 Filing fee received from Firefighters Pension & Relief Fund of the City of New Orleans: $ 400.00 (jmd, ) (Entered: 05/28/2013) 05/28/2013 2 Initial Case Assignment to Judge Carl Barbier and Magistrate Judge Sally Shushan. (jmd, ) (Entered: 05/28/2013) 05/29/2013 3 Correction of Docket Entry by Clerk re Summons attached to 1 Complaint. Summons not issued. Filing attorney must submit a separate summons for each defendant. Also, document must reflect case number 13-3935 "J"(1). (gec, ) (Entered: 05/29/2013) 06/05/2013 4 Summons Submitted for Issuance (Attachments: # 1 Summons, # 2 Summons, # 3 Summons, # 4 Summons, # 5 Summons, # 6 Summons, # 7 Summons, # 8 Summons, # 9 Summons, # 10 Summons, # 11 Summons)(Lemmon, Andrew) (Entered: 06/05/2013) 06/06/2013 5 Summons Issued as to defendants. (Attachments: # 1 summons, # 2 summons, # 3 summons, # 4 summons, # 5 summons, # 6 summons, # 7 summons, # 8 summons, # 9 summons, # 10 summons, # 11 summons)(sek, ) (Entered: 06/06/2013) 06/21/2013 6 **DEFICIENT** EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Donald A. Broggi (Filing fee $ 100 receipt number 053L-4029907) by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Affidavit)(Lemmon, Andrew) Modified on 6/24/2013 (gec, ). (Entered: 06/21/2013) 06/21/2013 7 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Joseph Guglielmo (Filing fee $ 100 receipt number 053L-4029975) by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Affidavit)(Lemmon, Andrew) (Additional attachment(s) added on 6/25/2013: # 3 Proposed Order) (gec, ). (Entered: 06/21/2013)

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Page 1: U. S. District Court Eastern District of Louisiana …securities.stanford.edu/filings-documents/1050/ATPAQ00...Zwerling, LLP, # 10 Exhibit "G" Firm Resume of Lemmon Law Firm, LLC,

US District Court Civil Docket as of December 09, 2013 Retrieved from the court on December 11, 2013

U. S. District Court Eastern District of Louisiana (New Orleans)

CIVIL DOCKET FOR CASE #: 2:13-cv-03935-CJB-SS

Firefighters Pension & Relief Fund of the City of New Orleans Date Filed: 05/24/2013 v. Bulmahn et al Jury Demand: Plaintiff Assigned to: Judge Carl Barbier Nature of Suit: 850 Referred to: Magistrate Judge Sally Shushan

Securities/Commodities

Cause: 15:77 Securities Fraud

Jurisdiction: Federal Question

Date Filed # Docket Text

05/24/2013 1 COMPLAINT with jury demand against All Defendants (Credit Card not accepted or unavailable - payment of filing fee due within 2 business days) filed by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Civil Cover Sheet, # 2 Summons, # 3 Affidavit)(Lemmon, Andrew) Modified on 5/29/2013 (gec, ). (Entered: 05/24/2013)

05/28/2013

Filing fee received from Firefighters Pension & Relief Fund of the City of New Orleans: $ 400.00 (jmd, ) (Entered: 05/28/2013)

05/28/2013

2 Initial Case Assignment to Judge Carl Barbier and Magistrate Judge Sally Shushan. (jmd, ) (Entered: 05/28/2013)

05/29/2013 3 Correction of Docket Entry by Clerk re Summons attached to 1 Complaint. Summons not issued. Filing attorney must submit a separate summons for each defendant. Also, document must reflect case number 13-3935 "J"(1). (gec, ) (Entered: 05/29/2013)

06/05/2013 4 Summons Submitted for Issuance (Attachments: # 1 Summons, # 2 Summons, # 3 Summons, # 4 Summons, # 5 Summons, # 6 Summons, # 7 Summons, # 8 Summons, # 9 Summons, # 10 Summons, # 11 Summons)(Lemmon, Andrew) (Entered: 06/05/2013)

06/06/2013 5 Summons Issued as to defendants. (Attachments: # 1 summons, # 2 summons, # 3 summons, # 4 summons, # 5 summons, # 6 summons, # 7 summons, # 8 summons, # 9 summons, # 10 summons, # 11 summons)(sek, ) (Entered: 06/06/2013)

06/21/2013 6 **DEFICIENT** EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Donald A. Broggi (Filing fee $ 100 receipt number 053L-4029907) by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Affidavit)(Lemmon, Andrew) Modified on 6/24/2013 (gec, ). (Entered: 06/21/2013)

06/21/2013 7 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Joseph Guglielmo (Filing fee $ 100 receipt number 053L-4029975) by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Affidavit)(Lemmon, Andrew) (Additional attachment(s) added on 6/25/2013: # 3 Proposed Order) (gec, ). (Entered: 06/21/2013)

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06/24/2013

8

EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Donald A. Broggi (Fee previously paid) by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Affidavit, # 3 Exhibit E-File Registration Form, # 4 Proposed Order)(Lemmon, Andrew) M (Entered: 06/24/2013)

06/25/2013 9 EXPARTE/CONSENT First MOTION for Extension of Time to Answer re 1 Complaint, by J.P. Morgan Securities Inc.. (Attachments: # 1 Proposed Order)(Hite, John) (Entered: 06/25/2013)

06/25/2013 10 Correction of Docket Entry by Clerk re 7 MOTION to Appear Pro Hac Vice Joseph Guglielmo . Filing attorney did not include a proposed order. Proposed Order subsequently provided to Clerk and has now been attached to the motion. (gec, ) (Entered: 06/25/2013)

06/25/2013

11 ORDER granting 7 Motion to Appear Pro Hac Vice as to Joseph P. Guglielmo for plaintiff. Signed by Judge Carl Barbier on 6/24/13. (sek, ) (Entered: 06/25/2013)

06/26/2013

12 ORDER granting 8 Motion to Appear Pro Hac Vice as to Donald A Broggi for I plaintiff. Signed by Judge Carl Barbier on 6/25/13. (sek, ) (Entered: 06/26/2013)

06/27/2013 13 ORDER granting 9 Motion for Extension of Time to Answer re 1 Complaint, as to J.P. Morgan Securities Inc.; answer due 7/19/2013. Signed by Judge Carl Barbier on 6/26/13. (sek, ) (Entered: 06/27/2013)

06/28/2013 14 Statement of Corporate Disclosure by J.P. Morgan Securities Inc. identifying Corporate Parent JPMorgan Chase & Co., Corporate Parent J.P. Morgan Broker Dealer Holdings Inc. for J.P. Morgan Securities Inc. (Hite, John) (Entered: 06/28/2013)

06/28/2013

06/28/2013

06/28/2013

15 SUMMONS Returned Executed; Keith R Godwin served on 6/7/2013, answer due 6/28/2013. (Guglielmo, Joseph) (Entered: 06/28/2013)

16 SUMMONS Returned Executed; Albert L Reese, Jr. served on 6/7/2013, answer due 6/28/2013. (Guglielmo, Joseph) (Entered: 06/28/2013)

17 SUMMONS Returned Executed; J.P. Morgan Securities Inc. served on 6/7/2013, answer due 7/19/2013. (Guglielmo, Joseph) (Entered: 06/28/2013)

07/12/2013 18 EXPARTE/CONSENT MOTION to Amend/Correct 1 Complaint, to Amend Certification to Attach Schedule A by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Exhibit Schedule A to Certification, # 2 Proposed Order)(Lemmon, Andrew) Modified on 7/15/2013 (gec, ). (Entered: 07/12/2013)

07/16/2013 19 ORDER granting 18 Motion to Amend Certification of Richard J. Hampton, Jr.; Certification attached to Rec.Doc.18 is deemed part of the record as to the Complaint, Doc. 1. Signed by Judge Carl Barbier on 7/15/13. (sek, ) (Entered: 07/16/2013)

07/23/2013 20 EXPARTE/CONSENT MOTION for Entry of Consent Scheduling Order by Firefighters Pension & Relief Fund of the City of New Orleans. (Attachments: # 1 Proposed Order)(Lemmon, Andrew) Modified on 7/24/2013 (gec, ). (Entered: 07/23/2013)

07/23/2013 21 **DEFICIENT** MOTION for Appointment of Lead Plaintiff and Approval of Lead

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Counsel by Armada Advisors, Inc. Motion set for 8/14/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Affidavit Declaration of O'Bell, # 3 Proposed Order, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E)Attorney Eric J. O'Bell added to party Armada Advisors, Inc.(pty:mov).(O'Bell, Eric) Modified on 7/24/2013 (gec, ). (Entered: 07/23/2013)

07/23/2013 22 **WITHDRAWN PER DOC. #61**MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel by Summit Capital Management LLC. Motion set for 8/14/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Notice of Submission, # 2 Memorandum in Support, # 3 Declaration in Support, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E, # 9 Proposed Order)Attorney Lewis Stephen Kahn added to party Summit Capital Management LLC(pty:mov).(Kahn, Lewis) Modified on 8/13/2013 (cms, ). (Entered: 07/23/2013)

07/23/2013 23 **DEFICIENT** MOTION for Appointment as Lead Plaintiff and Approval of Selection of Counsel by Plumbers and Pipefitters National Pension Fund. Motion(s) referred to Sally Shushan. Motion set for 8/14/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Declaration of Louis L. Robein, Jr. in Support, # 3 Exhibit A to Robein Decl., # 4 Exhibit B to Robein Decl., # 5 Exhibit C to Robein Decl., # 6 Proposed Order)Attorney Louis Leo Robein, III added to party Plumbers and Pipefitters National Pension Fund(pty:mov).(Robein, Louis) Modified on 7/24/2013 (gec, ). (Entered: 07/23/2013)

07/23/2013 24 MOTION for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Co-Lead and Liaison Counsel by Firefighters Pension & Relief Fund of the City of New Orleans. Motion set for 8/14/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Notice of Submission, # 2 Memorandum in Support, # 3 Exhibit Declaration of Joseph P. Guglielmo, # 4 Exhibit "A" Notice, # 5 Exhibit "B" Firefigher Group's Plaintiff Certifications, # 6 Exhibit "C" Loss Charts of Firefighters Group, # 7 Exhibit "D" Firm Resume of Scott+Scott, # 8 Exhibit "E" Cornwell v. Credit Suisse Group Opinion, # 9 Exhibit "F" Firm Resume of Zwerling, Schacter & Zwerling, LLP, # 10 Exhibit "G" Firm Resume of Lemmon Law Firm, LLC, # 11 Exhibit "H" Updated Schedule A to Certification of Firefighters Pension and Relief Fund of the City of New Orleans, # 12 Proposed Order, # 13 Exhibit Request for Oral Argument, # 14 Proposed Order Granting Oral Argument)(Lemmon, Andrew) Modified on 7/24/2013 (gec, ). (Entered: 07/23/2013)

07/23/2013 26 Request/Statement of Oral Argument by Firefighters Pension & Relief Fund of the City of New Orleans regarding 24 MOTION for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Co-Lead and Liaison Counsel. (Attachments: # 1 Proposed Order)(gec, ) (Entered: 07/24/2013)

07/24/2013 25 Correction of Docket Entry by Clerk re 22 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel. The title of the attached proposed order should not include the word 'Proposed' but only reflect 'Order' on the actual document. (gec, ) (Entered: 07/24/2013)

07/24/2013 27 Correction of Docket Entry by Clerk re 24 MOTION for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Co-Lead and Liaison Counsel. The title of the attached Notice should reflect Notice of Submission instead of Notice of Motion on the actual document, pursuant to the Local Rules; the title of the attached proposed orders should not include the word 'Proposed' but only reflect

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'Order' on the actual documents. Filing attorney attached a Request for Oral Argument to this motion instead of filing it as a separate entry. Clerk took corrective action by separating the request and docketing it as a separate entry. All future requests for oral argument must be filed separately. (gec, ) (Entered: 07/24/2013)

07/25/2013 28 MOTION for Appointment of Lead Counsel and for Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel by Armada Advisors, Inc. Motion set for 8/14/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Notice of Submission, # 2 Memorandum in Support, # 3 Declaration in Support, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E, # 9 Proposed Order)(O'Bell, Eric) Modified on 7/26/2013 (gec, ). (Entered: 07/25/2013)

07/29/2013 29 MOTION to Appoint Counsel Lead Counsel by Plumbers and Pipefitters National Pension Fund. Motion set for 8/14/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Affidavit Louis Robein, # 3 Exhibit Exh A to L. Robein, # 4 Exhibit Exh B to L. Robein, # 5 Exhibit Exh C to L. Robein, # 6 Proposed Order, # 7 Notice of Submission)(Robein, Louis) Modified on 7/30/2013 (gec, ). (Entered: 07/29/2013)

07/30/2013 30 Correction of Docket Entry by Clerk re 29 MOTION to Appoint Counsel Lead Counsel. Filing attorney should have selected No at the question 'Is this an Exparte/Consent Motion Y/N?' before clicking the Next button. As a result, motion was not set for submission. Motion is set for 8/14/2013 09:30 AM before Judge Carl Barbier. Clerk took corrective action. (gec, ) (Entered: 07/30/2013)

07/31/2013 31 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Paul R. Bessette (Filing fee $ 100 receipt number 053L-4083343) by T Paul Bulmahn, Keith R Godwin, Albert L Reese, Jr.. (Attachments: # 1 Exhibit 1 - 3, # 2 Proposed Order)(Cheatwood, Roy) (Entered: 07/31/2013)

07/31/2013 32 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Michael J. Biles (Filing fee $ 100 receipt number 053L-4083382) by T Paul Bulmahn, Keith R Godwin, Albert L Reese, Jr.. (Attachments: # 1 Exhibit 1 - 3, # 2 Proposed Order)(Cheatwood, Roy) (Entered: 07/31/2013)

07/31/2013 33 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Yusuf Bajwa (Filing fee $ 100 receipt number 053L-4083406) by T Paul Bulmahn, Keith R Godwin, Albert L Reese, Jr.. (Attachments: # 1 Exhibit 1 - 3, # 2 Proposed Order)(Cheatwood, Roy) (Entered: 07/31/2013)

07/31/2013 34 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Royale Price (Filing fee $ 100 receipt number 053L-4083423) by T Paul Bulmahn, Keith R Godwin, Albert L Reese, Jr.. (Attachments: # 1 Exhibit 1 - 3, # 2 Proposed Order)(Cheatwood, Roy) (Entered: 07/31/2013)

07/31/2013 35 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Tyler W. Highful (Filing fee $ 100 receipt number 053L-4083434) by T Paul Bulmahn, Keith R Godwin, Albert L Reese, Jr.. (Attachments: # 1 Exhibit 1 - 3, # 2 Proposed Order)(Cheatwood, Roy) (Entered: 07/31/2013)

07/31/2013 36 **DEFICIENT** EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Danielle S. Myers (Filing fee $ 100 receipt number 053L-4084633) by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Affidavit Danielle S. Myers, # 2 Exhibit

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Certificate of Good Standing, # 3 Proposed Order)(Robein, Louis) Modified on 8/1/2013 (gec, ). (Entered: 07/31/2013)

07/31/2013 37 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice of Hamilton P. Lindley (Filing fee $ 100 receipt number 053L-4084750) by Summit Capital Management LLC. (Attachments: # 1 Affidavit Hamilton P. Lindley, # 2 Proposed Order)(Nicholson, Melinda) (Entered: 07/31/2013)

08/02/2013 38 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Danielle Myers (Fee previously paid) by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Affidavit, # 2 Exhibit Certificate of Good Standing, # 3 Efiling Registration, # 4 Proposed Order)(Robein, Louis) (Entered: 08/02/2013)

08/02/2013 39 ORDER granting 33 Motion to Appear Pro Hac Vice as to Yusuf Bajwa on behalf of Defendants T. Paul Bulmahn, Albert L. Reese, Jr., and Keith R. Godwin. Signed by Judge Carl Barbier on 8/1/13. (sek, ) (Entered: 08/02/2013)

08/02/2013 40 ORDER granting 31 Motion to Appear Pro Hac Vice as to Paul R. Bessette on behalf of Defendants T. Paul Bulmahn, Albert L. Reese, Jr., and Keith R. Godwin. Signed by Judge Carl Barbier on 8/2/13. (sek, ) (Entered: 08/02/2013)

08/02/2013 41 ORDER granting 32 Motion to Appear Pro Hac Vice as to Michael J. Biles on behalf of Defendants T. Paul Bulmahn, Albert L. Reese, Jr., and Keith R. Godwin. Signed by Judge Carl Barbier on 8/1/13. (sek, ) (Entered: 08/02/2013)

08/02/2013 42 ORDER granting 34 Motion to Appear Pro Hac Vice as to Royale Price on behalf of Defendants T. Paul Bulmahn, Albert L. Reese, Jr., and Keith R. Godwin. Signed by Judge Carl Barbier on 8/1/13. (sek, ) (Entered: 08/02/2013)

08/02/2013 43 ORDER granting 35 Motion to Appear Pro Hac Vice as to Tyler W Highful on behalf of Defendants T. Paul Bulmahn, Albert L. Reese, Jr., and Keith R. Godwin. Signed by Judge Carl Barbier on 8/1/13. (sek, ) (Entered: 08/02/2013)

08/02/2013 44 ORDER granting 37 Motion to Appear Pro Hac Vice as to Hamilton P Lindley for Movant Summit Capital Management LLC. Signed by Judge Carl Barbier on 8/1/13. (sek, ) (Entered: 08/02/2013)

08/05/2013 45 ORDER granting 20 Motion for Entry of Consent Scheduling Order as set forth in document. Signed by Judge Carl Barbier on 8/2/13. (sek, ) (Entered: 08/05/2013)

08/06/2013 46 ORDER granting 38 Motion to Appear Pro Hac Vice as to Danielle S Myers on behalf of Plumbers and Pipefitters National Pension Fund. Signed by Judge Carl Barbier on 8/5/13. (sek, ) (Entered: 08/06/2013)

08/06/2013 47 **DEFICIENT** NOTICE by Summit Capital Management LLC re 22 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel Notice of Amended Certification . (Attachments: # 1 Declaration in Support, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C)(Kahn, Lewis) Modified on 8/7/2013 (gec, ). (Entered: 08/06/2013)

08/06/2013 48 RESPONSE to Motion filed by Firefighters Pension & Relief Fund of the City of New Orleans re 21 MOTION for Appointment of Lead Plaintiff and Approval of Lead Counsel , 23 MOTION for Appointment as Lead Plaintiff and Approval of Selection of Counsel, 22 MOTION for Appointment of Lead Plaintiff and Approval of Selection

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of Lead Counsel . (Lemmon, Andrew) (Entered: 08/06/2013)

08/06/2013 49 RESPONSE/MEMORANDUM in Opposition filed by Summit Capital Management LLC re 29 MOTION to Appoint Counsel Lead Counsel , 28 MOTION for Appointment of Lead Counsel and for Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel , 24 MOTION for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Co-Lead and Liaison Counsel . (Attachments: # 1 Declaration in Support, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5)(Kahn, Lewis) (Entered: 08/06/2013)

08/06/2013 50 RESPONSE/MEMORANDUM in Opposition filed by Plumbers and Pipefitters National Pension Fund re 28 MOTION for Appointment of Lead Counsel and for Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel , 22 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel , 24 MOTION for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Co-Lead and Liaison Counsel . (Robein, Louis) (Entered: 08/06/2013)

08/06/2013 51 **DEFICIENT** AFFIDAVIT in Opposition by Affiant Danielle S. Myers re 28 MOTION for Appointment of Lead Counsel and for Approval of Lead Plaintiff's Selection of Lead and Liaison Counsel, 22 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel, 24 MOTION for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Co-Lead and Liaison Counsel . (Attachments: # 1 Exhibit A)(Myers, Danielle) Modified on 8/7/2013 (gec, ). (Entered: 08/06/2013)

08/06/2013 52 RESPONSE/MEMORANDUM in Opposition filed by Armada Advisors, Inc. re 22 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel , 29 MOTION to Appoint Counsel Lead Counsel . (O'Bell, Eric) Modified on 8/7/2013 (gec, ). (Entered: 08/06/2013)

08/09/2013 53 EXPARTE/CONSENT MOTION for Leave to File Declaration of Danielle S. Myers by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Proposed Order Order, # 2 Affidavit Declaration of Danielle S. Myers, # 3 Exhibit Exhibit A)(Robein, Louis) (Entered: 08/09/2013)

08/12/2013 54 EXPARTE/CONSENT MOTION for Leave to File Notice of Withdrawal by Summit Capital Management LLC. (Attachments: # 1 Notice of Withdrawal, # 2 Proposed Order)(Kahn, Lewis) (Entered: 08/12/2013)

08/12/2013 55 ORDER granting 53 Motion for Leave to File Declaration of Danielle S. Myers to Supplement Memorandum of Law in Opposition to Competing Motions for Appointment as Lead Plaintiff. Signed by Judge Carl Barbier on 8/12/2013. (gbw, ) (Entered: 08/12/2013)

08/12/2013 56 EXPARTE/CONSENT MOTION for Leave to File Reply Memorandum of Law in Further Support of Motion for Appointment as Lead Plaintiff by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Proposed Order, # 2 Reply Memorandum)(Robein, Louis) (Entered: 08/12/2013)

08/12/2013 57 Declaration of Danielle S. Myers by Plumbers and Pipefitters National Pension Fund in Support of 50 Memorandum of Law in Opposition to CompetingMotions for Appointment as Lead Plaintiff. (Attachments: # 1 Exhibit A)(gbw, ) (Entered: 08/12/2013)

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08/12/2013 58 ORDER canceling oral argument set for 8/14/2013 re 24 MOTION for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Co-Lead and Liaison Counsel. The matter will be considered on the briefs. Signed by Judge Carl Barbier on 8/12/2013.(gbw, ) (Entered: 08/12/2013)

08/13/2013 59 ORDER granting 54 Motion for Leave to File Notice of Withdrawal. Signed by Judge Carl Barbier on 8/13/2013. (cms, ) (Entered: 08/13/2013)

08/13/2013 60 ORDER granting 56 Motion for Leave to File Reply Memorandum. Signed by Judge Carl Barbier on 8/13/2013. (cms, ) (Entered: 08/13/2013)

08/13/2013 61 NOTICE of Withdrawal by Summit Capital Management LLC re 22 MOTION for Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel . (cms, ) (Entered: 08/13/2013)

08/13/2013 62 REPLY to Response to Motion filed by Firefighters Pension & Relief Fund of the City of New Orleans re 29 MOTION to Appoint Counsel Lead Counsel . (cms, ) (Entered: 08/13/2013)

08/15/2013 63 ORDER AND REASONS - it is ORDERED that Plumbers and Pipefitters National Pension Fund's 29 Motion for Appointment of Lead Plaintiff and Lead Counsel is GRANTED as stated within document. FURTHER ORDERED that Armada Advising, Inc. and Firefighters Pension & Relief Fund of the City of New Orleans's motions (Rec. Docs. 24 , 28 ) are DENIED. Signed by Judge Carl Barbier. (gec, ) (Entered: 08/15/2013)

08/20/2013 64 Notice of Related Case(s) / Collateral Proceeding by T Paul Bulmahn, Keith R Godwin, Albert L Reese, Jr. of related case(s) 13-2274 USDC Southern District of Texas . (Woolf, Matthew) Modified on 8/21/2013 (gec, ). (Entered: 08/20/2013)

09/11/2013 65 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Robert Henssler, Jr. (Filing fee $ 100 receipt number 053L-4146035) by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Proposed Order, # 2 Affidavit, # 3 Certificate of Good Standing, # 4 ECF Registration)(Robein, Louis) (Entered: 09/11/2013)

09/12/2013 66 ORDER granting 65 Motion to Appear Pro Hac Vice as to Robert R Henssler for Plumbers and Pipefitters National Pension Fund. Signed by Judge Carl Barbier on 9/12/13. (sek, ) (Entered: 09/12/2013)

09/26/2013 67 EXPARTE/CONSENT MOTION for Extension of Time to Amend Complaint by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Proposed Order)(Robein, Louis) Modified on 9/27/2013 (gec, ). (Entered: 09/26/2013)

09/27/2013 68 Correction of Docket Entry by Clerk re 67 MOTION for Extension of Time to Amend Complaint . Filing attorney incorrectly changed 'N' to 'Y' at the question 'Is this motion to be decided by the Magistrate Judge Y/N?'. This motion will be decided by the district judge. Clerk took corrective action. (gec, ) (Entered: 09/27/2013)

09/27/2013 69 ORDER granting 67 Motion for Extension of Time; Accordingly, Plumbers and Pipefitters National Pension Fund shall have an extension of ten (10) days from the date the pleadings would otherwise be due, or until October 10, 2013, within which to file its amended complaint. Signed by Judge Carl Barbier on 9/27/13. (sek, ) (Entered: 09/27/2013)

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09/30/2013 70 **DEFICIENT** NOTICE of Appearance by Corby Davin Boldissar on behalf of Burt A. Adams, Chris A Brisack, Arthur H. Dilly, George R. Edwards, Robert J. Karow, Brent M. Longnecker, Gerard J. Swonke, Walter Wendlandt. Attorney Corby Davin Boldissar added to party Burt A. Adams(pty:dft), Attorney Corby Davin Boldissar added to party Chris A Brisack(pty:dft), Attorney Corby Davin Boldissar added to party Arthur H. Dilly(pty:dft), Attorney Corby Davin Boldissar added to party George R. Edwards(pty:dft), Attorney Corby Davin Boldissar added to party Robert J. Karow (pty:dft), Attorney Corby Davin Boldissar added to party Brent M. Longnecker(pty:dft), Attorney Corby Davin Boldissar added to party Gerard J. Swonke(pty:dft), Attorney Corby Davin Boldissar added to party Walter Wendlandt(pty:dft).(Boldissar, Corby) Modified on 10/1/2013 (gec, ). (Entered: 09/30/2013)

10/01/2013 71 EXPARTE/CONSENT MOTION to Enroll as Counsel of Record by Burt A. Adams, Chris A Brisack, Arthur H. Dilly, George R. Edwards, Robert J. Karow, Brent M. Longnecker, Gerard J. Swonke, Walter Wendlandt. (Attachments: # 1 Proposed Order)Attorney Corby Davin Boldissar added to party Burt A. Adams(pty:dft), Attorney Corby Davin Boldissar added to party Chris A Brisack(pty:dft), Attorney Corby Davin Boldissar added to party Arthur H. Dilly(pty:dft), Attorney Corby Davin Boldissar added to party George R. Edwards(pty:dft), Attorney Corby Davin Boldissar added to party Robert J. Karow (pty:dft), Attorney Corby Davin Boldissar added to party Brent M. Longnecker(pty:dft), Attorney Corby Davin Boldissar added to party Gerard J. Swonke(pty:dft), Attorney Corby Davin Boldissar added to party Walter Wendlandt(pty:dft).(Boldissar, Corby) (Entered: 10/01/2013)

10/01/2013 72 ORDER granting 71 Motion to Enroll as Counsel of Record for Attorney Omer Frederick Kuebel, III,Philip Guy Eisenberg,Monique M. Lafontaine for Burt A. Adams, for Chris A Brisack, for Arthur H. Dilly, for George R. Edwards, for Robert J. Karow, for Brent M. Longnecker, for Gerard J. Swonke, for Walter Wendlandt. Signed by Judge Carl Barbier on 10/1/13. (sek, ) (Entered: 10/01/2013)

10/09/2013 73 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Christopher Stewart (Filing fee $ 100 receipt number 053L-4186551) by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Proposed Order, # 2 Affidavit, # 3 Certificate of Good Standing, # 4 Efiling Registration)(Robein, Louis) Modified on 10/10/2013 (gec, ). (Entered: 10/09/2013)

10/10/2013 74 ORDER granting 73 Motion to Appear Pro Hac Vice as to Christopher D Stewart on behalf of Plumbers and Pipefitters National Pension Fund. Signed by Judge Carl Barbier on 10/10/13. (sek, ) (Entered: 10/10/2013)

10/10/2013 75 AMENDED COMPLAINT with Jury Demand against Burt A. Adams, Chris A Brisack, T Paul Bulmahn, Arthur H. Dilly, George R. Edwards, Keith R Godwin, Robert J. Karow, Brent M. Longnecker, Albert L Reese, Jr, Gerard J. Swonke, Walter Wendlandt filed by Plumbers and Pipefitters National Pension Fund, Firefighters Pension & Relief Fund of the City of New Orleans.Attorney Robert R Henssler added to party Firefighters Pension & Relief Fund of the City of New Orleans(pty:pla).(Henssler, Robert) (Entered: 10/10/2013)

10/15/2013 76 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Cody R. LeJeune (Filing fee $ 100 receipt number 053L-4192427) by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Proposed Order, # 2 Affidavit, # 3 Certificate of

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Good Standing, # 4 Efiling Registration)(Robein, Louis) Modified on 10/16/2013 (gec, ). (Entered: 10/15/2013)

10/16/2013 77 ORDER: It having come to the Court's attention that Master Case 13-3935, "FIREFIGHTERS PENSION & RELIEF FUND OF THE CITY OF NEW ORLEANS v. T PAUL BULMAHN, ET AL", is related to case 13-6083 BRIAN M NEIMAN v. T PAUL BULMAHN, ET AL, Accordingly; IT IS ORDERED that the above matters are hereby consolidated. All entries shall be made on the master docket sheet only, with a notation listing the cases to which the document applies. Signed by Judge Carl Barbier on 10/15/13.(sek, ) (Entered: 10/16/2013)

10/16/2013 78 ORDER: It having come to the Court's attention that Master Case 13-3935, "FIREFIGHTERS PENSION & RELIEF FUND OF THE CITY OF NEW ORLEANS v. T PAUL BULMAHN, ET AL", is related to case 13-6084, BRIAN STACKHOUSE v. T PAUL BULMAHN, ET AL, Accordingly; IT IS ORDERED that the above matters are hereby consolidated. All entries shall be made on the master docket sheet only, with a notation listing the cases to which the document applies. Signed by Judge Carl Barbier on 10/15/13.(Reference: 13-6084)(sek, ) (Entered: 10/16/2013)

10/16/2013 79 ORDERED that Stephen H. Kupperman of the law firm of Barrasso Usdin Kupperman Freeman & Sarver, L.L.C., be and is hereby enrolled as local counsel for Brian M. Neiman, William Kruse and David Callahan. Signed by Judge Carl Barbier on 10/16/13.(Reference: 13-6083)(sek, ) (Entered: 10/16/2013)

10/16/2013 80 ORDER granting 76 Motion to Appear Pro Hac Vice as to Cody R LeJeune for plaintiff Plumbers and Pipefitters National Pension Fund. Signed by Judge Carl Barbier on 10/16/13. (Reference: 13-3935)(sek, ) (Entered: 10/16/2013)

10/16/2013 81 EXPARTE/CONSENT MOTION to Enroll as Counsel of Record (Local Counsel) by Moshe Issac Foundation. (Attachments: # 1 Proposed Order)(Reference: 13-6083, 13- 6084) Attorney James H. Gibson added to party Moshe Issac Foundation(pty:conmvt), Attorney James H. Gibson added to party Moshe Issac Foundation(pty:conmvt).(Gibson, James) Modified on 10/16/2013 (gec, ). (Entered: 10/16/2013)

10/17/2013 82 ORDER granting 81 Motion to Enroll James H. Gibson as Counsel of Record for The Moshe Issac Foundation. Signed by Judge Carl Barbier on 10/16/13. (Reference: 13- 6083, 13-6084)(sek, ) (Entered: 10/17/2013)

10/17/2013 83 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice William B. Federman (Filing fee $ 100 receipt number 053L-4197153) by David Callahan, William Kruse, Brian M Neiman. (Attachments: # 1 Proposed Order, # 2 Exhibit A--Certificate of Good Standing, # 3 Exhibit B--Affidavit of Federman)(Reference: 13- 6083)(Kupperman, Stephen) (Entered: 10/17/2013)

10/18/2013 84 ORDER granting 83 Motion to Appear Pro Hac Vice as to William B. Federman as to plaintiff Brian M. Neiman and movants William R. Kruse and David Callaham. Signed by Judge Carl Barbier on 10/18/13. (Reference: 13-6083)(sek, ) (Entered: 10/18/2013)

10/18/2013 85 **DEFICIENT** EXPARTE/CONSENT MOTION to Appear Pro Hac Vice as to Patricia I. Avery (Filing fee $ 100 receipt number 053L-4198069) by Moshe Issac Foundation. (Attachments: # 1 Affidavit, # 2 Certificate of Good Standing, # 3

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Proposed Order)(Reference: 13-6083 and 13-6084)(Gibson, James) Modified on 10/21/2013 (gec, ). (Entered: 10/18/2013)

10/18/2013 86 **DEFICIENT** EXPARTE/CONSENT MOTION to Appear Pro Hac Vice as to Shashi Patel (Filing fee $ 100 receipt number 053L-4198373) by Moshe Issac Foundation. (Attachments: # 1 Certificate of Good Standing, # 2 Appendix, # 3 Proposed Order)(Reference: 13-6083 and 13-6084)(Gibson, James) Modified on 10/21/2013 (gec, ). (Entered: 10/18/2013)

10/18/2013 87 EXPARTE/CONSENT MOTION to Enroll as Counsel of Record by Thomas J Mansfield(13-6083). (Attachments: # 1 Proposed Order Proposed Order)(Reference: 13-6083, 13-6084)Attorney Leonard A. Davis added to party Thomas J Mansfield(pty:conmvt).(Davis, Leonard) Modified on 10/21/2013 (gec, ). (Entered: 10/18/2013)

10/21/2013 88 ORDER granting 87 Motion to Enroll as Counsel of Record for Attorney Russ M. Herman,Soren Erik Gisleson,Adam H. Weintraub for Thomas J Mansfield. Signed by Judge Carl Barbier on 10/21/13. (Reference: 13-6083 & 13-6084)(sek, ) (Entered: 10/21/2013)

10/21/2013 89 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice as to Shashi Patel (Fee previously paid) by Moshe Issac Foundation(13-6084), Moshe Issac Foundation(13- 6083). (Attachments: # 1 Certificate of Good Standing, # 2 Affidavit, # 3 Attorney Registration Form, # 4 Proposed Order)(Reference: 13-6083 and 13-6084)(Gibson, James) (Entered: 10/21/2013)

10/21/2013 90 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice as to Jeffrey W. Chambers (Fee previously paid) by Moshe Issac Foundation(13-6084), Moshe Issac Foundation(13-6083). (Attachments: # 1 Certificate of Good Standing, # 2 Affidavit, # 3 Attorney Registration Form, # 4 Proposed Order)(Reference: 13-6083 and 13- 6084)(Gibson, James) (Entered: 10/21/2013)

10/21/2013 91 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice as to Patricia I. Avery (Fee previously paid) by Moshe Issac Foundation(13-6084), Moshe Issac Foundation(13- 6083). (Attachments: # 1 Certificate of Good Standing, # 2 Affidavit, # 3 Attorney Registration Form, # 4 Proposed Order)(Reference: 13-6083 and 13-6084)(Gibson, James) (Entered: 10/21/2013)

10/21/2013 Filing fee paid from Moshe Issac Foundation(13-6084), Moshe Issac Foundation(13- 6083) for Jeffrey Chambers re 90 Motion to Appear Pro Hac Vice, (Filing fee $ 100) (Reference: 13-6083 and 13-6084)(mmv, ) (Entered: 10/21/2013)

10/23/2013 92 ORDER granting 89 Motion for Shashi Patel to Appear Pro Hac Vice behalf of The Moshe Issac Foundation. Signed by Judge Carl Barbier on 10/23/13. (Reference: 13- 6083 & 13-6084)(sek, ) (Entered: 10/23/2013)

10/23/2013 93 ORDER granting 90 Motion for Jeffrey W. Chambersto Appear Pro Hac Vice as to The Moshe Issac Foundation. Signed by Judge Carl Barbier on 10/22/13. (Reference: 13-6083 & 13-6084)(sek, ) (Entered: 10/23/2013)

10/23/2013 94 ORDER granting 91 Motion for Patricia I. Avery to Appear Pro Hac Vice as to The Moshe Issac Foundation. Signed by Judge Carl Barbier on 10/23/13. (Reference: 13- 6083 & 13-6084)(sek, ) (Entered: 10/23/2013)

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10/24/2013

95 MOTION to Appoint it Lead Plaintiff, and to Approve its Choice of Counsel by Moshe Issac Foundation. Motion set for 11/20/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Declaration of Jeffrey W. Chambers, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F, # 9 Notice of Submission)(Reference: 13-6083, 13-6084)(Gibson, James) Modified on 10/25/2013 (gec, ). (Entered: 10/24/2013)

10/24/2013 96 Request/Statement of Oral Argument by Moshe Issac Foundation regarding 95 MOTION to Appoint it Lead Plaintiff, and to Approve its Choice of Counsel . (Attachments: # 1 Proposed Order)(Reference: 13-6083, 13-6084)(Gibson, James) Modified on 10/25/2013 (gec, ). (Entered: 10/24/2013)

10/28/2013 97 **DEFICIENT** MOTION Appoint Lead by Thomas J Mansfield(13-6083), Thomas J Mansfield(13-6084). Motion set for 11/20/2013 09:00 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Proposed Order, # 3 Gisleson Declaration, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D)(Reference: All Cases)(Gisleson, Soren) Modified on 10/29/2013 (gec, ). (Entered: 10/28/2013)

10/28/2013 98 **DEFICIENT** MOTION Appoint Lead by Thomas J Mansfield (13-6083), Thomas J Mansfield (13-6084). Motion set for 11/20/2013 09:00 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Proposed Order, # 3 Exhibit Gisleson Declaration, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E)(Reference: All Cases)(Gisleson, Soren) Modified on 10/29/2013 (gec, ). (Entered: 10/28/2013)

10/30/2013 99 **DEFICIENT** MOTION Appoint Lead by Thomas J Mansfield(13-6083), Thomas J Mansfield(13-6084). Motion set for 11/20/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Gisleson Declaration, # 3 Proposed Order, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E)(Reference: All Cases)(Gisleson, Soren) Modified on 10/30/2013 (gec, ). (Entered: 10/30/2013)

10/30/2013 100 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice Brent Benoit (Credit Card not accepted or unavailable - payment of filing fee due within 2 business days) by Burt A. Adams, Chris A Brisack, Arthur H. Dilly, George R. Edwards, Robert J. Karow, Brent M. Longnecker, Gerard J. Swonke, Walter Wendlandt. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Exhibit Affidavit, # 3 Exhibit ECF Registration Form, # 4 Proposed Order)(Reference: 13-6083, 13-6084)(Boldissar, Corby) (Entered: 10/30/2013)

10/30/2013 Filing fee paid from All Defendants for Brent A. Benoit re 100 Motion to Appear Pro Hac Vice,, (Filing fee $ 100) (Reference: 100)(cl, ) (Entered: 10/30/2013)

10/30/2013 101 MOTION for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel by Thomas J Mansfield. Motion set for 11/20/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Proposed Order, # 3 Notice of Submission, # 4 Gisleson Declaration, # 5 Exhibit A, # 6 Exhibit B, # 7 Exhibit C, # 8 Exhibit D, # 9 Exhibit E)(Reference: ALL CASES)(Gisleson, Soren) Modified on 10/31/2013 (gec, ). (Entered: 10/30/2013)

11/01/2013 102 ORDER granting 100 Motion to Appear Pro Hac Vice as to Brent Benoit for defendants Chris A. Brisack, Arthur H. Dilly, Gerard J. Swonke, Brent M. Longnecker, Walter Wendlandt, Burt A. Adams, George R. Edwards, and Robert J.

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Karow. Signed by Judge Carl Barbier on 10/31/13. (Reference: 13-3935)(sek, ) (Entered: 11/01/2013)

11/05/2013 103 MOTION for Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel by David Callaham, William Kruse, Brian M Neiman. Motion set for 11/20/2013 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Exhibit 1, # 3 Proposed Order, # 4 Notice of Submission)(Reference: 13- 6083, 13-6084)(Kupperman, Stephen) (Entered: 11/05/2013)

11/05/2013 104 Request/Statement of Oral Argument by David Callaham, William Kruse, Brian M Neiman regarding 103 MOTION for Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel (Reference: 13-6083, 13-6084)(Kupperman, Stephen) (Entered: 11/05/2013)

11/08/2013 105 ORDERED that C.A. 13-6233 is consolidated with master case 13-3935. All entries shall be made on the master docket sheet only, with a notation listing the cases to which the document applies. Signed by Judge Carl Barbier on 11/7/13.(Reference: 13- 6233)(sek, ) (Entered: 11/08/2013)

11/11/2013 106 EXPARTE/CONSENT MOTION for Extension of Time to Answer Amended Complaint, by Plumbers and Pipefitters National Pension Fund. (Attachments: # 1 Proposed Order)(Reference: 13-3935)(ITenssler, Robert) Modified on 11/12/2013 (gec, ). (Entered: 11/11/2013)

11/12/2013 107 ORDER: Considering Lead Plaintiff Plumbers and Pipefitters National Pension Fund's unopposed Motion Regarding Schedule for Defendants' Response to the Amended Complaints (Rec. Doc. 106 ), made pursuant to Local Rule 7.3, IT IS ORDERED that the motion is GRANTED. Accordingly, the Court enters the following schedule: 1. Defendants shall answer or otherwise respond to the Amended Complaint on or before December 18, 2013. 2. In the event that defendants file a motion to dismiss the Amended Complaint, Lead Plaintiff's opposition shall be filed on or before February 3, 2014. 3. Defendants shall file a reply brief on or before February 24, 2014. 4. A hearing on any motion to dismiss shall be set for Wednesday, March 12, 2014, on the briefs. If either party would like to request oral argument on the motion, the request must be made via a motion to this Court on or before Wednesday, February 26, 2014. Signed by Judge Carl Barbier on 11/12/13. (Reference: 13-3935)(sek, ) (Entered: 11/12/2013)

11/12/2013 108 **DEFICIENT** EXPARTE/CONSENT MOTION to Withdraw Bilek Law Firm, LLP as Attorney by Thomas J Mansfield. (Attachments: # 1 Proposed Order)(Reference: 13-6083 and 13-6084)(Gisleson, Soren) Modified on 11/13/2013 (gec, ). (Entered: 11/12/2013)

11/12/2013 109 **DEFICIENT** MEMORANDUM in Further Support of Motion for Appointment as Lead Plaintiff and for Approval of Lead Counsel and in Opposition to Competing Motions filed by Thomas J Mansfield re 95 MOTION to Appoint it Lead Plaintiff, and to Approve its Choice of Counsel, 103 MOTION for Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Reference: 13-6083, 13-6084)(Gisleson, Soren) Modified on 11/13/2013 (gec, ). (Entered: 11/12/2013)

11/12/2013 110 Request/Statement of Oral Argument by Thomas J Mansfield regarding 101 MOTION for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel.

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(Reference: 13-6083 and 13-6084)(Gisleson, Soren) Modified on 11/13/2013 (gec, ). (Entered: 11/12/2013)

11/12/2013 111 RESPONSE/MEMORANDUM in Opposition filed by William Kruse, Moshe Issac Foundation, Brian M Neiman re 101 MOTION for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel . (Attachments: # 1 Declaration of Robert Konig)(Reference: 13-6083, 13-6084)(Kupperman, Stephen) (Entered: 11/12/2013)

11/12/2013 112 Request/Statement of Oral Argument by William Kruse, Moshe Issac Foundation, Brian M Neiman regarding 101 MOTION for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel (Reference: 13-6083, 13-6084)(Kupperman, Stephen) (Entered: 11/12/2013)

11/13/2013 113 RESPONSE/MEMORANDUM in Opposition filed by Thomas J Mansfield re 95 MOTION to Appoint it Lead Plaintiff, and to Approve its Choice of Counsel , 103 MOTION for Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel . (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Reference: 13-6083 and 13- 6084)(Gisleson, Soren) (Entered: 11/13/2013)

11/15/2013 114 EXPARTE/CONSENT MOTION to Withdraw The Bilek Law Firm, Thomas Bilek as Attorney by Thomas J Mansfield. (Reference: 13-6083 and 13-6084)(Gisleson, Soren) (Entered: 11/15/2013)

11/18/2013 115

**DOCUMENT FILED IN ERROR; ATTORNEY REFILED, SEE RECORD DOC #116** EXPARTE/CONSENT MOTION for Leave to File Reply to Thomas J. Mansfield's Opposition to Motions for Appointment by William Kruse, Moshe Issac Foundation, Brian M Neiman. (Attachments: # 1 Proposed Order, # 2 Proposed Pleading, # 3 Exhibit 1 - Declaraton of Konig)(Reference: 13-6083, 13- 6084)(Kupperman, Stephen) Modified on 11/19/2013 (gec, ). (Entered: 11/18/2013)

11/18/2013 116 EXPARTE/CONSENT MOTION for Leave to File Reply to Thomas J. Mansfield's Opposition to Motions for Appointment by William Kruse, Moshe Issac Foundation, Brian M Neiman. (Attachments: # 1 Proposed Order, # 2 Proposed Pleading, # 3 Exhibit 1 - Declaration of Konig)(Reference: 13-6083, 13-6084)(Kupperman, Stephen) Modified on 11/19/2013 (gec, ). (Entered: 11/18/2013)

11/18/2013

11/19/2013

117 EXPARTE/CONSENT MOTION for Leave to File Reply in Support of Motion for Application for Appointment as Lead Plaintiff and in opposition of the Joint Filing by the newly aligned group of the Moshe Issac Foundation, William Kruse and Brian Neiman by Thomas J Mansfield. (Attachments: # 1 Proposed Order, # 2 Proposed Pleading)(Reference: 13-6083 and 13-6084)(Gisleson, Soren) Modified on 11/19/2013 (gec, ). (Entered: 11/18/2013)

118 ORDER granting 116 Motion for Leave to File Reply. Signed by Judge Carl Barbier on 11/19/13. (Reference: 13-6083, 13-6084)(sek, ) (Entered: 11/19/2013)

11/19/2013 119 REPLY to Response to Motion filed by William Kruse, Moshe Issac Foundation, Brian M Neiman re 95 MOTION to Appoint it Lead Plaintiff, and to Approve its Choice of Counsel , 103 MOTION for Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel . (Attachments: # 1 Exhibit)(Reference: 13-6083, 13- 6084)(sek, ) (Entered: 11/19/2013)

11/19/2013 120 ORDER granting 117 Motion for Leave to File Reply. Signed by Judge Carl Barbier

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on 11/19/13. (Reference: 13-6083, 13-6084)(sek, ) (Entered: 11/19/2013)

11/19/2013 121 RESPONSE/MEMORANDUM in Support filed by Thomas J Mansfield re 101 MOTION for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel. (Reference: 13-6083, 13-6084)(sek, ) (Entered: 11/19/2013)

11/19/2013 122 ORDER granting 114 Motion to Withdraw as Attorney. Attorney Thomas E. Bilek terminated. Signed by Judge Carl Barbier on 11/18/2013. (Reference: 13-6083, 13- 6084)(gec, ) (Entered: 11/19/2013)

11/20/2013 123 Minute Order. Proceedings held before Judge Carl Barbier: taking under advisement 95 Motion to Appoint it Lead Plaintiff, and to Approve its Choice of Counsel by Moshe Issac Foundation; Motion for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel by Thomas J Mansfield 101 ; and Motion for Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel by David Callaham, William Kruse, Brian M Neiman 103 . FURTHER ORDERED that the Court will permit additional briefing on the limited issues of (1) whether Plaintiff/Movant Thomas Mansfield will be entitled to damages under Dura Pharmaceuticals, Inc. v. Broudo, 544 U.S. 336 (2005) and/or any other authority that is relevant to this specific issue, and (2) the impact that his entitlement to Dura damages,or lack thereof, has on his application to serve as Lead Plaintiff in the above-captioned matter. Any briefs submitted must be filed within seven days of this date and must not exceed ten (10) pages in length. (Court Reporter Toni Tusa.) (Attachments: # 1 Attendance Record) (Reference: all cases)(sek, ) (Entered: 11/20/2013)

11/21/2013 124 EXPARTE/CONSENT MOTION to Appear Pro Hac Vice THOMAS J. McKENNA (Filing fee $ 100 receipt number 053L-4240174) by Thomas J Mansfield. (Attachments: # 1 Affidavit, # 2 Certificate of Good Standing, # 3 Proposed Order)(Reference: 13-6083 and 13-6084)(Gisleson, Soren) (Entered: 11/21/2013)

11/22/2013 125 ORDER granting 124 Motion to Appear Pro Hac Vice as to Thomas J. McKenna on behalf of Thomas Mansfield. Signed by Judge Carl Barbier on 11/22/13. (Reference: 13-6083 & 13-6084)(sek, ) (Entered: 11/22/2013)

11/25/2013 126 TRANSCRIPT of Motion Hearing held on November 20, 2013 before Judge Carl J. Barbier. Court Reporter/Recorder Toni Tusa, Telephone number 504-589-7778. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Recorder before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Parties have 21 days from the filing of this transcript to file with the Court a Redaction Request. Release of Transcript Restriction set for 2/24/2014. (Reference: All Cases)(rsg) Modified docket text on 12/2/2013 (jtd). (Entered: 11/25/2013)

11/27/2013 127 Supplemental Memorandum filed by Thomas J Mansfield, in in Support of 101 MOTION for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel pursuant to the Courts November 20, 2013 Order. (Reference: 13-6083 and 13-6084)(Gisleson, Soren) (Entered: 11/27/2013)

11/27/2013 128 Supplemental Memorandum filed by William Kruse, Moshe Issac Foundation, Brian M Neiman, in Opposition of 101 MOTION for Appointment as Lead Plaintiff and Approval of Choice of Co-Lead Counsel . (Attachments: # 1 Exhibits 1 - 3)(Reference: 13-6083, 13-6084)(Kupperman, Stephen) (Entered: 11/27/2013)

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12/06/2013 129 ORDER & REASONS: ORDERED that the Neiman Group's Motion for Appointment as Lead Plaintiff and Approval of Lead and Liaison Counsel (Rec. Doc. 103 ) and The Moshe Isaac Foundation's Motion for Appointment as Lead Plaintiff and Lead Counsel (Rec. Doc. 95 ) are GRANTED with the following modification: David Callaham, initially included in the Neiman Group, is STRICKEN from the group. As such, Brian Neiman, William Kruse, and The Moshe Isaac Foundation will serve as Co-Lead Plaintiffs for the subclass defined as "all persons who purchased or otherwise acquired the common stock of ATP... between the approximate dates of December 17, 2013, the effective date of ATP's registration statement, and August 17, 2012." FURTHER ORDERED that Federman & Sherwood and Wolf Popper be appointed Co-Lead Counsel and that Stephan Kupperman of Barrasso Usdin Kupperman Freeman and Sarver be appointed as Liaison Counsel in the foregoing matter. FURTHER ORDERED that (1) Lead Plaintiffs must file an Amended Class Action complaint within 45 days of the entry of this order, and (2) Defendants must file an answer to the Amended Class Action Complaint within 45 days of its filing. FURTHER ORDERED that Mansfield's Motion for Appointment (Rec. Doc. 101 ) is DENIED. Signed by Judge Carl Barbier on 12/6/13. (Reference: 13-3935, 13-6083, 13-6084, 13-6233)(sek, ) (Entered: 12/06/2013)

12/09/2013 130 MOTION to Sever by Plumbers and Pipefitters National Pension Fund. Motion set for 1/15/2014 09:30 AM before Judge Carl Barbier. (Attachments: # 1 Memorandum in Support, # 2 Proposed Order, # 3 Notice of Submission)(Reference: ALL CASES)(Henssler, Robert) Modified on 12/10/2013 (gec, ). (Entered: 12/09/2013)

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