z

Your Partner in Global Business

APRIL 2020

Business Partners in countries, including: Australia: Sydney., Czech Republic: Prague, Hong Kong, Italy: Milan Japan: Tokyo, Osaka, Fukuoka, Nagoya, Matsumoto, Luxembourg: Peoples Republic of China; Beijing, Hanhzhou, Nanning, Ningbo, Shenzen, Shanghai, Shenyang, Xiamen, Singapore, Slovakia, South Korea: Seoul, Switzerland Zurich, Lugano, Spain: Madrid,

Barcelona, Seville, Bilbao and 12 other offices, Thailand: Bangkok and 7 locations, United Arab Emirates: Dubai, United Kingdom: London, U.S.A.: New York, Denver, Aspen and San Francisco.

2

OUR PHILOSOPHY

• We are a People Business: Our team is discreet, internationally experienced and of the highest calibre.

• Our Culture is focused on Innovation: Our edge lies in a relentless pursuit of new and more effective tools … for a better way to do business.

• We believe good Partnerships lead to Success: Our clients are our partners. We work towards common goals.

• Global network, local delivery: We have an international portfolio of local and international partners and clients …we have an extensive global reach and distribution network.

• Transparency and Strong Corporate Governance are key: We have strict controls and are accountable for what we deliver.

• We look to be invited back: Much of our part business has been with existing clients … repeat business is a strong recommendation!

ABOUT MAC CAPITAL ADVISORS

• MAC Capital Advisors Limited (“MACCA”) is an advisory group, providing specialist advice to a select group of international clients in a wide variety of sectors.

• It was founded in early 2006 by its Chairman, Robert W. McMillen. He is also one of the Founders and is a Director of Global Alliance Partners, a group of stockbrokers, fund managers, investment banks and advisors which operate in 120 countries worldwide.

• MACCA has already developed a reputation as a specialist in mid-tier, cross border transactions.

OUR SERVICES

Working with our international and licenced partners, we consult on;

• Mergers and Acquisitions: cross-border mergers and acquisitions, buy and sell side, joint ventures and strategic alliances, introducing technical partners and finding financial partners.

• Private Equity Placements: capital raising using our global network. We specialize in cross border transactions.

• Sales and Distribution: secondary placements of large share blocks, private placements of new and existing equity.

• Structured Products: development of new financial products, warrants, options and derivatives, convertible debentures, quasi-debt/equity products, advising on how these products can assist clients.

3

Partner Countries and Offices were GAP’s members operate

AP Securities Manila (Philippines)

Aris Prime Singapore, U.A.E. and Switzerland

Capital Partners Securities Tokyo and two branches (Japan), Hanoi (Vietnam)

China TongHai International Financial Limited Part of China Oceanwide Group and Formerly, Quam Financial Services Group: Hong Kong: Head office and two branches China: Ningbo, Shanghai, Shenzhen, Shenyang, Dalian, Beijing, Suzhou, Chengdu, Hangzhou, Xian)

Cornhill Management United Kingdom, United Arab Emirates, Luxembourg, Slovakia and Czech Republic

Country Group Securities Pcl Bangkok and 7 branches

Equitas SIM SpA Milan (Italy)

GVC Gaesco Group Spain (Barcelona, Madrid, Seville, Bilbao and 12 other offices is Spain)

Ho Chi Minh City Securities Vietnam

Imara Zimbabwe Zimbabwe

KTB Private Equity South Korea (Seoul)

MAC Capital Advisors Limited Dubai (United Arab Emirates)

Petra Capital Pty Ltd. Sydney (Australia)

Seal Consulting Lugano, Switzerland, Dubai

TerraNova Capital Equities New York, San Francisco, Aspen and Denver (U.S.A.)

WHO IS GLOBAL ALLIANCE PARTNERS? GAP’s Services;

MACCA offers its clients full access to the network of Global Alliance Partners, allowing them to transact in multiple jurisdictions. GAP is an international network of like-minded financial

services and advisory companies that leverage local execution and distribution capabilities to expand cross-border services in private equity, mergers and acquisitions, private placement, advisory, pre-IPO, funds management, capital raising and wealth management. Snapshot of GAP;

• Has 13 Member Firms in 66 offices in 11 countries.

• Around USD 18 billion under management.

• Completed corporate finance transactions worth almost USD 88 billion (over 800 transactions).

• Able to execute trades in over 20 countries.

• Over 300 research analysts worldwide How GAP helps MACCA’s Clients? GAP provides the bridge between mid-sized companies and the international financial markets. MACCA’s Clients have full access to this network, allowing them to transact in multiple jurisdictions.

The Global Network; The fast-growing network is composed of partner firms whose local expertise and global reach span strategic markets in Africa, Asia, Europe, the Middle East and North America.

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LEADING INNOVATION IN ASIA… OUR AWARD WINNING TEAM

The MACCA team members have introduced many new financial products to Thailand:

• The first Initial Public Offering under the SEC Act.

• The first Conditional Application to conduct an Initial Public Offering.

• The first Public Tender Offer under the SEC Act.

• The first Underwritten Debenture with Warrant by Rights under the SEC Act.

• The first Non-public Offering of a Pre-IPO Convertible under the SEC Act.

• The first five-year Call Warrant issued by Rights.

• The first ESOP Scheme where more than 5 per cent of the Company’s capital was issued to employees.

• Called the first (and second) Call Warrants in Thailand.

• The first Rights Issue with Concurrent Special Dividend.

• The first Rights Issue coupled with a Special Dividend and Warrants.

• The first Rights Issue with Warrants issued below par.

• The first Warrant Issue in Thailand with a 10-year term.

• The first pre-approved exemption from Clause 30 (Delisting) regulations.

• The first capital reduction, simultaneous with a rights issue.

• The first IPO and listing on the MAI.

• The first IPO with Warrants attached in Thailand (and on the MAI).

• The first IPO with Warrants attached on the SET

We have a very strong team and its members have an enviable track record;

• Multi-national Award-Winning Team - The Team has won 13 awards from such institutions as Forbes Magazine,

Asset Magazine, FinanceAsia Magazine, The Stock Exchange of Thailand, the Institute of Directors and IFR Magazine

• A History of Developing New Products in New Markets - With over 17 new products introduced for the first time into emerging

financial markets

• Multi-billion-dollar Execution Track Record - Covering products such as Merger and Acquisitions, Debt and Quasi-Debt

Capital Raising, On Market Acquisitions, New Listings, Private Placement, Convertible Bonds and Specialist Advice

• International Top-Level Experience - Our team has been drawn from such international houses as Deutsche

Morgan Grenfell, Ernst & Young, and Hambros Bank. They have worked in London, Hong Kong, Dubai, Thailand, India and Australia.

• We Build Businesses - Led Seamico Securities from US$ 7.5 million market capitalization (60

staff) to US$ 280 million (600 staff) in ten years. - Led Raimon Land from US$ 2.5 million value to US$ 100 million market

capitalization in four years (and then arranged its sale to Middle East investors)

• Our international network is substantial - Finance institutions in seven different countries as shareholders and

partners. - Stockbrokers, merchant banks, fund managers and private banks as

shareholders and partners.

• Our team is very much committed to the business - Incentive based options means our team is the very foundation the

Company’s development.

AND IN THE GCC…

In the U.A.E. our team also developed a reputation for innovation;

• The first ‘start-up’ firm to obtain a Category 2 license in the DIFC

• Advised on the first Chinese Company to list on the NASDAQ Dubai

• Advised on the first NYSE listed Company to list on the NASDAQ Dubai

• The first broker to trade on Australian dual-listed stocks

• The first broker to trade on U.S.A. dual-listed stocks

• One of only 14 brokers who were able to arrange trades on all three UAE stock markets.

Our history of innovation and willingness to help new markets develop is well known in Asia and the GCC

We have a very experienced product development team with a great track record

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PAST INVESTMENT BANKING DEALS COMPLETED BY THE CURRENT MACCA TEAM

INVESTMENT BANKING TRANSACTIONS ALL OVER THE WORLD MULTI-BILLION DOLLAR EXECUTION TRACK RECORD Our Team has been involved in a multitude of transactions covering countries such as;

• Australia

• Bahrain

• Canada

• China

• Cuba

• Egypt

• France

• Germany

• Hong Kong

• Japan

• Kazakhstan

• Kenya

• Kuwait

• Malaysia

• Myanmar

• Nepal

• New Zealand

• Oman

• Qatar

• Russia

• Rwanda

• Samoa

• Saudi Arabia

• Singapore

• South Africa

• Spain

• Sweden

• Thailand

• U.A.E.

• Uganda

• U.S.A.

• United Kingdom

• Vietnam

The MAC Team has significant in-house expertise in the following sectors:

Sector No. Of Transactions

Total transactions volume (US$ millions)

Automotive 5 14.74

Banking, finance and securities 56 1,770.26

E-Commerce and Telecommunications 18 57.12

Electronic Components 7 573.85

Mining, Energy and Petrochemical 14 572.92

Healthcare 5 4.34

Insurance 26 232.26

Manufacturing and Industrial 34 332.22

Media, entertainment, printing and

publishing

27

345.25

Property and Hotels 50 1,071.53

Steel and construction 23 1,017.79

Transportation 4 15.94

………….and the following transaction types:

Products

No. Of Transactions

Total transactions volume (US$ millions)

Capital raisings 73 1,306.36

Debt and Quasi-Debt 18 632.08

M&A Transactions 72 1,989.09

New listings 54 1,397.07

Rescues, rehabilitation, reorganizations and

De-listings

27

2,281.11

Specialist advice and valuations 84 2,305.27

The Team has completed over US$ 12 billion of Investment Banking Transactions in over 32 Countries………

6

OUR TEAM HAS ADVISED A WIDE RANGE OF CLIENTS……

PROPERTY, CONSTRUCTION, HOTELS AND HOSPITALS

FINANCE, BANKING AND INSURANCE

ENERGY, CHEMICALS, OIL, GAS AND TRANSPORT

• Aikchol Hospital Pcl* (Thailand)

• Bangkok Land Pcl* (Thailand)

• Bangkok Nursing Home (Thailand)

• Christiani & Nielson (Thailand) Pcl* (Thailand)

• Country Group Holdings Pcl* (Thailand)

• DEPA Limited* (U.A.E.)

• Grande Asset Development Pcl* (Thailand)

• Hemaraj Land and Development Pcl* (Thailand)

• IFA Hotels & Resorts* (Kuwait)

• Impact Exhibition and Management Co. Ltd. (Thailand)

• Leisure Canada* (now 360 VOX)* (Canada)

• Lend Lease Global (Hong Kong)

• Raimon Land Pcl* (Thailand)

• Sikarin Hospital Pcl* (Thailand)

• Sunplay Asia Limited (Thailand)

• Thai Nakarin Hospital Pcl* (Thailand)

• Thai Wah Group* (Thailand & Singapore)

• Thai Wah Resorts (Singapore & Thailand)

• Zinc Hotels* (Glow and Zinc Brands) (Thailand)

• AMAL Bank (Qatar)

• AXA Life (France)

• Bangkok Bank Pcl* (Thailand)

• Commercial Union Insurance (United Kingdom)

• Guardian Insurance (United Kingdom)

• International Finance Company* (Kuwait)

• John Hancock Insurance (U.S.A.)

• Krung Thai AXA Life (Thailand & France)

• Kuwait Holding Company (Kuwait)

• KGI Securities* (Thailand)

• QBE Insurance (Australia)

• Overseas Trust Bank (investigation) (Hong Kong)

• Standard Chartered Bank* (United Kingdom)

• UOB Radanasin Bank* (Singapore)

• Thai Military Bank* (Thailand)

• Bangchak Petroleum Pcl*(Thailand)

• Electricity Generating Authority of Thailand

• Green Earth Power (Myanmar)

• Indorama Polymers* (Thailand)

• Mermaid Maritime *(Singapore)

• Oil Optimisation Inc* (Canada)

• Oman Oil (Oman)

• Padaeng Industries Pcl* (Thailand)

• Solvay, (Belgium)

• Tethys Oil AB* (Sweden)

• Tethys Petroleum* (Canada)

• Thoresen Thai Agencies Pcl* (Thailand)

SOVEREIGN WEALTH FUNDS AND OTHER FUNDS

MEDIA, PUBLICATIONS, TELECOMMUNICATION AND E-COMMERCE

INDUSTRIALS AND MANUFACTURING

• ASK Indian Emerging Entrepreneurs Fund (India)

• Brooker Dunn Sukhothai Fund (Thailand)

• Dubai Group

• Istithmar World Group and its affiliates (Dubai)

• The Children’s Investment Master Fund (UK)

• Kuwait Investment Authority

• Government of Singapore Investment Corporation (Singapore)

• SCAPE (Student Housing)

• Business Online Pcl* (Thailand)

• Digital Onpa international Pcl* (Thailand)

• First Information Security, (UAE)

• Media Distribution Network, (GCC),

• Newscorp* (USA/Australia)

• NetSol Technologies*

• The Post Publishing (sale to South China Morning Post)

• SVOA Pcl* (Thailand)

• Calcomp Electronics Pcl* (Taiwan)

• China Security & Surveillance* (P.R.C.)

• Detergent Company, (GCC)

• Global Cement Capital Partners* (Brunei)

• Hana Microelectronics Pcl* (Taiwan)

• Jindal Ecosphere

• Nakornthai Stril Mill Pcl* (Thailand)

• Sahaviriya Steel Industries Pcl* (Thailand)

• Sanmar Group, (India)

• Symphony Environmental Technologies* (UK)

• TPI Polene Pcl* (Thailand)

• Loxley Pcl* (Thailand)

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ENTERTAINMENT, FOOD AND BEVERAGE

SERVICES SECTOR

POWER, RESOURCES AND MINING

• Anheuser Busch (U.S.A.)

• Charoen Pokphand Group (Thailand)

• CG Foods Group (India/Nepal)

• Junoon, a NYC Restaurant Chain (Dubai)

• KarmaKafe (Dubai)

• Mahiki (UAE)

• Ramayana Water Park (Thailand)

• Depa Limited* (U.A.E.)

• Loxley Pcl* (Thailand)

• Citigold Corporation* (Australia)

• City Resources* (Hong Kong)

• Green Earth Power (Myanmar)

• Padaeng Industries Pcl (Thailand)

• Siam Metals (Thailand and Australia)

IN ADDITION, WE HAVE SOLD ASSETS AND BUSINESSES ON BEHALF OF OUR CLIENTS TO SIGNIFICANT INTERNATIONAL GROUPS,

SUCH AS…………

• Asia Pacific Wire and Cable Limited (Taiwan)

• AXA Insurance (France)

• Capital Z (Switzerland)

• HIH Winterthur International Holdings (Australia)

• Istithmar (UAE)

• IFA Hotels & Resorts (Kuwait)

• Koos Group (Taiwan)

• Lend Lease Global (Australia)

• National Mutual (Australia)

• News Corp (Australia/USA)

• NRMA Insurance (Australia)

• Prudential Insurance of the United Kingdom

• QBE Insurance (Australia)

• Quam Group (Hong Kong)

• South China Morning Post (Hong Kong)

AND SOLD THE FOLLOWING ASSETS AND COMPANIES ON BEHALF OF CLIENTS…………

• Brooker Group Pcl (Thailand)*

• Grande Assets Pc*(Thailand)

• Golden Land Pcl* (Thailand)

• Navakij Insurance Pcl* (Thailand)

• Padaeng Industries Pcl* (Thailand)

• Raimon Land Pcl* (Thailand)

• Safety Insurance Pcl* (Thailand)

• Seamico Securities Pcl (Thailand)*

• Thai Carpets (Thailand)*

• White Group Pcl (Thailand)*

,

*Denotes its shares are listed on a recognized stock exchange

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THE MACCA TEAM

8

he MACCA Team Previous and Other Current Positions Special Achievements

- 15 - May, 2012

THE MAC CAPITAL TEAM

MANAGEMENT AND INVESTMENT BANKING

Team Members Previous and Other Current Positions Special Achievements

Robert W. McMillen

Chairman

Current: Chairman and CEO, MAC Capital Limited

Founder and Chairman, McMillen Advantage Capital Limited.

Chairman, Global Alliance Partners

Vice Chairman, MAC Sharaf Securities (UAE) LLC.

Director and EXCO Member, Brooker Group Plc

Independent Director and EXCO Member, Seamico Securities Plc.

Independent Director, several Asian based Fund Management Companies in the Quam Group Previous:

Country Head, Deutsche Morgan Grenfell, Thailand

Chairman of EXCO and Director, Raimon Land Plc.

CEO, Seamico Securities Plc., Thailand

Principal, Mergers and Acquisitions, Ernst & Young, Hong Kong

Senior Manager, Hambros Bank Limited, Sydney

Founder of MAC Group

Very senior corporate finance and broking professional.

Took Seamico Securities from US$7.5 million market capitalization (60 staff) to over US$280 million (600 staff)

Acquired Raimon Land for US$ 2.5 million and saw it grow to a market capitalization of over US$ 120 million (before arranging its sale to Istithmar and IFA).

Chartered Accountant (Institute of Chartered Accountants, in Australia)

Senior Positions in Europe, Australia, Asia and the Middle East

Lalida Rojanavasee

Director: Investment Banking

Current:

Director: Investment Banking, MAC Capital Limited, UAE

Director, MAC Capital Advisors Limited

Director, McMillen Advantage Capital, Hong Kong Previous:

Executive Vice President, Investment Banking, Seamico Securities PLC, Thailand

Manager: Investment Banking, General Finance and Securities PLC, Thailand

Strong history in corporate finance, particularly cross border M&A and IPO

Highly experienced in the development of new products and the technical aspects of Investment Banking

MBA (Drexel University, USA)

Bachelor Business Administration (Chulalongkorn University, Thailand)

Aamir Quraishi

Senior Vice President: Investment Banking

Current:

Senior Vice President, Investment Banking, MAC Capital Limited, U.A.E.

Director, Montpelier Holdings Limited Previous:

Montpelier Capital - Founder & Managing Partner

Libertas Partners LLP, Corporate Finance Director & Emerging Markets Representative (Dubai)

Libertas Capital Group Plc (London/Dubai), Managing Director Investment Banking

Dresdner Kleinwort Wasserstein (London), Vice President Corporate Finance & Advisory

Price Waterhouse (London), Manager Audit & Business Advisory

15 years of global investment banking experience, with over US$20bn of completed M&A and Capital Markets transactions.

Based primarily out of London with experience in Tokyo and since late 2007 in the MENA region.

Member of the UK Securities Institute and FSA registered as Corporate Finance and Investment Advisor.

Qualified nominated advisor (NOMAD) for LSE AIM Admissions from 2005-2009.

ACA qualified Chartered Accountant (Institute of England & Wales).

Economics graduate from Cambridge University.

Robert W. McMillen Chairman and CEO

Current:

• Founder, Chairman and CEO, MAC Capital Advisors Limited

• Founder and Chairman, McMillen Advantage Capital Limited

• Founder and Director, Global Alliance Partners

• Director and EXCO Member, Brooker Group Plc

• Independent Director, several Asian based Fund Management Companies in the China Oceanwide International Financial Group

Previously:

• Independent Director and EXCO Member, Seamico Securities Plc., Thailand

• Chairman and also Vice Chairman, Global Alliance Partners, Hong Kong

• Founding Director of Global Alliance Partners, Hong Kong

• Country Head, Deutsche Morgan Grenfell, Thailand

• Chairman of EXCO and Director, Raimon Land Plc., Thailand

• Chairman and CEO, MAC Capital Limited, UAE

• Vice Chairman, MAC Sharaf Securities (UAE) LLC., UAE

• CEO, Seamico Securities Plc., Thailand

• Director LV technology LLC, Thailand

• Principal, Mergers and Acquisitions, Ernst & Young, Hong Kong

• Senior Manager, Hambros Bank Limited, Sydney

• Founder of the MAC Group

• Very senior corporate finance and broking professional.

• Took Seamico Securities from US$7.5 million market capitalization (60 staff) to over US$280 million (600 staff)

• Acquired Raimon Land for US$ 2.5 million and saw it grow to a market capitalization of over US$ 120 million (before arranging its sale to Istithmar and IFA).

• Chartered Accountant (Institute of Chartered Accountants, in Australia)

• Senior Positions in Europe, Australia, Asia and the Middle East

• Substantial history of working with Middle Eastern Sovereign Wealth Funds

Lalida Rojanavasee

Director

Current:

• Director, McMillen Advantage Capital, Hong Kong Previously:

• Director, MAC Capital Advisors Limited

• Director, MAC Capital Limited, UAE

• Executive Vice President, Investment Banking, Seamico Securities PLC, Thailand

• Manager: Investment Banking, General Finance and Securities PLC, Thailand

• Strong history in corporate finance, particularly cross border M&A and IPO

• Highly experienced in the development of new products and the technical aspects of Investment Banking

• MBA (Drexel University, USA)

• Bachelor Business Administration (Chulalongkorn University, Thailand)

R M Sriram Director

Current:

• Director, MAC Capital Advisors Limited Previously:

• Chairman of the Board, Reliance Capital Asset Management ( UK ) – FSA regulated entity

• Senior Executive Office, Reliance Capital Asset Management ( DIFC ) – DFSA Regulated entity

• CEO, Reliance Capital Asset Management (UK) , Europe Middle East & Africa

• Founder CEO, Adventity Middle East & Africa - A joint venture between Dubai Group & Adventity

• Advisory Board – Reliance Wealth Management, Mauritius

• Senior Vice President & Area Director, Citibank NRI Business, Middle East

• Country Business Head - Wealth Management – BNP Paribas, India

• Head Global Strategic Initiatives – Citibank NA

• Regional Head, Western & Southern India – Lending Products – Citibank NA

• Over 20 years of Private Banking, Asset Management and Corporate Finance experience in the global markets

• Very strong corporate relationships in India, GCC and Africa

• Head of the largest business focused at the Global Indian Diaspora at Citibank and the United Arab Emrates

• Key note speaker on cross border investments for many years at the Middle East Funds Forum.

• Senior Positions in India, GCC, US

• Business Management Graduate

9

KEY CONTACTS

Person Contact Numbers Email

Robert W. McMillen +971 50 289 2938, +66 81 811 4351 rwm@maccapitaladvisors.com

Lalida Rojanavasee +66 81 813 6188 lalida@maccapitaladvisors.com

R. M. Sriram +971 50 659 3237, + 971 55 471 2916 rmsriram@maccapitaladvisors.com

MAC CAPITAL ADVISORS LIMITED

A BRIDGE TO THE WORLD FOR GROWTH ENTERPRISES

Registered Office

Hewanorra House, Trou Garnier Financial Centre, Pointe Seraphine, Castries, Saint Lucia

10

MACCA’s team has recently successfully concluded number of important transactions:

Establishment of Asian Focused

Direct Investment Fund

Establishment of a new direct

investment fund to take strategic

stakes in listed Asian Companies

Investors from Kuwait, USA, Europe,

the Pacific Islands and Asia all participated.

US$ 20 million

AUGUST 2006.

Raimon Land PLC

Sale of 300 million shares in Raimon

Land Plc., a Thailand based, listed property developer, to several GCC

based investors

THB 405 million

SEPTEMBER 2006

Grande Asset

Development PLC

Sale of significant interest in listed

company, selling further 13.8% of its paid-up capital to an affiliate of

Lehman Brothers.

THB 836.9 Million

JULY 2006

Grande Asset

Development PLC

Sale of 16.3% of Grande Asset.

(This led to a full take over offer for Grande Asset.)

THB 990.86 million

JULY 2006

MAC Capital Group

Established of a new stock broker in

the U.A.E., with seats on the Dubai Financial Market and the Abu Dhabi

Stock Exchange

AED 50 million

(including statutory guarantees)

JUNE 2006

MAC Capital Group

Establishment of a newly formed advisory and brokerage

group.

US$ 13.83 million

(Including capital increase)

JANUARY 2006

Raimon Land PLC

Sale of 52.86 % of the paid-up capital of Raimon Land Plc to

IFA Hotels and Resorts,

Istithmar Hotels and others.

THB 2.26 billion

DECEMBER 2006

Private Transaction:

On Market Take Over in Asia

On market acquisition of a

significant interest in a listed

financial services company in Asia.

US$ 18 million

APRIL 2007

Tethys Oil AB (public) Private

Placement of 4,800,000 shares and

960,000 free warrants at SEK 19.00

each

SEK 91.2 million

MARCH 2008

Establishment of a new investment

bank in the Dubai International

Financial Centre with a seat on the NASDAQ Dubai

US$ 5 million

NOVEMBER 2007

Private Placement of new shares with free warrants attached for this NYSE

listed company

US$ 10 million

JULY 2008

Appointed Market Maker to the

Company to the listing on the

NASDAQ Dubai

JULY 2008

Private Transaction:

Joint Venture in Dubai

Successful establishment of a joint

venture in Dubai between a Middle

East group and an Asian-based

interior design company.

Undisclosed sum

APRIL 2007

Leisure Canada Inc.

Private Placement of 10,000,000

new shares with 5,000,000 free

warrants attached

DECEMBER 2008

First Listing of a Chinese Company on the NASDAQ DUBAI

(Also first Chinese listing in the GCC

and first NYSE company listed on

the NASDAQ DUBAI)

US$ 450 million

October 2008

11

OUR TEAM’s MORE RECENT TRANSACTIONS (continued)

2009 to 2013

International Capital Raising

for the Toronto Stock Exchange Listed Oil and

Gas Company US$ 100 million

OCTOBER 2010

Tethys Oil AB (public) Block sale of shares

SEK 85.7 million

DECEMBER 2010

Private placement of

9.2 million shares at GBP 0.20 each

MAY 2011

Raimon Land PLC

Advised on Rights Issue of Warrants

THB 2,458,104,085 (when exercised)

MAY 2012

Symphony identified a product distributor for the People’s Republic

of China

JULY 2012

THE CHILDREN’S INVESTMENT

MASTER FUND AND

OTHER PARTIES

Sale of 24.8% of a listed property

company in Thailand for Baht 550.08 million

JANUARY 2010

Thailand Carpet Manufacturing Plc

Sale of 17.8 million shares of Thai Carpets For THB 241.8 million

MARCH 2013

Leisure Canada Inc.

Private Placement

of 1,000,000 new shares with

500,000 free warrants attached

MARCH 2009

Leisure Canada Inc.

Private Placement of 2,500,000 new shares

with 1,250,000 free warrants attached

JUNE 2009

Tethys Oil AB (public) Private Placement of

2,000,000 shares at SEK 20 each SEK 40 million

JUNE 2009

Citigold Corporation Ltd.

Private Placement of new shares for this ASX

and NASDAQ Dubai listed company

MARCH 2009

ALMAL BANK QFC

(QATAR)

Advisory

Preliminary advice and

feasibility study

OCTOBER 2009

Seamico Securities Plc

Sale of 26.88 million shares of Seamico Securities Plc for THB 38.98 million

SEPTEMBER 2012

Symphony identified a product distributor in

Saudi Arabia

FEBRUARY 2012

KARMA KAFE

Sale of entire interest in Dubai Operations to a

strategic investor USD 5 million

DECEMBER 2013

12

OUR TEAM’s MORE RECENT TRANSACTIONS (continued)

2013 to 2015

JUNOON NYC

Formation of a joint venture with a regional

investor to establish Junoon’s first

international operation USD 3 million

DECEMBER 2013

First Information

Security Provision of a Valuation

Opinion concerning

(Incorporated in Dubai)

Private Transaction

MARCH 2014

Oil Optimization Inc

Advised on Farm In 1 million Acre Project in Northern Thailand

(offer was arranged, not completed)

USD 2,340,000

MAY 2014

Zinc Hospitality

Identification of a Joint Venture partner to construct hotels in

East Africa, starting in Rwanda, Uganda and

Zambia

JUNE 2014

Continued to raise capital

for the ASK Indian Emerging Entrepreneurs Fund

JUNE 2014

Brooker Dunn Sukhothai Fund

Raised funds for Thai focused

Equity Investment Fund USD 567,000

2014

Mahiki

Structured Lending for

Middle Eastern Regional Expansion

USD 3,400,000 FEBRUARY 2015

Green Earth

Power

A Strategic Advisor to A Solar Energy Producer

of 240MW, Myanmar

2014 to 2015

Istithmar World Inc

Advised on an On-Market disposal of 6.71% of the issued capital of Padaeng Industries, a Thai listed

company. BAHT 303.99 MILLION

Thailand APRIL 2015

Ramayana Water Park

Strategic Advice on Pre-IPO Capital Raise

Baht 275 million

AUGUST 2015

Zig Zag Finance

Capital Raise for a

New Consumer Finance Company in the U.A.E.

AED 500,000

DECEMBER 2014

Istithmar World Inc

Advised on strategic sale of 15.01% of the issued

capital of Padaeng Industries, a Thai listed

company. BAHT 578.96 MILLION

Thailand APRIL-JUNE 2015

Country Group Holdings Pcl.

Strategic Advice on assets in Thailand

JULY 2015

Istithmar World Inc

Strategic Advice concerning a specialty

chemical asset in Hong Kong

JULY 2015

Istithmar World Inc

Strategic Advice concerning a hospitality

asset in Thailand

JULY 2015

13

OUR TEAM’s MORE RECENT TRANSACTIONS (continued)

2015 (continued) and 2016

UNITED ARAB

EMIRATES

Acquisition and Selection of

Operator for the Steinberger Hotel in Dubai

USD 150 million

2015

Moon Iron and Steel

Company

Capital raise for new Steel Mill in Oman

USD 30 million

2015

Brooker Dunn

Sukhothai Fund

Raised funds for Thai focused

Equity Investment Fund USD 206,504

2015

LONDON

Acquisition of five-star hotel site in London

Sum not disclosed

2015

Advice on structure and formation of Senior Living

Baht 150 million Equity

January 2016

The introduction of a Swedish Partner

Baht 25 million

April 2016

NEW WORLD

FINANCIAL

HOLDINGS

ASSET

MANAGEMENT Equity Placement as part

of an overall USD 8 million raise

USD 100,000 June 2016

Equity Placement to new Australian Strategic

Partner and other high net investors

at Baht 1,000 per share Baht 100 million

June 2016 to Feb 2017

Equity Placement to new Thai Strategic Partner

at Baht 1,000 per share

Baht 83.25 million

August 2016

NOVO Pharmacy

United Arab Emirates Growth Capital

USD 5 million

August 2016

Advice on Restructuring and

entry into the Waste to Energy Sector

November 2016

UNITED ARAB

EMIRATES

Debt Restructuring Large Regional Real

Estate Company

USD 25 million

September 2016

Sale and Lease-back of Staff Accommodation

for a regional Real Estate Developer

AED 85 million October 2016

14

OUR TEAM’s MORE RECENT TRANSACTIONS (continued) 2017 and 2018

GREEN EARTH

ENERGY

Further advice on Funding

(Co-Advisor)

May 2017

NEW WORLD

FINANCIAL

HOLDINGS

Second Equity Raise

USD 75,000

June 2017

Placement of a Convertible Debenture (with Baht 2,000 per

share conversion price)

Baht 100 million

July 2017

Advice on the Acquisition of 30 MW Operating

Solar Power Assets in Thailand

USD 38 million

September 2017

Placement of 50 million new shares in the

company at Baht 2,000 per share.

Baht 100 million

October 2017

Structured a Line of Credit

for a rapidly growing Retail distribution in the

GCC

AED 50 million

October 2017

Developed an Africa market entry strategy for a world leader in

Textile manufacturing equipment

October 2017

Completed a structured finance transaction for

Ayurvedic Wellness Centre in India INR 50 million

October 2017

Country Group

Developments Pcl Placement of

50 million existing shares at Baht 1.70 per share

Baht 85 million March 2018

Capital raising of Baht

74,923,408 In the issuance of 18,568,000 shares

and issuance of Baht 37,427,408 of convertible bonds April & May 2018

Student Housing

The introduction of a

Middle Eastern Sovereign Wealth Fund, raising AUD 100 million

in committed Funds

May 2018

Advised on the sale of 100% of the equity of

Lifetrendz Electronics and Lifestyle

Products Distribution Company, Dubai

May 2018

Sale of Existing Shares in

Sunplay Asia

Baht 2.8 million

September 2018

Placement of Convertible Bonds

Baht 80 million

October 2018

Bill of Exchange Arrangement

Baht 100 million

November 2018

15

OUR TEAM’s MORE RECENT TRANSACTIONS (continued) 2019 and 2020

Sale of three luxury

condominiums in Thailand

Baht 144,841,483

February 2019

Placement of Convertible Bonds

Baht 40,024,000

January & May 2019

On Market Sale of 9.90 % of

existing shares

HK$ 92,969,337

April 2019

Private Placement of 15,456,900 new shares

and 10,000,000 warrants

GBP 1,930,000

July 2019

Arrangement of BE With Thai Financial

Institution

Baht 100,000,000

November 2019

Placement of BE’s

Baht 78,000,000

January 2020