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- FR Y-6 0MB Number 7100-0297 Approva l expires September 30 . 2018 Page 1 of 2 Board of Governors of the Federal Reserve System Annual Repor of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. § 1844 (c)(1)(A)); Section 8(a) of the International Banking Act (12 U.S.C. § 3106(a)); Sections 11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K (12 C.F.R. § 211.13(c)); and Section 225.S(b) of Regulation Y (12 C.F.R. § 225.S(b)) and section 10(c)(2)(H) of the Home Owners' Loan Act. Return to the appropriate Federal Reserve Bank the original and the number of copies specified. NOTE: The Annual Report of Holding Companies must be signed by one director of the top- tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have a n individual who is a senior official and is also a director , the chair- man of the board must sign the report. I, Philip B. Flynn Name of the Ho l ding Company Director and Off i c i al President and Chief Executive Of ficer T i tle of the Holding Company Director and Official attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre- pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief. vth respect to infrmation regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifes that it has the authority on behalf of each individual, to consent or object to publc release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confdential treatment submitted in accordance with the Board's "Rules Regardi Availability of Information," 12 C.FR. Part 261, that the Re r an individual consent to public release of all 1 details in the e ncering that individual. Signature of Holding Company Director and Official 03/01/2017 Date of Signature For holding companies ! registered with the SEC- Indicate status of Annual Report to Shareholders: D is included with the FR Y-6 report D will be sent under separate cover D is not prepared For Federal Reserve Bank Use Only RSSDID 1199563 C.I. This report form is to be filed by all top-tier bank holding compa- nies and top-tier savings and loan holding companies organized under U.S. law , and by any foreign banking organization that does not meet the requirements of and is not treated as a qualify- ing foreign banking organization under Section 211.23 of Regulation K (12 C.F.R. § 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently val i d 0MB control number. Date of Report (top-tier holding company's fscal year-end): December 31, 2016 Month / Day / Year 549300N3CIN4731W5094 Reporter's Legal Enry Identif i er (LEI) (20-Character LEI Code) Reporer's Name, Street and Mailing Address Associated Banc-Corp Legal Trtle of Holding Company 433 Main Street {Mail i ng Address of lhe Holding Company) Street I P.O . Box Green Bay WI . 43 . 1 . ___ _ 5 _ 0 City State Z i p Code Phys i cal Loation { i f different from mail i ng address) Person to whom questions about this report should be directed: Marie A. Radtke Assistant Secretar Name nue 414-283-2289 Area Code I Phone Number I Extension 414-278-1849 Area Code I FAX Number marie. radtke@associatedbank.com E-mail Address www.associatedbank.com Address (URL) for the Holding Company ' s web page Does the reporter request confidential treatment for anyportion of this submission? D Yes Please ident i fy the report items to which this request applies: D In accordance with the instructions on pages GEN-2 and 3, a letter just i fying the request is being provided. D The information for which confidential treatment is sought is being submitted separately labeled "Confidential." [ No Publc report i ng burden for this informat i on clection is est i mated to vary from 1 3 to 101 hours per response, w i th an average of 5 25 hours per response, includ i ng time to gather and mainta i n data i n the reu i red form and to rev i ew i nstruct i ons and cmplete the informat,n collection. Send comments regard i ng this burden est i mate or any other aspect of this colection of informat i on, i nc l uding suggestions for reducing th,s burden t o: Secretary, Board of Goverors of the Federal ReseNe System. 20th and C Streets , NW , Wash i ngton. DC 20551. and to the Off i ce of Management and Budget. Paperwork Reduction Pro j ect (710-0297), Wash i ngton. DC 20503. 1212015

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    FR Y-6 0MB Number 7100-0297 Approval expires September 30. 2018 Page 1 of 2

    Board of Governors of the Federal Reserve System

    Annual Report of Holding Companies-FR Y-6

    Report a t the close of business as of the end of fiscal year

    This Report is required by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. 1844 (c)(1)(A)); Section 8(a) of the International Banking Act (12 U.S.C. 3106(a)); Sections 11(a)(1), 25 and 25A of the Federal Reserve Act (12 U.S.C. 248(a)(1), 602, and 611a); Section 211.13(c) of Regulation K (12 C.F.R. 211.13(c)); and Section 225.S(b) of Regulation Y (12 C.F.R. 225.S(b)) and section 10(c)(2)(H) of the Home Owners' Loan Act. Return to the appropriate Federal Reserve Bank the original and the number of copies specified.

    NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report.

    I, Philip B. Flynn Name of the Holding Company Director and Official

    President and Chief Executive Officer Title of the Holding Company Director and Official

    attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been prepared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

    vVith respect to information regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or object to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regardi Availability of Information," 12 C.F.R. Part 261,that the Re r an individual consent to public release of all

    1details in the e ncerning that individual.

    Signature of Holding Company Director and Official

    03/01/2017 Date of Signature

    For holding companies !lQ1 registered with the SEC-Indicate status of Annual Report to Shareholders: D is included with the FR Y-6 report D will be sent under separate cover D is not prepared

    For Federal Reserve Bank Use Only

    RSSDID1199563 C.I.

    This report form is to be filed by all top-tier bank holding companies and top-tier savings and loan holding companies organized under U.S. law, and by any foreign banking organization that does not meet the requirements of and is not treated as a qualifying foreign banking organization under Section 211.23 of Regulation K (12 C.F.R. 211.23). (See page one of the general instructions for more detail of who must file.) The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid 0MB control number.

    Date of Report (top-tier holding company's fiscal year-end): December 31, 2016 Month / Day / Year

    549300N3CIN4 731W5094 Reporter's Legal Enrny Identifier (LEI) (20-Character LEI Code)

    Reporter's Name, Street. and Mailing Address Associated Banc-Corp Legal Trtle of Holding Company

    433 Main Street {Mailing Address of lhe Holding Company) Street I P.O. Box

    Green Bay WI .:. 43.:... 1.:... ___ _5_ 0City State Zip Code

    Physical Location {if different from mailing address)

    Person to whom questions about this report should be directed: Marie A. Radtke Assistant Secretary Name nue

    414-283-2289 Area Code I Phone Number I Extension

    414-278-1849 Area Code I FAX Number

    [email protected] E-mail Address

    www.associatedbank.com Address (URL) for the Holding Company's web page

    Does the reporter request confidential treatment for any portion of this submission?

    D Yes Please identify the report items to which this request applies:

    D In accordance with the instructions on pages GEN-2 and 3, a letter justifying the request is being provided.

    D The information for which confidential treatment is sought is being submitted separately labeled "Confidential."

    [Rj No

    Public reporting burden for this information collection is estimated to vary from 1 3 to 101 hours per response, with an average of 5 25 hours per response, including time to gather and maintain data in the required form and to review instructions and complete the informat,on collection. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing th,s burden to: Secretary, Board of Governors of the Federal ReseNe System. 20th and C Streets, NW, Washington. DC 20551. and to the Office of Management and Budget. Paperwork Reduction Project (7100-0297), Washington. DC 20503. 1212015

    http:www.associatedbank.commailto:[email protected]

  • Board of Governors of the Federal Reserve System

    Annual Report of Holding Companies

    Reporting Form FR Y-6

    Associated Banc-Corp

    433 Main Street

    Green Bay, Wisconsin

    Fiscal Year Ending December 31, 2016

    Report Item l: Annual Report to Shareholders

    The Form 10-K Annual Reportf

  • Associated Banc-Corp 433 Main Street

    Green Bay, Wisconsin Fiscal Year Ending December 31, 2016

    State of City/State Percentage Entity LEI Business of Incorporation of Ownership

    Associated Banc-Corp 549300N3CIN473IW5094 Wisconsin Green Bay, WI N/A

    Associated Bank, National Association ZF85QS7OXKPBG52R7N18 Wisconsin Green Bay, WI 100% Associated Financial Group, LLC (*) None Wisconsin Green Bay, WI Associated Investment Corp. None Caymans Las Vegas, NV 100%

    Associated Wisconsin Real Estate Corp. None Wisconsin Green Bay, WI 100% Milwaukee Center Management LLC (***) None Wisconsin Green Bay, WI

    Associated Community Development, LLC (*) None Wisconsin Green Bay, WI

    Associated Trust Company, National Association None Wisconsin Milwaukee, WI 100% Associated Investment Services, Inc. None Wisconsin Green Bay, WI 100% Kellogg Asset Management, LLC (**) None Wisconsin Green Bay, WI

    (*) Member Managed, Associated Bank, National Association sole member (**) Member Managed, Associated Trust Company, National Association sole member (***) Member Managed, Associated Wisconsin Real Estate Corp. sole member

  • Data Action Effective Date Branch Service Type OK Full Service (Head Office) OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service

    Branch ID_RSSD* Popular Name 917742 ASSOCIATED BANK, NATIONAL ASSOCIATION 3515813 ALTON BRANCH 3515523 AURORA BRANCH 2119278 BARTLETT BRANCH 2058162 BELLEVILLE DOWNTOWN BRANCH 2058171 BELLEVILLE WEST BRANCH 4462286 MILLER ROAD CARPENTERSVILLE 3938814 300 NORTH LASALLE BRANCH 5040908 BRONZEVILLE BRANCH 5046450 CHICAGO JEWEL OSCO BRANCH 2076586 DEVON EDGEBROOK BRANCH 196332 GLADSTONE BRANCH 336932 RANDOLPH BRANCH 4597003 WEST MONROE CHICAGO BRANCH 3515831 CHILLICOTHE BRANCH 2058180 COLUMBIA BRANCH 2119308 CRYSTAL LAKE BRANCH 3515587 EAST PEORIA BRANCH 2058199 EAST SAINT LOUIS BRANCH 258472 ELGIN BRANCH

    3301753 WEST ELGIN BRANCH 470078 FAIRVIEW HEIGHTS BRANCH

    2058201 GLEN CARBON BRANCH 619635 GLENVIEW BRANCH

    2089193 GURNEE BRANCH 1887486 THIRD LAKE BRANCH 2082251 LIBERTYVILLE BRANCH 2047250 MACHESNEY PARK BRANCH 2058238 MILLSTADT BRANCH 1948921 MUNDELEIN BRANCH 2094816 PEKIN DOWNTOWN BRANCH 2058283 PEORIABRANDYWINE BRANCH 3515729 PEORIAJEFFERSON BRANCH 2058443 PEORIAPIONEER PARKWAY BRANCH

    Street Address 200 NORTH ADAMS STREET 104 HOMER M ADAMS PARKWAY 301 WEST GALENA BOULEVARD 200 BARTLETT AVENUE 100 EAST WASHINGTON STREET 6902 WEST MAIN STREET 7675 MILLER ROAD 300 NORTH LA SALLE 743 EAST 47TH STREET 1763 WEST HOWARD AVENUE 6355 NORTH CENTRAL AVENUE 5200 NORTH CENTRAL AVENUE 200 EAST RANDOLPH DRIVE 525 WEST MONROE STREET 1007 NORTH 4TH STREET 238 NORTH MAIN STREET 180 WEST VIRGINIA STREET 300 EAST WASHINGTON STREET 326 MISSOURI AVENUE 16 NORTH SPRING STREET 2001 LARKIN AVENUE 6550 NORTH ILLINOIS STREET 1 JUNCTION DRIVE WEST 1301 WAUKEGAN ROAD 1313 NORTH DELANY ROAD 34354 NORTH US HIGHWAY 45 929 NORTH MILWAUKEE 622 MACHESNEY ROAD 217 WEST WASHINGTON STREET 208 OAK CREEK PLAZA 300 SOUTH FOURTH STREET 4600 BRANDYWINE DRIVE 125 NORTHEAST JEFFERSON AVENUE 2311 WEST PIONEER PARKWAY

    City GREEN BAY ALTON AURORA BARTLETT BELLEVILLE BELLEVILLE CARPENTERSVILLE CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO CHICAGO CHILLICOTHE COLUMBIA CRYSTAL LAKE EAST PEORIA EAST SAINT LOUIS ELGIN ELGIN FAIRVIEW HEIGHTS GLEN CARBON GLENVIEW GURNEE LAKE VILLA LIBERTYVILLE MACHESNEY PARK MILLSTADT MUNDELEIN PEKIN PEORIA PEORIA PEORIA

  • OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Limited Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Limited Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service

    750145 RICHMOND BRANCH 3279946 PERRYVILLE BRANCH 2969884 ROCKFORD 11TH STREET HILANDER BRANCH 2047278 ROCKFORD FIVE POINTS BRANCH 2718738 ROCKFORD MAIN BRANCH 2047296 ROCKFORD ROCKTON BRANCH 2119335 ROSELLE BRANCH 3301780 SOUTH ELGIN BRANCH 198345 ONE SOUTH GENESEE STREET BRANCH

    2910233 BURNSVILLE BRANCH 4207973 COMMONS ON MARICE BRANCH 996354 EAGAN BRANCH

    4353058 EDEN PRAIRIE PRAIRIE CENTER 3733514 MAPLE GROVE BRANCH 870258 MINNEAPOLIS CEDAR RIVERSIDE BRANCH

    1401985 MINNEAPOLIS MARQUETTE AVENUE BRANCH 688154 MINNESOTA CENTER BRANCH 179456 SAINT LOUIS PARK BRANCH

    1876305 NEW HOPE BRANCH 722656 NORTH BRANCH

    2650342 PLYMOUTH EAST BRANCH 2019097 RED WING BRANCH 849656 RED WING BUSH STREET BRANCH 883052 DOWNTOWN ROCHESTER BRANCH

    1160563 ROCHESTER SOUTHSIDE BRANCH 4833372 ROCHESTER CIRCLE DRIVE BRANCH 1869512 SUBWAY BRANCH 767059 SAINT PAUL LIBERTY BRANCH

    3101609 WALKER AT WESTWOOD RIDGE BRANCH 5046478 XCEL ENERGY CENTER BRANCH 830551 SAVAGE BRANCH 839059 WEST SAINT PAUL BRANCH 395555 WOODBURY BRANCH

    3188936 APPLETON BRANCH 4310435 APPLETON MEMORIAL DRIVE

    10910 MAIN STREET 1870 NORTH PERRYVILLE ROAD 3134 11TH STREET, SUITE A 4400 CENTER TERRACE 612 MAIN STREET 3333 NORTH ROCKTON AVENUE 56 EAST IRVING PARK ROAD 300 NORTH MCLEAN BOULEVARD ONE SOUTH GENESEE STREET 2999 WEST COUNTY ROAD 42 1380 MARICE DRIVE 1270 YANKEE DOODLE ROAD 582 PRAIRIE CENTER DRIVE 9325 UPLAND LANE 1801 RIVERSIDE AVENUE 733 MARQUETTE AVENUE 7760 FRANCE AVENUE SOUTH, SUITE 125 5353 WAYZATA BOULEVARD, SUITE 100 7001 BASS LAKE ROAD 38860 10TH AVENUE 2655 CAMPUS DRIVE 403 WEST FOURTH STREET 222 BUSH STREET 206 SOUTH BROADWAY 1155 16TH STREET SOUTHWEST 1985 COMMERCE DRIVE NORTHWEST 101 FIRST AVENUE SOUTHWEST, SUITE 10 202 SNELLING AVENUE NORTH 1 THOMPSON AVENUE WEST 199 WEST KELLOGG BOULEVARD 7533 EAGAN DRIVE 2060 SOUTH ROBERT STREET 1835 RADIO DRIVE W3122 COUNTY ROAD KK 2175 SOUTH MEMORIAL DRIVE

    RICHMOND ROCKFORD ROCKFORD ROCKFORD ROCKFORD ROCKFORD ROSELLE SOUTH ELGIN WAUKEGAN BURNSVILLE EAGAN EAGAN EDEN PRAIRIE MAPLE GROVE MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS MINNEAPOLIS NEW HOPE NORTH BRANCH PLYMOUTH RED WING RED WING ROCHESTER ROCHESTER ROCHESTER ROCHESTER SAINT PAUL SAINT PAUL SAINT PAUL SAVAGE WEST SAINT PAUL WOODBURY APPLETON APPLETON

  • OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Limited Service OK Full Service OK Limited Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service

    2658674 APPLETON NORTHLAND BRANCH 3585227 APPLETON VAN ROY ROAD BRANCH 2114590 GRAND CHUTE BRANCH 427773 ASHLAND BRANCH

    1947652 BALDWIN BRANCH 2054294 BEAVER DAM BRANCH 4810234 BELOIT HENRY AVENUE BRANCH 2101385 BROOKFIELD BLUEMOUND BRANCH 2636298 BURLINGTON BRANCH 3194106 CHIPPEWA FALLS BRANCH 145246 COLEMAN BRANCH 586148 COLUMBUS BRANCH 572150 CRANDON BRANCH 468048 DE PERE BRANCH 3065439 DE PERE FESTIVAL FOODS BRANCH 2049496 DE PERE WEST DRIVEIN BRANCH 2054342 DELAVAN BRANCH 2689100 THREE PILLERS RETIREMENT BR 1871944 EAGLE RIVER BRANCH 2054315 EAST TROY BRANCH 2387189 EAU CLAIRE BRANCH 3515569 EAU CLAIRE FESTIVAL BRANCH 2300852 REGIS COURT BRANCH 3158238 ELKHORN WISCONSIN STREET BRANCH 1925762 ELLSWORTH BRANCH 844848 FOND DU LAC MAIN STREET BRANCH

    2456526 GERMANTOWN BRANCH 2049348 GRAFTON BRANCH 2101639 ALLOUEZ BRANCH 2428475 ASHWAUBENON BRANCH 2428457 GREEN BAY EAST BRANCH 2662765 GREEN BAY FESTIVAL EAST BRANCH 2318099 GREEN BAY FESTIVAL FOOD WEST BRANCH 2049339 GREEN BAY FISK BRANCH 3374672 HOWARD BRANCH

    2701 NORTH RICHMOND STREET W3195 VAN ROY ROAD 1195 NORTH CASALOMA DRIVE 221 FOURTH AVENUE WEST 1660 11TH AVENUE 201 PARK AVENUE 602 HENRY AVENUE 19601 WEST BLUEMOUND ROAD 1050 MILWAUKEE AVENUE 212 BAY STREET 118 BUSINESS 141 111 TOWER DRIVE 210 SOUTH LAKE AVENUE 206 NORTH WISCONSIN STREET 1003 MAIN AVENUE 201 NORTH 9TH STREET 709 EAST GENEVA STREET 36225 SUNSET DRIVE 104 EAST PINE STREET 3292 MAIN STREET 2613 NORTH CLAIREMONT AVENUE 3009 MALL DRIVE 1107 REGIS COURT 850 NORTH WISCONSIN STREET 420 EAST MAIN STREET 888 SOUTH MAIN STREET N112W16330 MEQUON ROAD 1930 WISCONSIN AVENUE 2001 SOUTH WEBSTER AVENUE 2403 SOUTH ONEIDA STREET 2241 EAST MAIN STREET 2534A STEFFENS COURT 2252 WEST MASON STREET 1482 WEST MASON STREET 369 CARDINAL LANE

    APPLETON APPLETON APPLETON ASHLAND BALDWIN BEAVER DAM BELOIT BROOKFIELD BURLINGTON CHIPPEWA FALLS COLEMAN COLUMBUS CRANDON DE PERE DE PERE DE PERE DELAVAN DOUSMAN EAGLE RIVER EAST TROY EAU CLAIRE EAU CLAIRE EAU CLAIRE ELKHORN ELLSWORTH FOND DU LAC GERMANTOWN GRAFTON GREEN BAY GREEN BAY GREEN BAY GREEN BAY GREEN BAY GREEN BAY GREEN BAY

  • OK Limited Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service Closed 09/15/2016 Full Service OK Full Service OK Full Service OK Limited Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service

    5040926 LAMBEAU FIELD BRANCH 4207928 SUAMICO FESTIVAL FOODS BRANCH 2134749 UNIVERSITY BRANCH 737445 GREENFIELD BRANCH 925840 HALES CORNERS BRANCH

    2145491 HARTFORD BRANCH 2169769 HAYWARD BRANCH 2049713 SKOGEN'S IGA HOLMEN BRANCH 2155007 CRESTVIEW DRIVE BRANCH 2528562 DOWNTOWN HUDSON 2ND STREET BRANCH 2300889 HUDSON HILL BRANCH 1869370 WINTERGREEN BRANCH 172952 HURLEY BRANCH

    3065402 JANESVILLE BRANCH 2930071 PICKNSAVE BRANCH 2920353 KENOSHA SENTRY NORTH BRANCH 2731139 KENOSHA PICK N SAVE SOUTH BRANCH 2324960 LA CROSSE DOWNTOWN BRANCH 4353067 LACROSSE STATE ROAD 2690003 LAKE GENEVA PICK N SAVE BRANCH 589448 LODI BRANCH

    2601755 ABERG AVENUE PICK 'N SAVE BRANCH 2301091 COTTAGE GROVE BRANCH 2301046 DOWNTOWN MADISON BRANCH 2301082 EAST TOWNE BRANCH 2301158 FITCHBURG HATCHERY ROAD BRANCH 5046496 KOHL CENTER BRANCH 2300964 MADISON VARSITY BRANCH 726346 MADISON BRANCH

    5060951 MADISON GALAXIE BRANCH 2854917 MADISON MCKEE ROAD PICK N SAVE 2736394 MADISON WEST BROADWAY BRANCH 556244 MADISONEXCELSIOR BRANCH

    2251561 MADISONLONDONDERRY BRANCH 2301073 WEST TOWNE MALL BRANCH

    1265 LOMBARDI AVENUE 2348 LINEVILLE ROAD 2262 UNIVERSITY AVENUE 4811 SOUTH 76TH STREET 10708 WEST JANESVILLE ROAD 1594 EAST SUMNER STREET 10526 MAIN STREET 450 NORTH HOLMEN DRIVE 2200 CRESTVIEW DRIVE 307 2ND STREET 2001 COULEE ROAD 1312 WISCONSIN STREET 310 SILVER STREET 2720 NORTH LEXINGTON DRIVE 1717 SOUTH CENTER AVENUE 2811 18TH STREET 5914 75TH STREET 205 4TH STREET NORTH 2500 STATE ROAD 100 EAST GENEVA SQUARE 102 NORTH MAIN STREET 2502A SHOPKO DRIVE 4407 COTTAGE GROVE ROAD 202 STATE STREET 4402 EAST TOWNE BOULEVARD 3002 FISH HATCHERY ROAD 601 WEST DAYTON STREET 640 UNIVERSITY AVENUE 1720 MONROE STREET 828 EAST WASHINGTON AVENUE 6655A MCKEE ROAD 1574 WEST BROADWAY 8040 EXCELSIOR DRIVE 2001 LONDONDERRY ROAD 448 SOUTH GAMMON ROAD

    GREEN BAY GREEN BAY GREEN BAY GREENFIELD HALES CORNERS HARTFORD HAYWARD HOLMEN HUDSON HUDSON HUDSON HUDSON HURLEY JANESVILLE JANESVILLE KENOSHA KENOSHA LA CROSSE LACROSSE LAKE GENEVA LODI MADISON MADISON MADISON MADISON MADISON MADISON MADISON MADISON MADISON MADISON MADISON MADISON MADISON MADISON

  • OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Limited Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Limited Service OK Full Service OK Limited Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service OK Full Service

    2510875 WHITNEY WAY COPPS BRANCH 412546 MANITOWOC BRANCH

    3938805 MANITOWOC FESTIVAL FOODS 673842 MARSHFIELD DOWNTOWN BRANCH

    2909992 MARSHFIELD FESTIVAL FOODS BRANCH 2300946 FARWELL STREET BRANCH 2159676 MEDFORD BRANCH 2689098 ARBORETUM RETIREMENT BRANCH 740445 MENOMONEE FALLS BRANCH

    2105673 MENOMONEE FALLSPILGRIM ROAD BRANCH 3374681 MEQUON BRANCH

    8051 MERCER BRANCH 2049786 MERRILL BRANCH 2301028 ALLEN BOULEVARD BRANCH 2050045 BROWN DEER BRANCH 2050036 FOND DU LAC BRANCH 2232458 GLENDALE BRANCH 4748775 HAYMARKET SQUARE BRANCH 427447 KLIBOURN BRANCH

    5040917 MILLER PARK BRANCH 4850351 MILWAUKEE THIRD WARD BRANCH 4967370 MILWAUKEE WATER STREET BRANCH 202747 MILWAUKEEDOWNER BRANCH

    2050081 MITCHELL BRANCH 2050063 NORTH AVENUE BRANCH 2050072 SOUTHGATE BRANCH 2054249 WHITEFISH BAY BRANCH 2050090 MINOCQUA BRANCH 2300928 MONROE BRANCH 2521143 MOSINEE PIGGLY WIGGLY BRANCH 2054379 MUKWONAGO BRANCH 2093798 MUSKEGO BRANCH 4462277 GREEN BAY ROAD NEENAH 2094919 NEENAH AUTO BRANCH 785941 NEENAH MAIN BRANCH

    620A SOUTH WHITNEY WAY 1000 FRANKLIN STREET 2151 SOUTH 42ND STREET 400 SOUTH CHESTNUT AVENUE 1617 NORTH CENTRAL AVENUE 5220 FARWELL STREET 160 MEDFORD PLAZA 7890 TOWN HALL ROAD N88W15491 MAIN STREET W156 N5575 PILGRIM ROAD 10509 NORTH PORT WASHINGTON ROAD 5260 N. HIGHWAY 51 2403 EAST MAIN STREET 2420 ALLEN BOULEVARD 7900 WEST BROWN DEER ROAD 5350 WEST FOND DU LAC AVENUE 7020 NORTH PORT WASHINGTON ROAD 1301 NORTH MARTIN LUTHER KING DRIVE 401 EAST KLIBOURN AVENUE 1 BREWERS WAY 102 NORTH WATER STREET 815 NORTH WATER STREET 2650 NORTH DOWNER AVENUE 829 WEST MITCHELL STREET 5900 WEST NORTH AVENUE 3432 SOUTH 27TH STREET 430 EAST SILVER SPRING DRIVE 8683 US HIGHWAY 51 NORTH 1420 ELEVENTH STREET 530 WEST HIGHWAY 153 707 NORTH ROCHESTER STREET S76 W17655 JANESVILLE ROAD 697 SOUTH GREEN BAY ROAD 109 EAST DOTY AVENUE 100 WEST WISCONSIN AVENUE

    MADISON MANITOWOC MANITOWOC MARSHFIELD MARSHFIELD MC FARLAND MEDFORD MENOMONEE FALLS MENOMONEE FALLS MENOMONEE FALLS MEQUON MERCER MERRILL MIDDLETON MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MILWAUKEE MINOCQUA MONROE MOSINEE MUKWONAGO MUSKEGO NEENAH NEENAH NEENAH

  • OK Full Service 2050102 NEILLSVILLE BRANCH 509 GRAND AVENUE NEILLSVILLE OK Full Service 2050111 NEW BERLIN BRANCH 15665 WEST NATIONAL AVENUE NEW BERLIN OK Full Service 4310444 OAK CREEK, HOWELL AVENUE 8131 SOUTH HOWELL AVENUE OAK CREEK OK Full Service 4211578 1456 SUMMIT AVENUE BRANCH 1456 SUMMIT AVENUE OCONOMOWOC OK Full Service 2086204 OCONOMOWOCOKAUCHEE BRANCH N48W35876 WISCONSIN AVENUE OCONOMOWOC OK Full Service 3515859 OCONTO FALLS BRANCH 134 NORTH MAIN STREET OCONTO FALLS OK Full Service 2300610 ONALASKA BRANCH 127 SAND LAKE ROAD ONALASKA OK Full Service 2296786 ONALASKA MARCOU ROAD BRANCH 201 MARCOU ROAD ONALASKA OK Full Service 2296777 ONALASKA SAND LAKE ROAD BRANCH 301 SAND LAKE ROAD ONALASKA OK Full Service 3122417 ONALASKA FESTIVAL BRANCH 2415 WESTOWNE AVENUE OSHKOSH OK Full Service 2111665 OSHKOSH MURDOCK BRANCH 10 WEST MURDOCK AVENUE OSHKOSH OK Full Service 47546 OSHKOSH SAWYER BRANCH 444 NORTH SAWYER STREET OSHKOSH OK Full Service 2169844 PARK FALLS BRANCH 1156 SOUTH FOURTH AVENUE PARK FALLS OK Full Service 2430704 PEWAUKEE BRANCH 1400 CAPITOL DRIVE PEWAUKEE OK Limited Service 4207946 SILVERNAIL NONPHYSICAL BRANCH 2451 SILVERNAIL ROAD PEWAUKEE OK Full Service 935643 PITTSVILLE BRANCH 5292 2ND AVENUE PITTSVILLE OK Full Service 2050148 PLOVER BRANCH 2727 POST ROAD PLOVER OK Full Service 590275 PORT WASHINGTON BRANCH 222 NORTH WISCONSIN STREET PORT WASHINGTON OK Full Service 992048 PORTAGE BRANCH 222 EAST WISCONSIN STREET PORTAGE OK Full Service 2301064 PRAIRIE DU CHIEN BRANCH 700 EAST BLACKHAWK AVENUE PRAIRIE DU CHIEN OK Full Service 2050157 RACINE BRANCH 5439 DURAND AVENUE RACINE OK Full Service 4794811 RACINE WASHINGTON AVENUE BRANCH 5205 WASHINGTON AVENUE RACINE OK Full Service 3515895 VIKING BRANCH 750 VIKING DRIVE REEDSBURG OK Full Service 2246745 RHINELANDER BRANCH 8 WEST DAVENPORT STREET RHINELANDER OK Full Service 2301103 RICHLAND CENTER BRANCH 101 EAST COURT STREET RICHLAND CENTER OK Full Service 166148 SAINT FRANCIS BRANCH 3719 SOUTH KINNICKINNIC AVENUE SAINT FRANCIS OK Full Service 2430807 SCHOFIELD BRANCH 5211 ALDERSON STREET SCHOFIELD OK Full Service 168245 SHAWANO MAIN BRANCH 129 EAST DIVISION STREET SHAWANO OK Full Service 171647 SHEBOYGAN BRANCH 1217 NORTH TAYLOR DRIVE SHEBOYGAN OK Full Service 3614257 NORTHERN DOOR BRANCH 10440 TOWNLINE DRIVE SISTER BAY OK Full Service 338347 SLINGER BRANCH 300 EAST WASHINGTON STREET SLINGER OK Full Service 2050184 SOUTH MILWAUKEE BRANCH 2815 SOUTH CHICAGO AVENUE SOUTH MILWAUKEE OK Full Service 3515701 STEVENS POINT BRANCH 1325 CHURCH STREET STEVENS POINT OK Full Service 2301112 STOUGHTON BRANCH 117 KING STREET STOUGHTON OK Full Service 2428493 STURGEON BAY EAST BRANCH 1331 EGG HARBOR ROAD STURGEON BAY

  • OK Full Service 72342 STURGEON BAY MAIN BRANCH 57 NORTH THIRD AVENUE STURGEON BAY OK Full Service 3961438 COPPS EASTSUN PRAIRIE BRANCH 640 EAST MAIN STREET SUN PRAIRIE OK Full Service 4416551 SUN PRAIRIE GRAND AVENUE BRANCH 658 SOUTH GRAND AVENUE SUN PRAIRIE OK Full Service 2089027 SUSSEX BRANCH N64 W23710 MAIN STREET SUSSEX OK Full Service 2054397 TWIN LAKES BR 213 NORTH LAKE AVENUE TWIN LAKES OK Full Service 2301055 VIROQUA BRANCH 825 NORTH MAIN STREET VIROQUA OK Full Service 194646 WATERFORD BRANCH 217 NORTH MILWAUKEE STREET WATERFORD OK Full Service 2054409 WATERTOWN BRANCH 600 EAST MAIN STREET WATERTOWN OK Full Service 2050205 WATERTOWN CHURCH STREET BRANCH 624 SOUTH CHURCH STREET WATERTOWN OK Full Service 2054155 GRANDVIEW BRANCH 2815 NORTH GRANDVIEW BOULEVARD WAUKESHA OK Full Service 2054128 SUNSET BRANCH 100 EAST SUNSET DRIVE WAUKESHA OK Full Service 2054427 WAUKESHA DOWNTOWN BRANCH 704 NORTH GRAND AVENUE WAUKESHA OK Full Service 2054418 WEST SUNSET DRIVE 1270 WEST SUNSET DRIVE WAUKESHA OK Full Service 2300937 WAUNAKEE BRANCH 269 SOUTH CENTURY AVENUE WAUNAKEE OK Full Service 2287793 DOWTOWN WAUSAU BRANCH 400 SCOTT STREET WAUSAU OK Full Service 896445 WAUSAU BRANCH 2010 STEWART AVENUE WAUSAU OK Full Service 2054203 WAUWATOSA MAYFAIR BRANCH 2645 NORTH MAYFAIR ROAD WAUWATOSA OK Full Service 357142 WEST ALLIS BRANCH 10701 WEST NATIONAL AVENUE WEST ALLIS OK Full Service 4794576 WEST BEND BRANCH 715 WEST PARADISE DRIVE WEST BEND OK Full Service 2054445 WHITEWATER BRANCH 219 CENTER STREET WHITEWATER OK Full Service 2104827 WINDSORDEFOREST BRANCH 6343 BLANCARS CROSSING WINDSOR OK Full Service 2054267 WISCONSIN RAPIDS BRANCH 711 WEST GRAND AVENUE WISCONSIN RAPIDS OK Full Service 9946 WITTENBERG BRANCH 502 SOUTH WEBB STREET WITTENBERG

  • Associated Banc-Corp

    433 Main Street

    Green Bay, Wisconsin USA

    Fiscal Year Ending December 31, 2016

    Report Item 3: Securities Holders

    Current Securities Holders with ownership, control or holdings of 5% Securities Holders not listed in 3(l)(a) through (3)(l )(c) that had or more with power to vote as of fiscal year ending 12-31-2016. ownership, control or holdings of 5% or more with power to vote

    durinf! the fiscal year endin 12-31-2016

    l(a) l(b) l(c) (2)(a) (2)(b) (2)(c) Name & Address Country of Number and Percentage Name & Address Country of Number and (City, State, Country) Citizenship or of Each Class of Voting (City, State, Country) Citizenship or Percentage of Each

    Incorporation Securities Incorporation Class of Voting Securities

    FMRLLC United States 12,807,635 shares or None None None 245 Summer Street 8. 40% of ASB common Boston, MA 02210 USA stock

    The Vanguard Group United States 11. 783,110 shares or None None None 100 Vanguard Blvd. 7. 7 3% ofASB common Malvern, PA 19355 USA stock

    BlackRock, Inc. Japan 11. 773,813 shares or None None None 55 East 5211d Street 7. 7 3% of ASB common New York. NY 10055 stock USA

    Dimensional Fund United States 11,546.302 shares or None None None Advisors LP 7.58% of ASB common Building One stock 600 Bee Cave Road Austin, TX 78746 USA

    Report Item 3: Securities Holders

    Associated Banc-Corp 433 Main Street

    Green Bay, Wisconsin USA Fiscal Year Ending December 31, 2016

    Current Securities Holders with ownership, control or holdings of 5% Securities Holders not listed in 3(l)(a) through (3)(l)(c) that had or more with power to vote as of fiscal year ending 12-31-2016. ownership, control or holdings of 5% or more with power to vote

    durinf! the fiscal year endin~ 12-31-2016 l(a) l(b) l(c) (2)(a) (2)(b) (2)(c) Name & Address Country of Number and Percentage Name & Address Country of Number and (City, State, Country) Citizenship or of Each Class of Voting (City, State, Country) Citizenship or Percentage of Each

    Incorporation Securities Incorporation Class of Voting Securities

    FMRLLC United States 12,807,635 shares or None None None 245 Summer Street 8. 40% of ASB common Boston, MA 02210 USA stock

    The Vanguard Group United States 11. 783,110 shares or None None None 100 Vanguard Blvd. 7. 7 3% ofASB common Malvern, PA 19355 USA stock

    BlackRock, Inc. Japan 11. 773,813 shares or None None None 55 East 5211d Street 7. 7 3% of ASB common New York. NY 10055 stock USA

    Dimensional Fund United States 11,546.302 shares or None None None Advisors LP 7.58% of ASB common Building One stock 600 Bee Cave Road Austin, TX 78746 USA

  • Associated Banc-Corp

    433 Main Street

    Green Bay, Wisconsin USA

    Fiscal Year Ending December 31, 2016

    Report Item 4: Insiders

    (I) (2) Names & Address Principal (City, State, Country) Occupation if other

    than with Bank Holding Company

    Associllled Bank, Nt1ti01111/ A.nod11tim1 Philip B. nvnn Green Bay. IV/ USA

    Christopher J. Del Moral-Niles Green Bay. IV! USA

    William M. Bohn Green Bay. IV/ USA

    Patrick J. Derpinghaus Green Bav. WI USA Judy M. Docter Green 8a)I. IV/ USA Randall J. f:'rickson Milwaukee. WI USA

    Breck F. I lanson Chicago. fl USA

    None

    None

    None

    .None

    .lione

    None

    (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Title & Position with Title & Position with Subsidiaries Title & Position Percentage Percentage List names of other Bank Holding (include names of subsidiaries) with Other of Voting of Voting companies (includes Company Businesses (include Shares in Shares in partnerships) if25%

    names of other Bank Subsidiaries or more of voting businesses) Holding (include securities are held

    Company names of (List names of subsidiaries) companies and

    percentage of voting securities held)

    President. Chief Director of Associated Rank. None * None None tec111ive Officer & National Association Board Member Director of Associated Banc-Corp

    Director of Associated Trust Company. National Association

    Director of Associated Banc-Corp Foundation. Inc.

    EVP. Chief Financial Director of Associated Wisconsin Real None * None None Officer Estate Corp.

    Director of Associated Banc-Corp Foundation. Inc.

    El'P. Head of Private Chairman. Associated Financial None * None None Client and lnstitlllional Group. 1./,C Services Chairman. Associated Investment

    Services. Inc.

    El'P. ChiefAudit None None * None None Erecutive El'P. Director 1/uman None None * None None Resources Officer El'P. General None None * None None Counsel. Co,porate Secreta1:v and Chief Risk 0/licer / Tl'. /'ice Chair. Director of Associated Banc-Corp None * None None Chicago Market Pres. Foundation. Inc.

    Report Item 4: Insiders

    ( I ) (2) Names & Address Principal (City, State, Country) Occupation if other

    than with Bank Holding Company

    Associllled Bank, Nt1ti01111/ A.nod11tim1 Philip B. nvnn None Green Bay. IV/ USA

    Christopher J. Del None Moral-Niles Green Bay. IV! USA

    William M. Bohn None Green Bay. IV/ USA

    Patrick J. Derpinghaus Green Bav. WI USA Judy M. Docter .None Green 8a)I. IV/ USA Randall J. f:'rickson .lione Milwaukee. WI USA

    Breck F. I lanson None Chicago. fl USA

    Associated Banc-Corp 433 Ma in Street

    Green Bay, Wisconsin USA Fiscal Year Ending December 31, 2016

    (3)(a) (3)(b) (3)(c) Title & Positio n with Title & Position with Subsid iaries T itle & Position Bank Holding (include names of subsid iaries) with Other Company Businesses (include

    names of other businesses)

    President. Chief Director of Associated Rank. None tec111ive Officer & National Association Board Member Director of Associated Banc-Corp

    Director of Associated Trust Company. National Association

    Director of Associated Banc-Corp Foundation. Inc.

    EVP. Chief Financial Director of Associated Wisconsin Real None Officer Estate Corp.

    Director of Associated Banc-Corp Foundation. Inc.

    El'P. Head of Private Chairman. Associated Financial None Client and lnstitlllional Group. 1./,C Services Chairman. Associated Investment

    Services. Inc.

    El'P. ChiefAudit None None Erecutive El'P. Director 1/uman None None Resources Officer El'P. General None None Counsel. Co,porate Secreta1:v and Chief Risk 0/licer /~T l'. /'ice Chair. Director of Associated Banc-Corp None Chicago Market Pres. Foundation. Inc.

    (4)(a) (4)(b) (4)(c) Percentage Percentage List names of other of Voting of Voting companies (includes Shares in Shares in partnerships) if 25% Bank Subsidiaries or more of voting Holding (include securities are held Company names of (List names of

    subsidiaries) companies and percentage of voting securities held)

    * None None

    * None None

    * None None

    * None None

    * None None

    * None None

    * None None

  • (2) (3)(a) (3)(c)

    Associated Banc-Corp

    433 Main Street

    Green Bay, Wisconsin USA

    Fiscal Year Ending December 31, 2016

    (I) (3)(b) (4)(a) (4)(b) (4)(c) Names & Address (City, State, Country)

    Seo/I S. f lickey Milwaukee. IV! USA Timothy J. Lau Green Bay. WI USA

    James S. Payne Green Bay. IV! USA

    ChrislOpher C Piotrowski Milwaukee. IV/ USA

    Paul G . Schmidt Min11eapolis, MN USA

    James K. Simons Milwaukee. IV! USA David L. Stein Aladison. IV/ USA

    John A. Ut=: Milwaukee. WI USA

    Principal Occupation if other than with Bank Holding Company

    None

    None

    None

    None

    None

    None

    None

    None

    Title & Position with Bank Holding Company

    Execwive l'ice l'reside111 !Tl'. Head of Community Markets

    EVP. Chief h!f'ormation and Operations Officer

    El'P. Chief Marketing Officer

    El'P, Head of Commercial Real Estate

    El'P. Chief Credit 0/Jicer EVP. Head of Consumer and Business Banking

    El'P. /lead of Co,porate Banking and Milwaukee Market Preside/II

    Title & Position with Subsidiaries (include names of subsidiaries)

    None

    Direc/or of Associated Banc-Corp Foundation. Inc.

    Director ofAssociated Investment Services. Inc.

    Director of Associated Financial Group, LLC

    .A/one

    None

    None

    None

    Director of Associated Financial Group. LLC Director o/Associated Banc-Corp

    .

    Foundation. Inc.

    Director o/Associated Investment

    Services, Inc.

    Director o/Associated Banc-Corp Foundation. Inc.

    Director o/Associated Financial Group, LLC

    Title & Position with Other Businesses (include names of other businesses)

    None

    None

    None

    None

    None

    None

    None

    None

    Percentage of Voting Shares in Bank Holding Company

    *

    *

    *

    *

    *

    *

    *

    Percentage of Voting Shares in Subsidiaries (include names of subsidiaries)

    None

    None

    None

    None

    None

    None

    None

    None

    List names of other companies (includes partnerships) if 25% or more of voting securities are held (List names of companies and percentage of voting securities held) None

    None

    None

    None

    None

    None

    None

    None

    ( I) (2) Names & Address Principal (City, State, Cou ntry) Occupation if other

    than with Bank Holding Company

    Seo/I S. f lickey None Milwaukee. IV! USA Timothy J. Lau None Green Bay. WI USA

    James S. Payne None Green Bay. IV! USA

    ChrislOpher C None Piotrowski Milwaukee. IV/ USA

    Paul G. Schmidt None Min11eapolis, MN USA

    James K. Simons None Milwaukee. IV! USA David L. Stein None Aladison. IV/ USA

    John A. Ut=: None Milwaukee. WI USA

    Associated Banc-Corp 433 Main Street

    Green Bay, Wisconsin USA Fiscal Year Ending December 31, 2016

    (3)(a) (3)(b) (3)(c) Title & Position with Title & Position with Subsidiaries Title & Position Bank Holding (include names of subsidiaries) with Other Company Businesses (include

    names of other businesses)

    Execwive l'ice None None l'reside111 !Tl'. Head of Direc/or of Associated Banc-Corp None Community Markets Foundation. Inc.

    Director ofAssociated Investment Services. Inc.

    Director of Associated Financial Group, LLC

    EVP. Chief .A/one None h!f'ormation and Operations Officer

    El'P. Chief Marketing None None Officer

    El'P, Head of None None Commercial Real Estate

    El'P. Chief Credit None None 0/Jicer EVP. Head of Director of Associated Financial None Consumer and Group. LLC Business Banking Director o/Associated Banc-Corp

    Foundation. Inc. . Director o/Associated Investment Services, Inc.

    El'P. / lead of Director o/Associated Banc-Corp None Co,porate Banking Foundation. Inc. and Milwaukee Director o/Associated Financial Group, Market Preside/II LLC

    (4)(a) (4)(b) (4)(c) Percentage Percentage List names of other of Voting of Voting companies (includes Shares in Shares in partnerships) if 25% Bank Subsidiaries or more of voting Holding (include securities are held Company names of (List names of

    subsidiaries) companies and percentage of voting securities held)

    * None None

    * None None

    * None None

    * None None

    * None None

    * None None

    * None None

    None None

  • Associated Banc-Corp

    433 Main Street

    Green Bay, Wisconsin USA

    Fiscal Year Ending December 31, 2016

    (I)

    Names & Address (City, State, Country)

    James Yee Green Bay, IV/ USA John r: Bergstrom Neenah. WI USA

    R. Jay Gerken North Caldwell. NJ USA

    William R. Hutchinson Chicago. IL USA

    Roher/ A. Jejfe New York . . N)' USA

    Eileen A. Kamerick Longboat Key. FL

    USA Richard T Lommen La Crosse. IV/ USA

    Cmy L. Nell/es Milwaukee, JIii USA

    Karen T. van Litlt S1. Petersburg. FL USA John (Jay) 8. Williams ,\,/i/waukee. IV/ USA

    (2)

    Principal Occupation if other than with Bank Holding Company

    None

    Chairman and CEO, Bergstrom Corporation Director of Mu111a/ Funds with Swiford C. Bernstein Fund. Inc. President. IV. R . I lutchinson & Associates. Inc. Co-Chairman and Co-Founder of llawkwood Energy

    Adjunct Professor and Law Consu/1a111

    Chairman. C 011rtesy Corporation

    Managing Director-Generation Growth Capital. Inc.

    Consultant

    l'ast Chairman. Milwaukee l'uhlic ,\fuseum

    (3)(a) Title & Position with Bank Holding Company

    ,;ec/11 ive I 'ice President Director

    Director

    Director

    Director

    Director

    Director

    Director

    Director

    Director

    (3)(b) Title & Position with Subsidiaries (include names of subsidiaries)

    None

    None

    None

    None

    None

    None

    None

    None

    iVone

    None

    (3)(c) Title & Position with Other Businesses (include names of other businesses)

    None

    Chairman and CEO. Bergstrom Corporation Director of :1/utual Funds with Sanford C. Bernstein Fund. Inc. President. IV./?. H111chinson & Associates. Inc. Co-Chairman and Co-Founder of Hawkwood Energy

    Acljunct Professor and Law Consultant

    Chairman. Courresy Corporation

    Managing Director-Generation Growth Capital. Inc.

    Cons11/1an1

    Past Chairman. Milwaukee Public A4useum

    (4)(a) Percentage of Voting Shares in Bank Holding Company

    "

    "

    *

    *

    *

    *

    *

    *

    *

    *

    (4)(b) Percentage of Voting Shares in Subsidiaries (include names of subsidiaries)

    None

    None

    None

    None

    None

    None

    None

    None

    None

    None

    (4)(c)

    List names of other

    companies (includes

    partnerships) if 25%

    or more of voting

    securities arc held

    (List names of

    companies and

    percentage of voting

    securities held)

    None

    None

    None

    None

    None

    None

    None

    .None

    None

    None

    ( I) (2) Names & Address Principal (City, State, Country) Occupation if other

    than with Bank Holding Company

    James Yee None Green Bay, IV/ USA John r: Bergstrom Chairman and Neenah. WI USA CEO, Bergstrom

    Corporation R. Jay Gerken Director of Mu111a/ North Caldwell. NJ Funds with Swiford USA C. Bernstein Fund.

    Inc. William R. Hutchinson President. IV. R. Chicago. IL USA I lutchinson &

    Associates. Inc. Roher/ A. Jejfe Co-Chairman and New York . . N)' USA Co-Founder of

    llawkwood Energy

    Eileen A. Kamerick Adjunct Professor Longboat Key. FL and Law Consu/1a111

    USA Richard T Lommen Chairman. C 011rtesy La Crosse. IV/ USA Corporation

    Cmy L. Nell/es Managing Director-Milwaukee, JIii USA Generation Growth

    Capital. Inc.

    Karen T. van Litlt Consultant S1. Petersburg. FL USA John (Jay) 8. Williams l'ast Chairman. ,\,/i/waukee. IV/ USA Milwaukee l'uhlic

    ,\fuse um

    (3)(a)

    Associated Banc-Corp 433 Main Street

    Green Bay, Wisconsin USA Fiscal Year Ending December 31, 2016

    (3)(b) (3)(c) Title & Position with Title & Position with Subsidiaries Title & Position Bank Holding (include names of subsidiaries) with Other Company Businesses (include

    names of other businesses)

    ,;ec/11 ive I 'ice None None President Director None Chairman and CEO.

    Bergstrom Corporation

    Director None Director of :1/utual Funds with Sanford C. Bernstein Fund. Inc.

    Director None President. IV./?. H111chinson & Associates. Inc.

    Director None Co-Chairman and Co-Founder of Hawkwood Energy

    Director None Acljunct Professor and Law Consultant

    Director None Chairman. Courresy Corporation

    Director None Managing Director-Generation Growth Capital. Inc.

    Director iVone Cons11/1an1

    Director None Past Chairman. Milwaukee Public A4useum

    (4)(a) (4)(b) (4)(c) Percentage Percentage List names of other of Voting of Voting companies (includes Shares in Shares in partnerships) if 25% Bank Subsidiaries or more of voting Holding (include securities arc held Company names of (List names of

    subsidiaries) companies and percentage of voting securities held)

    " None None

    " None None

    * None None

    * None None

    * None None

    * None None

    * None None

    * None .None

    * None None

    * None None

  • Associated Banc-Corp 433 Main Street

    Green Bay, Wisconsin USA

    Fiscal Year Ending December 31, 2016

    * Denotes percentage less than I %

    All Directors and Executive Officers as a group (26 persons) = 1 .8%

    * Denotes percentage less than I%

    Associated Banc-Corp 433 Main Street

    Green Bay, Wisconsin USA Fiscal Year Ending December 31, 2016

    All Directors and Executive Officers as a group (26 persons) = 1.8%

    FR Y-6 Page 1Report Item 2a: Organization ChartReport Item 2b: Domestic Branch ListingReport Item 3: Securities HoldersReport Item 4: Insiders