chapter 3 nucleation and growth

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Institute of Materials Science Chapter 3: Nucleation and Growth 3.1 Homogeneous Nucleation – Driving Force 3.2 Nucleation Rate 3.3 Heterogeneous Nucleation 3.4 Nucleation in the Solid State 3.5 Growth Rate 3.6 KJMA Model 3.7 Heat Flow, Interface Stability and Dendritic Growth MMAT 305 MMAT 305

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Page 1: Chapter 3 Nucleation and Growth

Institute of Materials Science

Chapter 3: Nucleation and Growth

3.1 Homogeneous Nucleation – Driving Force

3.2 Nucleation Rate

3.3 Heterogeneous Nucleation

3.4 Nucleation in the Solid State

3.5 Growth Rate

3.6 KJMA Model

3.7 Heat Flow, Interface Stability and Dendritic Growth

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Page 2: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.1 Homogeneous Nucleation – Driving Force

Table 8.1 Major Types of Phase Transformations

Type of Transformation Example

1. Vapor liquid Condensation of moisture

2. Vapor solid Formation of frost on a window

3. Liquid crystal Formation of ice on a lake

4. Crystal 1 crystal 2

(a) Precipitation Formulation of Fe3C on cooling austenite

(b) Allotropic α-Fe γ-Fe at 910 ºC

(c) RecrystallizationCold-worked Cu new grains at high

temperatures

From J.D. Verhoeven, “Fundamentals of Physical Metallurgy,” Wiley, 1974

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Page 3: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.1 Homogeneous Nucleation – Driving Force

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Table 8.2 Degree of Complexity Involved in Phase Transformations

(a) Structure change

(b) Structure change + composition change

(c) Structure change + strain formation

(d) Structure change + strain formation + composition change

From J.D. Verhoeven, “Fundamentals of Physical Metallurgy,” Wiley, 1974

Page 4: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.1 Homogeneous Nucleation – Driving Force

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Page 5: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.2 Nucleation Rate

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Distribution functions for embryos of different sizes according to Volmer and Becker-Döring theories of nucleation.

Page 6: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.2 Nucleation Rate

Page 7: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.3 Heterogeneous Nucleation

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Wall

S

SL

SW X

YL

WL Wall

S

SL

SW X

YL

WL

Page 8: Chapter 3 Nucleation and Growth

Institute of Materials ScienceMMAT 305MMAT 305

ΔT =0, T=Tm

HeterogenousI: Nucleation Rate

ΔT

IN

ucle

atio

n R

ate

Homogenous

3.3 Heterogeneous Nucleation

Page 9: Chapter 3 Nucleation and Growth

Institute of Materials ScienceMMAT 305MMAT 305

Fig. 4.8 The excess free energy of solid clusters for homogeneous and heterogeneous nucleation. Note r* is independent of the nucleation site.

3.3 Heterogeneous Nucleation

Page 10: Chapter 3 Nucleation and Growth

Institute of Materials ScienceMMAT 305MMAT 305

Fig 4.9 (a) Variation of ΔG* with undercooling (ΔT ) for homogeneous and heterogeneous nucleation. (b) The corresponding nucleation rates assuming the same critical value of ΔG*.

3.3 Heterogeneous Nucleation

Page 11: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.4 Nucleation in the Solid State

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Page 12: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.4 Nucleation in the Solid State

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Page 13: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.4 Nucleation in the Solid State

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Fig. 3.48 For a coherent thin disc there is little misfit parallel to the plane of the disc. Maximum misfit is perpendicular to the disc.

Fig. 3.47 The origin of coherency strains. The number of lattice points in the hole is conserved.

(a) (b) (c)

Page 14: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.4 Nucleation in the Solid State

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Fig. 3.51 Coherency strains caused by the coherent broad faces of precipitates.

Fig. 1. Coherent plate and plate with incoherent edge.

(a)

(b)

Page 15: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.4 Nucleation in the Solid State

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Fig. 3.50 The variation of misfit strain energy with ellipsoid shape, f(c/a). (After F.R.N. Nabarro, Proceedings of the Royal Society A, 175 (1940) 519.)

(a) (b)

Fig. 3.49 The origin of misfit strain for an incoherent inclusion (no lattice matching).

Page 16: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.5 Growth Rate

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Page 17: Chapter 3 Nucleation and Growth

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3.6 KJMA Model

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Page 18: Chapter 3 Nucleation and Growth

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3.6 KJMA Model

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Page 19: Chapter 3 Nucleation and Growth

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3.6 KJMA Model

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Page 20: Chapter 3 Nucleation and Growth

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3.6 KJMA Model

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Page 21: Chapter 3 Nucleation and Growth

Institute of Materials Science

Nucleation Rate – Limitations to KJMA Model

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Fig. 5.24 (a) Nucleation at a constant rate during the whole transformation. (b) Site saturation – all nucleation occurs a the beginning of transformation. (c) A cellular transformation.

(a)

(b)

(c)

Page 22: Chapter 3 Nucleation and Growth

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Other Modes of Phase Transformations

Page 23: Chapter 3 Nucleation and Growth

Institute of Materials Science

Other Modes of Solidification

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(a)

(b)

Fig. 4.11 Atomically smooth solid/liquid interfaces with atoms represented by cubes. (a) Addition of a single atom onto a flat interface increases the number of ‘broken bonds’ by four. (b) Addition to a ledge (L) only increases the number of broken bonds by two, whereas at a jog in a ledge (J) there is no increase.

Fig. 4.12 Ledge creation by surface nucleation.

Page 24: Chapter 3 Nucleation and Growth

Institute of Materials ScienceMMAT 305MMAT 305

Fig. 4.13 Spiral growth. (a) A screw dislocation terminating in the solid/liquid interface showing the associated ledge. (After W.T. Read Jr., Dislocations in Crystals, © 1953 McGraw-Hill. Used with the permission of McGraw-Hill Book Company.) Addition of atoms at the ledge causes it to rotate with an angular velocity decreasing away from the dislocation core so that a growth spiral develops as shown in (b). (After J.W. Christian, The Theory of Phase Transformations in Metals and Alloys, Pergamon Press, Oxford, 1965.)

(a)

(b)

Other Modes of Solidification

Page 25: Chapter 3 Nucleation and Growth

Institute of Materials ScienceMMAT 305MMAT 305

Fig. 4.14 The influence of interface undercooling (ΔTi ) on growth rate for atomically rough and smooth interfaces.

Other Modes of Solidification

Page 26: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.7 Heat Flow, Interface Stability and Dendritic Growth

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Page 27: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.7 Heat Flow, Interface Stability and Dendritic Growth

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Fig. 4.16 As Fig. 4.15, but for heat conduction into the liquid.

(a) (b) (c)

Page 28: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.7 Heat Flow, Interface Stability and Dendritic Growth

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Fig. 4.17 The development of thermal dendrites: (a) a spherical nucleus; (b) the interface becomes unstable; (c) primary arms develop in crystallographic directions (<100> in cubic crystals); (d) secondary and tertiary arms develop (after R.E. Reed-Hill, Physical Metallurgy Principles, 2nd. Edn., Van Nostrand, New York, 1973.)

(a)(b)

(c)

(d)

Page 29: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.7 Heat Flow, Interface Stability and Dendritic Growth

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Fig. 4.18 Temperature distribution at the tip of a growing thermal dendrite.

Page 30: Chapter 3 Nucleation and Growth

Institute of Materials Science

3.2 Nucleation Rate

VW

BD

I

ΔT ΔT =0, T=Tm

I: Nucleation Rate

Nuc

leat

ion

Rat

e