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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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     University of Pennsylvania Press is collaborating with JSTOR to digitize, preserve and extend access to Journal of the

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    University of ennsylvania ress

    Eric Voegelin on Nazi Political ExtremismAuthor(s): Clifford F. PorterSource: Journal of the History of Ideas, Vol. 63, No. 1 (Jan., 2002), pp. 151-171Published by: University of Pennsylvania PressStable URL: http://www.jstor.org/stable/3654262

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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      r i c

    Voegel in

    o

    N a z i

    olitical

    xtremism

    Clifford

    E

    Porter

    EricVoegelin (1901-1985) is notas well knownamonghistoriansas he is

    among

    political

    theorists,

    yet

    he has

    had

    a

    continuing

    influence

    on both Ger-

    man

    Social

    Democratand

    ChristianDemocrat

    political

    leaders.

    His

    early

    life

    is

    very

    much

    a

    reflection

    of

    both

    the

    intellectual

    developments

    and

    the chaos

    of

    Germany

    and

    Austria

    between the

    wars.

    Voegelin's

    analysis

    of

    Nazism

    is worth

    revisiting

    by

    historians

    because

    it

    delineated

    the

    Nazi

    rationale

    or

    the Holo-

    caust in the

    early

    1930s,

    even

    if

    the Nazis themselves

    had

    yet

    to

    move

    towards

    mass

    murder

    arly

    in

    the

    regime.

    Voegelin

    was

    not

    prescient

    enough

    to

    predict

    the

    extent

    of the

    Holocaust,

    but

    he

    understood

    hat

    the

    ideological

    rationale

    of

    Nazi violence was unlimited.Furthermore, is descriptionof politicalextrem-

    ism

    as

    Gnosticism

    in

    1952

    is

    valid

    for

    explaining

    why

    an

    individual

    might

    support

    he Nazis

    and then

    voluntarily

    commit

    extraordinarily

    icious

    acts to

    try

    to

    realize the

    dream-worldof the

    ThirdReich.

    The

    political,

    economic,

    and

    social chaos

    in

    Austria

    after

    World

    War

    I was

    the

    catalyst

    for

    the

    young

    Eric

    Voegelin's

    studies

    of

    the

    essence

    of

    ideologies

    and

    the

    ideologists

    who

    promoted

    hem

    from

    both the

    left

    and

    right

    wing.

    As

    National Socialism

    grew,

    so

    did his

    experiences

    with

    and

    understanding

    of

    extremist

    political

    ideologies.

    Contemporary

    ntellectual

    debates

    between

    neo-

    Kantianandexistentialistmethodology,however,didnothelppenetrate o the

    essential

    causes

    of

    political

    extremism.

    His

    experiences

    n America

    n the mid-

    1920s

    were essential for

    his

    development

    away

    from what

    he characterized

    s

    narrow

    methodological

    provincialism

    to

    an

    empiricism

    open

    to

    philosophic

    questions,

    including spiritual

    questions.

    By

    1938

    he had

    theorized

    hat

    ideolo-

    gies

    were

    political

    secular

    religions

    that substituted

    he

    state for

    divine

    reality.

    Because

    of

    this

    interpretation,

    Voegelin's

    approach

    o totalitarianism

    as

    been

    characterized

    as an

    outdated

    ersatz

    religion

    model,

    better suited

    for the

    Cold

    War.'The ersatz

    religion

    model

    worked

    reasonably

    well to describe

    simi-

    See,

    for

    example,

    Dominick

    LaCapra,

    Representing

    the

    Holocaust:

    History

    Theory,

    and

    Trauma

    (Ithaca,

    N.Y.,

    1994).

    151

    Copyright

    2002

    by

    Journal

    f the

    History

    of

    Ideas,

    Inc.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    152

    Clifford

    F Porter

    larities

    the

    National Socialist

    movement had

    with

    religions,

    but

    Voegelin

    rec-

    ognized

    that t

    did

    not

    penetrate

    o the essence

    of

    ideologies.

    His

    understanding

    of

    ideologies

    matured

    after

    World War

    II

    into his

    theory

    that

    ideologies

    were

    Gnostic

    quests

    for absolute

    certainty

    hat

    caused

    alienation

    from

    reality.

    Voegelin thoughtthatthe searchfor certaintyultimatelyrequiredexclud-

    ing any

    evidence

    to the

    contrary

    of the

    ideology;

    therefore,

    deologies

    limited

    the

    individual's view

    of

    human

    reality

    to the

    immediate

    world.

    Furthermore,

    although

    ideologies

    are

    founded on

    a

    kernel

    of

    truth-e.g.,

    proletarians

    are

    sometimes

    oppressed-ideologists

    become

    quickly

    alienated

    from

    reality

    as

    a

    consequence

    of

    their own

    quest

    for

    certainty

    about

    meaning

    in

    existence.

    The

    consequences

    of

    alienationare that

    ideologists

    pursue

    he

    perceived

    immanent

    good

    and

    try

    to

    eliminate the

    perceived

    immanent

    evil,

    thereby

    rationalizing

    criminality

    nd

    even murder.Violence

    s inherent o

    extremist

    olitical

    deologies.

    Background

    and

    Influences:

    Weber,

    Kraus,

    University,

    and

    America

    Eric

    Voegelin

    was born

    in

    1901

    and

    grew

    up

    in

    Vienna.

    After

    the war

    Austria was convulsed

    by

    political

    and social

    crises

    ranging

    from

    attempted

    reactionary

    and

    Communist

    coups

    to

    constant

    ood

    shortages.

    In

    the first

    post-

    war election

    Voegelin's

    political

    and

    social

    inclinations

    ed

    him to

    vote for

    the

    Social

    Democratic

    Party SDP),

    but he was

    aggravated

    by

    the

    uncompromising

    Marxist

    rhetoricof the

    SDP

    leadership.

    n

    this

    atmosphere

    Voegelin

    began

    his

    long journey

    toward

    understandingdeologies,

    butfirst he hadto workthrough

    many

    different

    political

    and

    philosophic

    problems

    before

    he

    arrived

    at an ad-

    equate understanding.

    The

    intellectuals

    that influenced

    him

    during

    this

    long

    process

    were

    diverse,

    but

    they

    shared

    a

    hostility

    to

    ideologies.

    The

    first

    mportant

    cademic

    nfluence on

    Voegelin

    was

    Max

    Weber.2

    We-

    ber

    encouraged

    ntellektuelle

    Rechtschaffenheit

    intellectual

    honesty)

    with oth-

    ers and

    especially

    with

    oneself.

    Weber

    insisted on

    following

    an

    ethic

    of re-

    sponsibility

    or

    one's

    actions

    (Verantwortungsethik),

    ather

    han

    makingapolo-

    gies

    for

    following

    an

    ethic of

    good

    intentions

    (Gesinnungsethik).

    The

    latter,

    Weber

    feared,

    was often used to

    justify

    bad

    consequences

    of well-intended

    actions.3

    These

    simple principles helped

    guide

    the

    young

    Eric

    Voegelin

    away

    from violent

    ideological

    movements.

    Weber

    also

    was intenton

    "scientifically"

    understanding

    ociety.

    "Science"

    (wissenschaft)

    did

    nothave

    quite

    the same

    positivistic

    implications

    n German

    as it did in eitherFrench or

    English,

    although

    there

    was

    the

    positivistic

    ten-

    dency

    to

    eliminate

    any perceived

    values

    in scientific

    work.4

    The

    impact

    on

    Voegelin

    rather

    straightforwardlympressed

    on him

    the need

    to

    be as honest

    2

    AutobiographicalReflections,

    11-13.

    3

    Ibid.,

    11.

    4

    Jiirgen

    Gebhardt

    nd

    Barry

    Cooper,

    "Introduction,"

    he

    Collected

    Works

    f

    Eric

    Voegelin,

    I,

    On

    the Form

    of

    the American

    Mind,

    tr.

    Ruth

    Hein

    (Baton Rouge,

    1995),

    xii-xv.

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    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    153

    with

    himselfand n

    his

    studies s he

    could

    be. The

    first

    xample

    of

    this

    was

    his

    quick

    abandonment

    f

    Marxism

    when

    he

    decided

    it was

    economically

    untenable.5

    Voegelin

    followed

    Weber's

    methodology

    of

    comparative

    knowledge

    for

    scientific

    inquiry;

    otherwise,

    without

    comparison

    with

    other

    societies'

    experi-

    ences, abasis foranyresearchwas limitedto one's own realmof social experi-

    ence. The

    premise

    of

    Voegelin's comparative

    research

    was that

    there

    was

    a

    common

    ground

    of

    human

    experience

    across

    time and

    space.

    When

    Voegelin

    studied

    ancient or

    non-Western

    societies,

    he

    saw essential

    similarities

    in hu-

    man

    experience,

    rather han

    differences.

    A

    problematic

    spect

    ofWeber's

    work,

    however,

    was

    how

    to

    define

    "value."

    Weber's

    emphasis

    on

    value-free science

    meant

    that

    many

    social

    issues could

    not

    adequately

    be

    studied because

    they

    involved

    values.

    Voegelin began

    to

    understand hat

    ethical

    judgement

    in

    society required

    a

    foundation

    of

    values.

    This issue would resurface n the late 1920s in Voegelin's study of political

    science as a

    subset of

    constitutional

    aw. The

    problem

    of

    how

    to

    judge

    value

    was

    not

    philosophically

    difficult for

    Voegelin

    because

    the

    underlying

    premise

    of

    his

    work was that

    humanity

    has

    a

    spiritual

    as

    well as

    a

    temporal

    oundation.

    The

    Weberian

    eliminationof values

    severely

    hindered

    studying

    political

    phi-

    losophy

    or

    ideologies,

    and

    it

    took

    Voegelin

    several

    years

    to work

    through

    he

    problem.

    As he

    put

    it

    50

    years

    later:

    But of

    course

    so

    far

    as

    science

    is concerned

    that

    is a

    very

    precarious

    position,

    becausestudentsafter all wantto knowthereasons

    why

    they

    should

    conduct

    themselves

    in a

    certain

    manner;

    and

    when

    the reasons

    -that

    is,

    the

    rational

    order

    of existence-are

    excluded

    from

    consider-

    ation,

    emotions are liable

    to

    carryyou

    away

    into all

    sorts

    of

    ideological

    and

    idealistic

    adventures n which ends

    become

    more

    fascinating

    han

    the means.6

    Without

    a

    clear

    science of

    values or

    ethics,

    a

    basis

    for human

    conduct

    was

    missing.

    Furthermore,

    ithoutsuch a science

    of

    values,

    a

    critique

    of

    the behav-

    ior of

    ideologists

    is difficult. Weber was a

    very

    ethical

    person,

    so this was not

    an

    issue.

    The

    generation

    after World

    War

    I,

    however,

    was

    deeply

    troubled,

    lacking

    social

    or

    political

    stability

    in

    any

    form,

    paradigm,

    zeitgeist,

    or even a

    Platonic noble

    myth.

    A

    related and fundamental

    question

    remained,

    which

    Voegelin

    witnessed

    around him

    academically,

    socially,

    and

    politically:

    why

    did

    intellectuals,

    political

    groups,

    or factions

    cling

    to

    philosophies

    thatwere

    demonstrably

    alse-for

    example,

    Zionist

    Jewish

    conspiracies

    or

    the inevita-

    bility

    of the

    proletarian

    evolution?

    5

    Autobiographical

    Reflections,

    11.

    6

    Ibid.,

    12.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    154

    Clifford

    F

    Porter

    The

    Viennese

    iconoclast,

    drama

    ritic,

    and social

    commentator,

    Karl

    Kraus,

    reinforced

    Voegelin's

    emphasis

    on the

    pursuit

    of truth

    and intellectual

    honesty.

    Kraus's

    scathing

    commentary

    on

    contemporary

    ntellectuals

    and

    ournalists

    n

    his

    journal

    Die

    Fackel

    was

    essential for

    Voegelin's

    developing

    understanding

    of ideologies. Krausruthlesslyexposedthe artificialityandpretentiousnessof

    much of

    Viennese

    literati

    hrough

    vicious

    satire.7

    He was

    a

    master

    of

    language

    and

    firmly

    held that

    how

    a

    person

    used

    language

    represented

    his or

    her true

    character.

    The Viennese literati

    had

    corrupted

    heir

    professional

    ethics

    by

    fail-

    ing

    to

    report

    the

    complete

    truth,

    especially

    during

    the

    war where

    journalism

    decayed

    into

    insulting

    propaganda.

    The literati

    also

    failed

    as

    leaders

    of

    culture,

    which

    was

    perhaps

    he

    focus of Kraus's bitterest

    attack,

    because

    without

    cul-

    tural

    eadership

    he

    civilizationwould

    decay.

    If

    honesty

    n

    language

    were

    used,

    honesty

    of

    discourse

    must

    follow.

    However

    the

    reverse

    held true:

    dishonest

    use

    of

    language represented

    dishonest intentionsand

    contempt

    for the audience,

    thereby

    preventing

    ruth.8

    Voegelin

    concluded from

    reading

    Kraus

    hat

    ideologists

    could

    not

    be

    suc-

    cessful without

    destroying language

    and truth.The

    consequence

    of

    the

    abuse

    of

    language

    in

    political

    and

    social

    life

    is that

    the standards

    of

    thought

    are so

    lowered that

    the

    society

    becomes

    susceptible

    to the

    vulgar

    propaganda

    f the

    National

    Socialists.9

    Wittgenstein

    was also

    profoundly

    influenced

    by

    Kraus:

    with

    ethical

    precision

    in

    language

    it would

    be

    possible

    to

    truly

    study philoso-

    phy

    and

    prevent

    deology.

    0

    Fifty

    years

    later

    Voegelin

    still

    thought

    a

    thorough

    analysis

    of the success of theNazis was not

    possible

    without

    studying

    Kraus's

    diagnosis

    of Austrian

    society

    beginning

    in the 1890s."

    As

    admirableas

    Kraus was

    a

    critic of

    society,

    his

    tactic

    of

    satirizing

    his

    enemies was

    ineffective

    against

    the Nazis.

    The

    Nazis

    twisted

    language

    and

    appealed

    to

    people's

    worst

    instincts,

    raising

    terror

    and

    violence

    to

    an

    alleged

    spiritual

    evel.

    In

    this

    case,

    the sword

    was

    mightier

    than

    the

    pen.12

    However,

    once actual

    events

    usurped

    atire,

    hen

    society

    had

    decayed

    too

    farto be

    saved.'"

    Kraus's words were

    inadequate

    o

    influence

    society,

    and

    the

    effort to

    change

    behavior

    by

    demanding

    honest

    language

    failed.

    The

    failure

    of

    language

    was

    a

    manifestation

    of a

    deeper problem.

    7

    Carl E.

    Schorske,

    Fin-de-Siecle

    Vienna:

    Politics

    and Culture

    New

    York,

    1985),

    363.

    8

    Kari

    Grimstad,

    Masks

    of

    the

    Prophet:

    The

    Theatrical

    World

    f

    Karl Kraus

    Toronto,

    1982).

    9

    Wilma Abeles

    Iggers,

    Karl

    Kraus:

    A Viennese

    ritic

    of

    the

    twentieth

    century

    (The

    Hague,

    1967),

    32.

    10

    Allan Janik

    and

    Stephen

    Toulmin,

    Wittgenstein

    Vienna

    New

    York,

    1973),

    93.

    "

    Autobiographical

    Reflections,

    18.

    12

    Kari

    Grimstad,

    Masks

    of

    the

    Prophet:

    The

    Theatrical

    World

    f

    Karl

    Kraus,

    228.

    13

    Krausdied

    in

    1936,

    two

    years

    before

    the

    Anschluss.

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    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    155

    Voegelin

    adopted

    Kraus's

    analysis

    that

    the Nazis'

    linguistic

    vulgarity

    and

    use

    of

    pagan

    symbols

    indicated

    heir rue

    essence

    as

    criminal

    barbarians.'4

    Much

    of

    the

    symbolism

    in

    the

    propaganda

    f the

    Nazis was

    designed

    to

    garner

    mme-

    diate

    support

    and

    did

    not

    reflect the truenature

    of

    their

    ideology.

    But

    what

    was

    or was not Nazi ideology was not entirelyclear at the time to many people,

    including

    Krausand

    Voegelin.

    It was still true that

    many

    Germans

    responded

    positively

    to

    the

    propaganda.5

    The academic

    debatesof

    the

    1920s at the

    University

    of

    Vienna,

    were

    domi-

    nated

    by

    methodological

    arguments

    about

    epistemology

    and did

    not

    help

    Voegelin

    understand

    he

    ideologies.

    All

    academic

    discussions,

    or so it

    appeared

    to

    Voegelin,

    were

    subsetsof

    the

    competing

    arguments

    between

    the

    neo-Kantian

    Kultur-wissenschaft

    ndthe

    universalist

    Geisteswissenschaften.'

    Reducing

    he

    debate to its

    base

    level,

    the

    question

    was whether

    knowledge

    was

    a

    priori

    or

    if

    existence preceded essence. Hans Kelsen, one of Voegelin's professors in

    Vienna,

    used

    a

    priori

    categories

    for

    the

    logic

    of

    a

    legal

    system.

    In

    the semantics

    used

    at

    the

    time

    Staatslehre

    Political

    Studies)

    was

    a

    part

    of

    Rechtslehre

    Legal

    Studies).

    Consequently,

    anythingbeyond

    Rechtslehre

    could

    notbe

    considered

    political

    science and

    "values"

    as defined

    by

    Weber

    and

    in common

    use,

    and

    were

    not

    considered

    mportant

    or

    studying

    political

    or

    legal

    systems.

    The

    ques-

    tion

    in

    terms

    of

    the

    Pure

    Theory

    of Law

    was whether

    he activities

    of

    Commu-

    nists

    and,

    later,

    the

    National Socialists were

    legal.

    Such a

    question,

    however,

    hardly explains

    why

    ideologists

    behaved

    as

    violently

    as

    they

    did,

    especially

    against

    innocent

    people

    when the Nazis madeit

    technically

    legal

    after 1933.

    Ideologists

    claimed to

    be

    scientific,

    and the

    methodologies

    of

    neo-

    Kantianism

    and

    existentialismdid not

    easily

    allow

    a

    challenge

    of

    the

    values

    of

    the

    ideologists.

    So within

    the

    academic

    community

    in

    which

    Voegelin

    was

    working

    there was

    not an

    adequate

    foundation o

    challenge

    the

    ideologies

    as

    unethical,

    immoral,

    or

    simply

    bad "values."

    In fact

    all

    methodologies

    within

    the

    intellectual

    climate

    tendedto

    forbidvalue-based

    or

    metaphysical

    question-

    ing.

    Neo-Kantianism

    rejected

    any

    study

    not

    within

    a

    priori

    categories,

    such

    as

    Rechtslehre.

    Heidegger rejected

    value

    judgments

    because

    a

    priori

    conscious-

    ness

    was

    fallacious. Marxism

    simply rejected

    metaphysics

    as

    bourgeois

    ab-

    stractions.

    These

    intellectual aboos frustrated

    Voegelin

    throughout

    his

    life."

    During

    Voegelin's

    studies

    in

    America

    he

    learned

    how

    to break

    out

    of

    this

    limited

    debate

    and

    how to

    find a betterbasis

    for

    analyzing politics

    and

    ideolo-

    gies.

    He studied

    the

    British and American common-sense

    philosophic

    tradi-

    14

    Voegelin

    describedNazism's

    appeal

    in

    part

    as

    pre-Christian

    aganism

    in

    1940,

    "Some

    Problems

    of

    German

    Hegemony,"

    TheJournal

    of

    Politics,

    3

    (1941),

    164.

    15

    E.g.,

    see

    the analysis of Nazi propagandan

    Ian

    Kershaw,The "HitlerMyth

    ":

    Image

    and

    Reality

    in

    the

    ThirdReich

    (New

    York,

    1987).

    16

    JiirgenGebhardt nd

    Barry

    Cooper,

    "Introduction."Onthe Form

    of

    the

    AmericanMind,

    xii-xv.

    '7Eric

    Voegelin,

    New

    Science

    of

    Politics

    (Chicago,

    1952),

    21.

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    156

    Clifford

    F

    Porter

    tion,

    attending

    he

    seminars

    of John

    Dewey

    and Alfred

    North

    Whitehead

    and

    reading

    commentaries

    n

    America

    by

    writers

    such

    as

    George

    Santayana,

    Alexis

    de

    Tocqueville,

    and

    William

    James.

    He also

    experienced

    his

    open-ended

    com-

    mon-sense

    philosophy

    as

    practicedby

    his host

    in

    Wisconsin,

    the labor

    econo-

    mist, JohnR. Commons.He also spenttimestudyingFrenchphilosophy,from

    Bodinto

    Bergson,

    and

    earned

    o

    appreciate

    he Lucretian

    oetry

    of Paul

    Valery.'8

    These

    experiences

    caused

    a

    profoundchange

    in his outlook.

    The

    methodologi-

    cal

    debates

    of

    Central

    Europe

    were no

    longer

    meaningful.

    British

    and

    American

    philosophers

    were

    asking metaphysicalquestions,

    rather

    han

    seeking

    method-

    ological

    answers abouthow

    to determine

    ruth

    positivistically

    in

    a

    precise

    sys-

    tem of

    thought.19

    oegelin,

    therefore,

    became

    convinced

    of the

    basic

    provincial-

    ism of

    German

    academic

    questions,

    then

    rejected

    neo-Kantianism

    and existen-

    tialism for a

    return

    o

    metaphysics

    and

    empiricism.

    He

    read

    Heidegger's

    Sein

    undZeit in 1927,which was

    creating

    a sensationat thetime in AustriaandGer-

    many,

    and later

    simply

    stated

    hatwhen he read

    t,

    "It

    ust

    ranoff."20

    Heidegger

    had

    essentially

    presented

    a

    closed

    philosophy

    by

    offering

    a

    complete

    answerto

    the

    fundamental

    questions

    of

    human

    consciousness-existence

    precedes

    es-

    sence. To

    Voegelin,

    Heidegger

    had

    denied

    the

    open-ended

    nature

    of

    existence.

    As

    Voegelin

    furtheredhis own

    studies

    into

    medieval

    Christian

    and

    classi-

    cal

    philosophy,

    he

    came to

    believe

    that

    consciousness

    relied

    on more

    han

    merely

    external

    objects;

    t

    was

    consciousness

    of

    experiences

    of

    both

    immanent

    reality

    and

    of

    spiritual

    reality.2'

    Although

    he never

    formally

    became

    a member of

    a

    Christian

    denomination,

    Voegelin

    developed

    an

    understanding

    f the Christian

    and

    classical ideas as

    symbols

    of

    Divine

    reality,

    such

    as

    consciousness

    orfaith.22

    The

    hostility

    to

    metaphysics

    n

    the academic

    community,

    he

    believed,

    prevented

    philosophy

    from

    asking

    transcendental r

    spiritual

    questions

    about

    human

    ex-

    istence

    and

    discarded

    religious

    and

    metaphysical

    symbolism

    as

    mere

    supersti-

    tion.23

    He found

    current

    methodologies

    limiting,

    whereas

    the

    experiences

    of

    the

    classical and Christian

    philosophers

    revealed

    a

    greater

    breadth

    of

    human

    experience.

    Voegelin

    concluded that

    modern

    philosophy

    had

    closed

    itself

    to

    the

    possibility

    of

    transcendent

    eality

    and

    consequently

    provided

    little

    guid-

    ance for

    recognizing

    the Nationalist Socialists forwhat

    they

    were-immature

    barbarians.

    By

    the

    late

    1920s

    Voegelin

    had

    the foundation

    o formulate

    a

    theory

    of

    ideologies.

    His own work

    was

    disciplined

    by

    Weber's

    and

    Kraus's

    influ-

    ences,

    and he

    bypassed contemporary

    methodologicalproblems

    by

    returning

    to a

    classical and Christian

    understanding

    f

    metaphysics

    and

    empiricism.

    '"

    AutobiographicalReflections,

    28-33.

    '~

    On

    the Form

    of

    the American

    Mind,

    4-5.

    20

    Autobiographical

    Reflections,

    33.

    21Ibid.,

    70-74,

    and Ellis

    Sandoz,

    The

    Voegelinian

    Revolution

    Baton

    Rouge,

    1981),

    51-53.

    22

    Autobiographical Reflections, 63.

    23

    E.g.,

    Eric

    Voegelin,

    From

    Enlightenment

    o

    Revolution,

    d.

    by

    John

    H.

    Hallowell

    (Durham,

    N.C.,

    1975),

    25-27.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    157

    Voegelin's

    personal

    experiences

    at this time are

    very

    revealing

    about

    the

    nature

    of

    ideologies-that

    is,

    he

    experienced

    the

    consequences

    of

    ideological

    thinking.Voegelin

    very

    much

    enjoyed

    discussing political

    events

    with his stu-

    dents,

    while

    at the

    same time

    trying

    often

    in vain to

    keep

    their

    minds

    open

    to

    philosophic questions and to prevent them from falling into the closed

    mindednessof an

    ideological

    system.

    He

    was

    rattled

    afterone

    lively

    discussion

    at

    the

    Volkshochschule,24

    when

    one

    of

    his better

    students

    old

    him

    that

    it

    would

    be

    a

    true

    shamethat

    when

    they-the

    SDP--came

    to

    power,

    they

    would

    have

    to

    kill

    Voegelin.

    The

    ideological

    logic

    was

    very straightforward;

    he

    SDP

    politics

    were

    correct,

    and

    even

    though

    Professor

    Voegelin

    was a wonderful

    and honest

    intellect,

    he

    would be

    dangerous

    o

    the

    struggle.

    The

    logic

    disturbed

    Voegelin

    greatly:

    he

    political

    objectives

    of the

    ideologist

    were more

    mportant

    han

    honest

    philosophic inquiry.

    Thestudent

    learly

    understood

    Voegelin's

    critiques

    of theSDP oranyother

    narrow

    deology.

    But the

    ideology

    was

    so

    vitally important

    o

    society,

    civiliza-

    tion,

    or the

    proletariat

    hat

    any

    undermining

    riticism

    had to

    be eliminatedfor

    the

    ultimate

    goal.

    Implicitly,

    if

    not

    explicitly,

    the

    student

    understood

    hat

    the

    intellectual

    honesty

    Voegelin

    had learned

    from

    Weber

    was

    of

    secondary

    im-

    portance,

    or

    even

    dangerous,

    o

    ideological

    goals.

    Voegelin

    concluded

    that

    ideologies

    were

    systems

    of

    thought

    that

    denied

    intellectual

    honesty,

    rejected

    metaphysics,

    and

    accepted

    political

    violence. Over

    the

    next

    twenty years

    Voegelin

    first

    challenged

    the

    ideologies'

    claims

    to

    be

    scientific,then he tried to

    explain ideologies

    as secular

    political

    religions.

    Ide-

    ologists

    could

    not

    be

    partners

    n scientific

    inquiry;

    they

    were

    objects

    of

    in-

    quiry.

    Towards Political

    Religions

    Voegelin's

    first

    attempts

    o

    penetrate

    o

    the essence

    of

    National

    Socialism

    were two

    books

    published

    in

    1933

    analyzing

    race

    theories-Rasse

    und

    Staat

    and

    Die

    Rassenidee

    in der

    Geistesgeschichte.

    He showed

    that

    National Social-

    ist racismdeniedthe fundamental

    umanity

    of Jewsand other

    races,

    and,

    based

    on

    his own

    studies with

    biology,

    that National

    Socialist

    race

    theory

    was

    not

    science.

    Voegelin

    labeled this

    abuse

    of science

    for

    ideological

    purposes

    rather

    than

    to understand

    eality

    as

    "scientism."25

    The Nazi race idea had in fact little to do

    with

    biology

    and

    ethnography.

    Rather,

    Voegelin

    believed

    that

    racism

    was the

    symbolic

    expression

    of the or-

    dering principle

    of

    Germannationalism.

    The elaborate

    use

    of scientific lan-

    guage gave

    comfort to

    the

    ideologists

    that

    they

    were

    actually engaged

    in

    sci-

    24

    This

    was

    the SDP

    sponsored

    college

    for

    urban

    workers,

    where

    Voegelin

    taught

    rom1927

    to

    1938.

    The

    Austrian

    SDP

    was dominated

    by

    Marxism

    at

    the time.

    25

    From

    Enlightenment

    o

    Revolution,

    20-21.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    158

    Clifford

    E Porter

    ence

    seeking positive

    truth.

    Nonetheless,

    no matter

    how

    elaborate

    he

    use

    of

    language

    was,

    it

    still

    denoted little or

    nothing.26

    In

    the

    introduction o

    Die

    Rassenidee

    in der

    Geistesgeschichte,

    Voegelin

    outlined the

    dangerous

    mplications

    of modem

    race

    theories.

    Although

    he

    did

    not mentionNationalSocialismby name,it is obviously theobjectof his con-

    tempt:

    The fact

    that

    human

    beings

    are

    physiologically

    descended

    from

    each other

    does

    not

    yet

    make

    a

    human

    history....

    ...

    the

    dangerous

    hought

    arises

    that

    the

    historical

    substance

    could

    be

    arbitrarily enerated

    by

    diligent

    clubs

    for the

    breeding

    of

    racially

    pure

    bodies....

    It is

    a

    nightmare

    o think hatwe should

    recognize

    the

    people

    whom

    we follow and whom we allow to come nearus notby their ooks, their

    words,

    and their

    gestures,

    but

    by

    their

    cranial

    index

    and

    the

    propor-

    tional

    measurements

    of

    their extremities.27

    With

    the

    humanity

    of Jews

    and other

    races

    undermined

    by

    race

    theory,

    the

    nightmare

    ame true

    ess

    than 10

    years

    later.

    Few

    could

    have

    imagined

    n

    1933

    that the

    worst

    possible

    implications

    of

    National

    Socialism

    from

    a

    dream

    could

    become real.

    Quite

    clearly,

    the

    words

    used

    by

    the

    Nazis

    had

    real

    consequences.

    Voegelin

    had

    foreseen that the Nazis would establish

    Aryan

    breeding

    farms

    andcranialmeasurementsas SS enlistmentcriteria.

    As

    the discrimination

    nd aws directed

    against

    he

    Jews

    increased,

    Voegelin

    publicly

    predicted

    n

    the

    Vienna Neue

    Freie

    Presse

    (30

    Nov.

    1937)

    that

    should

    anotherwar between

    the

    greatpowers

    develop,

    "total

    war would

    probably

    be a

    war of annihilation"

    Vernichtungskrieg).28

    udging

    by

    the

    international

    itua-

    tion

    in

    late 1937-wars

    in

    Spain

    and

    China-there

    were

    no limits

    to

    warfare

    between

    peoples.

    Wars

    between states

    were

    previously

    imited,

    but

    it

    was

    clear

    by

    1937 that all

    citizens

    would become

    participants.

    According

    to

    Voegelin,

    the

    next war would

    be

    a war

    between

    racially

    defined

    peoples

    with no

    logical

    limits until

    one

    people

    or

    another

    was

    annihilated.

    Having

    demonstratedNational

    Socialism's

    false

    claim

    to

    science

    and

    its

    implicit logic

    toward

    violence,

    Voegelin

    had

    yet

    to

    resolve

    satisfactorilywhy

    ideologies

    were

    believable to

    so

    many people

    of

    varying

    ntelligence

    and

    socio-

    economic class.

    In his

    next

    attempt,

    Der

    Autoritaire

    taat

    (1936),

    Voegelin

    discussed

    the

    danger

    of

    ideologies

    in the context

    of

    whether

    or

    notthe

    Austrian

    26

    BarryCooper,

    Eric

    Voegelin

    and

    the Foundations

    of

    Modern

    Political

    Science

    (Colum-

    bia, Mo.,

    1999),

    41.

    27

    Eric

    Voegelin,

    The

    History

    of

    the Race

    Idea:

    From

    Ray

    to

    Carus,

    tr.

    Ruth

    Hein

    anded.

    Klaus

    Vondung

    (Baton

    Rouge,

    1998),

    23-25.

    28

    "Der

    neue

    Stil

    des

    Krieges,"

    Neue Freie

    Presse,

    30

    November

    1937.

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    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    159

    authoritarian

    onstitution f 1934

    was

    an

    adequate

    defense

    for

    democracy gainst

    either

    Nazi or

    Communist

    deologies.

    An

    authoritarian

    tate

    was

    certainly

    bet-

    ter than

    the

    totalitarian

    egime

    to

    the north n

    Germany.

    Voegelin

    also

    demon-

    strated

    hat

    Kelsen's

    Pure

    Theory

    of

    Law failed: its

    absence

    of values allowed

    for the legal seizureof powerby groupsopenlyhostile to democracy.

    Aside

    from

    ruining

    his

    personal

    relationship

    with

    Kelsen,

    Voegelin

    theo-

    rized that the

    totalitarian

    conception

    of

    the

    state,

    as

    developed

    by

    the Nazi

    Staatslehre

    heorist

    Carl

    Schmitt,

    broke

    down

    the

    distinction

    between

    the

    com-

    munity

    or

    society

    (Gesellschaft)

    and the state.

    The totalitarian

    tate tried

    to

    controlor

    lead the

    community

    directly

    n

    all

    aspects

    of

    human

    ife

    based on

    the

    ideological

    conception

    of

    human

    reality.

    That

    such

    control

    of

    all

    of

    society

    proved

    difficult for the

    Nazis

    is

    not

    the essential

    observation,

    but rather

    hat he

    totalitarian

    deology

    tried to

    subordinate

    he individual

    to

    the

    party

    and

    the

    state.29

    The

    Authoritarian

    tate

    on

    the

    other hand had

    no

    such

    objective.

    Its

    goal

    was

    to

    defend

    the

    state from

    ideological

    assault.

    If the

    authoritarian

    tate

    could

    defend

    itself

    successfully,

    then there existed

    the

    very

    real

    possibility

    that

    a

    maturedemocratic radition

    could

    develop

    to

    resist

    ideologies

    on

    its

    own.3"

    The

    appeal

    of

    ideologies

    was not addressed

    n

    DerAutoritiire

    Staat and

    the

    question

    remained

    why

    the Nazis hated he Jews

    so

    much.

    Voegelin

    concluded

    thatthe

    Nazis

    made the

    Jews the Satanic

    figure

    that

    any

    millenarian

    movement

    needs. The

    Nazis

    inherited

    his

    tradition

    rom

    the

    lingering

    anti-Semitic

    sub-

    cultureof Central-East

    Europe,

    buttheir

    ideology

    changed

    it intothe

    symbol-

    ism of

    good

    versus

    evil

    manifested

    as

    Aryan

    versus

    Semite.

    It is

    logical

    that

    with sucha

    religious

    mindset

    he

    destruction

    f

    evil could

    become

    a

    political

    goal.31

    Voegelin's

    last

    effort

    to

    understand

    he

    appeal

    of

    ideologies

    before

    the

    war

    was Die

    Politischen

    Religionen

    (1938).

    He furthered

    his

    understanding

    hat

    totalitarian

    deologists

    were

    in

    the

    same tradition

    as

    the

    many

    millenarian

    per-

    versions

    of

    Christianity

    nd

    political

    religions

    of

    ancient

    Egypt.32

    ie

    Politischen

    Religionen

    is

    an

    emotional and

    polemical

    work. All

    of

    Voegelin's

    principles

    are

    evident

    from the

    first few

    pages.

    First

    and

    foremost,

    ideologies

    were

    at

    their basis

    nothing

    more than

    temporal,

    secular

    attempts

    o

    createa

    religious

    community

    to

    answer

    humanity's

    fundamentally piritual

    needs.

    Second,

    po-

    litical

    religions

    denied

    divine

    reality,perverted

    emporal

    reality,

    and

    attempted

    to

    enforce their

    visions

    of

    reality

    on the

    rest

    of

    the

    society.

    Consequently,

    29

    Der

    Autoritaire taat,

    10-11.

    30

    Ibid.,

    281-83.

    '

    Cooper,

    "Introduction,"

    olitical

    Religions,

    xxi; and,

    Gregor

    Sebba,

    "Prelude

    and varia-

    tions

    on

    the Theme of Eric

    Voegelin,"

    Eric

    Voegelin

    s

    Thought:

    A Critical

    Appraisal,

    ed. Ellis

    Sandoz

    (Durham,

    N.C.,

    1982),

    12.

    32

    Eric

    Voegelin,

    Political

    Religions,

    Introduced

    y BarryCooper,

    trans.

    T.J.

    DiNapoli

    and

    E.S.

    Easterly

    III,

    Toronto

    Studies

    in

    Theology,

    23

    (1986), orig.

    Die Politischen

    Religionen

    (Stockholm,

    1939).

    The first effort

    to

    distribute

    n Vienna

    in

    1938

    was

    obstructed

    by

    the

    Nazi

    Anschluss.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    160

    Clifford

    F

    Porter

    Voegelin

    unreservedly

    argues

    that the

    basis

    for

    a renewal

    of

    philosophy

    and

    political

    society requires

    a

    spiritual

    religious

    foundation,

    whether

    it

    is

    within

    the

    traditional

    churches

    or

    not. His

    reasons

    for this

    are

    simply

    that

    humanity

    must be

    in

    balance with

    its

    spiritual

    and

    physical

    existence

    and

    that the

    denial

    of the spiritualaspecthas causedmanyerrors n modem philosophy.33

    Voegelin

    used

    empirical

    evidence

    on two levels

    to

    make

    his

    argument.

    The

    first is

    simply

    thatthe

    consequences

    of

    ideologies

    are obvious

    in the terror

    he

    Nazis

    caused.

    Secondly,

    and far more

    profoundly,

    Voegelin

    argued

    that

    the

    basis of

    human

    spirituality

    s within

    the

    soul and

    is

    accessible

    to

    everyone

    by

    looking

    within

    one's

    self.34

    Man

    experiences

    his

    existence

    as a creature

    and therefore

    as doubtful.

    Somewhere

    in

    the

    depths,

    at

    the umbilicus

    of

    the

    soul,

    there

    where

    it

    touchesthe cosmos, it strains.This is the

    place

    of those stimuliwhich

    are

    inadequately

    eferred o as

    "feelings"

    and

    which

    are

    therefore

    eas-

    ily

    confused

    with

    similarly

    named,

    superficial

    movements

    of

    the

    soul.35

    Religious

    experiences

    are

    real and

    they

    are evident

    throughout

    history

    in

    the

    various

    symbols

    every

    culturehas used to describe

    them.

    Furthermore,

    ithout

    recognizing

    the

    foundation

    of these

    experiences

    as evidence

    of

    divine

    reality,

    the

    individual

    cannot

    recognize

    the

    breadth

    of

    reality

    and

    will

    attempt

    o

    create

    false

    images

    to account

    for the

    missing

    spirituality

    producing

    alienation

    or

    a

    deformationof

    reality.

    Othersare

    granted

    only

    scant

    glimpses

    of

    reality,

    perhaps

    only

    one:

    of

    nature,

    a

    great person,

    his

    Volk,

    humanity.

    What is seen

    becomes

    for

    him

    the

    Realissimum,

    he

    metareality;

    t

    takes

    the

    place

    of

    God and

    therefore

    conceals from him

    all

    else,

    even-and

    above

    all-God.36

    Not

    only

    does this

    passage

    demonstrate

    Voegelin's

    spiritual

    philosophy,

    t

    also introduces

    ew

    terms

    o

    convey

    his

    meaning

    more

    accurately.

    Realissimum

    and

    metareality

    areused to

    signify

    a

    concept

    of

    reality

    hat s

    changed

    fromand

    fails to

    incorporate

    all

    human

    experiences.)

    With

    spiritual

    reality

    denied or

    obscured,

    something

    must take

    its

    place

    to

    respond

    to

    the

    human

    need

    to

    ex-

    press

    the

    feeling

    of

    being

    created.37

    Voegelin

    argues

    that

    modem

    philosophy

    had

    gradually

    attributed o

    the state the

    redemptive

    power

    that

    belongs

    to God.

    33

    Ibid.,

    3.

    34

    This

    is

    clearly

    the

    influence

    of his classical

    and

    Christian

    studies,

    but

    Voegelin

    never

    specifically

    indicated

    what

    influenced

    him

    towards

    hese

    conclusions

    or

    when

    he

    accepted

    hem.

    35

    bid.,

    10.

    36

    bid.,

    12-13.

    37

    Ibid.,

    11.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    161

    "It

    was

    Hegel

    who

    proposed

    the

    theory

    that

    the

    Volk

    as the State

    was the

    spirit

    in

    its

    immediate

    reality

    and

    therefore

    he absolute

    power

    on

    earth.""38

    he

    indi-

    vidual

    becomes

    subsumed

    by

    this

    apparatus

    nd

    gains

    his own

    meaning

    only

    by

    being

    a

    part

    of

    the State.

    Unlike a secularthinkerwho mightattributehe desire for salvationeither

    to

    culture or to

    human

    psychology

    in the

    face

    of

    death,

    Voegelin

    takes

    the

    experience

    as real

    evidence of the

    existence

    of the soul

    in

    essentially

    the

    same

    way

    Socrates did 2300

    years

    earlier

    in the Phaedo.

    The real

    experiences

    of

    divine

    reality

    are

    expressed

    in

    complex

    and

    confusing

    sets of

    symbolic

    lan-

    guage

    and

    concepts

    formed

    by

    historical

    and cultural

    circumstances.

    The com-

    plexity

    of

    symbols

    creates

    confusion,

    but there

    are still

    only

    two

    kinds of

    reli-

    gion:

    The spiritual

    religions,

    which find the Realissimum n the Weltgrund,

    shouldbe

    termed

    or

    us "world-transcendent

    eligions;"

    ll

    others,

    which

    locate the

    divine

    in

    partial

    hings

    of

    the

    world,

    should

    be

    called

    "world-

    immanent

    religions."39

    The

    latterare the

    political

    religions

    which

    have served

    as the

    foundations

    or

    totalitarian

    deology.

    National

    Socialism

    was not

    the

    first

    political

    religion,

    however.

    Voegelin

    makes the bold claim

    that the first

    political

    religion

    in

    human

    history

    was

    the

    Egyptian

    cult created

    by

    the PharaohAkhenatonin

    approximately

    1376

    Bc.

    Using

    the

    comparative

    approach

    earned

    from

    Weber,

    Voegelin

    argues

    that

    Akhenaton

    changed

    the ancient

    religious

    structure

    o

    makehimself the

    direct

    conduit

    of

    meaning

    from the

    gods

    to the

    people

    of

    Egypt.

    After

    Akhenaton's

    death

    the

    Egyptians

    returned

    airly

    quickly

    to

    their

    old

    gods

    in no

    small

    part

    because

    the

    people

    had

    to

    rely

    on the

    Pharaoh-i.e.,

    a

    man-to

    participate

    n

    a

    meaningful

    religiousexperience.40

    Having

    used

    the

    comparative

    approach

    o demonstrate

    hat

    political

    reli-

    gions

    were

    not

    new

    in

    human

    history,Voegelin

    outlined

    the essential

    elements

    of a

    religious

    structureandthe

    parallel

    within

    contemporary

    political

    move-

    ments.

    Just

    as

    every religion

    has its

    own

    hierarchy

    and

    ecclesiastical

    officials,

    faith

    and the

    apocalypse

    also have

    their

    essential

    role.

    The

    political

    religion,

    for

    example,

    offers itself as

    the

    good,

    and there

    is

    an

    evil,

    or

    anti-good.

    In

    the

    case of

    Germany

    he Jews were the

    embodiment

    of evil.

    The

    relationship

    between

    the

    ideologist

    and the

    ideology

    is also

    very

    reli-

    gious.

    Belonging

    to the Christian

    eligious

    community,

    ecclesia,

    is

    symbolized

    as a

    mystic

    union with the

    body

    of

    Christ,

    unio

    mystica.

    On

    the

    other

    hand,

    a

    38 bid.,

    8.

    39

    bid.,

    14.

    40

    Ibid.,

    17-28.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    162

    Clifford

    E

    Porter

    political

    religion

    also

    offers

    purpose

    and

    salvation,

    but

    only

    withinthe

    tempo-

    ral

    community.

    The

    ideologist

    enjoys

    a

    mystical

    connection

    with

    the

    ideologi-

    cal

    community,

    giving

    a

    purpose

    to

    existence.

    The

    ideological

    community

    n-

    carnates

    he source

    of

    meaning,

    offering

    salvation,

    replacing

    God

    as the con-

    duitfor salvation.Thus,the ideologists' positionentailsthatthe state controls

    everything ust

    as a

    church determines

    religious practices;

    n

    a

    political

    reli-

    gion

    public

    policy

    replaces

    theology.

    Consequently,

    he

    ideological

    commu-

    nity

    becomes

    clearly

    totalitarian fter it controls

    the

    state.

    The

    historical

    development

    of the idea

    that the

    community

    has

    purported

    divine

    qualities

    s

    traced

    by

    Voegelin

    to Joachim

    of

    Flora

    n the

    thirteenth

    en-

    tury.41

    Yet it takes

    centuriesfor the

    cultural

    development

    of

    the

    symbolism

    of

    the

    temporal

    community

    to

    replace

    God

    completely

    as

    the

    spiritual

    basis of

    human

    existence.

    By

    the

    seventeenth

    century

    Hobbes's

    Leviathan

    became

    the

    mediatorbetweenGod andman,as Akhenatonwas forEgypt.Again, the indi-

    vidual

    finds

    meaning

    and salvation not

    in

    an

    individual

    relationship

    or under-

    standing

    of

    existence but

    strictly

    in

    terms

    of

    how the

    individual

    fits into

    the

    state.

    The

    historical

    development

    required

    or

    the

    religious/political

    symbols

    of

    the

    temporal

    community

    or

    state to

    replace

    God

    is

    long

    and

    complex.

    As

    Voegelin

    recounts this

    process,

    beginning

    with Joachim

    and

    the

    millenarian

    traditionsof the

    Reformation

    mixed

    with the scientific

    revolution,

    it

    leads

    to

    the

    creationof

    the

    symbols

    of

    scientism,

    where

    "scientific

    philosophies"

    offer

    the

    knowledge

    of how to achievesalvationwithoutRevelation.42Sciencethus

    gains

    the status

    of Revelation.

    Challenging

    science is difficult because

    science

    contains

    powerful

    sym-

    bols

    that offer

    definitive answers about

    human

    existence.

    But

    the

    scientism of

    the

    political

    religion

    has dubiousclaims

    to

    truth,

    which

    Voegelin

    demonstrated

    in

    Rasse und Staat and Die

    Rassenidee

    in

    der

    Geistesgeschichte.

    The

    most

    bothersome

    aspect

    of

    scientism is that

    it obscures

    truth

    n the

    name

    of

    science.

    The

    question

    remains:

    why

    did otherwise

    ntelligent

    people

    accept

    the

    dubious

    claims

    of

    scientism

    and

    ignore

    the

    weaknesses

    in

    their

    ideological

    theories?

    Voegelin

    continues,

    Since the

    myth

    [ideology]

    is not

    justified

    by

    supernatural

    evelation

    and

    scientific criticism cannot stand

    its

    ground,

    there

    develops

    in

    the

    second

    phase

    a new

    conception

    of

    truth-Rosenberg's

    concept

    of

    so-

    called

    organic

    truth.The

    theory

    is then further

    developed

    into the

    in-

    terpretation,

    hat that which

    promotes

    the

    existence

    of

    the

    organically

    closed

    temporalcommunity

    of a

    people

    is

    true.43

    41

    Ibid.,

    44-45.

    42

    Ibid.,

    59.

    43

    Ibid.,

    63.

    Rosenberg

    was

    the

    chief

    philosopher

    of

    National

    Socialism.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    163

    Truth

    becomes

    malleableand

    dependent

    on the

    political

    goals

    that

    the

    ideology

    has

    established,

    which

    Kraushad satirized

    earlier.

    The

    purveyor

    of

    truth s

    the

    party

    or the

    state with

    its

    ultimate

    arbiter

    being

    the

    leader;

    in the case of

    the

    ThirdReich, the leaderis the Fiihrerplaying the identicalrole of Akhenaton

    and

    acting

    as the

    conduit of

    meaning

    to the

    Volk.

    Voegelin

    concludes

    the main

    body

    of

    discussion

    with the

    evidence

    of

    the

    poetry

    of Gerhard

    Schumann's

    Lieder

    vom

    Reich

    (1935),

    which illuminates

    all of

    the

    religious

    symbolism

    of

    the

    ideology:

    Lost

    myself

    and found the

    Volk,

    he

    Reich.

    The

    Fiihrer

    Slaves

    that we

    are,

    make

    us free

    Millions

    bowed

    down before

    him

    in

    silence

    Redeemed. The

    Heavens flamed

    pale

    as

    morning.

    The

    sun

    grew.

    And with it

    grew

    the

    Reich.

    The

    deed was

    good,

    if

    you

    reddened

    t with

    blood.'

    The

    symbolism

    is

    painfully

    obvious,

    disturbing,

    and

    came

    from

    an

    otherwise

    well-educatedman.

    Religious

    symbolism

    includes an "anti-idea"or Satanicfoe that

    opposes

    the

    good

    offered

    by

    the

    ideology.

    In the

    case of

    the

    Third

    Reich,

    the Jews are

    the

    anti-idea.

    Voegelin

    states

    very early

    in

    the

    book

    that the

    danger

    to

    other

    people

    is

    very

    real:

    The

    mechanicalmeans of

    killing

    were

    therefore

    nvented

    not

    by

    acci-

    dent,

    but

    rather

    by

    the

    spirit

    hathas become

    the

    State,

    n order o

    trans-

    form

    the

    personal

    orm of

    courage

    nto the

    impersonal.

    This

    homicidal

    urge

    is

    directed

    against

    an

    abstract

    oe,

    not

    against

    a

    person.45

    The

    danger

    o

    the Jews as

    an

    abstract

    oe

    was

    imminent.

    By

    1938

    Voegelin

    had

    outlined

    he

    logic

    of

    ideological

    violence,

    and

    there

    was

    no

    reason

    why

    the

    National

    Socialists would

    stop.

    Theory

    was translated

    nto

    practice,

    and

    physi-

    cal

    attackson

    Jews accelerated

    as

    Hitler

    grew

    moresecure

    in

    power.

    (That

    the

    Nazis

    required

    several

    years

    before

    they

    actually

    formulated

    he idea of

    the

    Holocaust and

    that

    they

    triedto

    keep

    it a secret

    testify

    to the

    resistance

    of

    tradi-

    tional cultural

    morality

    to

    murder.

    That the resistance

    was

    eventually

    over-

    come

    demonstrates

    he

    power

    of the

    ideology.)

    44 bid.,

    71-74.

    45

    bid.,

    8.

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    164

    Clifford

    E

    Porter

    Gnosticism

    Political

    Religions

    worked

    well

    to

    describe

    Nazi

    symbolism,

    because

    the

    Nazis

    used

    a

    variety

    of

    Christianand

    Pagan symbols

    for

    propaganda

    nd for

    a

    vaguemetaphysicalappealto the massesandto themselves.46 utwith therise

    of

    Communist

    otalitarianism

    nd East

    European

    oups

    by

    Stalin's

    regime,

    de-

    scribing

    Marxist

    deology

    as

    a

    political religion

    or

    manifestation

    of

    pre-Chris-

    tian

    pagan symbolism

    did not

    hold.

    Throughout

    he

    1940s

    Voegelin

    struggled

    to

    better

    understand

    deologies,

    but

    first

    he

    had to

    escape

    the

    Third Reich to

    find

    refuge

    in Britain

    or the

    United States.

    In

    1938

    the

    Anschluss

    forced

    Voegelin

    to flee

    Europe.

    The

    Anschluss

    was

    not

    opposed by

    the

    West-Italy,

    Britain,

    and

    France--despite

    Mussolini's

    ef-

    forts at

    oint

    action

    and

    to

    Voegelin's

    intensedissatisfaction.

    Voegelin

    believed

    the West would

    stop

    the Anschluss in order to

    prevent

    a Germanrevanchist

    threat

    directed

    against

    Czechoslovakia.

    He was so

    angry

    at the

    West's

    geopo-

    litical

    miscalculation hat

    he

    contemplated

    oining

    the

    Nazis

    as

    German

    roops

    entered Vienna. He

    described himself

    as

    taking

    several

    hours

    to

    calm

    down

    before

    deciding

    his

    best

    option

    was to

    flee.47

    It

    is

    very peculiar

    hat

    Voegelin

    would even

    contemplate oining

    the

    Nazis

    even in a

    state

    of

    "fury,"

    as he

    described

    t.

    He wrote

    many

    anti-Nazi

    books

    and

    articles,

    and

    clearly

    expressed

    his

    opposition

    to

    narrow

    deologies,

    especially

    vulgar

    ones

    that

    used

    brutality

    as

    others

    might

    play

    sports.48

    Even

    in

    fury

    there

    mustbe some rationalefor action.

    Voegelin's

    fatherwas a Nazi

    sympathizer

    and an

    admirer

    of

    Hitler

    and

    would

    perhaps

    prevent

    his

    arrest

    or

    a

    short

    time.

    All

    that

    can be

    discerned s

    that

    by

    becoming

    a

    Nazi,

    Voegelin

    would

    survive

    in

    the

    short term and avoid the

    fate of

    many

    other

    victims.

    However,

    it was a

    state of

    mind that

    evaporated

    within

    a few hours

    and

    he

    planned

    his

    escape.

    When the Nazis

    occupied

    Austria

    Voegelin,

    along

    with

    many

    others,

    was

    immediately

    fired from

    the

    University

    of

    Vienna and

    the

    Volkshochschule

    e-

    cause of his

    open

    anti-Nazism. The Austrian

    government

    offices

    were

    not

    taken

    over

    immediatelyby

    Nazis,

    so

    Voegelin prepared

    or a

    legal

    exit visa

    to

    Switzerlandwiththe

    help

    of

    well-placed

    relatives,

    andfrom therehe would

    go

    to

    Harvard or

    a

    term to

    tutor in

    political

    science.

    Before

    leaving, Voegelin

    went

    to

    see

    his

    father,

    smashed

    a

    portrait

    of Hitler

    on

    the

    floor,

    then

    left;

    he

    never

    saw his father

    again.

    By

    the

    time his

    papers

    were

    in

    order

    and

    he

    boarded

    a train

    for

    Switzerland,

    he

    Gestapo

    was

    literally

    on

    the

    way

    to arrest

    him.49

    46

    Eric

    Voegelin,

    "SomeProblems

    of

    German

    Hegemony,"

    TheJournal

    of

    Politics,

    3

    (1941 ,

    164.

    47

    Autobiographical

    Reflections,

    42-43.

    48

    Voegelinhadpublishedmanyarticles n both VienneseandGermannewspaperscriticiz-

    ing

    the

    intellectual

    pretensions

    of

    National Socialism.

    49

    Cooper,

    Eric

    Voegelin,

    16-18.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

    16/22

    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    165

    Once

    Voegelin

    arrived n

    Switzerland,

    his

    trip

    was held

    up

    by

    the Ameri-

    can

    vice-consul.

    The

    official

    theorized

    hat

    if

    Voegelin

    was

    not

    Jewish,

    Catho-

    lic,

    or

    a

    Socialist,

    his

    only

    reason for

    fleeing

    the Nazis

    was because

    he was

    a

    criminal.50

    Arrivingin America,Voegelin discoveredmany otherEuropean migres

    from

    Hitler's

    Europe

    centered

    n

    New

    England.

    These

    emigres

    were

    often

    bit-

    ter

    about

    heir

    light

    anddid

    not like their

    new

    American

    urroundings.

    oegelin

    always

    liked

    America but

    found

    the

    cosmopolitan

    academic

    circles

    of

    New

    England

    to

    be

    provincial.

    So he

    moved to

    the

    University

    of

    Alabama

    in

    Bir-

    mingham,

    then to

    Louisiana

    State

    University

    at Baton

    Rouge,

    where

    he

    re-

    mained until

    1958.51

    Once

    in

    the

    United

    States

    Voegelin

    wrote

    several

    articles

    and

    papers

    re-

    stating

    his

    fundamental

    understanding

    f

    events.

    In 1940

    he

    tried to describe

    NationalSocialism's success as in

    part

    dueto the medievalsubstratum f pre-

    Christian

    paganism

    that ran

    throughout

    Germany.52

    He

    furthered

    his

    work

    on

    the

    history

    of

    ideas

    fromthe

    "supposed

    onstitutionalism

    f Plato

    and

    Aristotle,

    through

    the

    dubious

    constitutionalism

    of the Middle

    Ages,

    into

    the

    splendid

    constitutionalism

    of the

    modem

    period.""53

    ut

    this

    model

    was

    not

    entirely

    sat-

    isfying.

    Furthermore,

    oegelin

    realized

    hat

    Political

    Religions

    only adequately

    described

    Nazism,

    but it

    failed

    o

    penetrate

    o

    the essence

    of

    ideologies

    n

    general.

    Voegelin

    observed

    that the Nazis

    were

    emotionally

    tribal

    because

    "[t]ribalism

    s the

    answer to

    immaturity

    because

    it

    permits

    man

    to remain

    m-

    maturewith the sanctionof his

    group."54

    ut therewere

    consequences

    for im-

    maturity:

    good

    Germans who

    got

    emotionally

    drunk

    on

    the

    harangues

    of

    the

    savior...andwho

    shrank

    back

    in horror

    when the

    program

    ..

    was

    trans-

    lated into

    political

    action.55

    Abandoning

    his

    earlier

    conjecture

    about

    the nature

    of

    "pre-Christian

    agan-

    ism,"

    Voegelin

    refined

    his

    views,

    describing

    Nazi

    symbolism

    as a

    mix of im-

    manent

    pagan

    tribalismwithin the

    symbols

    of

    Christianity.56

    Voegelin's

    analysis

    evolved

    in the late

    1940s,

    when

    he

    realizedthat

    this

    explanation

    did not

    adequately

    lluminate

    he

    ideological

    motivations

    of Com-

    munism

    or

    Positivism.

    According

    o

    Voegelin,

    the latter

    also

    exhibited

    an

    ideo-

    logical

    limiting

    of

    philosophy

    and science

    to

    temporal

    reality-in

    this

    case

    quantifiable

    aws

    describinghumanity.

    50

    AutobiographicalReflections,

    44.

    5

    Ibid.,

    57-58; and,

    Cooper,

    Eric

    Voegelin,

    21.

    52

    "Some

    Problemsof German

    Hegemony,"

    164

    53

    Autobiographical

    Reflections,

    63.

    54

    Voegelin,

    From

    Enlightenment

    o

    Revolution,

    97.

    55

    bid.,

    145.

    56

    bid.,

    97.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

    17/22

    166

    Clifford

    E

    Porter

    ...

    The

    climax of this

    is the

    magic

    dream

    of

    creating

    he

    Superman,

    he

    man-made

    Being

    that

    will

    succeed

    the

    sorry

    creature

    of

    God's

    making.

    This is

    the

    great

    dream

    that

    first

    appeared

    maginatively

    n the

    works

    of

    Condorcet,

    Comte,

    Marx,

    Nietzsche

    and later

    pragmatically

    n the

    CommunistandNationalSocialist

    movements.57

    He

    also

    realized

    that his

    own

    quest

    to discover the

    meaning

    of

    history

    through

    a

    study

    of

    ideas

    presumed

    o

    limit

    human

    experience

    strictly

    to

    the movement

    of

    ideas.

    But,

    history

    is,

    in

    part,

    unknowable

    or

    many

    reasons,

    not the least

    of

    which

    is that

    much

    of

    human

    experience

    ies

    before

    us.

    Also,

    ideas

    are

    symbols

    of

    experience;

    they

    are not

    independent

    objects.

    As

    symbols,

    ideas

    represent

    experiences

    people

    have

    had

    throughouthistory."8

    Voegelin

    discovered how

    to tie

    together

    his

    observations

    and

    analysis

    of

    National Socialism while

    studying

    Gnosticism n ancient,medieval,and mod-

    em

    forms. As

    the search for

    certainty,

    Gnosticism

    became

    for

    Voegelin

    the

    model for

    diagnosing

    modem,

    mass,

    ideological

    movements.

    Ideologies

    are

    modem

    Gnostic

    speculations

    of the

    meaning

    of existence.

    All

    ideologists

    claim

    to

    provide

    definitive

    and absolute

    understanding

    nd

    knowledge-i.e.,

    gnosis-

    of the

    meaning

    of

    existence. Gnostic

    speculations

    are

    not new.

    Throughout

    human

    history

    people

    have

    attempted

    o break

    rom

    the fundamental

    ncertain-

    ties

    of

    existence

    to

    find salvation from

    that

    uncertainty.

    Furthermore

    modern

    Gnostic

    ideologists

    seek this salvation

    through

    he

    state

    as a

    substitute

    or di-

    vine

    reality;

    the statecomes to

    represent

    all of human

    reality

    and

    through

    ts

    perfection

    he

    Gnostic

    ideologists

    achieve

    salvation-in

    other

    words,

    the foun-

    dations

    for

    totalitarianism re laid. The drive

    for

    certainty,

    however,

    requires

    a

    limited

    understanding

    f human

    experience

    and

    leads

    to

    an alienation

    rom

    the

    fullness

    of both

    Divine and

    temporalreality.

    This

    alienation

    requires

    more

    ex-

    planation.

    It

    was

    obvious

    to

    Voegelin

    that

    many

    ideologies

    paralleled

    eligious

    move-

    ments. A

    religious

    quest

    for

    answers,

    however,

    is

    inadequate

    to

    explain

    all

    ideological

    movements;

    or

    example,

    Marx

    viewed

    any

    religious

    or

    metaphysical

    speculation

    or

    feelings

    as

    mere

    bourgeois

    abstractions.59

    n TheNew Science

    of

    Politics

    (1952)

    and

    later

    Voegelin

    no

    longer

    described

    deologies

    as

    religious

    quests;

    rather,

    he

    argues

    that

    ideologists

    sought

    certainty

    o

    escape

    the uncer-

    tainty

    of humanexistence.

    According

    to

    Voegelin,

    the

    Christian

    response

    to

    uncertainty

    was

    the

    symbol

    of

    faith

    elaborated

    by

    St.

    Paul

    in Heb. 11:1: "Now

    faith is the substance of

    things hoped

    for,

    the evidence

    of

    things

    not

    seen."60

    57 bid.,

    301-3

    58 Voegelinian

    Revolution,

    109.

    5

    See, e.g., KarlMarx,"EconomicandPhilosophicManuscripts f 1844,"EngelsReader,

    ed.

    RobertC. Tucker

    New

    York,

    1978'),

    92.

    60

    Eric

    Voegelin,

    The

    New

    Science

    of

    Politics

    (Chicago,

    1952),

    122.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

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    Voegelin's

    nterpretations

    f

    Nazi

    Extremism

    167

    Faith,

    however,

    does

    not

    definitively

    solve or

    end

    uncertainty.

    According

    to

    Voegelin,

    Marx

    rejected

    aith

    and instead

    found

    certainty

    hrough

    his

    scien-

    tific

    discovery

    of the

    process

    of

    history;

    the

    Nazis,

    by

    contrast,

    ound

    it

    in

    the

    scientific

    explanation

    of

    Race.

    Voegelin

    thus concludes

    that

    Gnosticism as

    a

    counterexistentialdream

    world can

    perhaps

    be

    made

    intelligible

    as the

    extreme

    expression

    of an

    experience

    which

    is

    uni-

    versally

    human,

    that

    is,

    of

    a

    horrorof

    existence

    and

    a desire

    to

    escape

    from it.61

    Voegelin

    further

    oncluded hatthe

    attempt

    o

    break

    away

    from

    the

    fundamen-

    tal

    fact

    of

    uncertainty

    equires

    a

    limiting

    of

    the

    sphere

    of

    human

    experience

    to

    merely temporal

    experience.

    In

    short,

    God

    does not offer

    a

    salvation

    from

    un-

    certainty,most

    painfully

    manifested

    by

    death. Onthe otherhand,Gnostic ide-

    ologists

    limit

    the

    horizonof all

    reality-particularly

    of

    human

    consciousness-

    so

    that

    certainty

    can be discovered.

    Developing

    a

    position

    he elaborateddecades

    earlier,

    Voegelin

    argued

    hat

    limiting

    human

    experience

    to

    temporalreality

    leads

    to

    a limited

    understanding

    of

    human

    consciousness and

    prevents

    the

    recognition

    of

    reality.

    Ideological

    explanations

    of

    reality

    are therefore deformations

    of

    reality

    when

    they

    seek

    certainty

    xclusively

    within

    the

    temporal phere

    of

    existence.

    Thus

    Heidegger's

    and

    Marx's assertion that

    existence

    precedes

    essence

    may

    give

    a

    definitive

    explanation

    of the

    development

    of consciousness, but it was at the price of

    ignoring

    the

    spiritual

    and

    unknown

    part

    of

    reality.

    Such

    a deformation

    of

    real-

    ity

    has

    serious

    consequences.

    Thus,

    Socrates

    was

    right

    o

    proclaim

    hathe knew

    thathe knew

    nothing

    and

    therebypreserved

    openness

    to

    philosophic

    questions.

    The

    Gnostic

    urge

    is a

    consistent

    occurrence

    throughout

    human

    history.

    Voegelin

    had read about

    many

    movements

    in ancient

    and

    medieval

    eras

    that

    were

    describedas Gnostic

    by

    current

    cholars,

    and he

    realized

    the

    connection

    with

    modem

    Gnosticism while

    reading

    Hans Urs

    von

    Balthasar's

    Prometheus

    (1937).

    Another

    influence

    was,

    Ferdinand

    Christian

    Baur's

    1835

    work,

    Die

    christliche

    Gnosis;

    oder die christliche

    Religionsphilosophie

    nihrer

    geschicht-

    lichen

    Entwicklung.

    t

    described

    common forms

    of

    Gnosticism

    in

    history,

    in-

    cluding

    strandsof Gnosticism

    in

    Hegel

    and

    Schelling.62

    Still,

    a

    theory

    of

    the

    movementof ideas fails

    to

    explain

    any

    connection

    or

    influence

    from

    one

    Gnos-

    tic

    movement

    to

    another

    over the

    span

    of

    millennia.

    For

    example,

    it did not

    make sense that Marx and Hitler

    were

    directly

    influenced

    by

    reading

    about

    ancient Gnosticism. He

    came to believe

    that the

    answer

    to

    understanding

    he

    appeal

    of Gnosticism ies

    in humanconsciousness.

    Thus,

    Voegelin

    was able to

    61

    Ibid., 167.

    62

    Autobiographical

    Reflections,

    66. Gilles

    Quispel

    considered

    t "obvious"

    hat

    Jung

    was

    a

    gnostic.

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  • 8/19/2019 Eric Voegelin on Nazi Political Extremism

    19/22

    168

    Clifford

    F

    Porter

    understand

    why

    ideologies only

    sometimes

    appear

    imilar

    o

    religions

    and

    why

    Gnosticism is a

    consistent

    phenomenon hroughout

    history.

    Gnosticism

    has

    often

    penetrated

    nto Christian

    ymbolism

    because

    Chris-

    tianity

    expanded

    both

    spiritually

    and

    politically,

    and

    many

    Christians

    were not

    satisfied with thetenuousbondof Faith. AncientGnosticism s commonlyun-

    derstood to be an

    early

    form of Christian

    heresy

    of

    the second

    century