functional exercise testing_ ventilatory gas analysis

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Official reprint from UpToDate www.uptodate.com ©2015 UpToDate Author Frank G Yanowitz, MD Section Editor Wilson S Colucci, MD Deputy Editor Susan B Yeon, MD, JD, FACC Functional EXERCISE testing: Ventilatory gas analysis All topics are updated as new evidence becomes available and our peer review process is complete. Literature review current through: Mar 2015. | This topic last updated: Jun 04, 2012. INTRODUCTION — Although exercise physiologists and pulmonary physicians have used exercise testing with respiratory gas analysis for many years, its application to cardiovascular medicine is relatively new. The purpose of this review is to discuss the physiologic basis for functional exercise testing, methodologic considerations, and clinical applications. Cardiologists have used this technique most often in the evaluation and management of patients with heart failure. (See "Exercise capacity and VO2 in heart failure" .) PHYSIOLOGIC ASPECTS OF EXERCISE — An understanding of exercise physiology and the Fick equation is a prerequisite for appreciating the utility of functional exercise testing. (See "Exercise physiology" .) Aerobic parameters — The Fick equation states that oxygen uptake equals cardiac output times the arterial mixed venous oxygen content difference. This is usually expressed as follows: Vo = (SV x HR) x (CaO CvO ) where Vo is the oxygen (O ) uptake, SV is the stroke volume, HR is heart rate, CaO is arterial oxygen content, and CvO is the mixed venous oxygen content. Oxygen uptake is often normalized for body weight and expressed in units of mL O2/kg per min. One metabolic equivalent (MET) is the resting oxygen uptake in a sitting position and equals 3.5 mL/kg per min. At maximal exercise, the Fick equation is expressed as follows: Vo max = (SVmax x HRmax) x (CaO max CvO min) The Vo max reflects the maximal ability of a person to take in, transport, and use oxygen, and it defines that person's functional aerobic capacity. Vo max has become the "gold standard" laboratory measure of cardiorespiratory FITNESS and is the most important parameter measured during functional exercise testing. Although some investigators insist that a Vo plateau occurs at near maximal exercise, this is not always seen. It has been suggested that the term "peak Vo " be used instead of Vo max to define this situation [1 ]. Several important changes occur in the Fick equation as a healthy person goes from rest to maximal exercise before and after exercise training ( figure 1 )[2 ]: Functional aerobic impairment (ie, exercise intolerance) is defined as an abnormally low Vo max. This can occur ® ® 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 The Vo max response to exercise is linear until maximal Vo is achieved. In many individuals, there is a plateau at near maximal exercise beyond which the Vo does not change. Exercise training enables the person to achieve a greater maximal workload and a higher Vo max. 2 2 2 2 The heart rate response is linear up to a maximal heart rate that approximately equals "220 beats/min age." After training, the heart rate is lower at rest and at each stage of exercise, but the maximal heart rate does not change. The stroke volume response is curvilinear, increasing early in exercise with little change thereafter. The training effect increases the resting stroke volume and the stroke volume at each workload. The av O content difference widens as the mixed venous O content falls since arterial O content does not change in normal subjects. The maximal av O content difference increases after training. 2 2 2 2 2

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  • 9/4/2015 Functionalexercisetesting:Ventilatorygasanalysis

    http://www.uptodate.com/contents/functionalexercisetestingventilatorygasanalysis?topicKey=CARD%2F3465&elapsedTimeMs=10&source=see_link&vie 1/16

    OfficialreprintfromUpToDate www.uptodate.com2015UpToDate

    AuthorFrankGYanowitz,MD

    SectionEditorWilsonSColucci,MD

    DeputyEditorSusanBYeon,MD,JD,FACC

    FunctionalEXERCISE testing:Ventilatorygasanalysis

    Alltopicsareupdatedasnewevidencebecomesavailableandourpeerreviewprocessiscomplete.Literaturereviewcurrentthrough:Mar2015.|Thistopiclastupdated:Jun04,2012.

    INTRODUCTIONAlthoughexercisephysiologistsandpulmonaryphysicianshaveusedexercisetestingwithrespiratorygasanalysisformanyyears,itsapplicationtocardiovascularmedicineisrelativelynew.Thepurposeofthisreviewistodiscussthephysiologicbasisforfunctionalexercisetesting,methodologicconsiderations,andclinicalapplications.Cardiologistshaveusedthistechniquemostoftenintheevaluationandmanagementofpatientswithheartfailure.(See"ExercisecapacityandVO2inheartfailure".)

    PHYSIOLOGICASPECTSOFEXERCISEAnunderstandingofexercisephysiologyandtheFickequationisaprerequisiteforappreciatingtheutilityoffunctionalexercisetesting.(See"Exercisephysiology".)

    AerobicparametersTheFickequationstatesthatoxygenuptakeequalscardiacoutputtimesthearterialmixedvenousoxygencontentdifference.Thisisusuallyexpressedasfollows:

    Vo =(SVxHR)x(CaO CvO )

    whereVo istheoxygen(O )uptake,SVisthestrokevolume,HRisheartrate,CaO isarterialoxygencontent,andCvO isthemixedvenousoxygencontent.OxygenuptakeisoftennormalizedforbodyweightandexpressedinunitsofmLO2/kgpermin.Onemetabolicequivalent(MET)istherestingoxygenuptakeinasittingpositionandequals3.5mL/kgpermin.

    Atmaximalexercise,theFickequationisexpressedasfollows:

    Vo max=(SVmaxxHRmax)x(CaO maxCvO min)

    TheVo maxreflectsthemaximalabilityofapersontotakein,transport,anduseoxygen,anditdefinesthatperson'sfunctionalaerobiccapacity.Vo maxhasbecomethe"goldstandard"laboratorymeasureofcardiorespiratoryFITNESS andisthemostimportantparametermeasuredduringfunctionalexercisetesting.AlthoughsomeinvestigatorsinsistthataVo plateauoccursatnearmaximalexercise,thisisnotalwaysseen.Ithasbeensuggestedthattheterm"peakVo "beusedinsteadofVo maxtodefinethissituation[1].

    SeveralimportantchangesoccurintheFickequationasahealthypersongoesfromresttomaximalexercisebeforeandafterexercisetraining(figure1)[2]:

    Functionalaerobicimpairment(ie,exerciseintolerance)isdefinedasanabnormallylowVo max.Thiscanoccur

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    TheVo maxresponsetoexerciseislinearuntilmaximalVo isachieved.Inmanyindividuals,thereisaplateauatnearmaximalexercisebeyondwhichtheVo doesnotchange.ExercisetrainingenablesthepersontoachieveagreatermaximalworkloadandahigherVo max.

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    Theheartrateresponseislinearuptoamaximalheartratethatapproximatelyequals"220beats/minage."Aftertraining,theheartrateisloweratrestandateachstageofexercise,butthemaximalheartratedoesnotchange.

    Thestrokevolumeresponseiscurvilinear,increasingearlyinexercisewithlittlechangethereafter.Thetrainingeffectincreasestherestingstrokevolumeandthestrokevolumeateachworkload.

    TheavO contentdifferencewidensasthemixedvenousO contentfallssincearterialO contentdoesnotchangeinnormalsubjects.ThemaximalavO contentdifferenceincreasesaftertraining.

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    withanyfactorthataffectsoneormoreofthefourparametersoftheFickequationthatdetermineVo max:areductioninmaximalheartrate,maximalstrokevolume,ormaximalCaO oranincreaseinminimalCvO (figure2).Asanexample,themajorfactorlimitingVo maxinpatientswithheartfailure(HF)isthemarkedreductioninstrokevolumeresponsetoexercisewithsmallerreductionsinmaximalheartrateandmaximalavO contentdifference[35].

    Otherconditionsthatcancompromisestrokevolumearesegmentalwallmotionabnormalitiesandvalvularstenosisorregurgitation.Ontheotherhand,diseasesofthelungs,skeletalmuscles,andhematologicsystemoftenhaveaprofoundeffectonVo maxbyaffectingarterialormixedvenousoxygencontent.

    AnaerobicparametersAlthoughthereisstillconsiderabledebateintheliteratureconcerningthevalidityoftheventilatoryanaerobicthreshold(VAT),functionalexercisetestingoftenincludessuchmeasurementsbecauseitisclinicallyusefulinassessingfunctionalimpairmentinpatientswithHF[1,4,6,7].

    Duringtheinitial(aerobic)phaseofaprogressiveEXERCISE test,whichlastsuntil50to60percentofVo maxisreached,expiredventilation(VE)increaseslinearlywithVo andreflectsaerobicallyproducedCO inthemuscles(figure3).Bloodlactatelevelsdonotchangesubstantiallyduringthisphase,sincemusclelacticacidproductionisminimal.

    Duringthelatterhalfofexercise,anaerobicmetabolismoccursbecauseoxygensupplycannotkeepupwiththeincreasingmetabolicrequirementsofexercisingmuscle.Atthistime,thereisasignificantincreaseinlacticacidproductioninthemusclesandinthebloodlactateconcentration.TheVo attheonsetofbloodlactateaccumulationiscalledthelactatethresholdoranaerobicthreshold.

    Intheperipheralblood,almostallthelacticacidisbufferedbysodiumbicarbonateaccordingtothefollowingreactions:

    Lacticacid+NaHCO =Nalactate+CO +H O

    TheexcessCO producedduringthebufferingprocessisaddedtotheaerobicallyproducedCO ,causingexpiredventilationtoincreasemoresteeplyduringthelaterstagesofexercise.Itisduringthisphasethatexercisingsubjectsbegintoexperiencedyspnea.

    Becausethechangeinexpiredventilationattheonsetofanaerobicmetabolismisreasonablywelldefined,noninvasivemethodshavebeendevelopedtodetectthistransition[7].TheVo attheonsetofthisventilatorychangeisappropriatelycalledtheventilatorythreshold(VAT)(figure3).However,thevalidityofthesenoninvasivemeasuresandwhetherornotatruethresholdexistsremaincontroversial.

    METHODSOFFUNCTIONALEXERCISETESTINGSeveraldifferentmethodsexistformeasuringventilationandrespiratorygasparametersduringexercise.Mostclinicalsystemsrelyonbreathbybreathanalysistechniquesbecausetheyprovidethebestmeasuresofthemetabolicresponsetoexercise.

    GasanalysistechniquesThreebasicparametersarecontinuouslymonitoredatthemouthpieceduringabreathbybreathexercisestudy:

    Anonrebreathingvalveisconnectedtothemouthpiecetopreventmixingofinspiredandexpiredair.Oxygenandcarbondioxidegasanalyzersareusuallyincorporatedina"metaboliccart"designedspecificallyforfunctionaltesting.Respiratoryvolumesarecomputedbyintegratingtheairflowsignalsoverthetimeofinspirationandexpiration.BreathbybreathvolumesofO intake,CO output,andexpiredventilationareobtainedbyintegratingthecontinuousvariablesoverthetimecourseofinspiration(forO ),andexpiration(forCO andexpiredventilation[VE]).Averageminutevolumesarederivedfromthebreathbybreathdatamultipliedbytherespiratoryrate.The

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    PercentO 2PercentCO 2Respiratoryairflow

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    gasvolumesobtainedunderambientconditionsarethenconvertedtoSTPD(standardtemperatureandpressure,dry)conditionsusingtheappropriateconversionequations.

    ExercisetestprotocolsManydifferentprotocolsareusedforfunctionaltesting.(See"ExerciseECGtesting:PerformingthetestandinterpretingtheECGresults".)Thepurposeofthetestandthefunctionalcapabilitiesofthepatientdeterminethechoiceofprotocol.Inevaluatingpatientswithheartfailure(HF),bothbicycleandtreadmillprotocolshavebeenused(figure4).

    Therateofworkloadprogressionissomewhatarbitrary,althoughithasbeensuggestedthatoptimalexercisedurationforfunctionalassessmentonthebicycleisbetween8and17minutes[8].Bicycleworkisquantifiedinwattsorinkilopondmeterspermin(kpm/min1wattequalsabout6kpm/min).TheinitialworkloadforpatientswithHFpatientsisusually20to25wattsandincreasedby15to25wattseverytwominutesuntilmaximalexertionisreached.Alternatively,theworkloadcanbecomputercontrolledforelectronicallybrakedbicycleergometers,andarampprotocol(eg,increasingby10watts/min)isoftenused.

    ThemodifiedNaughtonprotocolisrecommendedfortreadmillexercisetestinginpatientswithHF[9].Thisprotocolisdesignedtoincreasetheworkloadbyapproximately1metabolicequivalent(MET)(3.5mLO /kg/min)foreachtwominutestage.

    Patientswithheartdiseaserequirecontinuouselectrocardiogrammonitoringandfrequentbloodpressuremeasurementsduringexercisetesting.Handsignals(eg,onetofivefingersforperceivedintensityandthumbsdowntostop)areusedbythepatientduringexercise,sinceverbalcommunicationisusuallynotpossiblewiththemouthpieceapparatus.

    Symptomsatmaximalexercisethatresultintestterminationincludemusclefatigue,exhaustion,extremedyspnea,andlightheadedness.Cardiacarrhythmiasareusuallynotanindicationtostopthetestunlesssustainedtachyarrhythmiasdeveloporthephysicianmonitoringthetestfeelsthatfurtherexerciseiscontraindicated.

    Adecreaseinsystolicbloodpressurebelowtherestingpressureisasignofsevereleftventriculardysfunctionandanindicationtostopthetest.However,manypatientswithHFfailtosignificantlyincreasetheirsystolicpressureduringexercisebecauseofleftventriculardysfunction.

    VentilatoryanaerobicthresholddeterminationThereareseveralmethodsforestimatingtheventilatorythreshold(VAT)fromtherespiratorygasdata[10].TheVATortheVo attheonsetofanaerobicmetabolismisvisuallyidentifiedastheonsetofadisproportionateriseinVE/Vo relativetoVE/Vco .ThisoccursbecauseCOproductionratherthanO consumptionisdrivingventilationariseinVE/Vo withoutachangeinVE/VcoindicatesthatventilationisincreasinginparallelwiththeincreasedCO productionthatoccurswithanaerobicmetabolism.

    TheVATisusuallyvisuallydetectedfromtheplottedbreathbybreathdata.TheVATcanalsobevisuallyidentifiedasadisproportionateriseofVco orVErelativetoVo oradisproportionateriseinendtidalO relativetoendtidalCO .

    Unfortunately,thereisconsiderableinterandintraobservervariabilityinthevisualdetectionoftheonsetofanaerobicmetabolismfromthebreathbybreathdata[11].Toovercomethisproblem,computerdetectionalgorithmshavebeendevelopedtomoreobjectivelymeasuretheanaerobicthreshold.Onesuccessfulapproachiscalledthe"Vslopemethod"(figure5)[12].

    Withthismethod,thebreathbybreathVco dataareplottedagainstVo ,andthecomputerselectstheupperandlowerslopesbyaleastsquarelinearregressiontechnique.Theintersectionofthetwoslopesidentifiestheanaerobicthreshold.OnecanalsovisuallyselectthebreakpointfromtheplotofVco versusVo withlessambiguitythanwhenusingtheventilatoryequivalentdata.

    CLINICALAPPLICATIONSTheAmericanCollegeofCardiology/AmericanHeartAssociation(ACC/AHA)UpdateofPracticeGuidelinesforEXERCISE Testing,publishedin2002,listthefollowingindicationsfor

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    orderingafunctionalVo exercisetest(table1)[13,14]:

    ThefunctionalVo exercisetestisaglobaltestofapatient'scardiorespiratorycapacity,sinceitreflectstheentireoxygentransportsystembeginningwiththelungsandpulmonarycirculation,includingtheheart,theoxygencarryingcapacityoftheblood,theperipheralcirculation,andtheskeletalmuscles.ThisobjectiveglobalassessmentoffersadvantagesoverothermethodstoassesstheseverityofHF:

    Thus,theexercisetestisoftenhelpfulforclassifyingdiseaseseverityfortreatmentdecisionsandinthedifferentialdiagnosisofexerciseintoleranceandsymptomsofdyspneaandfatigue(figure2).KnowledgeofthefactorsthatcanadverselyaffecttheFickequationparametersandresultinalowVo maxcombinedwiththeresultsoffunctionalexercisetestingandotherancillarytests(eg,pulmonaryfunctiontests)oftenleadstothecorrectdiagnosis.

    PrognosisofheartdiseaseTheparametersobtainedduringfunctionalexercisetestingalsohaveprognosticimportance.SeveralstudieshavefoundthatventilatoryparametersarebetterpredictorsofHFmortalitythanVo max[15,16].Inastudyof470patients,forexample,anabnormalelevationintheratioofpeakminuteventilationtoCO production(VE/Vco 44.7)wasthestrongestpredictorofdeathduring1.5yearfollowup[15].

    Anenhancedventilatoryresponsetoexerciseisamarkerofdecreasedventilatoryefficiency,andispredictiveofoutcomeinpatientswithpreservedexercisecapacity.Inonestudyof123patientswithaVo max18mL/kgperminute,thethreeyearsurvivalwassignificantlylowerinthosewithaVE/Vco >34(57versus93percentforVE/Vco 34)[16].(See"ExercisecapacityandVO2inheartfailure".)

    Moststudiesoffunctionalexercisetestinginheartfailurefocusedprimarilyonpatientswithsystolicdysfunction.TheprognosticimportanceofpeakVo andVE/Vco wasevaluatedinamixedpopulationof409HFpatientswithbothsystolicanddiastolicdysfunction[17].DependinguponthedefinitionofdiastolicHFthatwasapplied(ie,HFwithanleftventricularejectionfraction40,45or50percent),thenumberofpatientswithdiastolicHFandtheoptimalpredictorsofoutcomevaried.However,regardlessofwhichdefinitionwasused,bothpeakVo andtheVE/Vco slopewerepredictorsofoneyeareventfreesurvival(mortalityandcardiacrelatedhospitalization)inpatientswithdiastolicHF.

    AnobjectivegradingsystemthatisbaseduponvaluesofVo maxandtheanaerobicthresholdhasbeenproposedthatisespeciallyapplicabletopatientswithchronicHF(table3)[18].BecauseofthecloserelationshipbetweenVo maxandthemaximalcardiacindex,thegradingsystemprovidesanexcellentmeasureofdiseaseseverity.

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    Evaluationofexercisecapacityandresponsetotherapyinpatientswithheartfailure(HF)whoarebeingconsideredforhearttransplantation.AreproducibleVo maxoflessthan10to12mL/kgperminisoneoftheminimumrequirementsforconsiderationfortransplantation.(See"Indicationsandcontraindicationsforcardiactransplantation".)

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    Assistanceinthedifferentiationofcardiacversuspulmonarylimitationsasacauseofexerciseinduceddyspneaorimpairedexercisecapacitywhenthecauseisuncertain.

    Evaluationofexercisecapacitywhenindicatedformedicalreasonsinpatientsinwhomtheestimatesofexercisecapacityfromexercisetesttimeorworkrateareunreliable.

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    ThetraditionalNewYorkHeartAssociationclassificationoffunctionalimpairmentinHFisnotalwaysaccuratebecauseitisbaseduponapatient'ssymptomsratherthanonobjectivecriteria(table2)[5].

    Restingcentralhemodynamics,suchascardiacindex,ejectionfraction,andpulmonarycapillarywedgepressuresdonotalwayscorrelatewellwithfunctionalimpairmentmeasuredduringexercisetesting[7].

    ThesymptomsofexerciseintoleranceinHF,suchasdyspneaonminimalexertion,fatigue,orboth,resultfromacomplexinterplayofmechanismsoriginatingfromboththecentralandperipheralcomponentsoftheoxygentransportsystem.Thesesymptomsarenonspecificandmayalsobeduetomedicationsideeffectsorothercoexistingconditionsthatmayormaynotberelatedtotheunderlyingheartdisease.

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    Thisclassification,althoughwidelyused,canbecriticizedbecauseitfailstoconsiderage,sex,andweightdifferencesinVo maxthatoccurinnormalsubjects.Vo maxdeclineswithageandislowerinwomenthaninmenasaresult,itmaybemoreappropriatetouseageandsexspecificnormalvaluesandtoclassifyimpairmentasapercentagereductionfromthesenormalvalues.FormulasforpredictingVo maxinnormalsedentaryadultshavebeenpublishedforbothcycleergometryandtreadmilltesting[10].

    FunctionalEXERCISE testingmayhavelongtermpredictivevalueinpatientswithcoronaryheartdisease.Thiswasillustratedinastudyofover12,000menwhowerereferredforcardiacrehabilitation(postmyocardialinfarction,postcoronaryarterybypassgraftsurgery,ornewischemicheartdisease)[19].Atamedianfollowupof7.9years,Vo max22mL/kgperminwereassociatedwithadjustedhazardratiosforcardiacdeathof1.0,0.62,and0.39,respectivelysimilarvalueswerenotedforallcausemortality.Theonlyothersignificantpredictorsofcardiacmortalityinthedifferentgroupsweresmokinganddigoxintherapy.

    Itisimportantthatphysiciansperformingthesetestsunderstandthedifferentproceduresforanalyzingandinterpretingtherespiratorygasdata.Knowledgeofcalibrationtechniquesandequipmentmaintenanceisalsoanimportantprerequisiteinprovidingaccuratefunctionalassessmentsintheexerciselaboratory.ItislikelythatthenumberofexerciseVo studieswillincreaseinthefutureasnewandinnovativetherapiesforchronicHFbecomeavailable.

    SUMMARY

    UseofUpToDateissubjecttotheSubscriptionandLicenseAgreement.

    REFERENCES

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    TheFickequationstatesthatoxygenuptakeequalscardiacoutputtimesthearterialmixedvenousoxygencontentdifference.(See'Aerobicparameters'above.)

    TheVo maxreflectsthemaximalabilityofapersontotakein,transport,anduseoxygen,anditdefinesthatperson'sfunctionalaerobiccapacity.Vo maxhasbecomethe"goldstandard"laboratorymeasureofcardiorespiratoryFITNESS andisthemostimportantparametermeasuredduringfunctionalexercisetesting.AlthoughsomeinvestigatorsinsistthataVo plateauoccursatnearmaximalexercise,thisisnotalwaysseen.Ithasbeensuggestedthattheterm"peakVo "beusedinsteadofVo maxtodefinethissituation.(See'Aerobicparameters'above.)

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    ThemajorfactorlimitingVo maxinpatientswithheartfailure(HF)isthemarkedreductioninstrokevolumeresponsetoexercisewithsmallerreductionsinmaximalheartrateandmaximalavO contentdifference.(See'Aerobicparameters'above.)

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    ThemodifiedNaughtonprotocolisrecommendedfortreadmillexercisetestinginpatientswithHF.(See'Exercisetestprotocols'above.)

    AreproducibleVo maxoflessthan10to12mL/kgperminisoneoftheminimumrequirementsforconsiderationfortransplantation.(See'Clinicalapplications'aboveand"Indicationsandcontraindicationsforcardiactransplantation".)

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    Theexercisetestisoftenhelpfulforclassifyingdiseaseseverityfortreatmentdecisionsandinthedifferentialdiagnosisofexerciseintoleranceandsymptomsofdyspneaandfatigue(figure2).(See'Clinicalapplications'above.)

    AnobjectivegradingsystemthatisbaseduponvaluesofVo maxandtheanaerobicthresholdhasbeenproposedthatisespeciallyapplicabletopatientswithchronicHF(table3).(See'Prognosisofheartdisease'above.)

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    1. BrooksGA.Anaerobicthreshold:reviewoftheconceptanddirectionsforfutureresearch.MedSciSportsExerc198517:22.

    2. MitchellJH,BlomqvistG.Maximaloxygenuptake.NEnglJMed1971284:1018.3. SimontonCA,HigginbothamMB,CobbFR.Theventilatorythreshold:quantitativeanalysisofreproducibility

    andrelationtoarteriallactateconcentrationinnormalsubjectsandinpatientswithchroniccongestiveheartfailure.AmJCardiol198862:100.

    4. MatsumuraN,NishijimaH,KojimaS,etal.Determinationofanaerobicthresholdforassessmentoffunctionalstateinpatientswithchronicheartfailure.Circulation198368:360.

    5. NeubergGW,FriedmanSH,WeissMB,HermanMV.Cardiopulmonaryexercisetesting.Theclinicalvalueofgasexchangedata.ArchInternMed1988148:2221.

    6. DavisJA.Anaerobicthreshold:reviewoftheconceptanddirectionsforfutureresearch.MedSciSportsExerc198517:6.

    7. JenningsGL,EslerMD.Circulatoryregulationatrestandexerciseandthefunctionalassessmentofpatientswithcongestiveheartfailure.Circulation199081:II5.

    8. BuchfuhrerMJ,HansenJE,RobinsonTE,etal.Optimizingtheexerciseprotocolforcardiopulmonaryassessment.JApplPhysiolRespirEnvironExercPhysiol198355:1558.

    9. NAUGHTONJ,SEVELIUSG,BALKEB.PHYSIOLOGICALRESPONSESOFNORMALANDPATHOLOGICALSUBJECTSTOAMODIFIEDWORKCAPACITYTEST.JSportsMedPhysFitness19633:201.

    10. WassermanK,HansenJE,SueDY,WhippBJ.PrinciplesofExerciseTestingandInterpretation,Lea&Febiger,Philadelphia1987.

    11. YehMP,GardnerRM,AdamsTD,etal."Anaerobicthreshold":problemsofdeterminationandvalidation.JApplPhysiolRespirEnvironExercPhysiol198355:1178.

    12. BeaverWL,WassermanK,WhippBJ.Anewmethodfordetectinganaerobicthresholdbygasexchange.JApplPhysiol(1985)198660:2020.

    13. GibbonsRJ,BaladyGJ,BrickerJT,etal.ACC/AHA2002guidelineupdateforexercisetesting:summaryarticle:areportoftheAmericanCollegeofCardiology/AmericanHeartAssociationTaskForceonPracticeGuidelines(CommitteetoUpdatethe1997ExerciseTestingGuidelines).Circulation2002106:1883.

    14. GibbonsRJ,BaladyGJ,BeasleyJW,etal.ACC/AHAGuidelinesforExerciseTesting.AreportoftheAmericanCollegeofCardiology/AmericanHeartAssociationTaskForceonPracticeGuidelines(CommitteeonExerciseTesting).JAmCollCardiol199730:260.

    15. RobbinsM,FrancisG,PashkowFJ,etal.Ventilatoryandheartrateresponsestoexercise:betterpredictorsofheartfailuremortalitythanpeakoxygenconsumption.Circulation1999100:2411.

    16. PonikowskiP,FrancisDP,PiepoliMF,etal.Enhancedventilatoryresponsetoexerciseinpatientswithchronicheartfailureandpreservedexercisetolerance:markerofabnormalcardiorespiratoryreflexcontrolandpredictorofpoorprognosis.Circulation2001103:967.

    17. GuazziM,MyersJ,ArenaR.Cardiopulmonaryexercisetestingintheclinicalandprognosticassessmentofdiastolicheartfailure.JAmCollCardiol200546:1883.

    18. WeberKT,JanickiJS..CardiopulmonaryEXERCISE Testing.In:PhysiologicPrinciplesandClinicalApplications,WBSaunders,Philadelphia1986.

    19. KavanaghT,MertensDJ,HammLF,etal.Predictionoflongtermprognosisin12169menreferredforcardiacrehabilitation.Circulation2002106:666.

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    GRAPHICS

    Oxygenuptake,heartrate,andavO2contentdifferenceatrestandduringincreasinglevelsofexercise

    WithEXERCISE andanincreaseinworkload,thereisanincreaseinoxygen(O2)uptake(upperpanel),heartrate(HR)(middlepanel),andavO2difference(lowerpanel).Exercisetrainingproducedanincreaseinthemaximaloxygenuptake(VO2max)thatcanbeachieved(upperpanel)andadecreaseinmaximalHRoccurringatanygivenworkload(dashedblueline,middlepanel).

    DatafromMitchellJH,Blomqvist,G.Maximaloxygenuptake.NEnglJMed1971284:1018.

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    DeterminantsofVO maxintheFickequation

    VO :oxygen(O )uptakeSV:strokevolumeHR:heartratePiO :partialpressureinspiredO :FiO xPatmosphericCaO :arterialoxygencontentCvO :mixedvenousoxygencontent.

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    VentilatoryandbloodlactateresponsetoEXERCISE

    VentilatoryandbloodlactateresponsetoEXERCISE asafunctionofoxygenuptake(VO2)Theanaerobicthreshold(AT)indicatestheonsetofsignificantanaerobicmetabolismandtheproductionoflactate,whichoccursatapproximately50to60percentofVO2max.

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    VentilatoryresponsesduringexerciseinHF

    Ventilatoryresponsesinapatientwithheartfailurewhounderwentexercisetestingusingabicyleprotocolwitha10watt/minramp.Thecarbondioxideoutput(VCO2)paralleledtheoxygenuptake(VO2)untilminutesevenwhenitincreasedmorerapidlyduetotheanaerobiccomponent.

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    Vslopemethodfordetermininganaerobicthreshold

    Carbondioxideoutput(VCO2)isplottedasafunctionofoxygenuptake(VO2).Theintersectionofthetworegressionlinesindicatestheanaerobicthreshold.

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    ACC/AHAguidelinesummary:Exercisetestingwithventilatorygasanalysis

    ClassIThereisevidenceand/orgeneralagreementthatexercisetestingwithventilatorygasanalysisshouldbeperformedinthefollowingsettings:Toevaluateexercisecapacityandtheresponsetotherapyinpatientswithheartfailurewhoarebeingconsideredforhearttransplantation.

    Toassistinthedifferentiationbetweencardiacandpulmonarycausesofexerciseinduceddyspneaorimpairedexercisecapacitywhenthecauseisuncertain.

    ClassIIaTheweightofevidenceoropinionisinfavoroftheusefulnessofexercisetestingwithventilatorygasanalysisinthefollowingsetting:Toevaluateexercisecapacitywhenindicatedformedicalreasonswhenestimatedexercisecapacityfromexercisetesttimeorworkrateisunreliable.

    ClassIIbTheweightofevidenceoropinionislesswellestablishedfortheusefulnessofexercisetestingwithventilatorygasanalysisinthefollowingsettings:ToevaluatetheresponsetospecifictherapeuticinterventionswhenimprovementinEXERCISE toleranceisimportantgoalorendpoint.

    Todeterminetheintensityforexercisetrainingaspartofcomprehensivecardiacrehabilitation.

    ClassIIIThereisevidenceand/orgeneralagreementthatexercisetestingwithventilatorygasanalysisisnotusefulinthefollowingsetting:Routineusetoassessexercisecapacity.

    DatafromGibbonsRJ,BaladyGJ,BrickerJT,etal.ACC/AHA2002guidelineupdateforexercisetesting:summaryarticle:areportoftheAmericanCollegeofCardiology/AmericanHeartAssociationTaskForceonPracticeGuidelines(CommitteetoUpdatethe1997ExerciseTestingGuidelines).Circulation2002106:1883.

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    Comparisonofthreemethodsofassessingcardiovasculardisability

    Class

    NewYorkHeartAssociationfunctional

    classification

    CanadianCardiovascular

    Societyfunctional

    classification

    Specificactivityscale

    I Patientswithcardiacdiseasebutwithoutresultinglimitationsofphysicalactivity.Ordinaryphysicalactivitydoesnotcauseunduefatigue,palpitation,dyspnea,oranginalpain.

    Ordinaryphysicalactivity,suchaswalkingandclimbingstairs,doesnotcauseangina.Anginawithstrenuousorrapidprolongedexertionatworkorrecreation.

    Patientscanperformtocompletionanyactivityrequiring7metabolicequivalents,eg,cancarry24lbupeightstepsdooutdoorwork(shovelsnow,spadesoil)dorecreationalactivities(skiing,basketball,squash,handball,jog/walk5mph).

    II Patientswithcardiacdiseaseresultinginslightlimitationofphysicalactivity.Theyarecomfortableatrest.Ordinaryphysicalactivityresultsinfatigue,palpitation,dyspnea,oranginalpain.

    Slightlimitationofordinaryactivity.Walkingorclimbingstairsrapidly,walkinguphill,walkingorstairclimbingaftermeals,incold,inwind,orwhenunderemotionalstress,oronlyduringthefewhoursafterawakening.Walkingmorethantwoblocksonthelevelandclimbingmorethanoneflightofordinarystairsatanormalpaceandinnormalconditions.

    Patientscanperformtocompletionanyactivityrequiring5metabolicequivalents,eg,havesexualintercoursewithoutstopping,garden,rake,weed,rollerskate,dancefoxtrot,walkat4mphonlevelground,butcannotanddonotperformtocompletionactivitiesrequiring7metabolicequivalents.

    III Patientswithcardiacdiseaseresultinginmarkedlimitationofphysicalactivity.Theyarecomfortableatrest.Lessthanordinaryphysicalactivitycausesfatigue,palpitation,dyspnea,oranginalpain.

    Markedlimitationofordinaryphysicalactivity.Walkingonetotwoblocksonthelevelandclimbingoneflightinnormalconditions.

    Patientscanperformtocompletionanyactivityrequiring2metabolicequivalents,eg,showerwithoutstopping,stripandmakebed,cleanwindows,walk2.5mph,bowl,playgolf,dresswithout

    [1][2]

    [3]

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    stopping,butcannotanddonotperformtocompletionanyactivitiesrequiring>5metabolicequivalents.

    IV Patientswithcardiacdiseaseresultingininabilitytocarryonanyphysicalactivitywithoutdiscomfort.Symptomsofcardiacinsufficiencyoroftheanginalsyndromemaybepresentevenatrest.Ifanyphysicalactivityisundertaken,discomfortisincreased.

    Inabilitytocarryonanyphysicalactivitywithoutdiscomfortanginalsyndromemaybepresentatrest.

    Patientscannotordonotperformtocompletionactivitiesrequiring>2metabolicequivalents.Cannotcarryoutactivitieslistedabove(SpecificactivityscaleIII).

    References:1. TheCriteriaCommitteeoftheNewYorkHeartAssociation.NomenclatureandCriteriafor

    DiagnosisofDiseasesoftheHeartandGreatVessels,9thed,Little,Brown&Co,Boston,1994.p.253.

    2. LucienC.Gradingofanginapectoris.Circulation197654:5223.3. GoldmanL,HashimotoB,etal.Comparativereproducibilityandvalidityofsystemsforassessing

    cardiovascularfunctionalclass:Advantagesofanewspecificactivityscale.Circulation198164:1227.

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    Functionalclassificationofpatientswithheartfailure

    Class SeverityVO max,

    mL/kg/min

    Anaerobicthreshold,mL/kg/min

    Maximalcardiacindex,L/min/m

    A Nonetomild

    >20 >14 >8

    B Mildtomoderate

    1620 1114 68

    C Moderatetosevere

    1015 811 46

    D Severe 69 58 24

    E Verysevere

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    Disclosures:FrankGYanowitz,MDNothingtodisclose.WilsonSColucci,MDConsultant/AdvisoryBoards:Merck[Heartfailure(Enalapril)]Novartis[Heartfailure(Enalapril)]Janssen[Heartfailure]Mast[Heartfailure].EquityOwnership/Cardioxyl[Heartfailure].SusanBYeon,MD,JD,FACCNothingtodisclose.Contributordisclosuresarereviewedforconflictsofinterestbytheeditorialgroup.Whenfound,theseareaddressedbyvettingthroughamultilevelreviewprocess,andthroughrequirementsforreferencestobeprovidedtosupportthecontent.AppropriatelyreferencedcontentisrequiredofallauthorsandmustconformtoUpToDatestandardsofevidence.Conflictofinterestpolicy

    Disclosures