institutional diversity in european higher education - different aspects and models thomas estermann...

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Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National Higher Education Conference Ljubljana, Slovenia 15 February 2012

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Page 1: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

Institutional Diversity in European Higher Education - Different aspects and

models  

Thomas EstermannHead of Unit

Governance, Autonomy & Funding

National Higher Education ConferenceLjubljana, Slovenia15 February 2012

Page 2: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

Structure

DiversityTerminology challengesKey conceptsExamples of vertical and horizontal differentiationDrivers of diversityTwo country examplesExternal versus internal diversityRole of authorities

Page 3: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

External or internal diversity?

Diversity at system level, between universities:different institutional profiles

External diversity Internal diversity

Diversity at institutional level: different missions, activities etc within the institution

Page 4: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

External diversity: horizontal vs. vertical

Equal value is attributed to different types of institutional profiles(non-hierarchical set of values)

Horizontal diversity

One type of institutional profile is clearly favoured over others (hierarchical set of values)

Vertical diversity

Page 5: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

Students

Target communities

Programmes

StaffFunds

Missions

Terminology challengeWhat kind of diversity?

Page 6: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

Aspects of diversity

Page 7: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

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Examples Vertical or horizontal differentiation

England: Internally conflicted case of vertical diff: explicit diversity policy but strong emphasis on research quality and volume in funding differentiation

France: shift from professional excellence to research as principle of vertical differentiation in elite part of system

Norway: Traditionally more horizontally differentiated (strong emphasis on regional diversity) becoming more vertically differentiated along research performance measures

Page 8: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

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Examples Vertical or horizontal differentiation

Switzerland: values, laws, funding and regional influences support more horizontal differentiation (high level vocational/ professional training highly regarded)

Slovak Rep.: vertical differentiation through inst. typology

Page 9: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

Key drivers for convergence or diversification

1. Regulatory framework

2. National higher education policies

3. Funding instruments

4. Quality and accreditation

5. Regional policies and influences

6. Stakeholder values

7. Academic values

8. International developments

Page 10: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

Relative strengths of diversification and convergence forces shaping institutional profiles

Norway

Page 11: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

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Switzerland

Relative strengths of diversification and convergence forces shaping institutional profiles

Page 12: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

External vs. internal diversity

Institutional diversity is broader than just external diversity which only looks at institutional profiles

Mission mixes and strategic orientations diverge considerably within institutions (among faculties/ departments/schools) and are greater than assumed among institutions of the same regulatory type

In many systems internal diversity is greater than external diversity

Internal diversity is not necessarily less efficient than external diversity

Page 13: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

The difference between dual systems and integrated systems is not as large as assumed

Rankings drive vertical differentiation

Missions and reward structures at institutional level are often undermined by reward structures at system level

Autonomy may lead to diversity but only if financial incentives, career patterns and values support this

Diversity – some aspects

Page 14: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

The role of authorities

Not explicit diversity policies but all drivers together are decisive

The quest for flexible and diverse HE systems will have to confront the whole complexity of forces, designing:

Diverse funding regimes (performance indicators and specific schemes)

Accreditation criteria Fit-for-purpose quality assurance Diverse concepts and rewards of excellence Diverse academic career paths (hiring and promotion criteria)

Page 15: Institutional Diversity in European Higher Education - Different aspects and models Thomas Estermann Head of Unit Governance, Autonomy & Funding National

Follow on twitter:

@thomasestermann

Contact:

[email protected]