investment industry training matrixprofessional programme qualifications available. ... cim...
TRANSCRIPT
This document outlines the formal training matrix of the Bailiwick of Guernsey investment industry. It has been constructed by the Investment Education Forum, a group comprised of representatives from the investment sector, the Guernsey Financial Services Commission and the GTA University Centre. The matrix will be subject to regular review to take into account new qualifications and comments from the investment industry. The training matrix is intended to be used for guidance only and should not be interpreted as a statement of mandatory qualifications for the industry as a whole. The purpose of the document is merely to enable employees and their organisations to chart a path through the wide range of Professional Programme qualifications available. Note that ongoing training in anti-money laundering, IT and Continuing Professional Programme Development is not mentioned explicitly below, although it is expected that training in these areas will be provided for all employees as needed. Note also that during the course of a career in the investment industry, an individual is likely to move through more than one of the broad functional areas described in the matrix.
Please click on the following heading for information relating to the job position.
INVESTMENT INDUSTRY TRAINING MATRIX
Accounts/ Finance Back Office Operations
Compliance Registration/ Customer Services
Sales/ Marketing Portfolio Administration
Securities Dealing Valuation/ Pricing
Stockbroking/ Portfolio Management Human Resources
BACK OFFICE ADMINISTRATION
Induction
Back Office Training Programme
ICSA—Certificate in Business Practice
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introduction to Investments
SII- Certificate in Securities
Certificate in Derivatives
Certificate in Investments & Risk
Certificate in Investment Management
Certificate in Corporate Finance
CFP - Chartered Insurance Institute
ICSA - Certificate in Business Practice
ILM - Certificate in Team Leading
SII - Certificate in Investment Management
Advanced Certificate in Operational Risk/ Diploma
Investment Operations / Advanced Global Securities
ICSA Diploma in Business Practice
ICSA Professional
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII - Diploma in Investment Operations
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
IMC
ACCOUNTS/ FINANCE
AAT
CAT
ICSA—Certificate in Business Practice
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introduction to Investments
AAT Technician
ICSA - Certificate in Business Practice
ILM - Certificate in Team Leading
SII - International Certificate in Financial
Advice -ICFA
ICSA Diploma in Business Practice
ICSA Professional
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII - Diploma in Investment Operations
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
ACCA
ACCA
ICAEW
ACCA
SALES/ MARKETING
Induction
Back Office Training Programme
ICSA—Certificate in Business Practice
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introduction to Investments
SII- Certificate in Securities
Certificate in Derivatives
Certificate in Investments & Risk
Certificate in Investment Management
Certificate in Corporate Finance
CIM - Certificate in Marketing
ICSA - Certificate in Business Practice
ILM - Certificate in Team Leading
SII - Certificate in Investment Management
Certificate in Securities
Certificate in Corporate Finance
International Certificate in Financial Advice
ICSA Diploma in Business Practice
ICSA Professional
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII Diploma / Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
CIM - Certificate in Marketing
VALUATION/ PRICING
Induction
Back Office Training Programme
ICSA - Certificate
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
SII - Investment Advice Qualification—IAQ
CFP - Chartered Insurance Institute
ICSA - Diploma in Business Practice
ILM - Certificate in Team Leading
SII - Certificate in Investment Management
Certificate in Investments/ Securities
Derivatives/ Certificate in Financial Advice
ICSA Diploma in Business Practice
ICSA Professional
Chartered Management Institute - Level 5
SII - Diploma in Investment Operations
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
AAT Technician
COMPLIANCE
Induction
Back Office Training Programme
ICSA—Certificate
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introduction to Investments
SII - Investment Advice Qualification—IAQ
ICSA - Certificate in Business Practice
ILM - Certificate in Team Leading
SII - Certificate in Investment Management
Advanced Certificate in Operational Risk
Diploma in Investment Operations
ICSA Diploma in Business Practice
ICSA Professional
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII - Diploma in Regulation & Compliance
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
ICA - Certificate in Anti Money Laundering
Certificated Compliance Awareness
Certificate in International Financial Crime
Certificated in AML Awareness Training
ICA - Diploma in AML/ Diploma in Compliance/
Diploma in Financial Crime/ Diploma in AML
REGISTRATION/ CUSTOMER SERVICES
Induction
Back Office Training Programme
ICSA—Certificate
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introduction to Investments
SII - Investment Advice Qualification—IAQ
Certificate in Corporate Finance
ICSA - Diploma
ILM - Certificate in Team Leading
SII - International Certificate in Financial
Advice (ICFA)
ICSA Diploma in Business Practice
ICSA Professional
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII - Diploma
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
PORTFOLIO ADMINISTRATION
Induction
Back Office Training Programme
ICSA—Certificate
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introduction to Investments
SII- Investment Advice Qualification - IAQ
Certificate in Investment Management
ILM - Certificate in Team Leading
SII - International Certificate in Financial
Advice (ICFA)
ICSA Diploma in Business Practice
ICSA Professional
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII - Diploma
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
ICA - Diploma in Hedge Fund Administration
SECURITIES DEALING
Induction
Back Office Training Programme
ICSA—Certificate
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introductions to Investments
SII- Certificate in Securities
Investment Advice Qualification - IAQ
ILM - Certificate in Team Leading
SII - Certificate in Investment
Certificate in Securities
Certificate in Corporate Finance
Certificate in Investment Management
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII - Diploma
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
STOCKBROKING AND PORTFOLIO MANAGEMENT
Induction
SII - Investment Advice Qualification - IAQ
Introduction to Securities
Introduction to Investments
International Introductions to Investments
SII- Certificate in Securities
Certificate in Derivatives
Certificate in Investment
Certificate in Investment Management
ILM - Certificate in Team Leading
SII - International Certificate in Financial
Advice - ICFA
Certificate in Investments
Certificate in Derivatives
Certificate in Investment Management
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
SII - Diploma
Wealth Management
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
CFA
HUMAN RESOURCES
Induction
CIPD - Certificate in Personnel Practice
Certificate in Training Practice
Certificate in Recruitment and Selection
ILM - Certificate in Team Leading
CIPD - Professional Programme
Development Scheme
Post Graduate Diploma in Human Resource
Management
Chartered Management Institute - Level 5
IOD Company Direction Programme
MBA
New Entrants
Administrator
Graduates/ Experienced
Staff/
Junior Management
Management
MSc Management with HR
GLOSSARY OF TERMS
AAT Foundation Association of Accounting Technicians
ACCA Association of Chartered Certified Accountants
CAT Certified Accounting Technician
CFA Chartered Financial Analyst
CIM Chartered Institute of Marketing
CII Chartered Insurance Institute
CIPD Chartered Institute of Personnel & Development
ICA International Compliance Association
ICAEW Institute of Chartered Accountants England, Wales &
Ireland
ICSA Institute of Chartered Secretaries & Administrators
ILM Institute of Leadership & Management
IMC Investment Management Certificate
Induction course GTA University Centre (Introductory level courses)
IOD Institute of Directors
MBA Masters in Business Administration
MSc Management with HR Via the GTA University Centre
SII Securities and Investment Institute