john d rainey financial disclosure report for 2010

8/3/2019 John D Rainey Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting (last name, f irst, middle initial)R a i n e y , J o hn D.

4. Tit le (Art ic le 111 judges indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or part- time)U . S . D i s t r i c t Ju d g e -A c t i v e

7. Chambers or Off ice Address3 12 S . Ma inR o o m 4 0 6Vic to r ia , TX 7 7901

2. Cour t o r O rganiza tionU. S. Di s t r ic t C o u r t , T e x a s

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report

3. Date of Report04/29/2011

6. Repor ting Per iod01/01/2010

to12/31/2010

8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Of f ice r Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each pa r t where you have no repor table in format ion . Sign on las t page .

I . P O S I T I O N S . ~ R e p o n i n g in d i v i d a a l o n l y ; s e , p p . 9 - 1 3 of filing instructions.)~] N O N E (No reportable po sitions.)

POSITION NAM E OF ORG ANIZATION/ENTITY

2.3.

4.5.

I I . A G R E E M E N T S . m e p o r a n g i ndiv idua l on ly; s eepp . 14-16 o f f i l ing ins t ruc t ions . )~ (No repor table agreem en t s .)ONE

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t in gRainey, John D.

D a t e o f R e p o r t04/29/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Fliers Non-Investment Income~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE

2.

3.

4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were ma rried during any port ion of the report lngyear, complete this sectlon~(Dollar amount not required except for honoraria.)

~] N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.

3.4.

IV . R E I M B U R S E M E N T S - ,r..spon.~on, lodglng, food, entertalnmeng(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~ (No repor table re imbursemen t s . )ONE

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t i n gRainey, John D.

D a t e o f R e p o r t04/29/2011

~] N O N E (No reportable gifts . )SOURCE

1 . Fed era l Bar Asso c ia t io n L o d g i n g2.3.4.5.

DESCRIPTION VALUE$400.00

V I . L I A B I L I T I E S . a n c l u d e s ~ o s e o l s p o ~ e a n d dependent children; see p p . 3 2 - 3 3 of filing in~tructlons.)[] (No reportable liabilities.)ONE

CREDITOR DESCRIPTION1 . Trus t Texas Ban k, V ic to r ia , TX Ed ward s C o . l an d2.3.

4.5.

VALUECODEM


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Name of P e r s o n R e p o r t i n gR a i n e y , J o h n D .

Date of Report04/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.come, vot.e, t~ao.ocao.s a.a.a~, those qs~,o., ..a a.~,~.dent ,hllar~.; ~,~,. 3 4 - 6 0 o S ~ U . g instructions.)~ NONE income, assets, or transactions.)N o reportable

1 . Summi t En erg y (Y )2. C i m a r r o n C o r p . ( )3. 1 st Victoria Nat ional Bank (IRA) A Interest L T4. S ta t e F a rm Insu rance A Interest L T5. Am er i can In t e rna t i ona l G rou p N o n e Sold 08/24/10 J6. Gen era l Elec t r i c A Div id en d So ld 08/24/10 K

7. Weinga r t en R l ty , Inc . A Div idend Sold 08/24/10 K8. I s t Vic to r i a Nat io n a l Ban k, V ic to r ia , TX A Interest R e d e e m e d 03/1 6/ I 0 K( C D )9. Wel l s Farg o , Vic to r i a , TX A Interest L T

1 0 . V e r i z o n C o m m u n i c a t io n s A Div id en d So ld 08 /24/1 0 J] 1 . Ente rpr ise Produ c t s Pa r tne r s LP A Interest Sold 08/24/10 K1 2 . T he Sa in t Joe C o . N o n e Sold 08/24/10 J1 3 . Prospe r i ty B ank , V ic to r i a , TX (CD ) A Interest R e d e e m e d 01/2 7/10 K1 4 . Wel l s Farg o Ban k,Vic to r i a , TX (C D) B Interest L T1 5 . Land , Edwards Cou nty , TX N o n e O W1 6 . Fid e l i ty Bro kerag e Serv ices B Interest J T1 7 . Fid e l i ty Bro kerag e Serv ices I RA C lnt . /Div . M T

B

A

E

A

HI =$1,000,001 - $5 ,000~000 H2 =M ore thgn $5i000,000 : : ...........2. V a lu e C odes J =$15.000 or less K =*1 5;001 - S50.000 L =$50.001 - $i00,006 fi ~$i00i~i ~ $250;~ ?

(See Columns Cl and 03) N - - $ 2 5 0 , 0 0 1 : $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 ; $ t 0 0 0 0 0 0 P I =$L 0 0 0 ~ 0 0 1 ~ $5 i0 0 0 ; 0 0 0 P2 ~$5,0001~i $~;000,000P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 , 0 0 0 ~ 0 0 0 P 4 = M o r e t h a n $ 5 0 ,0 0 0 . 0 0 0 :3. V a lu e Method C odes Q =Appraisal R = C os t ( R ea l Es t a te On ly ) S = A s s es s men t T --Ca s h Ma rket....( s e e c o l u m n c 2 ) u =Bo o k Va lue V = Other W =Estimated .......


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N a m e o f Pe r s on R e p o r t i n gR a i n e y , J o h n D .


V I I . I N V E S T M E N T S a nd T R U S T S - i n c o m e , v a l u e , ~ a , s a c t i o n s a n e l u d e s t h o s e o l s p o ~ e a , d dependent children; see p p . 3 4 - 6 0 of filing instructions.)~] NONE income, assets, or transactions.)N o reportable

1 8 . -B lack rock F u ndam enta l G rowth1 9 . - Blackro ck Glo ba l Al lo ca t io n Fun d , I n c .20 . - Blackro ck Glo ba l Al lo ca t io n Fun d , I n c .21 . -B lack rock G loba l Dynamic Equ i ty F u nd22 . - I n v e st m e n t C o m p a n y o f A m e r ic a23 . -M o n ey M ar ket24 . -Cohen & S tee r s In t l . Rea l ty Inc . (X)25 . -T . Rowe Pr i ce Cap App rec i a ti on (X)26 . -Ab e rdeen Emerg ing M arke t s Ins t l . F d (X)

27 . -RS G loba l N a tu ra l Resou rce s (X)28 . -Tocqu ev i l le G old F u nd (X)29 . - Kee ley Smal l C ap Value C las s A (X)30 . -Thom bu rg In t l Va lu e C1 Ins t l (X)31 . -Hu ssman S t ra t eg i c G rowth (X)32 . -Amer i can Cen tu ry Equ i ty Income (X)33 . -Harbor Internat ional Inst i tu t ional Fd (X)34 . Tru s t Texas B ank (CD) B Interest L T

So ld 09/17/10 KSold 09/17/10 L( p a r t )Sold 11 / 0 3 / 10 K(part)So ld 09/17/10 KSold 09/17/10 K

Bu y 09 /1 7 /1 0 JBu y 09/17/10 KBu y 09/2 0 /10 K

Bu y 09/2 0 /10 JBu y 09/20/I 0 JBu y 09/2 1 /10 JBu y 09/2 1 /10 JBu y 0 9 / 2 1 / 1 0 KBu y 11/03/10 JBu y 11/03/10 K

2. V a lu e C odes J =$15 000 or less K =$15,001 - $50,000 L =$ 50 ;00! $ !00 ;00 0 ~ ~ 00,00i: 7 $250~ 0(SeeC .....C 1 and D 3) N =$ 2 5000i -$ 500 .000 0 = $ 5 0 0 0 0 ~ $ 1 0 0 0 , 0 O 0 P i : ~ $ i 0 0 0 0 0 i ; $ 5 0 0 0 ~ ~ 2 ~ $ 5 , 0 0 0 , 0 0 1 ~ $ 2 5 ~ 0 0 0 ; 0 0 0 :p3 =$25.000.001 - $50,000,000 P 4 ~ M ~ r e th a ~ $ ~ 0 1 0 0 0 1 0 0 0

3. V a lu e Method C odes Q =Appraisal R =Cost (Real Estate Only) S - - A ~ s s m ~ h l T - - C a s h M a r k e t(Se e Co lum n C2 ) U = B ook V alu e V =Oth e r W --Estimai~d


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N a m e o f P e r s o n R e p o r t in gR a i n e y , J o h n D .

D a t e o f R e p o r t04/29/2011

35 .

36 .

37 .

38 .

39 .

40 .

41 .

42 .

43 .

44 .

45 .

46 .

47 .

T. Rowe Pr i ce Cap A pprec i a ti on (X) A Div idend K T Buy 09 /17 /101 JHarbor Internat ional Inst i tu t ional Fd (X) A Div idend K T Bu y 09117/ i0 : JRS G loba l Resou rce s C1 A (X) N o n e J T Bu y 09/17/10! JArbr i t r age F u nd Cla ss R (X) A Div idend K . T Bu y 09/20/10 KIS ha re s TR MS CI Emerg ing Mkt s (X) A Div idend J T Bu y 09/2 1 /10 JK ee ley Sm a ll C ap V A lu e C la ss A (X ) N o n e J T Bu y 09/2 1 /10 JMat thews Pac i f ic T ige r F u nd (X) A Div idend J T Bu y 10/06/10 J

2. V a lu e C odes J =$15,000 or less K =$ 1 5 ,001 - $ 50 ,000 L =$50,001 2 $100,000(SeeC ....C 1 and D3) N = $250,001 - $500 000 O - - $ 5 0 0 , 0 0 1 ~ $ i : ~ 0 0 0 ~ 00 0 Pi =$i;000;00p3 =$25,000,001. $50,000,000 P4~M~ re th a n $ ~ ;000!00~ : : :

3. V a lu e Method C odes Q = A ppr a i sa l R = C os t ( R ea l Es t a te O ~ ] y) S =ASsessment(Se e Co lum n C2 ) U --Book Value V - - O t h e r W = Es t imated


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8Name of P erson Report ingR a i n e y , J o h n D .


V I II . A D D I T IO N A L I N FO R M A T I O N O R E X P L A N A T I O N S . (Indicate part of repor~)


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FINANCIAL DISCLOSURE REPOR TPage 8 of 8

Name of Person Report ingR a i n e y , J o h n D .

Date of Repor t04/29/2011

IX. CERTIFICATION.I c e r t i f y t h a t a l l i n f o r mat i o n g i v en ab o v e ( i n c l u d i n g i n f o r mat i o n p e r t a i n i n g t o my sp o u se an d mi n o r o r d ep en d en t c h i l d r en , i f an y ) i sa ccura t e , t rue , a n d co mp le t e t o the be s t o f my k n o wle d g e a n d be l i e f , a n d tha t a n y in fo rma t io n n o t r e p o r t e d wa s wi thhe ld be ca use i t me t a p p l i ca b l e s t a tu to ry

p r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i n

c o m p l i a n c e w i th t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signa ture: S/John D. Raine y

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

C o m m i tt e e on F i na nc i a l D i s c lo s u r eAd mini s t ra t ive O ff i ce o f the Uni t ed S t a tes Co ur t sSui t e 2 -301O n e C o l u m b u s C i r c le , N . E .W a s h in g t o n , D . C . 2 0 5 4 4

john d rainey financial disclosure report for 2010

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