peer review phase 1: luxembourg 2011
TRANSCRIPT
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
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03& Xbm|m xbpmm chkgfg|xpcxgjf| bc~m o}pg|hglxgjf gf xbm ngmih jn mrlbcfdmjn gfnjpkcxgjf pmdcphgfd xcrm| njp tbglb xbmw cpm pm|ujf|g`im&
8& \}umpgjp Lj}px jn O}|xglm) Hmlg|gjf jn 2 O}fm 37=51 \}umpgjp Lj}px jn O}|xglm)
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
16/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
38 GFXPJH]LXGJF
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0-& Xbm xcrcxgjf jn jll}ucxgjfci gfljkm| jn gfhg~gh}ci| g| upjdpm||g~m)tgxb c kcrgk}k pcxm jn |ml}pgxgzcxgjfjpdcfg|k|) cfh 3= umf|gjf n}fh|&
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
17/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
GFXPJH]LXGJF 3=
02& Xbm ngfcflgci |mlxjp g| pmd}icxmh `w xbm Ngfcflgci \mlxjp Clx jn = Cupgi377< cfh ~cpgj}| |umlgngl ict| pmdcphgfd mclb lcxmdjpw jn upjnm||gjfci| ljf+lmpfmh& Xbm Ngfcflgci \mlxjp \}ump~g|jpw Ljkkg||gjf "L\\N') tbglb jump+cxm| }fhmp xbm c}xbjpgxw jn xbm Kgfg|xmp jn Ngfcflm) g| xbm ljkumxmfx c}xbjpgxw
njp xbm up}hmfxgci |}ump~g|gjf jn lpmhgx gf|xgx}xgjf|) jxbmp ngfcflgci |mlxjpupjnm||gjfci|) }fhmpxcagfd| njp ljiimlxg~m gf~m|xkmfx) umf|gjf n}fh| xcagfd xbmnjpk jn \MULC^> cfh C\\MU4) cuupj~mh |ml}pgxgzcxgjf jpdcfg|k|) \GLCP|)
ucwgfd gf|xgx}xgjf|) uj|xci ngfcflgci |mp~glm| upjuj|mh `w xbm kcgi cfh xmimljk+k}fglcxgjf| ljkucfw) ngfcflgci gf|xp}kmfx| kcpamx|) gfli}hgfd gx| jumpcxjp|)cfh c}hgxjp|& Xbm L\\N ci|j ~mx| xbm iglmf|m cuuiglcxgjf| jn `cfa| cfh jxbmpngfcflgci |mlxjp upjnm||gjfci| upgjp xj cuupj~ci `w xbm Kgfg|xmp jn Ngfcflm&
07& Xbm gf|}pcflm |mlxjp g| dj~mpfmh `w xbm Gf|}pcflm \mlxjp Clx jn> Hmlmk`mp 3773 cfh pmd}icxmh `w xbm Gf|}pcflm Ljkkg||gjf "LCC') tbglb
ljfh}lx| up}hmfxgci |}ump~g|gjf& Xbm LCC mrckgfm| iglmf|m cuuiglcxgjf|njp gf|}pcflm ljkucfgm|) njp dpcfxgfd `w xbm Kgfg|xmp jn Ngfcflm& Cx xbmmfh jn 0557) xbm I}rmk`j}pd gf|}pcflm |mlxjp gfli}hmh 74 hgpmlx gf|}pcflmljkucfgm| cfh 0=3 pmgf|}pcflm ljkucfgm|) tgxb `cicflm |bmmx| xjxciigfdM]P 385 `giigjf&
55')c}hgxjp| "fmcpiw =55') cllj}fxcfx| "fmcpiw 3 855' cfh pmci m|xcxm cdmfx|"fmcpiw 3 555' gf I}rmk`j}pd cpm cii pmdcphmh c| ljf|xgx}xgfd fjf+ngfcflgciupjnm||gjf| cfh mfxmpupg|m| }fhmp cfxg+kjfmw ic}fhmpgfd imdg|icxgjf cfh cpm
pms}gpmh) u}p|}cfx xj xbg| imdg|icxgjf) xj umpnjpk l}|xjkmp h}m hgigdmflm2
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
18/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
3> GFXPJH]LXGJF
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jn xbm JMLH Kjhmi Xcr Ljf~mfxgjf& Xbm ig|x jn cdpmmkmfx|}fhmp fmdjxgcxgjf g| u}`igliw c~cgic`im jf xbm Gfxmpfmx |gxm jn xbm CLH "|mm ig|xjn fmdjxgcxgjf| }fhmp tcw) |mlxgjf
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
19/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF 34
Ljkuigcflm tgxb xbm \xcfhcph|
C& C~cgic`gigxw jn gfnjpkcxgjf
J~mp~gmt
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
20/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
32 LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
mf ljkkcfhgxm |gkuim) \&m&l&||' cfh ucpxfmp|bgu| }fhmp lg~gi ict xj pmujpxxbm fckm| jn xbmgp |bcpmbjihmp| cfh ucpxfmp| }ujf pmdg|xpcxgjf cfh xj }uhcxmxbcx gfnjpkcxgjf xbmpmcnxmp gf xbm PL\& U}`igl igkgxmh ljkucfgm| "|jlgx|cfjfwkm|) \C|') M}pjumcf ljkucfgm| "\M|' cfh ucpxfmp|bgu| igkgxmh `w
|bcpm| "|jlgx| mf ljkkcfhgxm ucp clxgjf) \&m&l&c|' cpm fjx `j}fh `w xbg| ic|xj`igdcxgjf `}x k}|x ammu c pmdg|xmp jn pmdg|xmpmh |bcpm|&
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
21/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF 37
C&3& Jtfmp|bgu cfh ghmfxgxw gfnjpkcxgjf
O}pg|hglxgjf| |bj}ih mf|}pm xbcx jtfmp|bgu cfh ghmfxgxw gfnjpkcxgjf njp cii pmim~cfx
mfxgxgm| cfh cppcfdmkmfx| g| c~cgic`im xj xbmgp ljkumxmfx c}xbjpgxgm|&
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8&U}p|}cfx xj Cpxglim 35 jn xbm M] Pmd}icxgjf) xbm ict| xbcx cuuiwxj \M| cpm xbj|m xbcx cuuiw xj u}`igl igkgxmh ljkucfgm| "\C|'& Xbmkgfgk}k lcugxci njp c \M g| M]P 305 555& 05 \M| tmpm pmdg|xmpmh gfI}rmk`j}pd cx
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
22/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
05 LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
xbm |ckm& Xbmpm tmpm fmcpiw 755 \&m&l&c| pmdg|xmpmh gf I}rmk`j}pdjf
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
23/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF 03
uiclm jn `gpxb gf xbm lc|m jn fcx}pci ump|jf|) cfh fckm) imdci njpk cfh chhpm||jn imdci ump|jf|&
84& Pmdg|xpcxgjf gf xbm PL\) u}p|}cfx xj cpxglim 3= jn xbm ict jn 37 Hmlmk+
`mp 0550) cfh upj~g|gjf jn xbm |xcx}xm| xj xbm PL\) u}p|}cfx xj cpxglim 7 "3' jnxbm ict jn 35 C}d}|x 373=) k}|x xcam uiclm tgxbgf xbm kjfxb cnxmp xbm hcxm jnxbm ngfcig|mh |xcx}xm|& Xbg| Cpxglim ci|j upj~ghm| xbcx cfw ump|jf kcw gf|umlxxbm hjl}kmfx| hmuj|gxmh tgxb xbm PL\& N}pxbmpkjpm) tgxbgf xtj kjfxb| nji+ijtgfd xbmgp hmuj|gx tgxb xbm PL\) xbj|m hjl}kmfx| cpm u}`ig|bmh gf |mlxgjfLjn xbmKkjpgci) xbm jnnglgci dczmxxm jn I}rmk`j}pd "cpxglim 7"
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
24/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
00 LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
gf|umlx xbm pmdg|xmp& Xpcf|nmp| jn |bcpm| gf cf \&&p&i& kcw `m ljfngpkmh `w cfjxcpw jp gf c upg~cxm hjl}kmfx "cpxglim 375'& \bcpm| kcw fjx `m xpcf|nmppmhgfxmp ~g~j| xj fjf+kmk`mp| tgxbj}x xbm cdpmmkmfx jn xbm dmfmpci c||mk`iw jnkmk`mp| pmupm|mfxgfd cx imc|x xbpmm+s}cpxmp| jn xbm ljkucfw| lcugxci&
=& Ljkucfgm| |}`omlx xj xbm CX k}|x ci|j pmdg|xmp tgxb xbm gfhgpmlxxcrcxgjf chkgfg|xpcxgjf "CMH' cfh ngim c hmlicpcxgjf tgxb xbm ijlci xcr jnnglmtbmf xbmw `mdgf `}|gfm||) jp tbmf xbmpm g| c lbcfdm jp lm||cxgjf gf clxg~gxwgf xbm kcffmp cfh njpk upm|lpg`mh `w xbm chkgfg|xpcxgjf "cpxglim >3 jn xbm
CX ict'& Xbm pmdg|xpcxgjf njpk pms}gpm| xbcx xbm gfnjpkcxgjf gfli}hm xbmljkucfw fckm) gx| imdci njpk) xbm hcxm jn u}`iglcxgjf gfKkjpgci L) xbm xwumjn clxg~gxw jp xbm fckm| cfh chhpm||m| jn |bcpmbjihmp| cfh kmk`mp|&
=4& C| ump|jf| |}`omlx xj ljpujpcxm gfljkm xcr) ljkucfgm| cpm pms}gpmh xj|}`kgx cf cff}ci pmx}pf xj xbm CLH `w 8 jn
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
25/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF 0 LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
Ngfcflgci bjihgfd ljkucfgm| "\JUCPNG'
4> IGP'1
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g| |}`omlx xj c 3= - tgxbbjihgfd xcr jf xbm hg~ghmfh| ucgh |} omlx xjhj}`im xcrcxgjf ljf~mfxgjf| ljfli}hmh `w I}rmk`j}pd cfh xbm M]Ucpmfx Ljkucfgm| Hgpmlxg~m1 cfh
g| |}`omlx xj ljpujpcxm) ljkk}fci cfh tmcixb xcrm| cfh ^CX njp ciigx| ljkkmplgci clxg~gxgm|&
4>& \JUCPNG| k}|x pmdg|xmp tgxb xbm CLH cfh ngim cf cff}ci xcrpmx}pf tgxb xbg| chkgfg|xpcxgjf&
Nckgiw tmcixb kcfcdmkmfx ljkucfgm| "\UN'
44& Xbm I}rmk`j}pd ict jn 33 Kcw 0554 ciijt| xbm lpmcxgjf jn nckgiwtmcixb kcfcdmkmfx ljkucfgm| "|jlgx| hm dm|xgjf hm ucxpgkjgfm nckgigci)\UN'& Xbm|m mfxgxgm| hj fjx ljf|xgx}xm c fmt xwum jn ljkucfw c| |}lb1 xbmw xcam xbmnjpk jn cf \&&p&i) cf \C) cf \&m&l&c) jp c ljjumpcxg~m ljkucfw "cpxglim 3 jn xbm ict'?
xbm mrli}|g~m u}puj|m jn tbglb g| xj cls}gpm) bjih) kcfcdm cfh pmcig|mngfcflgci c||mx|1
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
29/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF 04
xbm |bcpm| jn tbglb cpm pm|mp~mh xj gf~m|xjp| tbj cpm gfhg~gh}ci|jp mfxgxgm| clxgfd gf xbm gfxmpm|x jn xbm upg~cxm tmcixb jn jfm jp kjpmgfhg~gh}ci|) jp cf gfxmpkmhgcpw clxgfd njp xbm cllj}fx jn xbm gf~m|xjppmupm|mfxgfd gfhg~gh}ci|1 cfh
xbm |xcx}xm| jn tbglb upj~ghm mruiglgxiw xbcx gx g| |}`omlx xj xbm upj~g+|gjf| jn xbm ict jn 33 Kcw 0554&
42& 0 855 \UN| tmpm pmdg|xmpmh jf 3= O}fm 0533&
47& Xbm p}im| njp pmdg|xmpgfd cf \UN cpm xbm |ckm c| xbj|m njp xbm xwum jnljkucfw cnxmp tbglb gx g| kjhmiimh& Xbmpmnjpm) \UN| k}|x `m pmdg|xmpmh gf xbmPL\ cfh upj~ghm) xj xbg| mrxmfx) xbm hmmh jn gfljpujpcxgjf) xbm ghmfxgxw jn xbmfcx}pci jp imdci ump|jf jp ump|jf| |gdfgfd xbm hmmh c| tmii c| xbm ghmfxgxw jnxbmgp pmupm|mfxcxg~m| cfh) tbmf xbm|m ljkucfgm| xcam xbm njpk jn cf \&&p&i xbm
ghmfxgxw jn cii kmk`mp| "gfnjpkcxgjf n}pxbmp pms}gpmh xj `m }uhcxmh'& Xbm|mljkucfgm|) tbmf xbmw xcam xbm njpk jn cf \C jp cf \&m&l&c lcf g||}m `mcpmp|bcpm|& Xbmw cpm ci|j pms}gpmh xj ammu c pmdg|xmp jn pmdg|xmpmh |bcpm| }fhmp xbm|ckm ljfhgxgjf| c| xbj|m cuuiglc`im xj \C|) \&m&l&c| cfh \&&p&i|&
25& Jf xbm jxbmp bcfh) xbmpm cpm |umlgci xcr p}im| cuuiglc im xj xbm|mljkucfgm|& Gx g| |umlgngmh xbcx \UN| cpm fjx |}`omlx xj ljpujpcxm gfljkm xcr`}x xj cf cff}ci |}`|lpguxgjf xcr jn 5&0=- jn xbm ljkucfw| lcugxci) tgxb ckgfgk}k jn M]P 355 cfh c kcrgk}k jn M]P 30= 555& Xbm \UN g| xbmpmnjpmpms}gpmh xj |}`kgx c hmlicpcxgjf njp ucwkmfx jn xbg| xcr) `}x gx g| fjx |}`omlx
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
30/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
02 LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
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lpmhgx gf|xgx}xgjf| cfh ngfcflgci gf|xgx}xgjf| c}xbjpg|mh xj mrmplg|m
xbmgp clxg~gxgm| gf I}rmk`j}pd1 gf|}pcflm ljkucfgm| c}xbjpg|mh xj mrmplg|m xbmgp clxg~gxgm| gf I}rmk+
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
31/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF 07
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
32/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
& Xbm mfxgxgm| cfh upjnm||gjfci| lj~mpmh `w xbm ict jn 30 Fj~mk`mp0558 k}|x pmxcgf cii gfnjpkcxgjf pmicxgfd xj ghmfxgnglcxgjf cfh xpcf|clxgjf| njpng~m wmcp| cnxmp xbm `}|gfm|| pmicxgjf|bgu bc| lmc|mh jp cnxmp xbm xpcf|clxgjfbc| `mmf lcppgmh j}x "cpxglim jn xbm ict'& Xbmw k}|x ci|j gfnjpk) tgxbj}xhmicw) xbm ngfcflgci gfnjpkcxgjf }fgx ijlcxmh gf xbm upj|ml}xjp jnnglm jn xbmI}rmk`j}pd hg|xpglx lj}px "xpg`}fci hcppjfhg||mkmfx hm I}rmk`j}pd' gflc|m jn cfw |}|uglgjf jn kjfmw ic}fhmpgfd "cpx = jn xbm ict'&
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upjnm||gjfci |mp~gfd c| fjkgfmm |bcpmbjihmp njp cfjxbmp ump|jf g| ljf|ghmpmhxj `m upj~ghgfd |mp~glm| xj ljkucfgm| cfh ngh}lgm|& Xbg| upjnm||gjfci g| n}p+xbmpkjpm |}`omlx xj h}m hgigdmflm j`igdcxgjf| tgxb pm|umlx xj xbm l}|xjkmp&
22& Kjpmj~mp) xbm I}rmk`j}pd xcr c}xbjpgxgm| bc~m xbm ujtmp xj pms}gpm
cfw ump|jf) gfli}hgfd cxxjpfmw| cfh ngfcflgci gf|xgx}xgjf|) xj upj~ghm cfwgfnjpkcxgjf njp u}puj|m| jn xbm mrlbcfdm jn gfnjpkcxgjf) upj~ghmh xbcx |}lbmrlbcfdm xcam| uiclm }fhmp xbm cmdg| jn c xpmcxw xbcx ljfxcgf| cf cpxglim 0>ljf|g|xmfx tgxb xbm |xcfhcph "|mm |mlxgjf
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
33/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
34/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
-
8/4/2019 Peer Review Phase 1: Luxembourg 2011
35/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
36/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
3jn xbm CX ict'& Xbm pmdg|xpcxgjf njpk pms}gpm| xbcx xbm gfnjpkcxgjf gfli}hmxbm ljkucfw fckm) gx| imdci njpk) xbm hcxm jn u} iglcxgjf gfKkjpgci L) xbmxwum jn clxg~gxw jp xbm fckm| cfh chhpm||m| jn kmk`mp|&
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cpxglim < jn xbcx ict) xbm|m |mp~glm upj~ghmp| k}|x ghmfxgnw xbmgp ligmfx| cfhpmxcgf gfnjpkcxgjf jf xbm ghmfxgxw jn xbmgp ligmfx| cfh xbm `mfmnglgci jtfmp| jn
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35
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
37/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
38/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF
ngh}lgcpw k}|x `m c`im) }ujf hmkcfh) xj ghmfxgnw xbm pmci jtfmp jn xbm upju+mpxw) cfh xbg| gkuigm| xbm c~cgic`gigxw jn |}lb gfnjpkcxgjf&
CKI imdg|icxgjf357& Xbm j`igdcxgjf| hm|lpg`mh }fhmp |mlxgjf C&3&3 njp ljkucfgm| cuuiw c|tmii xjngh}lgm|& Cxxjpfmw|) fjxcpgm|) xcr ch~g|jp|) lpmhgx gf|xgx}xgjf| cfh ngfcf+lgci gfxmpkmhgcpgm| cpm lj~mpmh `w xbm CKI ict cfh k}|x umpnjpk LHH gf cii|gx}cxgjf|& Gf chhgxgjf) cii jxbmp upjnm||gjfci| upj~ghgfd |mp~glm| xj ljkucfgm|cfh ngh}lgm| ncii |umlgnglciiw tgxbgf xbm |ljum jn cuuiglcxgjf jn xbm CKI icttbmf xbmw c||g|x xbmgp ligmfx gf xbm upmucpcxgjf jp ljfh}lx jn xpcf|clxgjf|ljflmpfgfd xbm m|xc`ig|bkmfx) kcfcdmkmfx) upj~g|gjf jn pmdg|xmpmh jnnglm| jphgpmlxgjf jnngh}lgm| "cpxglim 0 jn xbm ict jn 30 Fj~mk`mp 0558'& @w cpxglim jn xbm L\\N u}`ig|bmh gf 0552 cipmchw upj~ghmhnjp xbcx tbmf f}k`mpmh cllj}fx| jp |c~gfd `jja| cpm jumfmh) upjnm||gjfci|k}|x kcfcdm xbmk gf c tcw ciijtgfd xbmk xj citcw| n}iiw pm|umlx xbm pms}gpm+kmfx| xbmw cpm |}`omlx xj clljphgfd xj xbm ckmfhmh Ict jn 30 Fj~mk`mp 0558cfh xbg| lgpl}icp "|mm ucpcdpcub & Tbj|m ~ci}m g| hgnnmpmfx npjk c ict jp c dpcfh h}lci pmd}icxgjf&
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
49/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? C^CGIC@GIGXW JN GFNJPKCXGJF 84
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3>0& N}pxbmp gf~m|xgdcxgjf| tgii `m ljfh}lxmh `w xbm m~ci}cxgjf xmckh}pgfd xbm Ubc|m 0 pm~gmt xj hmxmpkgfm xbm ljfhgxgjf| }fhmp tbglb ngfcflgcigf|xgx}xgjf| tmpm) tgxb xbm jfiw upj~g|gjf| jn xbm Dpcfh H}lci pmd}icxgjf) c`imxj kmmx xbmgp fmt j`igdcxgjf|&
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
50/88
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
51/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF 87
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3>=& I}rmk`j}pd imdg|icxgjf upj~ghm| xtj hgnnmpmfx upjlmh}pm| njp cllm||xj gfnjpkcxgjf?
gf xbm ljfxmrx jn xpmcxgm| ljfli}hmh `mnjpm Kcplb 0557) cfh xbmK}x}ci C||g|xcflm Hgpmlxg~m 44*477*MML) xbm I}rmk`j}pd c}xbjpg+xgm| }|m) xj ljkuiw tgxb xbm MJG upj~g|gjf| ljfxcgfmh gf fjf+}uhcxmhxpmcxgm|) xbm gfnjpkcxgjf dcxbmpgfd ujtmp| ljfnmppmh jf xbmk `whjkm|xgl imdg|icxgjf& ]fhmp xbj|m ujtmp|) xbmw kcw pms}gpm xcrucwmp|cfh xbgph ucpxgm| xj upj~ghm gfnjpkcxgjf jn cii agfh|) mrlmux `cfagfdgfnjpkcxgjf jp gfnjpkcxgjf bmih `w gf|}pcflm ljkucfgm| cfh \UN|)cfh kcw pms}m|x gfnjpkcxgjf npjk jxbmp I}rmk`j}pd chkgfg|xpc+
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
52/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
=5 LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
53/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF =3
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Cllm|| xj gfnjpkcxgjf ujtmp| upj~ghmh `w xbm Ict jn
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
54/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
=0 LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF
jn c kj|x+nc~j}pmh+fcxgjf lic}|m'& Xbm `gii upj~ghgfd njp xbm pcxgnglcxgjf jn xbm|m~mf jxbmp xpmcxgm| |gdfmh `w I}rmk`j}pd |gflm Kcplb 0557) xc`imh gf xbmLbck`mp jn Hmu}xgm| jf 0 Kcplb 0533) ljfxcgf| |gkgicp upj~g|gjf|&
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34>& Xbm|m cuuiglcxgjf| tgii `m mrckgfmh jf c upgjpgxw `c|g| cdcgf|x xbmpms}gpmkmfx| |mx njpxb gf xbm mrlbcfdm| jn imxxmp| cffmrmh xj xbm xpmcxgm|&Xbm|m mrlbcfdm| jn imxxmp| |umlgnw bjt xbm njpm|mmc`im pmim~cflm jn pms}m|x|k}|x `m }fhmp|xjjh "|mm |mlxgjf L&3&3 `mijt'& Xbm I}rmk`j}pd c}xbjpgxgm|bc~m mruiglgxiw ljfngpkmh xbcx xbm ghmfxgnglcxgjf jn xbm ump|jf tbj g| xbm |}`+omlx jn xbm pms}m|x lcf `m kchm `w hg|lij|}pm jn xbm fckm cfh chhpm|| jn xbcxump|jf& Cii jxbmp njpk| jn ghmfxgnglcxgjf cpm cllmuxmh) tbmpm xbmw ciijt xbmghmfxgnglcxgjf jn xbm ump|jf tgxb |}nnglgmfx upmlg|gjf) |}lb c| w xbm hg|lij|}pmjn c `cfa cllj}fx f}k`mp&
344& Tbmf gx g| m|xc`ig|bmh xbcx xbm pms}m|x lcf `m nc~j}pc`iw pmlmg~mh)cpxglim < jn xbm ict c}xbjpg|m| xbm xcr chkgfg|xpcxgjf| "xbcx g| xbm CLH) CMH)jp CHC' xj pms}g|gxgjf xbm pms}m|xmh gfnjpkcxgjf npjk xbm bjihmp jn xbcxgfnjpkcxgjf& Xbcx ump|jf bc| jfm kjfxb c| jn fjxgnglcxgjf jn xbm pms}g|gxgjfhmlg|gjf xj ljkk}fglcxm xbm gfnjpkcxgjf xj xbm CLH&
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
55/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF = Hmlmk`mp 3773 jf xbm gf|}pcflm |mlxjpgkuj|m| xbm |ckm j`igdcxgjf| jn ljfnghmfxgcigxw njp ump|jf| tjpagfd gf xbmgf|}pcflm |mlxjp&
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
58/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
=> LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
59/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF =4
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
60/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
=2 LJKUIGCFLM TGXB XBM \XCFHCPH\? CLLM\\ XJ GFNJPKCXGJF
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03
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
61/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF =7
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03=& I}rmk`j}pd xjhcw bc| c fmxtjpa jn gicxmpci gfnjpkcxgjf mrlbcfdmkmlbcfg|k| lj~mpgfd >2 o}pg|hglxgjf|& I}rmk`j}pd kcw ci|j mrlbcfdm gfnjp+kcxgjf tgxb gx| M] ucpxfmp| }fhmp xbm K}x}ci C||g|xcflm Hgpmlxg~m 44*477*MML) xb}| `pgfdgfd xj >7 xbm f}k`mp jn o}pg|hglxgjf| tgxb tbglb I}rmk`j}pdlcf mrlbcfdm gfnjpkcxgjf jf pms}m|x&
03>& I}rmk`j}pd bc| ljfli}hmh 04 upjxjlji| jp ljf~mfxgjf| njp xbmmrlbcfdm jn cfagfd gfnjpkcxgjf |gflm Kcplb 0557) xj tbglb |bj}ih m chhmhxbm ljf~mfxgjf fmdjxgcxmh tgxb Gfhgc) `w cuuiglcxgjf jn xbm kj|x nc~j}pmh fcxgjflic}|m& Cii xbm|m cdpmmkmfx| ljfxcgf c ljkuimxm cpxglim 0>) |}uuimkmfxmh w cfmrlbcfdm jn imxxmp|& Xbpmm jn xbm gfnjpkcxgjf mrlbcfdm cppcfdmkmfx| fmdjxg+cxmh `w I}rmk`j}pd tgxb C}|xpgc) Ucfckc cfh \tgxzmpicfh gfli}hm gf xbmgpmrlbcfdm jn imxxmp| pm|xpglxgjf| xbcx cpm fjx ljf|g|xmfx tgxb xbm gfxmpfcxgjfci
|xcfhcph& Xbj|m cdpmmkmfx| pms}gpm ljkk}fglcxgjf jn xbm fckm cfh chhpm|| jnxbm ump|jf lj~mpmh `w xbm pms}m|x cfh xbm ump|jf gf uj||m||gjf jn xbm gfnjpkc+xgjf pms}m|xmh& I}rmk`j}pd bc| }fhmpxcamf |xmu| tgxb C}|xpgc) \tgxzmpicfhcfh Ucfckc xj `pgfd xbm|m cdpmmkmfx| xj xbm |xcfhcph& Xbm jxbmp cdpmmkmfx|ljfli}hmh `w I}rmk`j}pd cpm ljf|g|xmfx tgxb xbm |xcfhcph&
034& I}rmk`j}pd tc| s}gla xj pcxgnw xbm ngp|x 05 xpmcxgm| |gdfmh05) lcii+gfd njp xbm mrlbcfdm jn `cfagfd gfnjpkcxgjf& 34 cpm cipmchw gf njplm& Xbj|m
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fcxgjf lic}|m&
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
62/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
>5 LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF
cdpmmkmfx| bc~m fjt `mmf u}x gfxj mnnmlx xbpj}db xbm ict jn
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
63/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF >3
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008& Jn xbm >2 cdpmmkmfx| |gdfmh `w I}rmk`j}pd) xbm 0203 ljfli}hmh|gflm 0557 pmnmp xj ucpcdpcub 3 jn cpxglim 0> cfh xbm fjxgjf jn njpm|mmc impmim~cflm c| |xgu}icxmh `w xbm gfxmpfcxgjfci |xcfhcph&
00=& Cii xbm cdpmmkmfx| ljfli}hmh |gflm Kcplb 0557 upj~ghm) c| tmii) njpcf mrlbcfdm jn imxxmp| tbglb licpgngm| xbm fjxgjf jn njpm|mmc`iw pmim~cfx&Xbm|m mrlbcfdm| jn imxxmp|) tbglb bc~m xbm |ckm njplm c| xbm xpmcxgm|) fjp+kciiw gfli}hm?
c hmngfgxgjf jn xbm fjxgjf jn njpm|mmc`iw pmim~cfx xbm u}puj|m jntbglb g| xj upj~ghm njp mrlbcfdm jn gfnjpkcxgjf gf xcr kcxxmp| xjxbm tghm|x uj||g`im mrxmfx) tgxbj}x imc~gfd ljfxpclxgfd |xcxm| cx ig`+
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00>& C|amh c`j}x xbm gfxmpupmxcxgjf jn xbm|m mrlbcfdm| jn imxxmp|) xbmI}rmk`j}pd c}xbjpgxgm| ljfngpkmh xbcx xbm|m upj~g|gjf| tmpm gfxmpupmxmhgf igdbx jn xbm ljkkmfxcpgm| jf ucpcdpcub 3 jn cpxglim 0> jn xbm kjhmi xcr
03& C| fjxmh mcpigmp) 04 cdpmmkmfx| bc~m `mmf ljfli}hmh) xj tbglb xbm cdpmmkmfx
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
64/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
>0 LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF
ljf~mfxgjf cfh jf ucpcdpcub = jn cpxglim = jn xbm kjhmi gfnjpkcxgjf mrlbcfdmcdpmmkmfx u}`ig|bmh `w xbm JMLH&
004& Gx g|) bjtm~mp) fjxmh xbcx xbm upj~g|gjf| jn xbm mrlbcfdm| jn imxxmp| ljf+
li}hmh `w I}rmk`j}pd hm~gcxm npjk xbm tjphgfd jn cpxglim = "=' jn xbm JMLHkjhmi XGMC gf xbm lc|m jn xbm upjxjlji| ljfli}hmh tgxb C}|xpgc) Ucfckc cfh\tgxzmpicfh& Xbm|m xbpmm upjxjlji| pms}gpm ljkk}fglcxgjf jn xbm fckm jnxbm ump|jf }fhmp mrckgfcxgjf gf xbm pms}m|xgfd |xcxm c| tmii c| xbm fckm cfhchhpm|| jn xbm ump|jf gf uj||m||gjf jn xbm gfnjpkcxgjf gf xbm pms}m|xmh |xcxm&Gf pms}gpgfd xbm ljkk}fglcxgjf jn xbg| gfnjpkcxgjf) xbm|m xbpmm upjxjlji| cpmfjx }u xj xbm |xcfhcph&
002& I}rmk`j}pd bc| ci|j cuupjclbmh C}|xpgc) \tgxzmpicfh cfh Ucfckctgxb c ~gmt xj kcagfd) c| s}glaiw c| uj||g`im) xbm cdpmmkmfx| |gdfmh tgxbxbm|m lj}fxpgm| ljf|g|xmfx tgxb xbm |xcfhcph&
007& Xbm 85 cdpmmkmfx| ljfli}hmh `w I}rmk`j}pd `mnjpm gx| ljkkgxkmfxxj xbm |xcfhcph) cfh tbglb bc~m fjx wmx `mmf }uhcxmh) ljfxcgf fj pmnmpmflm xjxbm fjxgjf jn njpm|mmc`im pmim~cflm) `}x gf|xmch }|m xbm xmpk| fmlm||cpw)pmim~cfx jp njpm|mmc`iw pmim~cfx& Xbm ljkkmfxcpw jf cpxglim 0> jn xbmJMLH kjhmi ljf~mfxgjf ljf|ghmp| xbcx xbm xmpk| fmlm||cpw jp pmim~cfxkmcf xbm |ckm xbgfd njp xbm mrlbcfdm jn gfnjpkcxgjf c| xbm mrupm||gjf njpm+|mmc`iw pmim~cfx& Xb}|) xbm|m xpmcxgm| kcw `m pmljdfg|mh c| ljfnjpkgfd xjxbm |xcfhcph tgxb pm|umlx xj njpm|mmc`im pmim~cflm&
Gf pm|umlx jn cii ump|jf| "XjP L&3&0'
0
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
65/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF >8 LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF
hjkm|xgl xcr gfxmpm|x& Bjtm~mp) xbm|m xpmcxgm| cpm gfxmpupmxmh `w I}rmk`j}pdc| ciijtgfd cllm|| xj cii gfnjpkcxgjf tgxbj}x pmnmpmflm xj xbcx upgflguim&
C`|mflm jn h}ci lpgkgfcigxw upgflguim| "XjP L&3&='0'
083& Gfnjpkcxgjf mrlbcfdm kcw `m pms}m|xmh `jxb njp xcr chkgfg|xpcxgjfu}puj|m| cfh njp xcr upj|ml}xgjf u}puj|m|& Xbm gfxmpfcxgjfci |xcfhcph g| fjxigkgxmh xj gfnjpkcxgjf mrlbcfdm gf lpgkgfci xcr kcxxmp| `}x mrxmfh| xj gfnjp+kcxgjf pms}m|xmh njp xcr chkgfg|xpcxgjf u}puj|m| "ci|j pmnmppmh xj c| lg~gi
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080& M~mpw gfnjpkcxgjf mrlbcfdm kmlbcfg|k| ljfli}hmh |gflm Kcplb0557 upj~ghm| njp xbm mrlbcfdm jn gfnjpkcxgjf gf `jxb lg~gi cfh lpgkgfci kcx+xmp|& Xbg| g| ci|j xbm lc|m njp xbm cdpmmkmfx| |gdfmh `mnjpm xbcx hcxm&
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08
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
67/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF >=
Gf njplm "XjP L&3&2'
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
68/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
69/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF >4
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
70/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
>2 LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
71/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF >7
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
72/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
45 LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
73/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF 43
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
74/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
40 LJKUIGCFLM TGXB XBM \XCFHCPH\? MRLBCFDGFD GFNJPKCXGJF
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8/4/2019 Peer Review Phase 1: Luxembourg 2011
75/88
UMMP PM^GMT PMUJPX UBC\M 3? IMDCI CFH PMD]ICXJPW NPCKMTJPA I]RMK@J]PD JMLH 0533
\]KKCPW JN HMXMPKGFCXGJF\ CFH NCLXJP\ ]FHMPIWGFD PMLJKKMFHCXGJF\ 4