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M. J. Halmos, R. A. Reeder, B. Boland M. J. Klotz, J. P. Bulot Raytheon Space & Airborne Systems El Segundo, CA 90245 Photon Counting LADAR Distribution A Approved for Public Release; Distribution is Unlimited

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Page 1: Photon Counting LADAR - Home - STI

M. J. Halmos, R. A. Reeder, B. Boland

M. J. Klotz, J. P. Bulot

Raytheon Space & Airborne Systems

El Segundo, CA 90245

Photon Counting LADAR

Distribution A

Approved for Public Release; Distribution is Unlimited

Page 2: Photon Counting LADAR - Home - STI

Page 2

What Is Photon Sensitive Receiver

Receiver is capable of detecting single photon events

Requires to have a very low receiver dark or thermal noise

Intensity of return is often measured by counting single

photon events

Single photon Poisson statistics plays key role in

determining the receiver statistics (Pd and Pfa)

Usually multiple pulses are transmitted to build enough

counts for reliable detection

Requires the least amount of transmitter power

6/20/2011

Page 3: Photon Counting LADAR - Home - STI

Page 3

Two Technical Approaches:Linear and Geiger Mode Avalanche Photodiodes

Geiger Mode APD

– Based on over-biased APD, where a photon event cause a controlled

avalanche of carriers creating a substantial current or voltage

– Most mature, arrays of 64x256 have been built

– Simple ROIC

– Needs to be reset after each detection event

– Operates at both 1 µm and 1.5 µm regions

Linear Mode APD

– Low noise requirements favor HgCdTe electron only carrier APD, bypassing the

McIntyre model for APD’s and producing an excess noise factor, F, of unity

– Requires APD gains of 100’s to 1,000’s

– Requires preamp and thresholding circuits (complex ROIC)

– Preamp must be ultra low noise

– New technology, arrays of 8x8 have been built

6/20/2011

Page 4: Photon Counting LADAR - Home - STI

Page 46/20/2011

Concept of Operation For Geiger and Linear Mode APDs

Detector Array ROIC

Global Controls require one

circuit for the whole array.

Local Controls require

circuits for each detector cell.

Global 2 GHz Clock

Global Bias

Global Reset Circuitry~ 3V

Counter

Register

Stop Pulse

(no preamp noise)

Readout

Single photon

Geiger Mode APD

Detector

Array

Global 2 GHz Clock

Local Bias Adjust

Local Threshold setting

Local Threshold crossing Electr.

~ pV

Counter

Registers Readout

Single Photon

Preamp

Preamp Noise

SNR Reduction

Linear APD

Detector

Array

Threshold

Page 5: Photon Counting LADAR - Home - STI

Page 5

From Photon Poisson Statistics

Probability of no photons arriving

Probability of one or more photons arriving

Including Speckle Statistics

M is the number of speckle lobestN

t

eN

PM

M

M

M0

tNenP 10

tNeP 0

tN Flux Bin Time&where!n

enP

n

Page 6: Photon Counting LADAR - Home - STI

Page 66/20/2011

Model for Geiger & Ideal Linear Developed From Poisson Statistics

Geiger

Probability that no dark

count occurred before the

signal

Probability that no

clutter occurred

before the signal

21

Jn

c

n

t

d

n

n eN

eN

P

MM

M

M

M

M

Probability that signal

or noise trigger

detection

Linear

nn

t

d eN

P

M

M

M1

Probability that signal

or noise trigger

detection

Clutter and dark counts do not

affect signal detection

Page 7: Photon Counting LADAR - Home - STI

Page 76/20/2011

Typical Operation for GMAPD is When Multiple Shots Are Used at Fraction of a Photon per Shot.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

Pd1

Pd

m

m=1

m=5

m=10

m=20

m=50

Transmitter design is such that a fraction of a photon is

expected at the receiver per shot per detector.

We use about 6 total photons per measurement with

n ~ 12 shots, the probability of a single detection would

be,

Readout Time

Fraction of Photon, ph , per shot

n (~50 to 100) total shots

per measurement

GMAPD

LADAR

Probability of detecting m of n pulse

1

0

11 )1(1m

j

jn

d

j

dd PPj

nP

%90~)1(1 1

n

dd PP

175.05.035.0~1 phqedP

Page 8: Photon Counting LADAR - Home - STI

Page 8

Values Used For Calculations

We assume that the Pd and Pfa (False Counts) for Geiger and Linear are exactly

the same

darkn RN Expected dark counts in one interval

Expected number of photons per shot for target in the open

Target reflectivity

Clutter or obscurant reflectivity

Target obscuration, (1- ob) can be seen

Number of speckle lobes on the detector element

Number of expected photons from the target per pulse

Number of expected photons from the obscurant or clutter

2.00tN

01 tobt NN

1.0t

1.0c

8.0ob

100M

0tob

t

ct NN

Page 9: Photon Counting LADAR - Home - STI

Page 96/20/2011

Linear Is Typically not Affected by Obscurations

Geiger detection is inhibited by obscurations, but effect is mitigated by

spreading the energy over multiple pulses. Linear detection would not suffer

this limitation due to fast reset.

Pd vs Target Photo-Electrons for 90% Obscurationn1

m1

m1

10

0.1 1 10 100 1 1030

0.5

1

PDp 10 m1( )

PDp 100 m1( )

PDp 200 m1( )

PDp 300 m1( )

PLDp 10 m1( )

m1 .1

10 (G)

100 (G)200 (G)

300 (G)10 (L)

Total Expected Number of Detected Photons

Number of

Pulses (mode)

L – linear

G – Geiger

1.0

0.5

0

Pro

ba

bili

ty o

f Targ

et

De

tection

0.1 1 10 100 1000

Page 10: Photon Counting LADAR - Home - STI

Page 10

zL1 zL2 zL3 zL4

z1 z2 z3 z4

6/20/2011

Pd as Function of Total Photo-Electrons & Number of Pulses

90% target obscuration

Pd = 80%, 90%, 95%, and 99%

Geiger

Linear

To

tal P

ho

to-E

lec

tro

ns

To

tal P

ho

to-E

lec

tro

ns

Number of Pulses

Pd=80%

Pd=80%

Pd=99%

Pd=99%

z3 zL3 zL4 z4Number of Pulses

To

tal P

ho

to-E

lec

tro

ns

Linear 95% & 99%

Geiger 95%

& 99%

Region of LMAPD

Advantage

Page 11: Photon Counting LADAR - Home - STI

Page 11

Pro

babili

ty o

f D

ete

ction

and F

als

e A

larm

1.0

0.5

0

Dark Count Rate (kHz)

0 200 600 1000400 800

faP

LMAPD

GMAPD

LineParameter

2

3

mColor

dP

Effect on Increasing Noise To Pd & Pfa

• No obscuration

• 0.019 expected

photons per pulse

from target

• 300 pulses per

measurement

• m = 2,3 coincidence

threshold detection

• 1,500 Range bins

per gate

Page 12: Photon Counting LADAR - Home - STI

Page 12

Increasing The Number of Pulses Increases the Number of False Alarms

0 50 100 150 2001 10

6

1 105

1 104

1 103

0.01

0.1

1

PFAT 1 xnn 1 Nn NT

PFAT 2 xnn 1 Nn NT

PFAT 3 xnn 1 Nn NT

xnn 1

Threshold = 1

Threshold = 2

Threshold = 3

To

tal P

rob

ab

ilit

y o

f F

als

e D

ete

cti

on

Number of Pulses Used

Let Threshold

The probability of a false detection, Pfa , grows as n when Pfa is << 1

Page 13: Photon Counting LADAR - Home - STI

Page 13

Linear Mode APD Receiver

So far we assumed that both LMAPD and GMAPD had similar single pulse

characteristics:

– Pd ~ 35% for single photon detection probability

– False or dark count rate of ~ 3 kHz

GMAPD detection chain is from the photon detecting APD to the range counter is

only the detector, no additional signal conditioning circuitry.

LMAPD detection chain consists of the photon detecting APD, Transimpedance

Amplifier (TIA), threshold crossing circuitry that triggers the range counter. The

whole chain must be considered when characterizing the receiver.

We will develop the maximum noise tolerance of the TIA to keep the receiver

chain within the performance of the GMAPD

– Analytical Model – assumes Poisson distributed photons but perfect APD gain, no

McIntyre statistics

– Numerical Model – Including Poisson distributed photons and both perfect and McIntyre

distributed gains

Page 14: Photon Counting LADAR - Home - STI

Page 14

Analytical Model Using Perfect APD Gain

M pA/ Hz

100 0.18

500 0.8

1,000 1.6

2,000 3.2

Summary from Graph

M

100

500

1 103

2 103

Pd

QE0.412

Bw 1 109

Hz

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2 2.2 2.4 2.6 2.8 31

10

100

1 103

1 104

1 105

1 106

Dcount

iTA

1012

A

Hz

4.5 4.277

0.5

res1 erf

4.5

23.398kHz

.5 1 erf4.115 4.5

20.35

M=100 M=500

M=1,000

M=2,000

3 kHz Dark Counts

TIA Noise in pA/ Hz

Da

rk C

ou

nt

Ra

te, H

z

2

TNRSNRerf1

2

1dP

2

TNRerf1

2

1faP

faPtsFalse_Coun

2

TIANEP

2SNR

h

M

i nBWNEP

TIA

TIA

Page 15: Photon Counting LADAR - Home - STI

Page 15

Numerical Model of LMAPD

To model LMAPD detection we used 2 types of gain characteristics:

– Perfect gain – No distribution => Excess Noise Factor F = 1

so far only HgCdTe in electron only APD gain has shown this performance

– Gain distribution according to the McIntyre Model

best Excess Noise Factor possible is F = 2, but most materials are higher depending on the effective hole-to-electron ionization rate ratio ke

McIntyre Probability Density Functions (electron only ionization)

2

2

M

MFExcess Noise Factor

222 MMM 1Fsince , when 02

Mhave

“perfect” gain in the APD world is a gain of exactly M

1 10 100 10001

10

100

Gain

Excess N

ois

e F

acto

r ek

0

1

Page 16: Photon Counting LADAR - Home - STI

Page 16

Numerical Modeling for Perfect Gain (F = 1) & McIntyre Gain with ke = 0 (F=2)

Ave. of 1000 Pulses

Single Photo Electron

TNR = 4.52 = 20

Low Pass = 1 GHz

High Pass = 48.6 MHz

Sampling = 2 GHz

False Alarm Rate = 6 kHz

Perfect Gain McIntyre Gain

M pA/ Hz

100 0.21

500 1.2

1,000 2.2

2,000 4.2

(e-APD HgCdTe)

Page 17: Photon Counting LADAR - Home - STI

Page 17

Expected TIA Noise Requirements for Traditional APD Material Under McIntyre Statistics

Ave. of 1000 Pulses

Single Photo-Electron

TNR = 4.52 = 20

Low Pass = 1 GHz

High Pass = 48.6 MHz

Sampling = 2 GHz

False Alarm Rate = 6 kHz

ee kM

MkF 11

2

Excess Noise Factor

HgCdTe will follow McIntyre statistics when designed

to operate in other than electron only APD

M F50 2.3

75 2.7

100 3.0

150 3.5

M F10 4.3

25 8.9

50 16

M F25 3.1

50 4.4

75 5.6

100 6.9

Page 18: Photon Counting LADAR - Home - STI

Page 18

Experimental Small Array LMAPD Achieves Dark Count of ~ 600 kHz with Gain = 100

Photoelectron detection efficiency is

the probability that a photoelectron

(created by a photon) will be detected

Transimpedance gain = 40 mV/photon

(@ G = 100)

No Anti-reflection Coating

Dark counts at Gain ~ 100 and

Pd ~ 35% is ~ 600 kHz

Increasing Gain

(Courtesy of Raytheon Vision Systems)

0

0.2

0.4

0.6

0.8

1

105

106

107

Data at ( 80 Kelvin)

Gain = 75

Gain = 100

Gain = 150

Ph

oto

-Ele

ctr

on

Dete

cti

on

Eff

icie

nc

y

False Event Rate (Dark Counts per Second)

Page 19: Photon Counting LADAR - Home - STI

Page 19

Numerical Example of 3 of n = 40 Coincidence Filtering with 30kHz False Counts

Point Cloud of Test Scene

Point Cloud of Test Scene 30 kHz Dark

Counts but No Cross-talk Triggers

Point Cloud after 3 Detection

Coincidence Filtering

Ladar

Detection

Least 3 of 40

Coincidence

Filtering

Page 20: Photon Counting LADAR - Home - STI

Page 20

Conclusions

We compared Linear vs Geiger, when Pd and Pfa for single pulse are the same

– Under camouflage or clutter, Geiger approaches the linear performance when the number of pulses is high

– Linear can operate with few pulses even under clutter and camouflage

LMAPD can measure multiple pulses in a single range-bin, at the cost of more circuitry in the detector element unit cell

Statistically, LMAPD has advantages over GMAPD when allowable measuring time is short and the target is obscured by clutter

Efficient Linear Mode Photon Counting occurs when the detector material not be bound by McIntire statistics, which so far only HgCdTe seems to accomplish this

In order for the LMAPD to match the GMAPD receiver, the preamp noise figure must be very low

The achieved dark counts for the GMAPD are in the neighborhood of 3 kHz. For the same Pd and Pfa (per pulse) the LMAPD is in the order of 600 kHz. An improvement of about 200 is needed.

The ROIC Circuitry needed for the LMAPD mode receiver is considerably higher then GMAPD, which may limit the size achievable in future arrays.