sbv pilot: round 2 overview webinar · (1) sbv cooperative research & development agreement...

41
www.sbv.org SMALL BUSINESS VOUCHERS PILOT: Round 2 Overview Mike Paulus Sarah Truitt Oak Ridge National Laboratory National Renewable Energy Laboratory

Upload: phungthuan

Post on 09-Nov-2018

215 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

SMALL BUSINESS VOUCHERS PILOT Round 2 Overview

Mike Paulus Sarah Truitt Oak Ridge National Laboratory National Renewable Energy Laboratory

wwwsbvorg

Outline

bull SBV Pilot Goals Purpose and Background

bull Brief Review of Round 1 Results bull Round 2 Schedule and Logistics bull RFA Outline bull Scoring bull RFA Submission Process bull QampA

wwwsbvorg

SBV Pilot Goals Purpose and Background

wwwsbvorg

Small Business Voucher Goals bull Provide US Small Businesses with access to

the resources of the National Laboratories bull Help selected US Small Businesses solve clean

energy problems important to the execution of their business plans bull Streamline and simplify processes to access

the national laboratories bull Learn more and submit Requests for

Assistance at wwwsbvorg

wwwsbvorg

Small Business = Big Economic Impact

DOE is making $20M in vouchers available for use by small businesses at DOE laboratories

Eligible Small Businesses are US based and US owned for profit entities with fewer than 500 employees world wide

wwwsbvorg

Small Business Challenges in Accessing Lab Capabilities bull Cannot afford it bull Contracting process is too long and burdensome bull Lab system is difficult to navigate (cannot locate right researcher)

SBV One Stop Shop

The SBV Pilot Addresses Small Business Challenges by Making funding available for ~100 vouchers Streamlining back end business practices to shorten

contracting process Implementing a Concierge concept to help small businesses

navigate the entire lab system by technology area

wwwsbvorg

DOE Labs A Reservoir of RampD Capabilities

SBV Lead Labs

17 Laboratories ~66000 Employees Over 50 Nobel Laureates

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 2: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Outline

bull SBV Pilot Goals Purpose and Background

bull Brief Review of Round 1 Results bull Round 2 Schedule and Logistics bull RFA Outline bull Scoring bull RFA Submission Process bull QampA

wwwsbvorg

SBV Pilot Goals Purpose and Background

wwwsbvorg

Small Business Voucher Goals bull Provide US Small Businesses with access to

the resources of the National Laboratories bull Help selected US Small Businesses solve clean

energy problems important to the execution of their business plans bull Streamline and simplify processes to access

the national laboratories bull Learn more and submit Requests for

Assistance at wwwsbvorg

wwwsbvorg

Small Business = Big Economic Impact

DOE is making $20M in vouchers available for use by small businesses at DOE laboratories

Eligible Small Businesses are US based and US owned for profit entities with fewer than 500 employees world wide

wwwsbvorg

Small Business Challenges in Accessing Lab Capabilities bull Cannot afford it bull Contracting process is too long and burdensome bull Lab system is difficult to navigate (cannot locate right researcher)

SBV One Stop Shop

The SBV Pilot Addresses Small Business Challenges by Making funding available for ~100 vouchers Streamlining back end business practices to shorten

contracting process Implementing a Concierge concept to help small businesses

navigate the entire lab system by technology area

wwwsbvorg

DOE Labs A Reservoir of RampD Capabilities

SBV Lead Labs

17 Laboratories ~66000 Employees Over 50 Nobel Laureates

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 3: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

SBV Pilot Goals Purpose and Background

wwwsbvorg

Small Business Voucher Goals bull Provide US Small Businesses with access to

the resources of the National Laboratories bull Help selected US Small Businesses solve clean

energy problems important to the execution of their business plans bull Streamline and simplify processes to access

the national laboratories bull Learn more and submit Requests for

Assistance at wwwsbvorg

wwwsbvorg

Small Business = Big Economic Impact

DOE is making $20M in vouchers available for use by small businesses at DOE laboratories

Eligible Small Businesses are US based and US owned for profit entities with fewer than 500 employees world wide

wwwsbvorg

Small Business Challenges in Accessing Lab Capabilities bull Cannot afford it bull Contracting process is too long and burdensome bull Lab system is difficult to navigate (cannot locate right researcher)

SBV One Stop Shop

The SBV Pilot Addresses Small Business Challenges by Making funding available for ~100 vouchers Streamlining back end business practices to shorten

contracting process Implementing a Concierge concept to help small businesses

navigate the entire lab system by technology area

wwwsbvorg

DOE Labs A Reservoir of RampD Capabilities

SBV Lead Labs

17 Laboratories ~66000 Employees Over 50 Nobel Laureates

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 4: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Small Business Voucher Goals bull Provide US Small Businesses with access to

the resources of the National Laboratories bull Help selected US Small Businesses solve clean

energy problems important to the execution of their business plans bull Streamline and simplify processes to access

the national laboratories bull Learn more and submit Requests for

Assistance at wwwsbvorg

wwwsbvorg

Small Business = Big Economic Impact

DOE is making $20M in vouchers available for use by small businesses at DOE laboratories

Eligible Small Businesses are US based and US owned for profit entities with fewer than 500 employees world wide

wwwsbvorg

Small Business Challenges in Accessing Lab Capabilities bull Cannot afford it bull Contracting process is too long and burdensome bull Lab system is difficult to navigate (cannot locate right researcher)

SBV One Stop Shop

The SBV Pilot Addresses Small Business Challenges by Making funding available for ~100 vouchers Streamlining back end business practices to shorten

contracting process Implementing a Concierge concept to help small businesses

navigate the entire lab system by technology area

wwwsbvorg

DOE Labs A Reservoir of RampD Capabilities

SBV Lead Labs

17 Laboratories ~66000 Employees Over 50 Nobel Laureates

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 5: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Small Business = Big Economic Impact

DOE is making $20M in vouchers available for use by small businesses at DOE laboratories

Eligible Small Businesses are US based and US owned for profit entities with fewer than 500 employees world wide

wwwsbvorg

Small Business Challenges in Accessing Lab Capabilities bull Cannot afford it bull Contracting process is too long and burdensome bull Lab system is difficult to navigate (cannot locate right researcher)

SBV One Stop Shop

The SBV Pilot Addresses Small Business Challenges by Making funding available for ~100 vouchers Streamlining back end business practices to shorten

contracting process Implementing a Concierge concept to help small businesses

navigate the entire lab system by technology area

wwwsbvorg

DOE Labs A Reservoir of RampD Capabilities

SBV Lead Labs

17 Laboratories ~66000 Employees Over 50 Nobel Laureates

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 6: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Small Business Challenges in Accessing Lab Capabilities bull Cannot afford it bull Contracting process is too long and burdensome bull Lab system is difficult to navigate (cannot locate right researcher)

SBV One Stop Shop

The SBV Pilot Addresses Small Business Challenges by Making funding available for ~100 vouchers Streamlining back end business practices to shorten

contracting process Implementing a Concierge concept to help small businesses

navigate the entire lab system by technology area

wwwsbvorg

DOE Labs A Reservoir of RampD Capabilities

SBV Lead Labs

17 Laboratories ~66000 Employees Over 50 Nobel Laureates

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 7: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

DOE Labs A Reservoir of RampD Capabilities

SBV Lead Labs

17 Laboratories ~66000 Employees Over 50 Nobel Laureates

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 8: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Voucher RampD Areas and Types of Assistance

Voucher RampD Technology Areas Advanced Manufacturing Bioenergy Buildings Fuel Cells Geothermal Solar Water Power Wind Vehicles

Specific descriptions available on sbvorg on the Technologies pages

Example types of work Prototyping Materials characterization High performance

computations Modeling and simulations Intermediate scaling to

generate samples for potential customers

Validation of technologyperformance

Designing new ways to satisfyregulatory compliance

8

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 9: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Brief Review of Round 1 Results

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 10: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

33 Vouchers Awarded in Round 1 N

umbe

r of V

ouch

ers

Awar

ded

8

7

6

5

4

3

2

1

0

Total Round 1 Value $67M

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 11: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

General Observations from Round 1 bull The selection process was very competitive bull Clear alignment with Technology Areas is critically important bull In general problem statements scored well Reviewers were very

typically familiar with the Technology Areas and paid attention tofeasibility and scope

bull In general team qualifications and experience scored well If in-kind contributions are planned as cost share the team must have the expertise and resources to performed the planned work

bull There was wide variability in ldquoimpactrdquo scores Specific positiveimpact on the company was typically given greater weight thangeneral impact on the broader market

bull In general deployment plans scored lower than other criteriaSuccessful deployment plans demonstrated market understanding and provided sufficient detail to demonstrate feasibility

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 12: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Round 2 Schedule and Logistics

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 13: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Up to 3 SBV Competition Cycles

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

2 Convene merit

reviewers

3 Obtain DOE

approval

4 Finalize agreement

5 Start voucher

work

1 Receive applications

Three rounds Three-month

cycles (target) Standard

agreements

ROUND 1

ROUND 2

ROUND 3

Sep 2015 ndash Feb 2016

Mar ndash Aug 2016

Opens May-June 2016

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 14: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Timeline - Round 2 ~20 week cycle time from closing to signed agreement March 10 2016 EERE announcement Round 1 opens April 10 2016 1159 pm EDT Round 2 RFA closes Mid-Late June 2016 Notification of semi-finalist selections Late June-Early July 2016 Semi-finalists work with lab staff on statement

of work Mid-Late July 2016 Finalists notified for final award negotiation August 2016 SBV work can begin

Individual vouchers have up to a 12-month period of performance

Evaluation metrics will be tracked for 5 years

14

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 15: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Selection Stages bull Applicant Submitted Request for Assistance

before deadline bull Semi-Finalist Selected to work with a National

Laboratory to develop a Statement of Work (Top ~10-15) bull Finalist Selected for CRADA or TAPA Negotiation

(~30-35 Vouchers DOE Program Offices may request modifications to Statements of Work) bull Awardee Entered CRADA or TAPA

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 16: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Careful Study of the Notice of Opportunity is Strongly Encouraged

Notice of Opportunity has critical info bull Specific technology areas and

funding levels bull Merit review criteria and weighting bull Terms and conditions (standard

agreements) bull Reporting requirements bull Cost share bull Request for assistance template

Find the Notice of Opportunity here httpswwwsbvorgcommunity-

libraryaccounts92925112Notice-of-Opportunity-SBV-Request-for-

Assistance-RFApdf

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 17: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Eligibility

Small Businesses must be a for-profit business with fewer than 500 employees worldwide and be US-based and US-owned

To be considered for a Voucher business must also agree to the following

Provide 20 cost share Report evaluation data for 5 years Certify that the assistance requested is not readily available in the

private sector Agree to one of two non-negotiable agreements Products embodying intellectual property developed under this

assistance must be substantially manufactured in the United States

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 18: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Standardized Agreements Two Standard Non-Negotiable Agreements (1) SBV Cooperative Research amp Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA)

Intellectual Property Language in both agreements is the same The small business is granted a paid-up royalty-free nonexclusive license without the right to sublicense in a limited Field of Use

Why standardized agreements Both labs and small businesses have expressed desire to streamline the SBV agreement process by establishing pre-negotiated terms and conditions especially on IP

Why two agreements To allow for as much flexibility in small business engagement as possible the SBV Pilot will offer a choice between the TAPA (non-IP generating work) and the

18CRADA (IP generating work)

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 19: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Reporting Requirements amp Cost Share Requests selected for Vouchers must agree to provide the following

Report Data for 5 Years

A third-party evaluator will request information from smallbusiness voucher recipientsannually through 2020 (5 years)

Data will be gathered through aweb survey expected to take 30mins of your time each year

20 Cost Share (cash or in-kind)

Allowable in-kind contributions include but are not limited to personnel costs indirect costs facilities and administrative costs the

value of a service other resource or third party in-kind contribution

time incurred to provide evaluation data for 5 years can be included

Additional Details on Reporting and Cost Share are in the Notice of Opportunity

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 20: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Page Limits and Formatting Requests may be deemed non-compliant if the following format is not followed

Page Limits

Maximum of 4 pages of textfollowing the outline in theNotice of Opportunity

Maximum of 3 pages ofsupporting documentation consisting of resumes forcompany personnel andorsupport letters

Additional Requirements

Use 11 Times New Roman font and 1rdquo margins Tables and graphics may have

smaller font as long as the information is legible Save all pages as one PDF file

and save it as ldquoYour Company Name_SBVpilotrdquo

A template is provided for your convenience at sbvorg

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 21: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

RFA Outline

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 22: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

The RFA Has Two Components

Written response to questions Primary basis for merit review Basic

Applicant Information

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 23: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

RFA Outline

bull Company Overview Describe the mission and vision for your company as it relates to this request for assistance bull Problem Definition Describe the challenge your

company is facing and how this assistance if granted will help you overcome that challenge bull Project Impact Describe how this project if

successful will contribute to one of more of the DOE EERE mission areas

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 24: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

RFA Outline (cont) bull Use of Project Results Describe how the results of the

proposed assistance will be used to advance the development of your companyrsquos products or services and the impact the requested assistance will have on your business and the market

bull Team List the key members of your companyrsquos leadership and technical team Briefly describe their qualifications and experience bull Cost Share Describe how your company will provide a

minimum of 20 cost share If providing in-kind cost share indicate how you plan to contribute to the project

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 25: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Scoring

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 26: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Alignment with Technology Area is Very Important

bull SBV funding is provided byspecific DOE Program Offices

bull Congress has defined the specific technology areas forwhich Program Office funds maybe used

bull Successful Round 1 RFAs were well aligned with one or more ofthe technology areas describedin Table 1 of the Notice of Opportunity

bull The EERE Strategic Plan(energygoveeredownloadseere-strategic-plan) is a useful reference

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 27: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Merit Review Criteria

bull Potential for Impact (33)

bull Problem Definition (33)

bull Team and Resources (33)

27

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 28: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Potential for Impact (33) bull Mission ndash Extent to which solving the stated problem

will enable the achievement of the goals as described in ldquoTechnology Areasrdquo section of the Notice of Opportunity bull Innovation - Extent to which solving the stated

problem represents a significant market improvement bull Market Impact ndash

ndash Extent to which the solving the stated problem will lead toa commercially successful product and company

ndash Adequacy specificity and reasonableness of the stated commercial impacts of solving the stated problem

ndash Extent to which solving the stated problem will result in a high value product or solution that transforms the industry

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 29: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Problem Definition (33) bull Problem Identificationndash Extent to which

applicant discusses and demonstrates understanding of the key technical and commercial challenges involved in the proposed work bull Quality and Reasonableness ndash Extent to

which the requester states a valid technical issue which can reasonably be solved within the budget and scope of this program

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 30: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Team and Resources (33) bull Capabilities - The extent to which the

capability of the proposed requesterrsquos team can address the relevant aspects of the proposed project with a good chance of success including but not limited to qualifications relevant expertise and time commitment of the individuals on the team bull Resources - Ability of the requester to support

the proposed work

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 31: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

RFA Submission Process

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 32: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Create an Account on SBVORG

Click ldquoRegisterrdquo in the Upper

Right Corner of the SBV Home

Page

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 33: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Create an Account on SBVORG

Provide e-mail address language

preference and answer anti-

robot question

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 34: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Respond to Email from SBVORG

Click here in email

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 35: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Complete Registration and Set Password

You will automatically come to this

page when you click the link in

your email message

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 36: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Are Ready to Submit a Request After you havehellip

Confirmed eligibility Reviewed the Notice of Opportunity Created a log in at sbvorg Prepared your request using the provided templatehellip

You are ready to hit

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 37: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Fill Out Form and Upload Request Fill out the online form and upload your request in one sitting

Upload PDF Here

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 38: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Final Voucher Submission

Click Here to Submit (This

cannot be undone)

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 39: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Checklist for Submitting a Request Confirm eligibility on the sbvorg website Review the Notice of Opportunity on the sbvorg website Create a log in at sbvorg Prepare your request using the provided template Have your request ready when you click the ldquoSubmit Voucher

Requestrdquo button Fill out the online form and upload your request as a single PDF

document in one sitting Make sure to hit the submit button at the bottom of the

submission page Wait for a confirmation of receipt email

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 40: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

For More Informationhellip General Information David Kistin infosbvorg 5052053598

Advanced Manufacturing Jennifer Palmer Oak Ridge National Laboratorysbvpilotornlgov 8652414218

Bioenergy Corinne Drennan Pacific Northwest National Laboratory Corinnedrennanpnnlgov 5093726330

Buildings Dennis Stiles Pacific Northwest National Laboratory Dennisstilespnnlgov 5093756374

Fuel Cells Keith Wipke National Renewable Energy Laboratory Keithwipkenrelgov 3032754451

Geothermal David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Solar David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

Vehicles Jodi Bellacicco Lawrence Berkeley National Laboratory sbvlblgov 5104865445

Water Power (Marine and Hydrokinetic) Al LiVecchi National Renewable Energy Laboratory allivecchisbvnrelgov 3033846622

Water Power (Hydropower) Sara Hunt Pacific Northwest National Laboratory Sarahuntpnnlgov 5093756555

Wind David Kistin Sandia National Laboratory dkistinsandiagov 5052053598

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions
Page 41: SBV Pilot: Round 2 Overview Webinar · (1) SBV Cooperative Research & Development Agreement (CRADA) (2) SBV Technology Assistance Pilot Agreement (TAPA) Intellectual Property Language

wwwsbvorg

Questions

  • Outline
  • SBV Pilot Goals Purpose and Background
  • Small Business Voucher Goals
  • Small Business = Big Economic Impact
  • DOE Labs A Reservoir of RampD Capabilities
  • Voucher RampD Areas and Types of Assistance
  • Brief Review of Round 1 Results
  • 33 Vouchers Awarded in Round 1
  • General Observations from Round 1
  • Round 2 Schedule and Logistics
  • Up to 3 SBV Competition Cycles
  • Timeline -Round 2
  • Selection Stages
  • Eligibility
  • Standardized Agreements
  • Reporting Requirements amp Cost Share
  • Page Limits and Formatting
  • RFA Outline
  • The RFA Has Two Components
  • RFA Outline
  • Scoring
  • Alignment with Technology Area is Very Important
  • Merit Review Criteria
  • Potential for Impact (33)
  • Problem Definition (33)
  • Team and Resources (33)
  • RFA Submission Process
  • Create an Account on SBVORG
  • Respond to Email from SBVORG
  • Complete Registration and Set Password
  • Are Ready to Submit a Request
  • Fill Out Form and Upload Request
  • Final Voucher Submission
  • Checklist for Submitting a Request
  • For More Information
  • Questions