share primary source verification documents with sister hospitals
TRANSCRIPT
June 2012 Vol. 22, No. 6
credentialswithprimarysources,thereareseveral
considerationsformedicalstaffswithinahealthcare
systembeforeanydocumentsare shared.
An argument for centralized credentials
verification
Oneofthefirststepsisforfacilitieswithinasystem
todeterminewhethertoestablishacentralizedCVO,
saysChristina W. Giles, CPMSM, MS,presidentof
MedicalStaffSolutionsinNashua,N.H.Ifasystem
decidestoestablish
acentralizedCVO,
thefirststepisto
identifywherethe
CVOwillbelocated
withintheorganiza-
tion,boththephysi-
callocationand
wheretheCVOwill
report.Next, theentireorganizationmustestablishafee
structuresothateachfacilitywillcontributetocovering
thecostoftheCVO’sfunctions,saysGiles.
EstablishingacentralizedCVOmaynotbepossiblefor
everyhealthcaresystem,however.Gilesrecommends
thatorganizationsidentifyhowmanypractitionersthe
facilitieswillshare.
“Eventhoughit’sasystem,ifthehospitalsarealllo-
catedindifferentlocationsorareas,theymaynothavea
lotofcommonpractitioners.That’sjustoneofthemany
considerations,”saysGiles.
Ifmanyspecialistsandsubspecialistswillberotat-
ingthroughmultiplefacilitieswithinasystem,itmakes
senseforhospitalstoacceptPSVdocumentsfromacen-
tralizedCVO,sheexplains.
WhenauthorizingonefacilitytoactasaCVOforan
entiresystem,itisimportantforfacilitiestoworkwith
theirlegalcounselsandsignanagreementstatingthat
Share primary source verification documents with sister hospitalsSave time, money, and resources
Hospitalmergersandacquisitionsareoccurringwith
greaterfrequencythanever,andthetrenddoesnot
showsignsofslowing.Withmanyhospitalsforming
newpartnershipsorjoininglargerhealthcarenetworks,
medicalstaffsarefacingtheissueofgrantingprivileges
topractitionersfromotherhospitalswithinthesame
healthcaresystem.
Thequestionbecomeswhetheritisacceptablefor
medicalstaffservicesdepartmentstoshareprimary
sourceverification(PSV)documentsamongsister
hospitals.Ifeachmedicalstaffhasdifferentpolicies
regardingthisprocedure,theentireprocesscan
quicklybecomecomplicatedandresultinunnecessary
additionalworkforeachmedicalstaffwithinthe
network.Althoughsharingdocumentscanreduce
theamountoftimemedicalstaffsspendverifying
IN THIS ISSUE
p. 4 New Mexico law requires medical board reporting for terminated employees What does this new law mean for New Mexico, and what’s the implication for other states?
p. 7 Time’s up!ABMS redefines the term “board eligible” with new time limits between residency and certification.
p. 9 Change management series William K. Cors, MD, MMM, FACPE, discusses how to communicate your medical staff’s change vision to a mixed crowd.
p. 10 Spotlight on physician-patient relationshipThe Bucksbaum Institute is gearing up to research and find ways to improve the physician-patient relationship.
Many primary source
databases can cost
facilities several thousand
dollars, a cost that could
be reduced if only one
hospital within a system
subscribes, says Christina
W. Giles, CPMSM, MS.
Page 2 Medical Staff Briefing June 2012
© 2012 HCPro, Inc. For permission to reproduce part or all of this newsletter for external distribution or use in educational packets, contact the Copyright Clearance Center at www.copyright.com or 978-750-8400.
eachfacilitycanutilizetheinformationobtainedbythe
facilitythatverifiescredentials,saysGiles.“It’s alegal
issue,anditwouldobviouslydependonwhatthestate
lawsays,butifthereisaformalwrittenagreement
whereoneorganizationisauthorizinganothertoact
asitsagent,itwouldbeokayforthemtosharethe
documents,”shesays.
Gilesaddsthatcentralizingcredentialingprocesses
doesnotnecessarilyleadtoareductioninstaff,
since eachfacilityneedstoretainstafftoadminister
theprocess.
“It’sjustonepieceoftheprocess.It’stheinformation
collectionandverificationpiece,”shesays.“There’sstill
theneedforsomeonetoassesstheinformationandto
makerecommendationsconcerningstaffappointments
andclinicalcompetenceandprivileges,andthatwould
mostlikelyberetainedattheindividualfacility.”
Ahospitalsystemdoesnothavetoformacentral-
izedCVOtobenefitfromdocumentsharing.Rather,it
canadjustitsbylawstoallowfacilitieswithinthesame
systemtosharedocuments.
Hospitalslookingtoestablishpoliciesforsharing
credentialingdocumentsamongfacilitieswithina
healthcaresystemshouldevaluateexistingcredentialing
paperworkandmovetowardstandardizedformsto
streamlinetheprocess.“Weneededtomakesurethat
ourpaperworkwasthesameorveryclosesothat
whateverformtheymayhaveacceptedin[asister
hospital]wouldbeacceptabletous,andviceversa,”
says Bev Osborne, CPMSM,directorofmedicalstaff
servicesatSacredHeartMedicalCenterinSpokane,
Wash.Documentscanberedesignedandreformattedto
createasystemwidelook,eveniftheprivilegingcriteria
foreachhospitalaredifferent.
“Youcanactuallyhaveoneformwithmultiplesets
ofcriteriabasedonwherethepractitionerisaskingto
practice,”Gilessays.“Itisstillspecifictothefacility,but
theformatandthedocumentitselfcouldberedeveloped
tolooklikeasystemdocument.”
Paving the way for document sharing
Regardlessofwhetheryourorganizationchoosesto
createacentralizedCVOoralessstructuredapproach,
medicalstaffsshouldincludestipulationsintheirbylaws
aboutsharingcredentialingdocumentsbetweensister
hospitals.Althougheachfacilitywithinthesystemmay
haveitsownbylaws,appendixestothecredentialing
andprivilegingprocesscanbeaddedandcanbethe
sameamongallhospitals,saysOsborne.SacredHeartis
oneoffourhospitalsthatconstituteProvidenceHealth
Care(PHC),partofthelargerProvidenceHealth&Ser-
vicesgroup.Exampleguidelinesareincludedonp.4.
“Weaddedwordinginourbylawsmanyyears
agothatallowedustofreelyshareamongthefour
hospitals,”saysOsborne.“Eachhospital’sbylawscur-
rentlysaythatwecanshareallinformationrelativeto
credentialing,privileging,andpeerreview,including
focusedandongoingreviewbetweenthePHChospitals.”
Editorial Advisory Board Medical Staff Briefing
Assoc.EditorialDirector: Erin E. Callahan
ContributingEditor: Elizabeth [email protected]
Alpesh N. Amin, MD, MBA, FACPExecutive DirectorHospitalistProgramVice Chair for Clinical Affairs & QualityDept.ofMedicineUniversityofCalifornia,Irvine
William K. Cors, MD, MMM, FACPE Chief Medical Quality OfficerPoconoHealthSystemEastStroudsburg,Pa.
Michael Callahan, Esq.KattenMuchinRosenman,LLPChicago,Ill.
Sandra Di VarcoMcDermottWill&Emery,LLPChicago,Ill.
Roger A. Heroux, MHA, PhD, CHEFounding PartnerHospitalistManagementResources,LLCHMREDCallPanelSolutionsPensacolaBeach,Fla.
Jonathan Lovins, MD, SFHMHospitalist and Assistant Clinical Professor of MedicineDukeUniversityHealthSystemDurham,N.C.
William H. Roach Jr., JDMcDermottWill&EmeryChicago,Ill.
Richard E. Rohr, MD, MMM, FACP, FHMDirector of Hospitalist ProgramsGuthrieHealthcareSystemSayre,Pa.
Jodi A. Schirling, CPMSMAlfredI.duPontInstituteWilmington,Del.
Richard A. Sheff, MD, CMSLChair and Executive DirectorTheGreeleyCompanyDanvers,Mass.
Raymond E. Sullivan, MD, FACSWaterburyHospitalHealthCenterWaterbury,Conn.
Medical Staff Briefing (ISSN: 1076-6022 [print]; 1937-7320 [online]) is published monthly by HCPro, Inc., 75 Sylvan St., Suite A-101, Danvers, MA 01923. Subscription rate: $389/year or $700/two years; back issues are available at $25 each. • MSB, P.O. Box 3049, Peabody, MA 01961-3049. • Copyright © 2012 HCPro, Inc. All rights reserved. Printed in the USA. Except where specifically encouraged, no part of this publication may be reproduced, in any form or by any means, without prior written consent of HCPro, Inc., or the Copyright Clearance Center at 978-750-8400. Please notify us immediately if you have received an unauthorized copy. • For editorial comments or questions, call 781-639-1872 or fax 781-639-7857. For renewal or subscription information, call customer service at 800-650-6787, fax 800-639-8511, or email [email protected]. • Visit our website at www.hcpro.com. • Occasionally, we make our subscriber list available to selected companies/vendors. If you do not wish to be included on this mailing list, please write to the marketing department at the address above. • Opinions expressed are not necessarily those of MSB. Mention of products and services does not constitute endorsement. Advice given is general, and readers should consult professional counsel for specific legal, ethical, or clinical questions.
June 2012 Medical Staff Briefing Page 3
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Allcredentialingandprivilegingactionsremainthe
responsibilityofeachhospital’scredentialscommittee
andmedicalexecutivecommitteeandareforwardedto
theboard.
“Becauseweareworkingwiththesamesetofin-
formation,itisrarethatthefourhospitalsvaryintheir
credentialingandprivilegingrecommendations,”says
Osborne.
Gilesrecommendsthatfacilitiescompilealistofques-
tionstoconsiderwhendiscussingsystemwidedocument
sharing,includingthefollowing:
➤ Whatarethecurrentprocessesineachfacility?
➤ Whichprimarysourcesareusedandforwhat
information?
➤ Howoftendofacilitiesaccessdatabasesfor
credentialinginformation?
➤ Whatarethecostsassociatedwiththosedatabases?
➤ Howmanycrossoverpractitionersarepresentinthe
system?
➤ Willtherebebuy-inamongstaffmembersfora
commonapplicationandprivilegingformat?
“[Medicalstaffleaders]needtotalkitthroughand
say,‘Isthisworthformulatingsuchanagreement,or
shouldwejustleteverybodycontinuetodotheirown
thing?’”saysGiles.
Manyorganizationsmayfindacompellingargument
infavorofsharingconfidentialcredentialingdocuments
amongsisterfacilities—itminimizestheamountoftime
andmoneyspentverifyingcredentialswithprimary
sources.
However,whetheryourhospitalcanbenefitfrom
theseperksdependsonwhetherstatelawallowsdocu-
mentsharing.
Gilesnotesthataccesstomanyprimarysource
databasescancostfacilitiesseveralthousanddollars,
a costthatcouldbereducedifonlyonehospitalwithina
systemsubscribes.
“EachPHChospitalisatablewithinourshared
database,whichallowsustoeasilycreatehospital-spe-
cificorPHC-widereports.Expirables,suchaslicense,
DEA,insurance,andboardcertificationsareverified
onceandhousedinthedatabase,”saysOsborne.This
allowsthemedicalstafftospendmoretimeonvalue-
addedtasks,suchasprivilegingandongoingreview,
althoughNPDBreportsmustcontinuetobedoneby
eachhospital.
“Byhavingallthesamerequirementsandhavingthe
abilitytofreelysharebackandforth,wekeephoning
ourprocessestoavoidduplicativework,”saysOsborne.
“Nobodycanaffordtoduplicatethesedays.”
Medicalstaffleadersshouldtakeintoconsideration
thecomfortleveloftheentiremedicalstaffwhendecid-
ingwhethertoconsolidateprocesses.
“Ifthehospitalsandmedicalstaffswereinfavorofthe
mergerortheacquisition,thentheroadisalreadypaved
forlookingforwaystoconsolidateandsavemoney,”
Gilesnotes.“Butifthemergeroracquisitionisn’tbeing
acceptedandisn’tbeingsupportedbythemedicalstaff,
thenyou’regoingtohavetolookatenhancingeduca-
tionandcommunicationwiththemedicalstaffifyou’re
goingtosuggestchangingthewaycredentialingand
privilegingaredone.”
Sharingcredentialingdocumentswithinasystem
ofhospitalscouldsavetime,money,andresources.
However,forsomehealthcaresystems,alimited
numberofcrossoverpractitionersoralackofstaffbuy-
inmaymaketheeffortofestablishingnewpolicies
forsharingdocumentsmoretroublethanit’sworth.
Ultimately,eachhealthcaresystemmustexaminethe
similaritiesanddifferencesofthefacilitieswithinits
groupanddeterminewhichapproachwillbestsuitthe
needsofitsorganizationanditscommunity.n
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Sharing PSV documents between sister hospitals: Sample guidelines
If a practitioner is currently credentialed at a sister hospi-
tal and wishes to apply to your hospital, provided there is a
shared database, obtain the following:
➤ Copy of credentials information from the sister hospital
➤ Original application
➤ Primary source verifications (PSV) from medical school,
training programs, initial peer/competency reference letters
➤ Last reappointment documentation, including
attestation page
➤ Current licenses/insurance/DEA (if not scanned into
database)
➤ Original approval letter
➤ Most recent approval letter with copy of current
privileges
➤ Documentation (proctoring/lists of cases, etc.) as
required for specific privileges
➤ Special notice if any disciplinary actions, known lawsuits
pending, complaints pending, actions against state
license or known pending actions
Requesting hospital will need to obtain the following:
➤ AMA profile
➤ Medicare attestation statement (physicians only)
➤ Privilege delineation request (Note: If practitioner
requests additional privileges not held at the sister
hospital, the requesting hospital must request a
competency reference for the additional privileges.)
➤ NPDB query
➤ Office of Inspector General/Excluded Parties List System
checks
➤ Criminal background check
➤ Confirmation of good standing from sister hospital
(obtained via MD query plus email confirmation)
➤ Run current hospital “privileges performed” report; this
will be reviewed by the department/credentials chair
who may inquire regarding specific competencies
➤ Temporary privileges may be granted pending the
next credentials/medical executive committee/board
meeting upon the recommendation of medical staff
leadership
Emergency privileges may be granted if there is an ur-
gent patient care need for a practitioner from a sister hospital
to see a patient at your hospital. Per The Joint Commission,
emergency privileges may be granted based on documenta-
tion of current licensure and competency, which may be ob-
tained from accessing the sister hospital’s database.
One-time privileges to assist in a surgery at a sister hospi-
tal may be granted by a letter request from the practitioner,
confirmation of good standing from the “home” hospital,
and an NPDB query done at the site where the surgery will
be performed. The “site” hospital will confirm current li-
censure, DEA, and insurance in the home hospital’s data-
base. Any member of the administrative team may sign the
approval.
Credentialed staff agree that all information relative to
their credentialing, privileging, and peer review (including
FPPE and OPPE) may be shared among the hospitals.
Source: Bev Osborne, CPMSM. Reprinted with permission.
Recent New Mexico law requires hospitals to report terminated employees to the state medical board
Atthebeginningof2012,NewMexicoexpand-
edits statelawsregardingreportingsettlements,
judgments,adverseactions,andcredentialingac-
tionstothestatemedicalboardtoincludeemployed
physicians.
Priortothischange,hospitalscouldterminate
contractedoremployedphysiciansatanytimewithout
havingtoinitiatethepeerreviewprocess,andwithout
reportingtheactiontothestatemedicalboardorthe
NPDB.Withthechange,NewMexicobecamethefirst
statetoadoptreportingrequirementsforemployed
physicians.
June 2012 Medical Staff Briefing Page 5
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Thestatealreadyrequireshealthcarefacilitiesto
report“adverseevents,”definedas“reducing,restricting,
suspending,revoking,denying,orfailingtorenewclini-
calprivileges,”butthelawchangeaddedthefollowing
language:
... terminating employment for cause, or without cause
when based on incompetency or behavior affecting patient
care and safety, or physician being allowed to resign rather
than being terminated for such reasons. This does not include
those instances in which a peer review entity requires super-
vision of a physician for purposes of evaluating that physi-
cian’s professional knowledge or ability.
Cynthia Grubbs, JD, RN,directoroftheDivision
ofPractitionerDataBanksfortheBureauofHealth
ProfessionalsattheU.S.DepartmentofHealthand
HumanServices,saysNewMexicoisthefirststatethat
sheknowsoftotakesuchaction.“Wedon’tknowallof
thestates’newlawsthathavehappened,butthisisthe
firstI’veheardofanystatetakingthisaction.”
Althoughthislawonlyappliestohealthcarefacilities
inNewMexico,itcouldaffectotherstatesinthefuture,
especiallyasthenumberofemployedphysicianscontin-
uestorise.
Creating the law
TheNewMexicoMedicalBoardbeganpushingfor
alawchangeinMay2011,afterreceivingcomplaints
frompatientsandphysiciansaboutotherphysicianswho
wereprovidingsubstandardcare,saysBecky Cochran,
CPMSM, CPCS,directorofmedicalstaffservicesatSan
JuanRegionalMedicalCenterandvicechairoftheNew
MexicoMedicalBoard.
Theboardquicklyrealizedthatemployedphysicians
werebeingterminatedoraskedtoresignbecauseof
qualityissues,whichsavedthehospitalfrominitiating
thepeerreviewprocessandreportingadverseincidents
tothestatemedicalboardortheNPDB.
“Allofasuddenallofthesehospitalsorhealthcare
clinicsweregettingridofdoctorsthatweren’tmeasuring
up,andtherewasnomechanismtolettheboardknow
sowecouldstepinandtakeactionontheirlicenseor
sendthemformoretraining,”Cochransays.
Additionalreportingrequirementsarecurrently
outforpubliccomment.Iftheyareaccepted,hospitals
wouldhavetoreportadverseactionswithin30daysof
theadverseaction,ratherthanwithin30daysofthe
finalaction.
“Before,thewordingwasa‘finaldecision’ora‘final
adverseaction,’andweknowthatcantakemonths,
maybeyearstoreachafinalaction,”Cochransays.
“Therewasn’tanythingtoflagthemedicalboardabout
anadverseaction,sowetookoutthelanguageforfinal
action;thatwayitgivestheboardtheopportunityto
knowifthereareproblemswiththephysiciansowecan
protectthepublic.”
Effect on the NPDB
Ifhospitalsrestructurehowtheytakeactionand
pushmorecasestowardpeerreviewratherthan
simplyreportingterminationstothestatemedical
board,it mightimproveprotectionforboththephysi-
cianandthehospital.Ifthereisanadversedecisionor
asuspensionofprivileges,thatwouldbereportedto
theNPDB.
Ifhospitalsdecideinsteadtosimplyreporttermina-
tions,themedicalboardmaydecidetotakeadditional
action.”Themedicalboardmayhaveanincreasein
theirinvestigationsandsanctionsthattheytakeagainst
practitioners,whichwouldthenincreasethelicensure
activitywithintheNationalPractitionerDataBank,”
Grubbs says.
TheNPDBrecentlyimplementedanewprocessso
thathospitalscansendanelectronicreporttotheir
statemedicalboardwhentheyfileanNPDBreport.
Previously,hospitalshadtomailseparatereports.
“It’smorestreamlinedandithasalittlebitmore
checksandbalancestoensurethemedicalboardactu-
allyreceivesit,”Grubbssays.“Eachstateisindependent
andgetstomaketheirownlaws,butI’msurethatthere
willbeplentyofotherlegislativebodiesseeingwhatthe
responseistothisnewlawinNewMexico.”
Page 6 Medical Staff Briefing June 2012
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The rising number of employed physicians
Thereasonforthislawchangehingesonthenumber
ofphysiciansemployedbyhospitals,afigurethathas
grownrapidlyinthelastdecade.
AsurveypublishedbytheAHAatthebeginning
oftheyearindicatedthathospitalsemployed211,500
physiciansin2010,a34%increasesince2000.Addi-
tionally,nearly38%ofhospitalistsonthemedicalstaff
areemployedbythehospital.Nearly60%ofhospitals
areusinghospitalistsin2010,accordingtotheAHA
survey.
Since1990,theNPDBhasbeenakeysourceof
informationforMSPs.IntheearlyyearsoftheData
Bank,mostphysiciansworkedindependently,butthose
numbershavegraduallyshifted,andmorephysicians
wanttheperksofbeingemployedbythehospital,says
Carol Cairns, CPMSM, CPCS,presidentofPRO-CON,
amedicalstaffconsultingcompanyinPlainfield,Ill.
Inpastyears,MSPscouldbeconfidentthattheNPDB
wouldhaveappropriateinformationonreductionof
privilegesorbehavioralissuesaffectingpatientcare,
butwithemployedphysicians,thereportingofthis
informationmaynotoccur.
“Aswebegintoemploymoreandmorephysicians,
thepercentagesarechangingquiteabit.Alotoftimes
qualityandbehavioralissuesaremanagedthroughthe
contractoremployment,sothehospitaljustsimply
terminatesordismissesthepractitioner,ortheydon’t
renewthecontract,”Cairnssays.“That’sfine,butthere
isprobablynoreportingtotheDataBank.”
Thedownsideisthatmostcontractshavelanguage
thatallowsthehospitaltoterminateaphysicianforany
reason.Thisgiveshospitalsaloopholewheretheycan
terminateorrequestthataphysicianresignbecause
ofbehavioralorqualityissues,avoidingapeerreview
process.
Subsequently,thelawchangeoffersadditional
protectionforemployedphysicians.Cochranbelieves
thechangewillchallengeHRdepartmentstorethink
theirprocessofterminatingaphysician.Iftheythink
thereisaconcernwithcompetency,insteadofsimply
terminatingthedoctororlettingadoctorresign,they
willturnthecaseovertothemedicalstaffprocess,which
wouldallowthatemployeetobeevaluatedbyhisor
herpeersandhavetherighttoahearingiftheoutcome
affectedtheemployee’sprivileges.
“Whatwearereallyaskingforistransparency,”
Cochransays.
Legal implications
Itmaybetooearlytodeterminehowthelegislative
changewillaffectlegalcasesgoingforward.Inone
sense,theremaybemoreinformationavailablefromthe
statemedicalboardifhospitalsabidebythelaw.
“Thereisariskthathospitalswhoavoidedreportingto
theNPDBallalongwillalsotrytocontinueonthatpath
evenifthereisastatelaw,becausereportingissome-
thingorganizationswouldprefertoavoid,”Cairnssays.
“Thereisarealdichotomyregardingreportingtothe
DataBank.Someorganizationswilltrytosidesteptaking
actionandthusreporting,butinterestinglyenoughthose
sameorganizationswantaccurateinformationfromthe
DataBankonpractitionersatthetimeofappointment
andreappointment.So,thesameissuesthathavemade
organizationshesitanttoreportinthepastarepotentially
thesameissuesevenwiththisstatelaw.”
Cochrannotesthattherewillbeafinefromthestate
medicalboardforhealthcarefacilitiesthatfailtoreport
terminatedphysicians.
Thenewchangewillrequireadditionaladvicefrom
hospitalattorneysonhowtoterminateaphysicianor
revokeprivileges,sinceitalsomixesemploymentlaw
intopotentialclaims.
“Tome,thecomplexityisgoingtorequiremoread-
vicefromknowledgeablehealthcareattorneystoinform
organizationsbecauseit’snotjustsimpleemployment
law,it’salsotheDataBankregulationsaswellasstate-
specificrequirements.Notallattorneysarefamiliarwith
medicalstaffprocesses,”Cairnssays.n
Editor’s note: This article originally appeared in the May
Credentialing & Peer Review Legal Insider.
June 2012 Medical Staff Briefing Page 7
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New policy lays the term ‘board eligibility’ to restABMS establishes time limits between residency and certification
Gonearethedayswhenphysicianscouldclaimthey
wereboardeligible,eveniftheyfinishedresidency
training30yearsago.EffectiveJanuary1,theABMShas
putlimitsonthetimebetweenwhenaphysicianfinishes
residencytrainingandwhenheorshepassestheboard
certificationexamination.MSPsarewelcomingthe
policychangewithopenarmsbecauseitdefinesaonce
hazytermthatmadethetaskofdeterminingaphysi-
cian’seligibilitytojoinamedicalstaffadifficultone.
“Wemadethechangebecause,despiteourefforts,
physicianscanclaimtobeboardeligiblefordecades,and
wethinkthatlinkbetweenresidencytrainingandwhen
yougetcertifiedisimportant.Itshouldn’tgoonfor
decadesbecauseitisasystem—trainingandcertification
arelinked,”saysSheldon D. Horowitz, MD,senior
advisorofprofessionalandscientificaffairsattheABMS.
Asaresultofthepolicychange,physiciansmust
achieveinitialboardcertificationbetweenthreeand
sevenyearsaftercompletingAccreditationCouncilfor
GraduateMedicalEducation–accreditedresidencytrain-
ing.Horowitznotesthatthethree-yearminimumis
simplyanestimategiventhatsomeboardsrequirephysi-
cianstogethands-onpracticeexperiencebeforecom-
pletingthecertificationexam,whileotherboardsallow
physicianstotaketheexamimmediatelyaftercomplet-
ingresidencytraining.Aftersevenyears,aphysician
cannolongerclaimtobeboardeligible;todosowould
breachmedicalethics.
Eachofthe24ABMSmemberboardshasestablished
aspecifictimeperiodforphysicianstopasstheircerti-
fyingexamdependingontheexamrequirementsand
schedules.Forexample,someboardsrequirewrittenand
oralexaminationsspacedapart,whileothersonlyre-
quireawrittenexamination.Thus,theABMScouldnot
applyasingletimelineacrossallmemberboards.
Memberboardsmaychoosetowaivetimerestrictions
forphysiciansunderextenuatingcircumstances,suchas
acuteillnessormilitarydeployment.
Physicianswhohavecompletedresidencytrain-
ingbuthavenotyetachievedboardcertificationmust
passtheircertifyingexaminationsinaccordancewith
thetimelimitsoftheirmemberboard.Eachmember
boardwillspecifyitstimelimitsgoingforwardandwill
chooseayearbywhichphysicianscurrentlyinprocess
mustachievecertification.Theyearchosenmustoccur
between2015and2019.
Eachmemberboardisintheprocessofdevelopinga
reentryprocessforphysicianswhofalloutsideofthetime
limit.Physiciansmayberequiredtoparticipateinaddi-
tionaleducation,training,testing,self-evaluation,orper-
formanceevaluationbeforebecomingeligibletorecertify.
“Theycan’tjustbeboardeligibleforsevenyears,
misstheenddate,andthenjuststartagain.Therewill
havetobeareentryplaniftheywanttogetback in,”
saysHorowitz.
Policy change makes credentialing clear-cut
Sowhatdoesallofthismeanforthecredentialing
process?“It’sgoodnews,”saysKathy Matzka, CPCS,
CPMSM,amedicalstaffconsultantinLebanon,Ill.“If
everyonehastobecertifiedinsevenyears,wecanwrite
thatlanguageintothebylaws.Historically,ithasbeena
movingtargetbecausepeoplecanremainboardeligible
foraprettylongtime,andsomeboardshavelimitsbut
othersdonot,sonowwehaveaclearlineinthesand.”
Forhospitalsthatdonotrequirephysicianstobe
boardeligible,theABMSpolicychangemaysparkadis-
cussionastowhetherit’stimetoaddthatrequirement
tothebylawsnowthatitisamoremeaningfulachieve-
ment.Forhospitalsthatalreadyrequirephysicianstobe
boardcertifiedorboardeligible,theABMSpolicychange
helpsdefinetheterm“boardeligible”andmakesthetask
ofdeterminingaphysician’seligibilitytojointhemedical
staffsimpler.
“Itwillhelpsimplifythecredentialingprocessbecause
ithelpsdefinetheparametersofwhatboardeligibility
Page 8 Medical Staff Briefing June 2012
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means,”saysMichael Coyne,directorofbusiness
developmentatABMS.“Thelimitsgivemedicalstaff
professionalstheabilitytofindoutifboardeligibility
isbeingreportedinappropriately.Iftherearelimits,it
willbeobviouswhentherehasbeenabreachofethical
standardswithphysiciansreportingboardeligibility.”
Medicalstaffsshouldlookthroughtheirrostersof
medicalstaffmemberstoseewhoisboardeligibleunder
thepolicy.Matzkasaysthatmostmedicalstaffswillelect
tograndfatherinphysicianswhojoinedthestaffbefore
thepolicychangetookeffect.
“Ithinkifaphysicianhasbeenworkingallthistime
withoutbeingboardcertified,Idoubtthehospitalis
goingtorequirethemtobeboardcertified.Usually,if
theyhavetherequirementinthebylaws,itisforwhen
someonenewcomesonstaff,”Matzkasays.
Medicalstaffsthatrequirephysicianstobeboard
certifiedoreligiblemustalsoreviewtheirbylaws
languagetoensurethatitcomplieswiththepolicy
change.AccordingtoMatzka,becauseeachboardhas
determineditsowntimeframe,it’snotwisetoinclude
ablanketseven-yearprovisionforallphysiciansonstaff
becauseeachboardhasitsowntimelimit,whichfalls
anywherebetweenthreeandsevenyears.
“Iwouldmakesurethelanguageisgenericenough
toaccommodateeachboard’srequirements.Itmay
say,‘Eachphysicianmustbeboardeligibleorqualified
withintheappropriatenumberofyearsaccordingtothe
specificboard.’Ifyouleaveitopen,youcansimplyrefer
backtothatboardforthetimeframe,”saysMatzka.
AtBaystateHealthinSpringfield,Mass.,theABMSpol-
icychangewillnotlikelychangethemedicalstaffbylaws,
says Roxanne Chamberlain, MBA, CPMSM, CPCS,
directorofmedicalstaffservicesandproviderenrollment.
Themedicalstaffbylawsalreadyrequirephysicianstobe-
comeboardcertifiedwithinfiveyearsofjoiningthestaff,
whichfallsnicelyinthemiddleofthethree-toseven-year
periodABMSrequires.
MatzkaalsonotesthattheABMSpolicychangewill
behelpfulwhenitcomestorecruitingandcontracting
withphysicians.“Ifthehospitalrequiresboardcertifi-
cation,theycanputafinitenumberofyearsoneach
physiciancontract,”shesays.“Peoplewhoarerecruiting
needtolookatthecontractuallanguage.”
The bigger picture
Horowitzexplainsthatthepolicychangeispartof
abiggerinitiativetomakeboardcertificationamore
meaningfulendeavorforphysiciansthatwillultimately
resultinbetterpatientcareandoutcomes.Themainte-
nanceofcertification(MOC)initiativethattheABMS
rolledoutin2006ispartofthesameinitiative.
Therehasbeenmuchdebateinrecentyearsas
tothevalueofboardcertification.Untilrecently,
becomingcertifiedusuallyrequiredaphysicianto
takeanexamevery10years,whichdidnotspeakto
hisorhercurrentcompetence.Manymedicalstaffs
stoppedrequiringphysicianstobeboardcertified
becausetheyfoundthatalargerpercentageenjoyed
successfulpracticeswithouteverhavingtakenaboard
certificationexam.
ThankstoMOC,insteadofmerelytakingaperiodic
examination,physiciansarerequiredtoparticipatein
ongoingeducationandassessment,whichmayinclude
self-assessments,participationinpracticeperformance
evaluation,readingassignments,andotheractivities.
Therecentpolicychangeputtingtimelimitsonboard
eligibilityhelpassuremedicalstaffsthatwhenaphysi-
cianclaimstobeboardeligible,heorshewillbetaking
theexaminationwithinaspecifiedtimeframe,andafter
certificationwillbedemonstratingcurrentcompetence
duringtheMOCprocess.Formedicalstaffstaskedwith
verifyingapplicants’qualifications,theABMSpolicy
changeisagift.n
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by William K. Cors, MD, MMM, FACPE, chief medical
quality officer, Pocono Health System, East Stroudsburg, Pa.
AtBetterTimesHospital’smedicalstaffredesign
retreat,theguidingcoalitionemergedwithamodel
called“3-6-9.”Themodelcallsforthreekeymedicalstaff
committees:themedicalexecutivecommittee(MEC),
credentialscommittee,andasinglemultispecialtypeer
reviewcommittee.Itallowsuptosixclinicalservicelines
andninemembersontheMEC.
Carl,thechairofthedepartmentofmedicine,explod-
edinatiradeaboutthenewplanonMondaymorning.
AtBetterTimesHospital,undertheexistingmedicalstaff
model,Carl’sdepartmenthadmorethan200members
andthuswasensuredfourseatsontheMEC.Hedidnot
wanttogivethatup.
Joe,themedicalstaffpresident,quicklyconferredwith
Bill,theseniorstatespersonservingontheguidingcoali-
tion.Theyquicklydiagnosedtheirmisstepsincommuni-
catingthismodeltothemedical staff:
➤ First,clearlysomeoneonthecoalitionranintoCarl
withnewsfromtheretreat.Thus,theyshouldnev-
erhaveassumedthattheinformationwouldremain
confidential.
➤ Second,andmoreimportantly,thecoalitionshould
havedevelopedalistofprobablenaysayersandtheir
concerns.Beforetheretreat,thecoalitionshould
haveinvitedthesenaysayerstoaseriesof “beerand
pizza”meetingstohearthemoutand toexplainwhy
thechangeprocesswasneeded.
Unfortunately,JoeandBillareintheawkward
positionofdamagecontrolandtryingtocommunicate
significantissuestoalessthanreceptiveaudience.They
makeplanstomeetwithCarlthatnightfordinner.They
alsodevelopashortlistofotherpotential“hostile”par-
tiesandmakesimilararrangementsforprivateconversa-
tionsassoonaspossible.
A medical staff leader’s guide to change managementPart 5: Communicating the change vision to a mixed crowd
JoehasbeenreferencingJohnKotter’sworkLeading
Change toframethisinitiative.Thebooklaysoutthe
effectivecommunicationofvisionthattheguidingcoali-
tionwouldbenefitfrom:
➤ Expressideassimply,usingclear,declarative
sentences.Eliminatealljargon.
➤ Usemetaphors,analogies,andexamplestomake
conceptsclearandunderstandable.
➤ Usemanydifferentforumstocommunicateideas:
– Aphysicianportalonthehospital’swebsite,
possiblylinkedtotheEMR
– Textmessaging,email,andsocialmedia
– Writtenmemosinphysicians’mailboxes
– Explanatorypostersinthemedicalstafflounge
– In-personmeetings
– One-on-oneconversationswithpotential
naysayers
➤ Repeatkeyideas.Rareisthepersonwhounderstands
anewconceptthefirsttime.
➤ Listenfirstandthenbelistenedto.Two-way
communication,althoughtime-consuming,hasno
substitute.
Theguidingcoalitiondividesupthebeerandpizza
meetingswithpotentialnaysayers.Afterthatnight’s
dinner,Carlisnotyetconvincedbutiswillingtolisten
andparticipateintheprocess.
JoeandBillfurtherworkwiththehospital’smar-
ketingandpublicrelationsdepartmenttodevelopthe
message,thecommunicationplan,andthemethodsfor
broadandrepeateddisseminationofthe“3-6-9”plan.
Theworkoftheguidingcoalitionhasjustbegun,
yetmultiplebarriershavealreadybeenidentified:The
entrenchedmedicalstaffstructuresmakesitdifficultto
act;severalkeyphysiciansstilldiscouragechange;and
theguidingcoalition,althoughwellchosen,stilllacks
neededskills,whichimpedesaction.
Nextmonththeguidingcoalitiontacklesallthisand
more.Untilthen,bethebestthatyoucanbe.n
Page 10 Medical Staff Briefing June 2012
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Travelback100years,andyouwillfindWilliam
Osler,the“fatherofmodernmedicine,”writingabout
thephysician-patientrelationship.Thetopicisn’tnew,
butithascomeintothespotlightinrecentyearsthanks
topatients’demandsforamorepersonalizedapproach
tomedicineandphysicians’searchforamoreeffective
waytokeeppatientswell.
Toaddresstheneedforbetterrelationshipsbetween
patientsandphysicians,theUniversityofChicagohas
createdtheBucksbaumInstituteforClinicalExcellence
withahealthy$42milliondonationfromMatthewand
CarolynBucksbaum.
AccordingtoMatthew Sorrentino, MD, FACC,
FASH,professorofmedicineattheUniversityof
ChicagoandassociatedirectoroftheBucksbaum
Institute,MatthewandCarolynBucksbaumreceived
careattheUniversityofChicagoHospitalandwondered
whytheycouldn’treceivethesamelevelofcareand
personalizedattentionelsewhere.
“Canthisbetaughttostudentsbetter?Howabout
physiciansearlyintheirpractice—cantheybetaught
betterways?[MatthewandCarolyn]thoughtalltheway
throughthephysician’scareer.Thatsparkedtheideaof
studyingthepatient-physicianrelationshipinamore
rigorouswayandcomingupwithwaysofdisseminating
andteachingbestpractices,”saysSorrentino.
Eliminate the barriers
AccordingtoSorrentino,medicalstudentshave
alwaysstudiedmedicalethics,butthereisincreasing
focusonitnowbecausethephysician-patientrelation-
shiphasbeenputinjeopardythankstoabarrageof
technologicaladvances.Themorethemedicalcommu-
nityreliesontechnology,theharderitisforcaregiversto
connectwithpatients.
“Ithinktheimpersonalizationofmedicineandthe
technologicaladvanceshaveputabarrierbetween
the doctorandpatients.Alotofpatientscomeinto
theoffice,andthedoctordoesn’tlookatthepatient;
Institute shines spotlight on physician-patient relationshipheorshelooksatthecomputer.Therehasbeenthis
technologicalgrowththathastakenawaythemajor
healingaspectofmedicine,whichisthelayingonof
hands,theempathy,”saysSorrentino.
Ratherthancuttechnologyoutoftheirpractices,
whichisn’tanoption,physiciansmustlearnhowto
interactwithpatientsinthemidstofthetechnological
buzz.Physiciansalsoneedtolearnhowtomanage
theirpatientrelationshipsinanincreasinglyhectic
environment.
“Today,thetypicalofficevisitis10minutes.When
Iwasinmedicalschool,thetypicalofficevisitwasa
halfhouroranhour.Howcanwerestorethepatient-
physicianrelationshipintothe10-minutepatientvisit?”
Sorrentinosays.
Thepatient-physicianrelationshipisn’tjustabout
makingtheprocessofreceivingcaremorepleasantfor
thepatient,althoughthatisalargepieceofthepie.In
additiontoresearchinghowtore-personalizemedicine,
theBucksbaumInstitutealsohopestofindwaystocut
costsandimprovemedicaloutcomesbyimprovingthe
patient-physicianrelationship.Studiesshowthatwhen
patientshaveastrongrelationshipwiththeirphysicians,
theyaremorelikelytohavepositiveoutcomes,comply
withtheirmedicalplans,andexperiencefewercom-
plicationsfromsurgeries.“Thisisnot‘wewantpeople
tobenicetoeachother.’Thisisimprovinghealthcare,”
saysSorrentino.
Althoughtheinstitutefocusesonthepatient-
physicianrelationship,itrecognizesthatthepatient
experienceextendsbeyondthephysicianandincludes
nurses,medicalstaffandhospitalleadership,andcleri-
calstaff.
“Wewanttoincorporateallofthatintotheinsti-
tute.Wehaveaboardofadvisorstohelpusfigureout
waystogobeyondthephysician.Theideaistolookat
allaspectsofthepatientrelationship,whatthebarriers
are,andhowwecanimprovethem.Allofthesethings
shouldimprovepatientoutcomes,”Sorrentinosays.
June 2012 Medical Staff Briefing Page 11
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The Bucksbaum structure
TheBucksbaumInstituteisstillinitsformativeyears;
itiscurrentlyhiringfacultyandorganizingitsstructure.
Sorrentinoexpectsittobeupandrunningatfullspeed
withinthreetofiveyears.Theinstituteisseparatefrom
theUniversityofChicago,withitsownfundingandbody
ofadvisorsandtrustees.Aphysicalspacehasbeendesig-
natedandiscurrentlyunderconstruction,“butwedon’t
consideritabrick-and-mortarinstitute,”saysSorrentino.
Threemajorgroupsareinvolvedwiththeinstitute:
theUniversityofChicagoMedicalSchoolstudents,
UniversityofChicagofaculty,andinternalandexternal
practicingphysicians.
Eachyear,theinstitutewillselectaminimumofthree
medicalstudentswhosecareersuptothatpointexem-
plifythequalitiestheinstituteistryingtopromote.All
second-yearmedicalstudentscanapplyfortheposition.
Atuitionstipendgoesalongwiththehonor.
“Weexpectthestudentstobecomeinvolvedwith
ourfacultyscholarsinresearchprojectsandteaching
programs.Theywillalsoserveasaliaisontotheentire
studentbodytopromoteBucksbaumprogramsandget
otherstudentsinvolvedinresearchandteachingoppor-
tunities,”explainsSorrentino.
Theinstitutewillalsonametwotofourjuniorfac-
ultyscholarseachyear.Thejuniorfacultymemberswill
receiveasalarystipendtohelpsupporttheirresearchor
programdevelopment.Thejuniorscholarsareexpected
toworkwiththestudentsinforwardingthestudent
researchandprograms.
Masterclinicianswillbeexpectedtomentorthe
juniorfacultyandhelpdirectresearchendeavorsand
programdevelopment.“Weexpectthemasterclini-
cianstobekeyspeakersandteachersatalllevelsofthe
medicalschoolandtheuniversity.Wefeelthatastrong
collaborativeeffortwillensuresuccessofthisprogram,”
Sorrentino says.
Anyfacultymemberwhoisinterestedinparticipating
willbeconsideredanassociatememberoftheinstitute,
andtheinstituteexpectstoannounceagrantprogram
thatwouldgiveseedmoneytoindividualswhocon-
ductresearchtopromotethegoalsoftheinstitute.“We
hopeforfivetosixgrants.Itdoesn’thavetobescholarly
research;itmightbeaneducationalprogramthatmight
helpimprovepatientcare,”saysSorrentino.
Theinstitutewillalsoholdasymposiumannuallyto
highlighttheresearchthattheBucksbaumscholarsand
juniorfacultyhavedeveloped.Althoughtheinstituteis
stillinitsorganizationalphase,itisambitiousandopti-
misticenoughtoholditsfirstsymposiumthisyear.
Medicalstaffleadersshouldkeepaneyeonresearch
developedbytheBucksbaumInstituteandotherorga-
nizationsthatstudymedicalethics,asthefindingsmay
makeallthedifferenceinstrongpatientsatisfaction
scores,betteroutcomes,patientcompliance,andlower-
costhealthcare.n
Page 12 Medical Staff Briefing June 2012
© 2012 HCPro, Inc. For permission to reproduce part or all of this newsletter for external distribution or use in educational packets, contact the Copyright Clearance Center at www.copyright.com or 978-750-8400.
by Mary J. Hoppa, senior consultant at
The Greeley Company, a division of HCPro,
Inc., in Danvers, Mass.
ReportingaphysiciantotheNPDB
isnottobetakenlightly,andhospitals
mustunderstandwhenitisappropriatetodoso.In
somecases,ahospitalcanmaraphysician’scareerby
reportinghimorherforanon-reportableevent,such
asfailingtomeettherequirementsforinitialprivi-
leges.Othertimes,physicianswhoshouldbereported
totheNPDBforqualityissuesfallthroughthecracks
becausehospitalsdon’tfullyunderstandreporting
guidelines.
TheNPDBwascreatedunderTitleIVofPublic
Law99-660,alsoknownastheHealthCareQuality
ImprovementActof1986(HCQIA).Thislawman-
datespublicreportingofcertaineventstotheNPDB.It
alsomandatesfairhearingrightsforothereventsthat
involvethedenialorrestrictionofprivilegesofsuf-
ficienttimeperiodwhendoneforreasonsofaphysi-
cian’scompetenceorprofessionalconduct.Inaddition,
HCQIAprovidesimmunitytothoseinvolvedinthe
peerreviewprocessasnotedbelow.
Aprofessionalreviewactionisreportableifbothof
thefollowingoccur:
➤ Amedicalstaff’sdecisionadverselyaffectsaphysi-
cian’sclinicalprivilegesorpanelmembershipfora
periodofmorethan30days,includingreduction,
restriction,suspension,orrevocationofprivileges;
denialofprivilegesbasedonprofessionalreview
(excludingdenialsbasedonfailuretomeetspecific
criteriaoraninitialapplicationwithdrawalpriorto
afinalprofessionalreviewdecision);thedecision
nottorenewprivileges;andsummarysuspension
thatresultsfromaprofessionalreviewaction,even
iftheactionisnotfinal
Under what circumstances should the medical staff report a physician to the NPDB?
➤ Themedicalstaff’sdecisionisbasedonthe
professionalcompetenceorprofessionalconduct
ofthephysician/dentistthatadverselyaffects,or
couldadverselyaffect,thehealthorwelfareofa
patient
Anothercircumstancethatwarrantsmandatory
reportingiswhenaphysicianordentistvoluntarily
surrendersprivileges,acceptsarestrictiononprivileges,
orwithdrawsarenewalapplicationwhileunder
(ortoavoid)investigation.
AlthoughtheHCQIAisnotexplicitaboutwho
shouldreceivefairhearingrights,itisexplicitabout
whodoesnotwarrantfairhearingrights.Fairhear-
ingandappealrightsarenotmandatedwhenthere
isnoadverseprofessionalreviewactiontaken,or
inthecaseofasuspensionorrestrictionofclinical
privileges,foraperiodofnotlongerthan14days,
duringwhichaninvestigationisbeingconducted
todeterminetheneedforaprofessionalreview
action.
HCQIAalsoprovidesimmunityprotectionstoindi-
vidualsandbodiesinvolvedinthepeerreviewprocess
whenitisperformed:
➤ Inthereasonablebeliefthattheactionwasinthe
furtheranceofqualityhealthcare
➤ Afterareasonableefforttoobtainthefactsofthe
matter
➤ Afteradequatenoticeandhearingproceduresare
affordedtothephysicianinvolvedoraftersuch
otherproceduresasarefairtothephysicianunder
thecircumstances
➤ Inthereasonablebeliefthattheactionwaswar-
rantedbythefactsknownaftersuchreasonable
efforttoobtainfactsandaftermeetingthere-
quirementofthepreviousbulletpointn