effectiveness of intraoral chlorhexidine protocols in the...
TRANSCRIPT
Effectiveness of Intraoral Chlorhexidine Protocols in thePrevention of Ventilator-Associated Pneumonia: Meta-Analysis and
Systematic Review
Cristina C Villar DDS PhD, Claudio M Pannuti DDS PhD, Danielle M Nery DDS,Carlos M R Morillo DDS, Maria Jose C Carmona MD PhD, and Giuseppe A Romito DDS PhD
BACKGROUND: Ventilator-associated pneumonia (VAP) is common in critical patients and re-lated with increased morbidity and mortality. We conducted a systematic review and meta-analysis,with intention-to-treat analysis, of randomized controlled clinical trials that assessed the effective-ness of different intraoral chlorhexidine protocols for the prevention of VAP. METHODS: Searchstrategies were developed for the MEDLINE, EMBASE, and LILACS databases. MeSH terms werecombined with Boolean operators and used to search the databases. Eligible studies were random-ized controlled trials of mechanically ventilated subjects receiving oral care with chlorhexidine orstandard oral care protocols consisting of or associated with the use of a placebo or no chemicals.Pooled estimates of the relative risk and corresponding 95% CIs were calculated with randomeffects models, and heterogeneity was assessed with the Cochran Q statistic and I2. RESULTS: The13 included studies provided data on 1,640 subjects that were randomly allocated to chlorhexidine(n � 834) or control (n � 806) treatments. A preliminary analysis revealed that oral application ofchlorhexidine fails to promote a significant reduction in VAP incidence (relative risk 0.80, 95% CI0.59–1.07, I2 � 45%). However, subgroup analyses showed that chlorhexidine prevents VAP develop-ment when used at 2% concentration (relative risk 0.53, 95% CI 0.31–0.91, I2 � 0%) or 4 times/d(relative risk 0.56, 95% CI 0.38–0.81, I2 � 0%). CONCLUSIONS: We found that oral care withchlorhexidine is effective in reducing VAP incidence in the adult population if administered at 2%concentration or 4 times/d. Key words: chlorhexidine; clinical protocols; ventilator-associated pneumonia;meta-analysis; infection; critical care. [Respir Care 2016;61(9):1245–1259. © 2016 Daedalus Enterprises]
Introduction
Ventilator-associated pneumonia (VAP) is defined aspneumonia that develops �48 h after endotracheal intu-bation and initiation of mechanical ventilation.1 VAP isthe second most common nosocomial infection in ICUsand the first most common in patients receiving mechan-ical ventilation.2 The condition is associated with increases
in length of hospitalization and ICU stay, morbidity, mor-tality, and health-care costs.3,4 Despite recent advances indiagnosis and treatment of VAP, it continues to be a med-ical problem of major importance, with an attributablemortality rate between 33 and 50%.5 Thus, preventive in-terventions are needed to limit its occurrence.
The development of VAP is related to microbial colo-nization of the normally sterile lower respiratory tract bymicroorganisms commonly found in the trachea, orophar-
Drs Villar, Pannuti, Morillo, and Romito are affiliated with the Disciplineof Periodontics, School of Dentistry, and Dr Carmona is affiliated withthe Discipline of Anesthesiology, School of Medicine, University of SaoPaulo-Sao Paulo, Brazil. Dr Nery is affiliated with the Complexo Hos-pitalar Municipal de Sao Bernardo do Campo, Sao Bernardo do Campo-Sao Paulo, Brazil.
The authors have disclosed no conflicts of interest.
Correspondence: Cristina C Villar DDS PhD, Division of Periodontics,Department of Stomatology, School of Dentistry, University of Sao Paulo,Avenida Prof. Lineu Prestes, 2227, Sao Paulo-Sao Paulo, 05508-000,Brazil. E-mail: [email protected].
DOI: 10.4187/respcare.04610
RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9 1245
ynx, stomach, and small or large intestines.6 Although themain route of infection leading to lower respiratory tractinfection remains unknown, the primary source of infec-tion for VAP is thought to be the oropharyngeal tract.7
Based on this, a significant number of studies have inves-tigated the effect of topical oral antiseptics in VAP pre-vention. Among these antiseptics, chlorhexidine gluconatehas attracted considerable attention, as evidenced by nu-merous randomized controlled clinical trials that have in-vestigated the effect of oral chlorhexidine use in VAPprevention.8-25
Results from the aforementioned randomized controlledtrials and meta-analyses26-30 that analyzed the effect oforal care with chlorhexidine on VAP prevention are con-flicting. Discrepant findings may have resulted from dif-ferences in study populations, diagnostic criteria for VAP,chlorhexidine concentration, and frequency of use. Meta-analyses have not reported the impact of specific protocolsof oral care with chlorhexidine on VAP prevention. More-over, previous meta-analysis mixed together outcomes re-ported on intention-to-treat and per-protocol basis. There-fore, in this paper, a systematic review and meta-analysis,with intention-to-treat analysis, of randomized controlledclinical trials was conducted to determine the effectivenessof oral decontamination with chlorhexidine and to com-pare specific protocols of oral care with chlorhexidine inVAP prevention.
Methods
Focused Question
We conducted a systematic review of the literature toassess the following focused PICO (patient or population,intervention, control or comparator, and outcome) ques-tion: In subjects endotracheally intubated and mechani-cally ventilated, does oral decontamination with chlorhexi-dine prevent the development of VAP, when comparedwith placebo or standard care or no treatment? As a secondaim, this systematic review assessed the question: Whichdose, frequency, or mode of use provides the best effect inthe prevention of VAP? This systematic review was re-ported according to the PRISMA statement guidelines.31
Eligibility Criteria
Type of Studies. Only randomized controlled trials thatreported data using an intention-to-treat approach or pro-vided enough information that per-protocol results couldbe adjusted into an intention-to-treat format were eligiblefor this review.
Study Population. The population of interest includedintubated subjects receiving mechanical ventilation.
Type of Intervention and Comparison. Oral decontam-ination protocols using chlorhexidine (test group) werecompared with standard oral care protocols consisting ofor associated with the use of (1) a placebo or (2) no treat-ment.
Outcome Measures. The primary outcome was incidenceof VAP, reported as the number/percentage of affectedsubjects.
Search Strategy
Search strategies were developed for the MEDLINE,EMBASE, and LILACS databases. MeSH terms and keywords were combined with Boolean operators and used tosearch the databases. All searches were done without lan-guage restriction, up to January 2015. The following termswere used: ([chlorhexidine OR “gluconate chlorhexidine”OR “oral decontamination” OR “oral hygiene” OR anti-septics OR “antiseptic decontamination”] AND [“ventila-tor-associated pneumonia” OR VAP OR “nosocomial pneu-monia” OR pneumonia OR intubation OR “mechanicalventilation” OR “intensive care units” OR “critical care”])AND (“clinical trial” OR RCT OR “randomized controlledtrial” OR “randomized controlled clinical trial”). Electronicsearch was complemented by manual searches of the ref-erence lists of selected full articles.
Exclusion Criteria
Reviews, in vitro and animal studies, case reports, ob-servational studies, and studies without control groups werenot included.
QUICK LOOK
Current knowledge
In recent years, many regimens of oral care with chlo-rhexidine have been used on mechanically ventilatedpatients to prevent the development of ventilator-asso-ciated pneumonia (VAP). However, results from ran-domized controlled trials and meta-analysis that ana-lyzed the effect of oral care with chlorhexidine on VAPprevention are still conflicting.
What this paper contributes to our knowledge
Results from this systematic review and meta-analysisindicate that oral care with chlorhexidine is effective inreducing VAP incidence only in the adult populationand if administered at a 2% concentration or 4 times/d.
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
1246 RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9
Screening Methods and Data Extraction
Two calibrated reviewers (DMN and CCV) indepen-dently screened titles and abstracts. Studies appearing tomeet the inclusion criteria or those with insufficient infor-mation in the title and abstract to make a clear decision,were selected for full manuscript evaluation, which wascarried out independently by the same 2 reviewers to de-termine study eligibility. Any disagreement was solved bydiscussion with a third reviewer (CMP). Reference lists ofprevious reviews and included studies were hand-searched.Studies that met the inclusion criteria underwent a validityassessment. Reasons for rejecting studies were recorded.Agreement between reviewers was described by kappacoefficient. Data were extracted independently by the samereviewers.
The following data were extracted and recorded: cita-tion, setting and location of the trial, characteristics ofparticipants, characteristics of the intervention (concentra-tion, dose, frequency, and type of application), samplesize, definition of VAP, and length of follow-up.
Quality Assessment and Data Synthesis
Quality assessment of the included studies was performedindependently by 2 reviewers (DMN and CCV), with dis-agreements resolved by a third adjudicator (CMP). Thefollowing 6 domains were assessed as having low risk,high risk, or unclear risk of bias, according to the Co-chrane Collaboration’s tool for assessing risk of bias.32
Then studies were categorized as follows: (1) low risk ofbias, if all domains were met; (2) unclear risk of bias, ifone or more domains were classified as having unclearrisk of bias; and (3) “high risk” of bias, if one or moredomains were not met.
Data Analysis
Analyses were performed using Review Manager 5.3software (Cochrane Information Management System).Data on the incidence of VAP was extracted as dichot-omous variables. Pooled estimates of the relative riskand the corresponding 95% CI were calculated usingrandom effects models. Subgroup statistical heteroge-neity among the studies was assessed with the CochranQ statistic and I2.
Results
The computerized search strategy yielded 211 citations,of which 53 were screened for potentially meeting theinclusion criteria (Fig. 1). Independent screening of ab-stracts led to the rejection of 30 articles (Fig. 1). The fulltext of the remaining 23 publications was obtained for
review and possible inclusion. Scanning of reference listsyielded one additional study (Fig. 1). Of the 24 publica-tions preselected, 9 articles were further excluded for rea-sons indicated in Figure 1. As a result, 13 studies pub-lished in English between September 2000 and November2012 were included in this meta-analysis. The character-istics of the final trials retained are reported in Table 1.
Subject Selection and Characteristics
The 13 included studies provided data on 1,640 subjectswho were randomly allocated to chlorhexidine (n � 834)or control (n � 806) treatments. Studies enrolled subjectsexpected to require orotracheal or nasotracheal intubationand mechanical ventilation.8-10,12,14,15,17-19,21,22,24,25 Amongthese, some studies required mechanical ventilation for atleast 48 h.10,12,22,24 Other studies only included subjectswith medical conditions suggesting an ICU stay of �48 h,15
3 d,18 or 5 d8,9 (Table 1). In 3 studies, research subjects
Fig. 1. Flow chart.
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9 1247
Tab
le1.
Cha
ract
eris
tics
ofth
eIn
clud
edSt
udie
s
Stud
y(Y
ear)
Subj
ect
Sour
ceIn
clus
ion
Cri
teri
aE
xclu
sion
Cri
teri
aD
iagn
ostic
Info
rmat
ion
Exp
erim
enta
lG
roup
Con
trol
Gro
upFo
llow
-Up
Gra
pet
al(2
004)
10Su
rgic
al,
trau
ma
and
neur
osci
ence
ICU
and
Em
erge
ncy
Dep
artm
ent;
Uni
ted
Stat
es
Age
�18
y,en
dotr
ache
ally
intu
bate
dan
dm
echa
nica
llyve
ntila
ted
for
48h
Ede
ntul
ous
subj
ects
CPI
S�
6C
HX
0.12
%so
lutio
n;si
ngle
full-
mou
thap
plic
atio
nde
liver
edas
20sp
rays
(n�
5)or
bysw
abbi
ng(n
�2)
atea
rly
post
-in
tuba
tion
peri
od
Stan
dard
oral
care
(n�
5)Su
bjec
tsw
ere
follo
wed
for
72h
afte
rin
tuba
tion
orun
tilex
tuba
tion
ifex
tuba
ted
befo
re72
hFo
urri
eret
al(2
005)
86
ICU
s(3
inun
iver
sity
hosp
itals
and
3in
gene
ral
hosp
itals
);Fr
ance
Age
�18
y,m
edic
alco
nditi
onsu
gges
ting
ICU
stay
�5
dan
dre
quir
ing
mec
hani
cal
vent
ilatio
nby
orot
rach
eal
orna
sotr
ache
alin
tuba
tion;
only
subj
ects
hosp
italiz
edfo
r�
48h
befo
reIC
Uad
mis
sion
wer
ein
clud
ed
Ede
ntul
ous
subj
ects
,w
itha
trac
heos
tom
ytu
be,
faci
altr
aum
a,po
st-s
urgi
cal
and
requ
irin
gsp
ecif
icor
opha
ryng
eal
care
,al
lerg
yto
CH
X
Tem
pera
ture
�38
°Cor
�36
°C;
new
infi
ltrat
eson
ches
tra
diog
raph
s,le
ukoc
ytos
is(�
10�
103/
mm
3)
orle
ukop
enia
(�3
�10
3/m
m3),
posi
tive
quan
titat
ive
cultu
reof
trac
heal
aspi
rate
(�10
⁶C
FU/m
L)
and/
orbr
onch
oalv
eola
rla
vage
flui
d(�
10⁴C
FU/m
L)
CH
X0.
2%ge
l(n
�11
4);
appl
ied
over
dent
alan
dgi
ngiv
alsu
rfac
esby
nurs
esw
eari
ngst
erile
glov
es,
afte
rm
outh
rins
ing
and
orop
hary
ngea
las
pira
tion;
gel
was
left
inpl
ace,
and
the
oral
cavi
tyw
asno
tri
nsed
afte
rap
plic
atio
n;C
HX
appl
icat
ion
star
ted
with
inth
efi
rst
24h
ofin
tuba
tion;
inte
rven
tion
was
perf
orm
edat
leas
t3
times
/dun
tilda
y28
,di
scha
rge,
orde
ath;
toot
hbr
ushi
ngw
asno
tal
low
ed
Plac
ebo
gel
(n�
114)
;ap
plie
dac
cord
ing
toth
esa
me
oral
care
prot
ocol
used
inth
eex
peri
men
tal
grou
p
Ent
ire
ICU
stay
Koe
man
etal
(200
6)12
5m
ixed
and
2su
rgic
alIC
Us;
Net
herl
ands
Age
�18
y,re
quir
ing
mec
hani
cal
vent
ilatio
nfo
r�
48h,
incl
uded
with
in24
haf
ter
intu
batio
nan
dst
art
ofm
echa
nica
lve
ntila
tion
Prea
dmis
sion
imm
unoc
ompr
omis
edst
atus
,pr
egna
ncy,
phys
ical
cond
ition
not
allo
win
gor
alap
plic
atio
nof
stud
ym
edic
atio
n
New
,pe
rsis
tent
,or
prog
ress
ive
infi
ltrat
eon
ches
tra
diog
raph
s,in
com
bina
tion
with
atle
ast
3of
4cr
iteri
a:re
ctal
tem
pera
ture
�38
°Cor
�35
.5°C
,bl
ood
leuk
ocyt
osis
(�10
�10
3/
mm
3),
and/
orle
ftsh
ift
orle
ukop
enia
(�3
�10
3/m
m3),
puru
lent
aspe
ctof
trac
heal
aspi
rate
,an
da
posi
tive
sem
iqua
ntita
tive
cultu
refr
omtr
ache
alas
pira
tes
(�10
5C
FU/m
l)af
ter
48h
ofm
echa
nica
lve
ntila
tion
CH
X2%
inV
asel
ine
petr
oleu
mje
lly(n
�12
7);
2cm
ofpa
ste
(0.5
g)pu
ton
agl
oved
fing
ertip
and
adm
inis
tere
dto
each
side
ofth
ebu
ccal
cavi
ty,
afte
rre
mov
ing
rem
nant
sof
the
prev
ious
dose
with
asa
line
moi
sten
edga
uze;
inte
rven
tion
was
perf
orm
ed4
times
/d,
until
VA
Pdi
agno
sis,
deat
h,ex
tuba
tion,
orw
ithdr
awal
;C
HX
2%/c
olis
tinin
Vas
elin
epe
trol
eum
jelly
(n�
128)
used
acco
rdin
gto
the
prot
ocol
desc
ribe
dab
ove
Vas
elin
epe
trol
eum
jelly
(n�
130)
,ap
plie
dac
cord
ing
toth
esa
me
oral
care
prot
ocol
used
inth
eex
peri
men
tal
grou
ps
Subj
ects
wer
efo
llow
edun
tilex
tuba
tion,
deat
h,de
velo
pmen
tof
pneu
mon
ia,
orw
ithdr
awof
cons
ent
Tan
tipon
get
al(2
008)
14T
ertia
ryca
re,
ICU
s,or
gene
ral
med
ical
war
ds;
Tha
iland
Age
�18
y,re
quir
ing
mec
hani
cal
vent
ilatio
nPn
eum
onia
aten
rollm
ent,
alle
rgy
toC
HX
New
,pe
rsis
tent
,or
prog
ress
ive
infi
ltrat
eon
ach
est
radi
ogra
ph,
inco
mbi
natio
nw
ithat
leas
t3
ofth
efo
llow
ing
4cr
iteri
a:bo
dyte
mpe
ratu
re�
38°C
or�
35.5
°C,
leuk
ocyt
osis
(�10
�10
3le
ukoc
ytes
/mm
3)
orle
ukop
enia
(�3
�10
3
leuk
ocyt
es/m
m3),
puru
lent
trac
heal
aspi
rate
,an
d/or
apo
sitiv
ese
miq
uant
itativ
ecu
lture
oftr
ache
alas
pira
tesa
mpl
esfo
rpa
thog
enic
bact
eria
CH
X2%
solu
tion
(n�
102)
;or
alca
reco
nsis
ted
ofto
oth
brus
hing
,su
ctio
ning
ofor
alse
cret
ions
,an
dru
bbin
gth
eor
opha
ryng
eal
muc
osa
with
15m
Lof
CH
X;
inte
rven
tion
was
perf
orm
ed4
times
/dun
tilre
mov
alof
the
endo
trac
heal
tube
Nor
mal
salin
eso
lutio
n(n
�10
5),
appl
ied
acco
rdin
gto
the
sam
eor
alca
repr
otoc
olus
edin
the
expe
rim
enta
lgr
oup
Subj
ects
wer
efo
llow
edun
tilex
tuba
tion
orde
velo
pmen
tof
pneu
mon
ia (con
tinu
ed)
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
1248 RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9
Tab
le1.
Con
tinue
d
Stud
y(Y
ear)
Subj
ect
Sour
ceIn
clus
ion
Cri
teri
aE
xclu
sion
Cri
teri
aD
iagn
ostic
Info
rmat
ion
Exp
erim
enta
lG
roup
Con
trol
Gro
upFo
llow
-Up
Bel
lissi
mo-
Rod
rigu
eset
al(2
009)
15
Clin
ical
and
surg
ical
ICU
;B
razi
lE
xpec
ted
ICU
stay
�48
h,in
clud
edw
ithin
24h
afte
rIC
Uad
mis
sion
,re
gard
less
ofw
heth
erre
ceiv
ing
mec
hani
cal
vent
ilatio
n;tr
ache
otom
ized
subj
ects
wer
ein
clud
ed
CH
Xhy
pers
ensi
tivity
,pr
egna
ncy,
form
alin
dica
tion
for
CH
Xus
e,or
pres
crip
tion
ofan
othe
ror
alto
pica
lm
edic
atio
n
Acc
ordi
ngto
the
crite
ria
defi
ned
byth
eC
DC
and
NN
ISsy
stem
CH
X0.
12%
solu
tion
(tot
aln
�98
,on
mec
hani
cal
vent
ilatio
nn
�64
);af
ter
mec
hani
cal
clea
ning
ofth
em
outh
bynu
rses
,15
mL
was
appl
ied
over
all
surf
aces
ofth
eor
alca
vity
;in
terv
entio
nw
aspe
rfor
med
3tim
es/d
until
ICU
disc
harg
e
Plac
ebo
solu
tion
(tot
aln
�96
,on
mec
hani
cal
vent
ilatio
nn
�69
),ap
plie
dac
cord
ing
toth
esa
me
oral
care
prot
ocol
used
inth
eex
peri
men
tal
grou
p
Ent
ire
ICU
stay
Scan
napi
eco
etal
(200
9)17
Tra
uma
ICU
;U
nite
dSt
ates
Subj
ects
expe
cted
tobe
intu
bate
dan
dm
echa
nica
llyve
ntila
ted
with
in48
hof
ICU
adm
issi
on
Witn
esse
das
pira
tion,
conf
irm
eddi
agno
sis
ofpo
st-o
bstr
uctiv
epn
eum
onia
,hy
pers
ensi
tivity
toC
HX
,th
rom
bocy
tope
nia,
a�d
ono
tin
tuba
te�
orde
r,ag
e�
18y,
preg
nanc
y,le
gal
inca
rcer
atio
n,tr
ansf
erfr
oman
othe
rIC
U,
oral
muc
ositi
s,im
mun
osup
pres
sion
,re
adm
issi
onto
the
ICU
CPI
S�
6as
soci
ated
with
the
pres
ence
of�
104
CFU
/mL
ofa
targ
etpu
tativ
ere
spir
ator
ypa
thog
enin
bron
choa
lveo
lar
lava
gefl
uid
ora
posi
tive
pleu
ral
flui
dcu
lture
inth
eab
senc
eof
prev
ious
pleu
ral
inst
rum
enta
tion
CH
X0.
12%
alco
holic
solu
tion
(n�
58);
1ou
nce
appl
ied
usin
gan
oral
foam
appl
icat
orov
eral
lte
eth
and
intr
a-or
also
fttis
sues
and
suct
ione
daf
ter
1m
in(2
times
/d)
�to
oth
brus
hing
with
asu
ctio
nto
othb
rush
(2tim
es/d
)�
swab
bing
with
1.5%
hydr
ogen
pero
xide
solu
tion
(6tim
es/d
)�
appl
icat
ion
ofa
mou
thm
oist
uriz
er;
CH
X0.
12%
(n�
58);
oral
care
prot
ocol
iden
tical
toth
eon
ede
scri
bed
abov
e,ex
cept
that
CH
Xw
asap
plie
don
ly1
time/
d
Plac
ebo
(n�
59);
1ou
nce
appl
ied
usin
gan
oral
foam
appl
icat
orov
eral
lte
eth
and
intr
a-or
also
fttis
sues
and
suct
ione
daf
ter
1m
in(2
times
/d)
�to
oth
brus
hing
with
asu
ctio
nto
othb
rush
(2tim
es/d
)�
swab
bing
with
Pero
xam
int
solu
tion
(6tim
es/d
)�
appl
icat
ion
ofa
mou
thm
oist
uriz
erto
the
oral
muc
osa
Subj
ects
wer
efo
llow
edfo
rup
to21
dor
until
disc
harg
efr
omIC
U,
extu
batio
n,or
deat
h
Cab
ovet
al(2
010)
18Su
rgic
alIC
U;
Cro
atia
Age
�18
y,m
edic
alco
nditi
onsu
gges
ting
ICU
stay
�3
d,ev
entu
alre
quir
emen
tfo
rm
echa
nica
lve
ntila
tion
byor
otra
chea
lor
naso
trac
heal
intu
batio
n
Ede
ntul
ous
subj
ects
Tem
pera
ture
�38
°Cor
�36
°C,
infi
ltrat
eson
ches
tra
diog
raph
s,le
ukoc
ytos
is(�
10�
103/m
m3)
orle
ukop
enia
(�3
�10
3/m
m3),
posi
tive
cultu
refr
omtr
ache
alas
pira
tean
d/or
bron
choa
lveo
lar
lava
ge
CH
X0.
2%ge
l(t
otal
n�
30,
with
out
adi
agno
sis
ofpn
eum
onia
atba
selin
en
�17
);ap
plie
dov
erde
ntal
and
ging
ival
surf
aces
bynu
rses
wea
ring
ster
ilegl
oves
,af
ter
mou
thri
nsin
gw
ithbi
carb
onat
eis
oton
icse
rum
follo
wed
byor
opha
ryng
eal
aspi
ratio
n;ge
lw
asle
ftin
plac
e,an
dth
eor
alca
vity
was
not
rins
edaf
ter
appl
icat
ion;
CH
Xap
plic
atio
nst
arte
dea
rly
afte
rin
tuba
tion;
inte
rven
tion
was
perf
orm
ed3
times
/ddu
ring
ICU
stay
Plac
ebo
gel
(tot
aln
�30
,w
ithou
ta
diag
nosi
sof
pneu
mon
iaat
base
line
�23
),ap
plie
dac
cord
ing
toth
esa
me
oral
care
prot
ocol
used
inth
eex
peri
men
tal
grou
p
Unt
ilIC
Udi
scha
rge
orde
ath
(con
tinu
ed)
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9 1249
Tab
le1.
Con
tinue
d
Stud
y(Y
ear)
Subj
ect
Sour
ceIn
clus
ion
Cri
teri
aE
xclu
sion
Cri
teri
aD
iagn
ostic
Info
rmat
ion
Exp
erim
enta
lG
roup
Con
trol
Gro
upFo
llow
-Up
Ber
ryet
al(2
011)
19Su
rgic
al-m
edic
alIC
U;
Uni
ted
Stat
es
Age
�15
year
s,in
tuba
ted
and
able
tobe
rand
omiz
edw
ithin
12h
ofin
tuba
tion
Subj
ects
who
requ
ired
spec
ific
oral
hygi
ene
proc
edur
esin
rela
tion
tofa
cio-
max
illar
yor
dent
altr
aum
a/su
rger
y;ha
dbe
enin
the
ICU
prev
ious
lydu
ring
the
curr
ent
peri
odof
hosp
italiz
atio
n;re
ceiv
edir
radi
atio
nor
chem
othe
rapy
onad
mis
sion
toth
eIC
Uor
inth
epr
eced
ing
6w
ks;
orsu
ffer
edfr
omau
toim
mun
edi
seas
es
New
orw
orse
ning
radi
olog
ical
infi
ltrat
es,
toge
ther
with
�2
ofth
efo
llow
ing:
tem
pera
ture
�37
.5°C
or�
35°C
,w
hite
cell
coun
t�
11,0
00/m
m3
or�
4,00
0/m
m3,
chan
gein
char
acte
rist
ics
ofbr
onch
ial
secr
etio
nsfr
omm
ucoi
dto
muc
o-pu
rule
ntor
puru
lent
,in
crea
sein
frac
tion
ofin
spir
edox
ygen
orpo
sitiv
een
d-ex
pira
tory
pres
sure
requ
irem
ent
by�
20%
tom
aint
ain
oxyg
ensa
tura
tion
abov
e92
%
CH
X0.
2%aq
ueou
sso
lutio
n(n
�71
);ir
riga
tion
with
CH
X(2
times
/d),
with
seco
ndho
urly
irri
gatio
nw
ithst
erile
wat
eran
dco
mpr
ehen
sive
clea
ning
ofth
em
outh
usin
ga
soft
,pe
diat
ric
toot
hbru
sh(3
times
/d)
Con
trol
I(n
�78
):st
erile
wat
erri
nsed
seco
ndho
urly
and
com
preh
ensi
vecl
eani
ngof
the
mou
thus
ing
aso
ft,
pedi
atri
cto
othb
rush
3tim
es/d
;C
ontr
olII
(n�
76):
sodi
umbi
carb
onat
em
outh
was
hri
nsed
seco
ndho
urly
and
com
preh
ensi
vecl
eani
ngof
the
mou
thus
ing
aso
ft,
pedi
atri
cto
othb
rush
3tim
es/d
Prot
ocol
was
follo
wed
until
the
patie
ntw
asex
tuba
ted
orup
onIC
Udi
scha
rge,
trac
heot
omy,
orde
ath
Jaco
mo
etal
(201
1)21
Ter
tiary
care
PIC
U;
Bra
zil
Chi
ldre
nw
ithco
ngen
ital
hear
tdi
seas
eun
derg
oing
card
iac
surg
ery
with
orw
ithou
tca
rdio
pulm
onar
yby
pass
adm
itted
toth
ePI
CU
inth
epo
stop
erat
ive
peri
od
Subj
ects
with
apr
eope
rativ
edi
agno
sis
ofpn
eum
onia
,hy
pers
ensi
tivity
toC
HX
,co
ngen
ital
orac
quir
edim
mun
odef
icie
ncy,
intr
aope
rativ
ede
ath,
failu
reto
perf
orm
oral
hygi
ene
peri
oper
ativ
ely
Acc
ordi
ngto
the
crite
ria
defi
ned
byth
eC
DC
and
NN
ISsy
stem
CH
X0.
12%
alco
holic
solu
tion
(n�
89);
0.3
ml
ofso
lutio
n/kg
ofbo
dyw
eigh
tw
asus
edpr
eope
rativ
ely
(bef
ore
intu
batio
n),
for
30s,
asan
oral
rins
ein
child
ren
�6
yol
d;in
child
ren
�6
yol
dan
ddu
ring
orot
rach
eal
intu
batio
n,th
eso
lutio
nw
asap
plie
dto
the
oral
muc
osa,
ging
iva,
tong
ue,
and
toot
hsu
rfac
esov
era
peri
odof
30s
with
asp
atul
aw
rapp
edw
ithga
uze;
inte
rven
tion
was
perf
orm
ed2
times
/dpo
stop
erat
ivel
yun
tilPI
CU
disc
harg
eor
deat
h
Plac
ebo
solu
tion
(n�
75),
appl
ied
acco
rdin
gto
the
sam
eor
alca
repr
otoc
olus
edin
the
expe
rim
enta
lgr
oup
Subj
ects
wer
efo
llow
edun
tilPI
CU
disc
harg
eor
deat
h
Kus
ahar
aet
al(2
012)
22T
ertia
ryca
rePI
CU
;B
razi
lC
hild
ren
likel
yto
requ
ire
intu
batio
nan
dm
echa
nica
lve
ntila
tion
with
in24
hof
PIC
Uad
mis
sion
New
born
stat
us,
diag
nosi
sof
pneu
mon
iaat
adm
issi
on,
hype
rsen
sitiv
ityto
CH
X,
dura
tion
ofm
echa
nica
lve
ntila
tion
�48
h,ch
ildre
nw
ithtr
ache
osto
my
orw
hore
ceiv
edtr
ache
alin
tuba
tion
for
�24
hbe
fore
PIC
Uad
mis
sion
The
deve
lopm
ent
ofV
AP
was
quan
tifie
dus
ing
CPI
San
dco
nfir
med
byth
eal
tern
ate
pneu
mon
iacl
inic
alcr
iteri
afo
rin
fant
san
dch
ildre
n,as
defi
ned
byth
eC
DC
/Nat
iona
lH
ealth
care
Safe
tyN
etw
ork
CH
X0.
12%
gel
(n�
46);
gel
was
appl
ied
toa
toot
hbru
sh,
and
all
toot
hsu
rfac
esan
dve
ntra
lsu
rfac
eof
the
tong
uew
ere
clea
ned
and
aspi
rate
dw
itha
vacu
um;
next
,th
ege
lw
asap
plie
dby
asw
abov
eral
lgi
ngiv
alsu
rfac
es;
inte
rven
tion
was
perf
orm
ed2
times
/d,
for
upto
15d
orun
tilde
ath
orex
tuba
tion
Plac
ebo
gel
(n�
50),
appl
ied
acco
rdin
gto
the
sam
eor
alca
repr
otoc
olus
edin
the
expe
rim
enta
lgr
oup
Subj
ects
wer
efo
llow
edun
tilth
eyex
ited
the
stud
yor
wer
edi
scha
rged
from
the
hosp
ital
Ozç
aka
etal
(201
2)24
Res
pira
tory
ICU
;T
urke
yD
enta
tesu
bjec
tsex
pect
edto
bein
tuba
ted
and
mec
hani
cally
vent
ilate
dfo
r�
48h
afte
rIC
Uad
mis
sion
Witn
esse
das
pira
tion,
conf
irm
eddi
agno
sis
ofpo
st-o
bstr
uctiv
epn
eum
onia
,hy
pers
ensi
tivity
toC
HX
,th
rom
bocy
tope
nia,
a“d
ono
tin
tuba
te”
orde
r,ag
e�
18y,
preg
nanc
y,or
alm
ucos
itis,
read
mis
sion
toth
esa
me
ICU
,su
rviv
alex
pect
atio
n�
1w
kan
ded
entu
lism
The
pres
ence
of�
104
CFU
/m
Lof
ata
rget
puta
tive
resp
irat
ory
path
ogen
inm
ini-
bron
choa
lveo
lar
lava
gefl
uid
ora
posi
tive
pleu
ral
flui
dcu
lture
inth
eab
senc
eof
prev
ious
pleu
ral
inst
rum
enta
tion
CH
X0.
2%so
lutio
n(n
�32
);30
mL
appl
ied
byor
alsw
abto
all
teet
han
din
tra-
oral
soft
tissu
esan
dsu
ctio
ned
afte
r1
min
;in
terv
entio
nw
aspe
rfor
med
4tim
es/d
,fo
rup
to14
dor
until
disc
harg
efr
omIC
U,
extu
batio
n,or
deat
h
Salin
eso
lutio
n(n
�34
),ap
plie
dac
cord
ing
toth
esa
me
oral
care
prot
ocol
used
inth
eex
peri
men
tal
grou
p
Subj
ects
wer
efo
llow
edfo
rup
to14
dor
until
ICU
disc
harg
e,ex
tuba
tion,
orde
ath
(con
tinu
ed)
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
1250 RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9
were children.21,22,25 All of the remaining studies includedsubjects age �15 y19 or �18 y8,9,10,12,14,18 (see Table 1).
Trials were set in various ICUs and emergency services.Most studies included subjects from clinical surgicalICUs8,9,15,18,19 and pediatric ICUs.21,22,25 Two studies in-cluded subjects admitted to trauma ICUs.10,17 Moreover,single trials were carried out in neuroscience ICU,10 mixedICU,8 emergency department,10 and general medicalwards14 (Table 1). Average sample sizes, inclusion andexclusion criteria, and VAP diagnostic methods and crite-ria varied considerably among studies (Table 1).
Oral Care With Chlorhexidine
Included studies were also quite heterogeneous in theirintervention regimens. Among them, chlorhexidine wasused at concentrations of 0.12%,10,15,17,21,22 0.2%,8,9,18,19,24
1%,25 and 2%12,14 (Table 1). Chlorhexidine was applied asoral rinse solution,10,14,15,19,21,24 gel,8,9,18,22,25 Vaseline pe-troleum jelly,12 and foam17 (Table 1). When specified bythe authors, chlorhexidine solutions were reported as aque-ous19 or alcoholic.17,21
The frequency of chlorhexidine oral application alsovaried among the studies. Chlorhexidine was used in asingle dose at intubation,10 once/d,17 twice/d,17,19,21,22 3times/d,8,9,15,18,25 or 4 times/d12,14,24 (Table 1).
Methodological Quality of the Studies
Studies’ individual risk of bias were assessed and listedin Table 2. Details related to the method of randomizationwere provided in all studies.8-10,12,14,15,17-19,21,22,24,25 Allo-cation concealment was adequately described only in 4studies.8,15,17,21 Moreover, one study25 reported that allo-cation was concealed but did not provide details of theconcealment. The remaining 8 studies did not provide anyinformation about allocation concealment.9,10,12,14,18,19,22,24
Whereas study subjects and personnel were blinded inonly 8 trials,8,12,15,17,18,21,22,25 outcome assessors wereblinded in all studies. 8-10,12,14,15,17-19,21,22,24,25
Incomplete outcome data were adequately addressed in5 studies.12,15,21,24,25 In 3 studies,9,17,18 the reasons for miss-ing data in each group were not provided. In 2 others, thedropout rate was significant higher in the chlorhexidinegroup.10,19 In Fourrier et al,9 the proportion of missingoutcomes compared with observed event risk was highenough to induce relevant bias. Finally, the reasons formissing outcomes were likely to be related to the trueoutcome in Kusahara et al.22
Sample size calculation was not described in 4 stud-ies.9,10,18,22 Moreover, in the other 4, final sample size wassmaller than the number indicated by sample size calcu-lations.8,14,19,25T
able
1.C
ontin
ued
Stud
y(Y
ear)
Subj
ect
Sour
ceIn
clus
ion
Cri
teri
aE
xclu
sion
Cri
teri
aD
iagn
ostic
Info
rmat
ion
Exp
erim
enta
lG
roup
Con
trol
Gro
upFo
llow
-Up
Seba
stia
net
al(2
012)
25PI
CU
;In
dia
Age
�3
mo
and
�15
y,re
quir
ing
orot
rach
eal
orna
sotr
ache
alin
tuba
tion
and
mec
hani
cal
vent
ilatio
n
Subj
ects
who
had
been
mec
hani
cally
vent
ilate
dfo
r�
24h
befo
rePI
CU
adm
issi
on,
with
trac
heos
tom
ies,
with
inac
cess
ible
oral
cavi
ties,
hype
rsen
sitiv
ityto
CH
X
Insu
bjec
tsw
ithno
evid
ence
ofpr
eexi
stin
gpn
eum
onia
,di
agno
sis
ofV
AP
was
mad
eba
sed
onth
ecr
iteri
aes
tabl
ishe
dby
the
CD
C;
insu
bjec
tsw
ithun
derl
ying
pneu
mon
ia,
wor
seni
ngof
clin
ical
and
radi
olog
ical
find
ings
and
chan
ges
inbr
onch
oalv
eola
rla
vage
flui
dfl
ora
wer
eus
edto
diag
nose
VA
P
CH
X1%
gel
(tot
aln
�41
,w
ithou
ta
diag
nosi
sof
pneu
mon
iaat
base
line
n�
15);
0.5
g(1
.5cm
)of
gel
was
appl
ied
over
the
bucc
alm
ucos
a,af
ter
mou
thas
pira
tion
and
clea
nsin
gw
ithsa
line-
soak
edga
uze;
inte
rven
tion
was
perf
orm
ed3
times
/d,
for
upto
21d
Plac
ebo
gel
(tot
aln
�45
,w
ithou
ta
diag
nosi
sof
pneu
mon
iaat
base
line
n�
16),
appl
ied
acco
rdin
gto
the
sam
eor
alca
repr
otoc
olus
edin
the
expe
rim
enta
lgr
oup
Subj
ects
wer
efo
llow
edfo
ra
peri
odof
21d
orun
tilho
spita
ldi
scha
rge,
whi
chev
erw
asea
rlie
r
CPI
S�
clin
ical
pulm
onar
yin
fect
ion
scor
eC
HX
�ch
lorh
exid
ine
CFU
�co
lony
-for
min
gun
itsV
AP
�ve
ntila
tor-
asso
ciat
edpn
eum
onia
CD
C�
Cen
ters
for
Dis
ease
Con
trol
and
Prev
entio
nN
NIS
�N
atio
nal
Nos
ocom
ial
Infe
ctio
nsSu
rvei
llanc
ePI
CU
�pe
diat
ric
ICU
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9 1251
Tab
le2.
Ris
kof
Bia
s
Stud
y(Y
ear)
Ran
dom
Sequ
ence
Gen
erat
ion
Allo
catio
nC
once
alm
ent
Blin
ding
ofPa
rtic
ipan
tsan
dPe
rson
nel
Blin
ding
ofO
utco
me
Ass
esso
rIn
com
plet
eO
utco
me
Dat
aSe
lect
ive
Rep
ortin
gO
ther
Sour
ces
ofB
ias
Ove
rall
Ris
kof
Bia
s
Four
rier
etal
(200
0)9
Low
(��su
bjec
tsw
ere
rand
omiz
edin
totw
ogr
oups
acco
rdin
gto
aco
mpu
ter-
sequ
ence
bala
nced
rand
omiz
atio
nta
ble�
)
Unc
lear
Hig
hL
owH
igh
(stu
dydo
esno
tsh
owth
ere
ason
sfo
rat
triti
onin
each
grou
p)
Low
Hig
h(n
osa
mpl
esi
zeca
lcul
atio
n)H
igh
Gra
pet
al(2
004)
10L
ow(“
Subj
ects
wer
era
ndom
ized
eith
erto
one
ofth
etr
eatm
ent
grou
ps(C
HG
bysp
ray
orsw
ab)
orto
the
cont
rol
grou
p(u
sual
care
)us
ing
abl
ock
rand
omiz
atio
nsc
hem
e”)
Unc
lear
Hig
hL
owH
igh
(attr
ition
was
high
erat
the
CH
Xgr
oups
,2
CH
Xgr
oups
wer
em
erge
ddu
eto
high
attr
ition
)
Low
Hig
h(n
osa
mpl
esi
zeca
lcul
atio
n;pr
oced
ures
not
clea
rly
desc
ribe
din
test
and
cont
rol
grou
ps)
Hig
h
Four
rier
etal
(200
5)8
Low
(“B
lock
rand
omiz
atio
nst
ratif
ied
bysi
tew
asus
ed�)
Low
(“�al
lra
ndom
izat
ion
lists
wer
ehe
ldin
seal
eden
velo
pes
inth
eph
arm
acy
depa
rtm
ents
ofth
esi
xce
nter
s”)
Low
Low
Hig
h(t
hepr
opor
tion
ofm
issi
ngou
tcom
esco
mpa
red
with
obse
rved
even
tri
sken
ough
toin
duce
clin
ical
lyre
leva
ntbi
asin
inte
rven
tion
effe
ctes
timat
e)
Low
Hig
h(f
inal
sam
ple
size
smal
ler
than
the
num
ber
defi
ned
byth
ere
sults
from
sam
ple
size
calc
ulat
ion)
Hig
h
Koe
man
etal
(200
6)12
Low
(“E
ligib
lesu
bjec
tsw
ere
rand
omly
assi
gned
toon
eof
thre
est
udy
grou
psby
aco
mpu
teri
zed
rand
omiz
atio
nsc
hedu
le.
Ran
dom
izat
ion
was
stra
tifie
dpe
rho
spita
l”)
Unc
lear
Low
Low
Low
(mis
sing
outc
ome
data
bala
nced
innu
mbe
rsac
ross
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rven
tion
grou
ps,
with
sim
ilar
reas
ons
for
mis
sing
data
acro
ssgr
oups
)
Low
Low
Unc
lear
Tan
tipon
get
al(2
008)
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ow(“
Eac
hel
igib
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tw
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ndom
ized
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ech
lorh
exid
ine
grou
por
the
norm
alsa
line
grou
pby
stra
tifie
dra
ndom
izat
ion
acco
rdin
gto
the
sex
and
hosp
ital
loca
tion�
”)
Unc
lear
Hig
hL
owU
ncle
ar(i
nsuf
fici
ent
repo
rtin
gof
attr
ition
/exc
lusi
ons
tope
rmit
judg
men
t;it
isno
tcl
ear
ifal
lsu
bjec
tsco
mpl
eted
the
stud
y)
Low
Hig
h(s
ampl
esi
zew
assm
alle
rth
anth
enu
mbe
rde
fine
dby
the
sam
ple
size
calc
ulat
ion)
Hig
h
Bel
issi
mo-
Rod
rigu
eset
al(2
009)
15L
ow(�
�a
code
num
ber
was
sele
cted
from
abo
xan
dth
eco
rres
pond
ing
num
bere
dbo
ttle
was
plac
edbe
side
the
subj
ect’
sbe
d.R
ando
miz
atio
nw
asno
tst
ratif
ied”
)
Low
(“U
ntil
all
data
wer
eco
llect
ed;
only
the
phar
mac
ist
knew
whi
chco
denu
mbe
rsco
rres
pond
edto
whi
chki
ndof
solu
tion”
)
Low
Low
Low
(mis
sing
outc
ome
data
bala
nced
innu
mbe
rsac
ross
inte
rven
tion
grou
ps,
with
sim
ilar
reas
ons
for
mis
sing
data
acro
ssgr
oups
)
Low
Unc
lear
(dif
fere
nces
inag
ean
dfr
eque
ncy
ofco
mpr
omis
edm
enta
lst
atus
betw
een
grou
ps)
Unc
lear
Scan
napi
eco
etal
(200
9)17
Low
(“Su
bjec
tsw
ere
rand
omiz
edto
the
stud
yvi
aa
web
-bas
edsu
bjec
ten
rollm
ent
syst
emth
atpr
epar
eda
set
ofSu
bjec
tId
entif
icat
ion
Num
bers
(SID
)th
atid
entif
ied
indi
vidu
altr
eatm
ent
assi
gnm
ents
”)
Low
(“Se
aled
enve
lope
sco
ntai
ning
ara
ndom
num
ber
wer
ege
nera
ted
inbl
ocks
ofsi
xto
prov
ide
conc
ealm
ent
ofsu
bjec
tas
sign
men
tfr
omth
ein
vest
igat
ors“
)
Low
Low
Unc
lear
(rea
sons
for
mis
sing
data
inea
chgr
oup
wer
eno
tpr
ovid
ed)
Low
Low
Unc
lear
Cab
ovet
al(2
010)
18L
ow(“
�Su
bjec
tsw
ere
rand
omiz
edin
totw
ogr
oups
acco
rdin
gto
aco
mpu
ter-
gene
rate
dba
lanc
edra
ndom
izat
ion
tabl
e�)
Unc
lear
Low
Low
Hig
h(r
easo
nsfo
rm
issi
ngda
tain
each
grou
pw
ere
not
prov
ided
)
Low
Hig
h(n
osa
mpl
esi
zeca
lcul
atio
n,V
AP
was
not
clea
rly
defi
ned,
excl
usio
ncr
iteri
aw
ere
not
clea
rly
defi
ned)
Hig
h
(con
tinu
ed)
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
1252 RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9
Tab
le2.
Con
tinue
d
Stud
y(Y
ear)
Ran
dom
Sequ
ence
Gen
erat
ion
Allo
catio
nC
once
alm
ent
Blin
ding
ofPa
rtic
ipan
tsan
dPe
rson
nel
Blin
ding
ofO
utco
me
Ass
esso
rIn
com
plet
eO
utco
me
Dat
aSe
lect
ive
Rep
ortin
gO
ther
Sour
ces
ofB
ias
Ove
rall
Ris
kof
Bia
s
Ber
ryet
al(2
011)
19L
ow(�
�Su
bjec
tsw
ere
rand
omiz
edin
toon
eof
thre
egr
oups
acco
rdin
gto
aba
lanc
edra
ndom
izat
ion
tabl
epr
epar
edby
abi
osta
tistic
ian�
)
Unc
lear
Hig
hL
owH
igh
(per
cent
age
ofm
issi
ngou
tcom
eda
taw
assm
alle
rin
num
ber
inth
epl
aceb
ogr
oup;
freq
uenc
yof
prot
ocol
brea
chw
ashi
gher
inth
etr
eatm
ent
grou
ps,
freq
uenc
yof
subj
ect
deat
hw
ashi
gher
inth
eso
dium
bica
rbon
ate
grou
p)
Low
Hig
h(n
umbe
rof
subj
ects
was
smal
ler
than
the
one
defi
ned
byth
esa
mpl
esi
zeca
lcul
atio
n)
Hig
h
Jaco
mo
etal
(201
1)21
Low
(��su
bjec
tsw
ere
rand
omiz
edto
the
expe
rim
enta
lor
the
cont
rol
grou
pby
mea
nsof
alis
tge
nera
ted
bya
com
pute
rize
dsy
stem
that
uses
ara
ndom
num
ber
gene
rato
rto
prod
uce
cust
omiz
edse
tsof
rand
omnu
mbe
rs�)
Low
(“T
hera
ndom
izat
ion
list
was
held
inth
eho
spita
lph
arm
acy,
and
all
inve
stig
ator
sw
ere
unaw
are
ofsu
bjec
ts’
assi
gnm
ents
”)
Low
Low
Low
(per
cent
age
ofm
issi
ngou
tcom
eda
taw
asba
lanc
edin
num
ber
acro
ssin
terv
entio
ngr
oups
,w
ithsi
mila
rre
ason
sfo
rm
issi
ngda
taac
ross
grou
ps)
Low
Low
Low
Kus
ahar
aet
al(2
012)
22L
ow(“
Chi
ldre
nw
ere
sequ
entia
llyra
ndom
ized
into
two
grou
psus
ing
aba
lanc
edra
ndom
izat
ion
tabl
ege
nera
ted
byth
eT
rue
Epi
stat
prog
ram
”)
Unc
lear
Low
Low
Hig
h(r
easo
nfo
rth
em
issi
ngou
tcom
eda
talik
ely
tobe
rela
ted
toth
etr
ueou
tcom
e)
Low
Hig
h(a
gedi
ffer
ence
,no
sam
ple
size
calc
ulat
ion)
Hig
h
Ozç
aka
etal
(201
2)24
Low
(�T
hera
ndom
izat
ion
prep
ared
ase
tof
subj
ect
iden
tific
atio
nnu
mbe
rs(S
IDs)
that
iden
tifie
din
divi
dual
trea
tmen
tas
sign
men
ts�)
Unc
lear
Hig
hL
owL
ow(p
erce
ntag
eof
mis
sing
outc
ome
data
was
bala
nced
innu
mbe
rac
ross
inte
rven
tion
grou
ps,
with
sim
ilar
reas
ons
for
mis
sing
data
acro
ssgr
oups
)
Low
Low
Unc
lear
Seba
stia
net
al(2
012)
25L
ow(�
The
rand
omse
quen
cew
asge
nera
ted
for
each
stra
tum
usin
gth
eST
AT
A9.
0pr
ogra
m�in
bloc
ksof
6�)
Low
(�R
ando
miz
atio
nan
dnu
mbe
ring
ofth
etu
bes
wer
edo
neby
pers
onne
lno
tin
volv
edin
the
stud
y,an
dth
eal
loca
tion
sequ
ence
rem
aine
dco
ncea
led
thro
ugh
the
entir
ele
ngth
ofth
est
udy�
)
Low
Low
Low
(per
cent
age
ofm
issi
ngou
tcom
eda
taw
asba
lanc
edin
num
ber
acro
ssin
terv
entio
ngr
oups
,w
ithsi
mila
rre
ason
sfo
rm
issi
ngda
taac
ross
grou
ps)
Low
Hig
h(n
umbe
rof
subj
ects
rand
omiz
edw
assm
alle
rth
anth
enu
mbe
rsu
gges
ted
byth
esa
mpl
esi
zeca
lcul
atio
n)
Hig
h
CH
X�
chlo
rhex
idin
eV
AP
�ve
ntila
tor-
asso
ciat
edpn
eum
onia
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9 1253
Effect of Oral Care With Chlorhexidineon VAP Prevention
A preliminary analysis including 1,640 pediatric andadult subjects revealed that oral application of chlorhexi-dine did not promote a significant reduction in VAP inci-dence (relative risk 0.80, 95% CI 0.59–1.07, I2 � 45%)(Fig. 2). Next, subgroup analyses were conducted to com-pare the effect of chlorhexidine in pediatric and adult pop-ulations. Similar to the results found in the overall studypopulation, oral care with chlorhexidine failed to preventVAP in the pediatric population (relative risk 1.13, 95% CI0.76–1.67, I2 � 0%) (see Fig. 2). Nonetheless, oral appli-cation of chlorhexidine promoted a trend toward a protec-tive effect in adult subjects (relative risk 0.70, 95% CI0.48–1.00, I2 � 47%) (see Fig. 2). Due to the limitednumber of studies that investigated the effect of oral carewith chlorhexidine on VAP prevention in pediatric sub-jects and the lack of effects of oral care with chlorhexidinein this study population, the following subgroup analyseswere conducted based on adult population data only.
Effect of Chlorhexidine Concentration
Subgroup analysis investigated chlorhexidine used inconcentrations of 0.12, 0.2, and 2% (Fig. 3). At the lowest
concentrations tested (0.12 and 0.2%), chlorhexidine failedto prevent VAP development (0.12% chlorhexidine: rela-tive risk 1.00, 95% CI 0.51–1.99, I2 � 54%; 0.2% chlo-rhexidine: relative risk 0.63, 95% CI 0.32–1.22, I2 � 57%).In sharp contrast, 2% chlorhexidine promoted a significantreduction in VAP incidence (relative risk 0.53, 95% CI0.31–0.91, I2 � 0%).
Effect of Chlorhexidine Frequency of Use
Subgroup analyses investigated chlorhexidine used ina single application at intubation and once, twice, 3times, or 4 times daily (Fig. 4). When used as a singleapplication dose at intubation, in the study published byGrap et al,10 chlorhexidine failed to reduce the inci-dence of VAP (relative risk 2.79, 95% CI 0.75–10.37).Likewise, chlorhexidine used at frequencies of once/d,twice/d, and 3 times/d also failed to prevent VAP de-velopment (once/d: relative risk 0.59, 95% CI 0.25–1.40; twice/d: relative risk 1.25, 95% CI 0.19 – 8.31,I2 � 65%; 3 times/d: relative risk 0.64, 95% CI 0.31–1.31, I2 � 62%). The protective effect of chlorhexidinewas only achieved when its frequency of use was in-creased to 4 times/d (relative risk 0.56, 95% CI 0.38 –0.81, I2 � 0%).
Fig. 2. Effect of oral care with chlorhexidine on ventilator-associated pneumonia prevention.
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
1254 RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9
Effect of Chlorhexidine Used as Monotherapy or inCombination With Mechanical Means
In some studies, chlorhexidine was the only form of oralcare.8-10,12,18,24 On the contrary, in some others, chlorhexi-dine was associated with mechanical debridement.14,15,17,19
Therefore, an analysis was undertaken to assess the effec-tiveness of chlorhexidine used alone and in associationwith mechanical means for the prevention of VAP (Fig. 5).Used as monotherapy, chlorhexidine failed to reduce VAPincidence (relative risk 0.65, 95% CI 0.39–1.09, I2 �55%). Similarly, chlorhexidine did not promote a signifi-cant reduction in VAP incidence when used in conjunctionwith mechanical cleansing of the oral cavity (relative risk0.77, 95% CI 0.43–1.39, I2 � 42%).
Safety
Six studies reported that the oral use of chlorhexidinewas associated with no adverse effects.15,17,19,21,24,25 An-other 6 studies failed to provide information about its safe-ty.8-10,12,18,22 One study reported that mild and reversibleirritation of the oral mucosa was more common in subjectstreated with chlorhexidine 2% solution than in those treatedwith normal saline.14
Discussion
With an intention-to-treat analysis, the present meta-analysis provides the most comprehensive assessment todate of the effect of different protocols of oral care withchlorhexidine in VAP prevention in a non-cardiac surgerypopulation. According to our results, the effectiveness oforal care with chlorhexidine in VAP prevention is influ-enced by the age of the population and the concentrationand frequency of application of chlorhexidine.
The current study demonstrated that oral care with chlo-rhexidine promoted a trend toward VAP prevention inadult subjects but failed to prevent disease development innewborns and infants. There are 3 possible explanationsfor this discrepancy. First, it is plausible that the antimi-crobial effects of chlorhexidine cannot overcome the rel-ative immaturity of the immune system of newborns andinfants. The relevance of newborn respiratory innate im-munity to the pathogenesis of respiratory diseases in new-borns and infants is beginning to surface. Plasmatic levelsof complement components and other multifunctional sol-uble immune proteins are significantly lower in newbornscompared with adults.33 Moreover, existing evidence basedon animal models indicates that a post-natal impairment ofTLR2 and TLR4 expression negatively affects inflamma-tory responses following intratracheal administration of
Fig. 3. Effect of chlorhexidine concentration on ventilator-associated pneumonia prevention.
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9 1255
Gram-negative bacteria early in life.34 Likewise, a strongbias against T helper cell type 1 polarization of the im-mune response is also thought to make infants more sus-ceptible to microbial infections.35 Second, it is reasonableto speculate that the small oral cavity associated with therelatively large tongue in newborns and infants is likely topose technical difficulties in providing proper oral carewith chlorhexidine to these subjects. Last, the lack of chlo-rhexidine effect in the pediatric population might be sim-ply explained by the fact that none of the pediatric trialsused 2% formulations or rendered oral decontaminationwith chlorhexidine 4 times/d.
This meta-analysis demonstrated that the effectivenessof oral care with chlorhexidine on prevention of VAP isdose- and frequency-dependent. Subgroup analysis dem-
onstrated that 0.12 and 0.2% chlorhexidine failed to pro-mote a significant reduction in VAP incidence in adultsubjects. In sharp contrast, 2% chlorhexidine promoted asignificant reduction in the incidence of VAP, with a rel-ative risk of 0.53. Two previous meta-analyses showedsimilar results, with a relative risk of 0.53 for chlorhexi-dine 2%.28,36 The antibacterial activity of chlorhexidine isdose-dependent.37,38 Higher and longer lasting antimicro-bial activity has been reported for 2% chlorhexidine ascompared with less concentrated formulations,39 whichcould explain the superior results of oral care with 2%chlorhexidine in VAP prevention. Nonetheless, it is im-portant to note that data about the tolerance of 2% solu-tions were provided by only one study that reported mildand reversible irritation of the oral mucosa with the use of
Fig. 4. Effect of chlorhexidine frequency of use on ventilator-associated pneumonia prevention.
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
1256 RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9
2% chlorhexidine solution.14 Moreover, 2% chlorhexidinesolutions are not available worldwide and are often onlymade for study purposes.
This study showed for the first time that oral care withchlorhexidine is only effective in reducing VAP incidencewhen provided 4 times/d. Numerous authors have demon-strated the immediate antibacterial effect of chlorhexidineand the persistence of its substantivity for up to 12–14 hafter its administration. However, the clinical relevanceof this information has been challenged, since risingevidence suggests that although chlorhexidine can befound in the oral cavity for �12 h, its antimicrobialactivity lasts only 7 h after a mouth rinse.37,38 Thus, it islikely that the effectiveness of oral care with chlorhexi-dine in VAP prevention is dependent on its persistentantimicrobial activity.
Along these lines, 2% chlorhexidine was used in only 2of the total of 10 adult population trials included in thismeta-analysis. On a patient level, this signifies that only33% of subjects receiving oral care with chlorhexidinewere treated with the 2% formulation. Likewise, chlo-rhexidine was administered 4 times/d in only 3 trials in-cluded in this meta-analysis, encompassing only 38% ofsubjects receiving oral care with chlorhexidine. As previ-ously mentioned, the current study showed that oral carewith chlorhexidine promoted only a trend toward VAPprevention in adult subjects. Thus, it is reasonable to spec-ulate that the overall effect of oral care with chlorhexidinein VAP prevention could have been stronger if more trialshad administered chlorhexidine at 2% or rendered treat-ment 4 times/d. Also, the wide variety of combinations of
chlorhexidine concentrations and dose intervals reportedin studies included in this meta-analysis have precludedthe investigation of potential interplays of chlorhexidineconcentration and frequency of use in VAP prevention. Aventilator bundle is a group of interventions related toventilator care that, when implemented together, promotessignificantly better outcomes. The VAP prevention bundleis a widely used ICU protocol that includes elevation ofthe head of the bed, daily sedation vacations and assess-ment of readiness to extubate, peptic ulcer disease prophy-laxis, deep vein thrombosis prophylaxis, and oral decon-tamination with chlorhexidine. Thus, it is also plausiblethat oral decontamination with chlorhexidine failed to pro-mote an overall significant reduction in VAP incidencebecause other bundle prevention measures had been suc-cessfully implemented and limited VAP development.
Subanalyses conducted to specifically assess the effec-tiveness of oral chlorhexidine used alone and in associa-tion with mechanical means in the prevention of VAPshowed that none of these protocols were able to reduceVAP incidence. These results, however, must be inter-preted cautiously due to the large methodological hetero-geneity across the limited number of studies included inthis subanalysis. The observation that oral chlorhexidinealone might be slightly superior due to its association withmechanical means for VAP prevention is likely to be mis-leading. First, no direct comparison was made betweenthese protocols. Second, the meta-analysis that assessedthe efficacy of chlorhexidine associated with mechanicalmeans included fewer subjects receiving 2% chlorhexidineand/or rendered treatment 4 times/d than the meta-analysis
Fig. 5. Effect of chlorhexidine used as monotherapy or in combination with mechanical means on ventilator-associated pneumoniaprevention.
INTRAORAL CHLORHEXIDINE FOR PREVENTION OF VAP
RESPIRATORY CARE • SEPTEMBER 2016 VOL 61 NO 9 1257
of studies assessing the efficacy of chlorhexidine alone. Ofinterest, a meta-analysis of 4 low-quality trials found nodifference between oral care with chlorhexidine plus toothbrushing and oral care with chlorhexidine alone in termsof VAP prevention.28
Finally, only 2 studies included in this meta-analysisreported the periodontal conditions of enrolled subjects.17,24
Potential associations between periodontal disease and peri-odontal disease-associated micro-organisms and the devel-opment of nosocomial pneumonia have been already pro-posed.40 Thus, it is plausible to speculate that oral carewith chlorhexidine is more likely to prevent VAP devel-opment in subjects with periodontal infection.
Conclusions
We found that oral care with chlorhexidine is effectivein reducing VAP incidence in the adult population only ifchlorhexidine is administered at 2% or 4 times/d. Thesefindings, however, must be interpreted cautiously, due tothe high heterogeneity of the studies and small number oftrials that tested the safety and effectiveness of chlorhexi-dine at 2% or rendered treatment 4 times/d. Further inves-tigation of intervention protocols implementing oral chlo-rhexidine at high concentration and frequency to reduceVAP in subjects with a known periodontal status is re-quired before definitive recommendations can be made.
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